Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RAMBUS INCRMBS · Entity 3575 | SVP, GM ESD | February 09, 2018 | February 13, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RAMBUS INC
Report date February 09, 2018 · Filed February 13, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 235,590 |
Ending reported balance
After 2018-02-09 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2018-02-09 · Exercise / conversion · Acquired 463 · Balance 236,053 Row 2 · 2018-02-09 · Exercise / conversion · Acquired 700 · Balance 236,753 Row 3 · 2018-02-09 · Exercise / conversion · Acquired 971 · Balance 237,724 Row 4 · 2018-02-09 · Exercise / conversion · Acquired 802 · Balance 238,526 Row 5 · 2018-02-09 · Sale · Disposed 2,936 · Balance 235,590 F1: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 9, 2017. |
| Employee stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.55 · Expires 2019-02-02 | Direct | 12,467 |
Reported balance
After 2016-02-09 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2016-02-09 · Exercise / conversion · Disposed 463 · Balance 12,467 F2: Shares subject to the option are fully vested and immediately exercisable. |
| Employee stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.31 · Expires 2022-02-01 | Direct | 19,600 |
Reported balance
After 2016-02-09 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2016-02-09 · Exercise / conversion · Disposed 700 · Balance 19,600 F2: Shares subject to the option are fully vested and immediately exercisable. |
| Employee stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.46 · Expires 2023-02-01 | Direct | 27,200 |
Reported balance
After 2016-02-09 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2016-02-09 · Exercise / conversion · Disposed 971 · Balance 27,200 F2: Shares subject to the option are fully vested and immediately exercisable. |
| Employee stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.76 · Expires 2024-02-03 | Direct | 35,357 |
Reported balance
After 2016-02-09 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2016-02-09 · Exercise / conversion · Disposed 802 · Balance 35,357 F2: Shares subject to the option are fully vested and immediately exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 9, 2017.
F2: Shares subject to the option are fully vested and immediately exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 11, 2017 Filed Sep 13, 2017 22:52 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 465 | $0.00 Strike: $8.55 | $0.00 |
DisclosureSEC source: 0001209191-17-052709 · doc4.xml · derivative · entry 6 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,328 Underlying: Common Stock · 465 shares Expires 2019-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 2, 2009 and the remaining shares vested monthly thereafter until fully vested on February 2, 2014. Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 22:52 UTC | RAMBUS INC RMBS · Entity 3575 | SaleCommon Stock | 4,065 | $12.96 | $52,700.29 |
DisclosureSEC source: 0001209191-17-052709 · doc4.xml · nonDerivative · entry 5 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,632 F1 · kind: The sales reported on this Form 4 are pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 9, 2017. F2 · price: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $12.95 to $13.00. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 22:52 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 804 | $8.76 | $7,043.04 |
DisclosureSEC source: 0001209191-17-052709 · doc4.xml · nonDerivative · entry 4 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,697 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 22:52 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 972 | $5.46 | $5,307.12 |
DisclosureSEC source: 0001209191-17-052709 · doc4.xml · nonDerivative · entry 3 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,893 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 22:52 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 700 | $7.31 | $5,117.00 |
DisclosureSEC source: 0001209191-17-052709 · doc4.xml · nonDerivative · entry 2 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,921 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 22:52 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 465 | $8.55 | $3,975.75 |
DisclosureSEC source: 0001209191-17-052709 · doc4.xml · nonDerivative · entry 1 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 22:01 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 803 | $0.00 Strike: $8.76 | $0.00 |
DisclosureSEC source: 0001209191-17-048806 · doc4.xml · derivative · entry 9 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,178 Underlying: Common Stock · 803 shares Expires 2024-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 3, 2014 and the remaining shares vested monthly thereafter until fully vested on February 3, 2018. Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 22:01 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 971 | $0.00 Strike: $5.46 | $0.00 |
DisclosureSEC source: 0001209191-17-048806 · doc4.xml · derivative · entry 8 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,027 Underlying: Common Stock · 971 shares Expires 2023-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on February 1, 2017. Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 22:01 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 700 | $0.00 Strike: $7.31 | $0.00 |
DisclosureSEC source: 0001209191-17-048806 · doc4.xml · derivative · entry 7 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,800 Underlying: Common Stock · 700 shares Expires 2022-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2012 and the remaining shares vested monthly thereafter until fully vested on February 1, 2016. Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 22:01 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 464 | $0.00 Strike: $8.55 | $0.00 |
DisclosureSEC source: 0001209191-17-048806 · doc4.xml · derivative · entry 6 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,793 Underlying: Common Stock · 464 shares Expires 2019-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 2, 2009 and the remaining shares vested monthly thereafter until fully vested on February 2, 2014. Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 22:01 UTC | RAMBUS INC RMBS · Entity 3575 | SaleCommon Stock | 3,640 | $12.59 | $45,828.33 |
DisclosureSEC source: 0001209191-17-048806 · doc4.xml · nonDerivative · entry 5 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,756 F1 · kind: The sales reported on this Form 4 are pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 9, 2017. F2 · price: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $12.5450 to $12.61. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 22:01 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 803 | $8.76 | $7,034.28 |
DisclosureSEC source: 0001209191-17-048806 · doc4.xml · nonDerivative · entry 4 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,396 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 22:01 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 971 | $5.46 | $5,301.66 |
DisclosureSEC source: 0001209191-17-048806 · doc4.xml · nonDerivative · entry 3 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,593 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 22:01 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 700 | $7.31 | $5,117.00 |
DisclosureSEC source: 0001209191-17-048806 · doc4.xml · nonDerivative · entry 2 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,622 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 22:01 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 464 | $8.55 | $3,967.20 |
DisclosureSEC source: 0001209191-17-048806 · doc4.xml · nonDerivative · entry 1 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,922 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 12, 2017 Filed Jul 13, 2017 23:06 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 804 | $0.00 Strike: $8.76 | $0.00 |
DisclosureSEC source: 0001209191-17-045107 · doc4.xml · derivative · entry 9 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,981 Underlying: Common Stock · 804 shares Expires 2024-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 3, 2014 and the remaining shares vested monthly thereafter until fully vested on February 3, 2018. Read SEC document |
| July 12, 2017 Filed Jul 13, 2017 23:06 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 971 | $0.00 Strike: $5.46 | $0.00 |
DisclosureSEC source: 0001209191-17-045107 · doc4.xml · derivative · entry 8 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,998 Underlying: Common Stock · 971 shares Expires 2023-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on February 1, 2017. Read SEC document |
| July 12, 2017 Filed Jul 13, 2017 23:06 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 700 | $0.00 Strike: $7.31 | $0.00 |
DisclosureSEC source: 0001209191-17-045107 · doc4.xml · derivative · entry 7 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,500 Underlying: Common Stock · 700 shares Expires 2022-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2012 and the remaining shares vested monthly thereafter until fully vested on February 1, 2016. Read SEC document |
| July 12, 2017 Filed Jul 13, 2017 23:06 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 465 | $0.00 Strike: $8.55 | $0.00 |
DisclosureSEC source: 0001209191-17-045107 · doc4.xml · derivative · entry 6 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,257 Underlying: Common Stock · 465 shares Expires 2019-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 2, 2009 and the remaining shares vested monthly thereafter until fully vested on February 2, 2014. Read SEC document |
| July 12, 2017 Filed Jul 13, 2017 23:06 UTC | RAMBUS INC RMBS · Entity 3575 | SaleCommon Stock | 3,491 | $12.90 | $45,033.90 |
DisclosureSEC source: 0001209191-17-045107 · doc4.xml · nonDerivative · entry 5 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,458 F1 · kind: The sales reported on this Form 4 are pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 9, 2017. F2 · price: The sale price reported in Column 4 of Table 1 represents the exact sale price of the shares sold. Read SEC document |
| July 12, 2017 Filed Jul 13, 2017 23:06 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 804 | $8.76 | $7,043.04 |
DisclosureSEC source: 0001209191-17-045107 · doc4.xml · nonDerivative · entry 4 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 12, 2017 Filed Jul 13, 2017 23:06 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 971 | $5.46 | $5,301.66 |
DisclosureSEC source: 0001209191-17-045107 · doc4.xml · nonDerivative · entry 3 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,145 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 12, 2017 Filed Jul 13, 2017 23:06 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 700 | $7.31 | $5,117.00 |
DisclosureSEC source: 0001209191-17-045107 · doc4.xml · nonDerivative · entry 2 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,174 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 12, 2017 Filed Jul 13, 2017 23:06 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 465 | $8.55 | $3,975.75 |
DisclosureSEC source: 0001209191-17-045107 · doc4.xml · nonDerivative · entry 1 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,474 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 12, 2017 Filed Jun 12, 2017 21:51 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 804 | $0.00 Strike: $8.76 | $0.00 |
DisclosureSEC source: 0001209191-17-039259 · doc4.xml · derivative · entry 9 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,785 Underlying: Common Stock · 804 shares Expires 2024-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 3, 2014 and the remaining shares vested monthly thereafter until fully vested on February 3, 2018. Read SEC document |
| June 12, 2017 Filed Jun 12, 2017 21:51 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 973 | $0.00 Strike: $5.46 | $0.00 |
DisclosureSEC source: 0001209191-17-039259 · doc4.xml · derivative · entry 8 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,969 Underlying: Common Stock · 973 shares Expires 2023-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on February 1, 2017. Read SEC document |
| June 12, 2017 Filed Jun 12, 2017 21:51 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 700 | $0.00 Strike: $7.31 | $0.00 |
DisclosureSEC source: 0001209191-17-039259 · doc4.xml · derivative · entry 7 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,200 Underlying: Common Stock · 700 shares Expires 2022-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2012 and the remaining shares vested monthly thereafter until fully vested on February 1, 2016. Read SEC document |
| June 12, 2017 Filed Jun 12, 2017 21:51 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 465 | $0.00 Strike: $8.55 | $0.00 |
DisclosureSEC source: 0001209191-17-039259 · doc4.xml · derivative · entry 6 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,722 Underlying: Common Stock · 465 shares Expires 2019-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 2, 2009 and the remaining shares vested monthly thereafter until fully vested on February 2, 2014. Read SEC document |
| June 12, 2017 Filed Jun 12, 2017 21:51 UTC | RAMBUS INC RMBS · Entity 3575 | SaleCommon Stock | 3,644 | $12.06 | $43,946.64 |
DisclosureSEC source: 0001209191-17-039259 · doc4.xml · nonDerivative · entry 5 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,009 F1 · kind: The sales reported on this Form 4 are pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 9, 2017. F2 · price: The sale price reported in Column 4 of Table 1 represents the exact sale price of the shares sold. Read SEC document |
| June 12, 2017 Filed Jun 12, 2017 21:51 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 804 | $8.76 | $7,043.04 |
DisclosureSEC source: 0001209191-17-039259 · doc4.xml · nonDerivative · entry 4 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,653 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 12, 2017 Filed Jun 12, 2017 21:51 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 973 | $5.46 | $5,312.58 |
DisclosureSEC source: 0001209191-17-039259 · doc4.xml · nonDerivative · entry 3 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,849 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 12, 2017 Filed Jun 12, 2017 21:51 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 700 | $7.31 | $5,117.00 |
DisclosureSEC source: 0001209191-17-039259 · doc4.xml · nonDerivative · entry 2 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,876 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 12, 2017 Filed Jun 12, 2017 21:51 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 465 | $8.55 | $3,975.75 |
DisclosureSEC source: 0001209191-17-039259 · doc4.xml · nonDerivative · entry 1 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,176 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2017 Filed May 15, 2017 21:07 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 803 | $0.00 Strike: $8.76 | $0.00 |
DisclosureSEC source: 0001209191-17-032380 · doc4.xml · derivative · entry 9 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,589 Underlying: Common Stock · 803 shares Expires 2024-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 3, 2014 and the remaining shares vested monthly thereafter until fully vested on February 3, 2018. Read SEC document |
| May 12, 2017 Filed May 15, 2017 21:07 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 971 | $0.00 Strike: $5.46 | $0.00 |
DisclosureSEC source: 0001209191-17-032380 · doc4.xml · derivative · entry 8 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,942 Underlying: Common Stock · 971 shares Expires 2023-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on February 1, 2017. Read SEC document |
| May 12, 2017 Filed May 15, 2017 21:07 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 700 | $0.00 Strike: $7.31 | $0.00 |
DisclosureSEC source: 0001209191-17-032380 · doc4.xml · derivative · entry 7 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,900 Underlying: Common Stock · 700 shares Expires 2022-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2012 and the remaining shares vested monthly thereafter until fully vested on February 1, 2016. Read SEC document |
| May 12, 2017 Filed May 15, 2017 21:07 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 464 | $0.00 Strike: $8.55 | $0.00 |
DisclosureSEC source: 0001209191-17-032380 · doc4.xml · derivative · entry 6 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,187 Underlying: Common Stock · 464 shares Expires 2019-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 2, 2009 and the remaining shares vested monthly thereafter until fully vested on February 2, 2014. Read SEC document |
| May 12, 2017 Filed May 15, 2017 21:07 UTC | RAMBUS INC RMBS · Entity 3575 | SaleCommon Stock | 3,992 | $12.46 | $49,744.71 |
DisclosureSEC source: 0001209191-17-032380 · doc4.xml · nonDerivative · entry 5 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,711 F1 · kind: The sales reported on this Form 4 are pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 9, 2017. F2 · price: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $12.35 to $12.55. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| May 12, 2017 Filed May 15, 2017 21:07 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 803 | $8.76 | $7,034.28 |
DisclosureSEC source: 0001209191-17-032380 · doc4.xml · nonDerivative · entry 4 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,703 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2017 Filed May 15, 2017 21:07 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 971 | $5.46 | $5,301.66 |
DisclosureSEC source: 0001209191-17-032380 · doc4.xml · nonDerivative · entry 3 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2017 Filed May 15, 2017 21:07 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 700 | $7.31 | $5,117.00 |
DisclosureSEC source: 0001209191-17-032380 · doc4.xml · nonDerivative · entry 2 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,929 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2017 Filed May 15, 2017 21:07 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 464 | $8.55 | $3,967.20 |
DisclosureSEC source: 0001209191-17-032380 · doc4.xml · nonDerivative · entry 1 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 12, 2017 Filed Apr 13, 2017 22:23 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 804 | $0.00 Strike: $8.76 | $0.00 |
DisclosureSEC source: 0001209191-17-026919 · doc4.xml · derivative · entry 9 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,392 Underlying: Common Stock · 804 shares Expires 2024-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 3, 2014 and the remaining shares vested monthly thereafter until fully vested on February 3, 2018. Read SEC document |
| April 12, 2017 Filed Apr 13, 2017 22:23 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 971 | $0.00 Strike: $5.46 | $0.00 |
DisclosureSEC source: 0001209191-17-026919 · doc4.xml · derivative · entry 8 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,913 Underlying: Common Stock · 971 shares Expires 2023-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on February 1, 2017. Read SEC document |
| April 12, 2017 Filed Apr 13, 2017 22:23 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 700 | $0.00 Strike: $7.31 | $0.00 |
DisclosureSEC source: 0001209191-17-026919 · doc4.xml · derivative · entry 7 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,600 Underlying: Common Stock · 700 shares Expires 2022-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2012 and the remaining shares vested monthly thereafter until fully vested on February 1, 2016. Read SEC document |
| April 12, 2017 Filed Apr 13, 2017 22:23 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 465 | $0.00 Strike: $8.55 | $0.00 |
DisclosureSEC source: 0001209191-17-026919 · doc4.xml · derivative · entry 6 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,651 Underlying: Common Stock · 465 shares Expires 2019-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 2, 2009 and the remaining shares vested monthly thereafter until fully vested on February 2, 2014. Read SEC document |
| April 12, 2017 Filed Apr 13, 2017 22:23 UTC | RAMBUS INC RMBS · Entity 3575 | SaleCommon Stock | 4,686 | $12.75 | $59,746.50 |
DisclosureSEC source: 0001209191-17-026919 · doc4.xml · nonDerivative · entry 5 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,765 F1 · kind: The sales reported on this Form 4 are pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 9, 2017. F2 · price: All shares were sold at an exact sale price of $12.75. Read SEC document |
| April 12, 2017 Filed Apr 13, 2017 22:23 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 804 | $8.76 | $7,043.04 |
DisclosureSEC source: 0001209191-17-026919 · doc4.xml · nonDerivative · entry 4 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,451 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 12, 2017 Filed Apr 13, 2017 22:23 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 971 | $5.46 | $5,301.66 |
DisclosureSEC source: 0001209191-17-026919 · doc4.xml · nonDerivative · entry 3 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,647 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 12, 2017 Filed Apr 13, 2017 22:23 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 700 | $7.31 | $5,117.00 |
DisclosureSEC source: 0001209191-17-026919 · doc4.xml · nonDerivative · entry 2 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,676 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.