Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CORNING INC /NYGLW · Entity 2883 | Retired Director | August 26, 2010 | August 27, 2010 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CORNING INC /NY
Report date August 26, 2010 · Filed August 27, 2010
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 200,075 |
Reported balance
After 2010-08-26 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2010-08-26 · Exercise / conversion · Acquired 150,000 · Balance 200,075 F1: Respective amounts reported as beneficially owned directly by the reporting person and indirectly by the GRAT reflect a previously unreported transfer of 23,914 shares from the GRAT to the reporting person on 5/20/2010. F2: Respective amounts reported as beneficially owned directly by the reporting person and indirectly by the GRAT reflect a previously unreported transfer of 55,100 shares from the reporting person to the GRAT on 8/5/2010. |
| Common StockSEC Table I · non-derivative | Direct | 50,075 |
Reported balance
After 2010-08-26 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2010-08-26 · Sale · Disposed 150,000 · Balance 50,075 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 15.77 to 15.81, inclusive. The reporting person undertakes to provide Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth previously in this footnote. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.78 · Expires 2012-04-30 | Direct | 875,000 |
Reported balance
After 2010-08-26 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2010-08-26 · Exercise / conversion · Disposed 150,000 · Balance 875,000 F5: The options vested in three equal installments on 5/1/2003, 5/1/2004, and 5/1/2005. |
| Common StockSEC Table I · non-derivative | Indirectby wife | 9,782 |
Reported balance
Holding disclosure · report date 2010-08-26 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 9,782 F4: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | Indirectby GRAT | 3,813 |
Reported balance
Holding disclosure · report date 2010-08-26 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 3,813 |
| Common StockSEC Table I · non-derivative | Indirectby GRAT | 73,360 |
Reported balance
Holding disclosure · report date 2010-08-26 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 73,360 |
| Common StockSEC Table I · non-derivative | Indirectby GRAT | 41,128 |
Reported balance
Holding disclosure · report date 2010-08-26 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 41,128 F1: Respective amounts reported as beneficially owned directly by the reporting person and indirectly by the GRAT reflect a previously unreported transfer of 23,914 shares from the GRAT to the reporting person on 5/20/2010. |
| Common StockSEC Table I · non-derivative | Indirectby GRAT | 55,100 |
Reported balance
Holding disclosure · report date 2010-08-26 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 55,100 F2: Respective amounts reported as beneficially owned directly by the reporting person and indirectly by the GRAT reflect a previously unreported transfer of 55,100 shares from the reporting person to the GRAT on 8/5/2010. |
Filing footnotes · ownership attribution and instrument terms
F1: Respective amounts reported as beneficially owned directly by the reporting person and indirectly by the GRAT reflect a previously unreported transfer of 23,914 shares from the GRAT to the reporting person on 5/20/2010.
F2: Respective amounts reported as beneficially owned directly by the reporting person and indirectly by the GRAT reflect a previously unreported transfer of 55,100 shares from the reporting person to the GRAT on 8/5/2010.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 15.77 to 15.81, inclusive. The reporting person undertakes to provide Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth previously in this footnote.
F4: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F5: The options vested in three equal installments on 5/1/2003, 5/1/2004, and 5/1/2005.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 07, 2005 Filed Dec 8, 2005 22:01 UTC | CORNING INC /NY GLW · Entity 2883 | GrantCommon Stock | 62,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001208669-05-000022 · primary_doc.xml · nonDerivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 779,570 Read SEC document |
| December 07, 2005 Filed Jan 18, 2006 00:27 UTC Amendment | CORNING INC /NY GLW · Entity 2883 | GrantCommon Stock | 62,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001208669-06-000002 · primary_doc.xml · nonDerivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 801,136 F1 · balance_after: The reporting person's Form 4 filed on September 28, 2005 properly reported the receipt of 21,566 shares upon a trust termination. However, that Form 4 and succeeding Forms 4 did not properly relect said 21,566 shares in Column 5, which oversight is corrected herein. Read SEC document |
| November 29, 2005 Filed Nov 30, 2005 21:44 UTC | CORNING INC /NY GLW · Entity 2883 | GiftCommon Stock | 12,183 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001208669-05-000021 · primary_doc.xml · nonDerivative · entry 2 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 717,570 F1 · price: Change in ownership represents a gift for which "price" is not applicable. Read SEC document |
| November 29, 2005 Filed Nov 30, 2005 21:44 UTC | CORNING INC /NY GLW · Entity 2883 | GiftCommon Stock | 24,366 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001208669-05-000021 · primary_doc.xml · nonDerivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 729,753 F1 · price: Change in ownership represents a gift for which "price" is not applicable. Read SEC document |
| November 22, 2005 Filed Nov 23, 2005 18:02 UTC | CORNING INC /NY GLW · Entity 2883 | OtherCommon Stock · Derivative | 126.86 | $21.02 | $2,666.60 |
DisclosureSEC source: 0001208669-05-000020 · primary_doc.xml · derivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,456.84 Underlying: Common Stock · 126.86 shares Expires not disclosed F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. Read SEC document |
| November 11, 2005 Filed Nov 14, 2005 21:40 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Option (right to buy) · Derivative | 39,528 | $0.00 Strike: $8.70 | $0.00 |
DisclosureSEC source: 0001208669-05-000019 · primary_doc.xml · derivative · entry 4 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 39,528 shares Expires 2005-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options were granted on December 6, 1995 and vested 50% on February 1, 1999 and 50% on February 1, 2000. Read SEC document |
| November 11, 2005 Filed Nov 14, 2005 21:40 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 39,528 | $19.64 | $776,329.92 |
DisclosureSEC source: 0001208669-05-000019 · primary_doc.xml · nonDerivative · entry 2 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 754,119 Read SEC document |
| November 11, 2005 Filed Nov 14, 2005 21:40 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 39,528 | $8.70 | $343,893.60 |
DisclosureSEC source: 0001208669-05-000019 · primary_doc.xml · nonDerivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 793,647 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2005 Filed Nov 10, 2005 21:55 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Option (right to buy) · Derivative | 39,526 | $0.00 Strike: $8.70 | $0.00 |
DisclosureSEC source: 0001208669-05-000018 · primary_doc.xml · derivative · entry 14 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,528 Underlying: Common Stock · 39,526 shares Expires 2005-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options were granted on December 6, 1995 and vested 50% on February 1, 1999 and 50% on February 1, 2000. Read SEC document |
| November 10, 2005 Filed Nov 10, 2005 21:55 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 12,659 | $19.38 | $245,331.42 |
DisclosureSEC source: 0001208669-05-000018 · primary_doc.xml · nonDerivative · entry 10 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 763,901 Read SEC document |
| November 10, 2005 Filed Nov 10, 2005 21:55 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 39,526 | $19.35 | $764,911.10 |
DisclosureSEC source: 0001208669-05-000018 · primary_doc.xml · nonDerivative · entry 9 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 776,560 Read SEC document |
| November 10, 2005 Filed Nov 10, 2005 21:55 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 39,526 | $8.70 | $343,876.20 |
DisclosureSEC source: 0001208669-05-000018 · primary_doc.xml · nonDerivative · entry 8 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 816,086 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2005 Filed Nov 10, 2005 21:55 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Option (right to buy) · Derivative | 39,526 | $0.00 Strike: $8.70 | $0.00 |
DisclosureSEC source: 0001208669-05-000018 · primary_doc.xml · derivative · entry 13 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,054 Underlying: Common Stock · 39,526 shares Expires 2005-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options were granted on December 6, 1995 and vested 50% on February 1, 1999 and 50% on February 1, 2000. Read SEC document |
| November 09, 2005 Filed Nov 10, 2005 21:55 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 12,000 | $19.22 | $230,690.40 |
DisclosureSEC source: 0001208669-05-000018 · primary_doc.xml · nonDerivative · entry 7 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 776,560 Read SEC document |
| November 09, 2005 Filed Nov 10, 2005 21:55 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 39,526 | $19.19 | $758,582.99 |
DisclosureSEC source: 0001208669-05-000018 · primary_doc.xml · nonDerivative · entry 6 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 788,560 Read SEC document |
| November 09, 2005 Filed Nov 10, 2005 21:55 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 39,526 | $8.70 | $343,876.20 |
DisclosureSEC source: 0001208669-05-000018 · primary_doc.xml · nonDerivative · entry 5 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 828,086 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 08, 2005 Filed Nov 10, 2005 21:55 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Option (right to buy) · Derivative | 39,526 | $0.00 Strike: $8.70 | $0.00 |
DisclosureSEC source: 0001208669-05-000018 · primary_doc.xml · derivative · entry 12 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,580 Underlying: Common Stock · 39,526 shares Expires 2005-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options were granted on December 6, 1995 and vested 50% on February 1, 1999 and 50% on February 1, 2000. Read SEC document |
| November 08, 2005 Filed Nov 10, 2005 21:55 UTC | CORNING INC /NY GLW · Entity 2883 | GiftCommon Stock | 29,852 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001208669-05-000018 · primary_doc.xml · nonDerivative · entry 4 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 788,560 F1 · price: Change in ownership represents a gift for which 'price' is not applicable. Read SEC document |
| November 08, 2005 Filed Nov 10, 2005 21:55 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 12,000 | $19.37 | $232,453.20 |
DisclosureSEC source: 0001208669-05-000018 · primary_doc.xml · nonDerivative · entry 3 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 818,412 Read SEC document |
| November 08, 2005 Filed Nov 10, 2005 21:55 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 39,526 | $19.48 | $769,792.57 |
DisclosureSEC source: 0001208669-05-000018 · primary_doc.xml · nonDerivative · entry 2 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 830,412 Read SEC document |
| November 08, 2005 Filed Nov 10, 2005 21:55 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 39,526 | $8.70 | $343,876.20 |
DisclosureSEC source: 0001208669-05-000018 · primary_doc.xml · nonDerivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 869,938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 18, 2005 Filed Oct 20, 2005 12:53 UTC | CORNING INC /NY GLW · Entity 2883 | OtherCommon Stock · Derivative | 147.33 | $18.10 | $2,666.67 |
DisclosureSEC source: 0001208669-05-000017 · primary_doc.xml · derivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,329.98 Underlying: Common Stock · 147.33 shares Expires not disclosed F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. Read SEC document |
| September 26, 2005 Filed Sep 28, 2005 14:17 UTC | CORNING INC /NY GLW · Entity 2883 | OtherConvertible Debentures · Derivative | Not disclosed | Not disclosed | $54,000.00 |
DisclosureSEC source: 0001208669-05-000016 · primary_doc.xml · derivative · entry 3 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · Not disclosed shares Expires not disclosed F3 · derivative.exercise_price: The reporting person acquired Corning Incorporated par value $54,000 Zero Coupon Convertible Debentures dated 11/02/00 due 11/08/15, convertible at any time by holder prior to 11/08/15 at 8.3304 shares of Corning Incorporated common stock for each $1000 principal amount if not earlier redeemed or repurchased in accordance with the terms of said debentures. F3 · price: The reporting person acquired Corning Incorporated par value $54,000 Zero Coupon Convertible Debentures dated 11/02/00 due 11/08/15, convertible at any time by holder prior to 11/08/15 at 8.3304 shares of Corning Incorporated common stock for each $1000 principal amount if not earlier redeemed or repurchased in accordance with the terms of said debentures. F3 · derivative.exercise_date: The reporting person acquired Corning Incorporated par value $54,000 Zero Coupon Convertible Debentures dated 11/02/00 due 11/08/15, convertible at any time by holder prior to 11/08/15 at 8.3304 shares of Corning Incorporated common stock for each $1000 principal amount if not earlier redeemed or repurchased in accordance with the terms of said debentures. F3 · derivative.expiration_date: The reporting person acquired Corning Incorporated par value $54,000 Zero Coupon Convertible Debentures dated 11/02/00 due 11/08/15, convertible at any time by holder prior to 11/08/15 at 8.3304 shares of Corning Incorporated common stock for each $1000 principal amount if not earlier redeemed or repurchased in accordance with the terms of said debentures. Read SEC document |
| September 26, 2005 Filed Sep 28, 2005 14:17 UTC | CORNING INC /NY GLW · Entity 2883 | OtherCommon Stock | 21,566 | $0.00 | $0.00 |
DisclosureSEC source: 0001208669-05-000016 · primary_doc.xml · nonDerivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 830,412 F1 · kind: Shares acquired upon termination of a trust. Read SEC document |
| September 20, 2005 Filed Sep 22, 2005 13:19 UTC | CORNING INC /NY GLW · Entity 2883 | OtherCommon Stock · Derivative | 132.74 | $20.09 | $2,666.75 |
DisclosureSEC source: 0001208669-05-000015 · primary_doc.xml · derivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,182.65 Underlying: Common Stock · 132.74 shares Expires not disclosed F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. Read SEC document |
| August 23, 2005 Filed Aug 24, 2005 18:55 UTC | CORNING INC /NY GLW · Entity 2883 | OtherCommon Stock · Derivative | 138.6 | $19.24 | $2,666.66 |
DisclosureSEC source: 0001208669-05-000014 · primary_doc.xml · derivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,049.91 Underlying: Common Stock · 138.6 shares Expires not disclosed F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. Read SEC document |
| August 02, 2005 Filed Aug 2, 2005 20:35 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 75,000 | $19.51 | $1,463,587.50 |
DisclosureSEC source: 0001208669-05-000013 · primary_doc.xml · nonDerivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 820,630 Read SEC document |
| July 19, 2005 Filed Jul 21, 2005 14:01 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock Units · Derivative | 146.68 | $18.18 | $2,666.64 |
DisclosureSEC source: 0001208669-05-000011 · primary_doc.xml · derivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,911.31 Underlying: Common Stock · 146.68 shares Expires not disclosed F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. Read SEC document |
| June 21, 2005 Filed Jun 23, 2005 13:19 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock Units · Derivative | 161.71 | $16.49 | $2,666.60 |
DisclosureSEC source: 0001208669-05-000010 · primary_doc.xml · derivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,764.63 Underlying: Common Stock · 161.71 shares Expires not disclosed F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. Read SEC document |
| May 17, 2005 Filed May 18, 2005 18:24 UTC | CORNING INC /NY glw · Entity 2883 | OtherPhantom Stock Units · Derivative | 180.91 | $14.74 | $2,666.61 |
DisclosureSEC source: 0001208669-05-000009 · primary_doc.xml · derivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,602.92 Underlying: Common Stock · 180.91 shares Expires not disclosed F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. Read SEC document |
| April 19, 2005 Filed Apr 20, 2005 19:41 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock Units · Derivative | 147.47 | $11.69 | $1,723.92 |
DisclosureSEC source: 0001208669-05-000008 · primary_doc.xml · derivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,422.01 Underlying: Common Stock · 147.47 shares Expires not disclosed F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. Read SEC document |
| March 22, 2005 Filed Mar 24, 2005 14:24 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock Units · Derivative | 467.58 | $10.97 | $5,129.35 |
DisclosureSEC source: 0001208669-05-000007 · primary_doc.xml · derivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,274.54 Underlying: Common Stock · 467.58 shares Expires not disclosed F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. Read SEC document |
| February 22, 2005 Filed Feb 23, 2005 16:48 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock Units · Derivative | 298.49 | $11.48 | $3,426.67 |
DisclosureSEC source: 0001208669-05-000006 · primary_doc.xml · derivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,806.96 Underlying: Common Stock · 298.49 shares Expires not disclosed F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. Read SEC document |
| February 09, 2005 Filed Feb 9, 2005 17:48 UTC | CORNING INC /NY GLW · Entity 2883 | GiftCommon Stock | 14,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001208669-05-000005 · primary_doc.xml · nonDerivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 895,630 F1 · price: The change of ownership represents a gift, for which 'price' is not applicable. Read SEC document |
| February 04, 2005 Filed Feb 7, 2005 17:21 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 19,218 | $11.17 | $214,665.06 |
DisclosureSEC source: 0001208669-05-000003 · primary_doc.xml · nonDerivative · entry 2 HOUGHTON JAMES R · CIK 0001208669 · Director · CEO & Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 965,493 Read SEC document |
| February 04, 2005 Filed Feb 7, 2005 17:21 UTC | CORNING INC /NY GLW · Entity 2883 | GrantCommon Stock | 55,463 | $11.17 | $619,521.71 |
DisclosureSEC source: 0001208669-05-000003 · primary_doc.xml · nonDerivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director · CEO & Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 984,711 Read SEC document |
| February 04, 2005 Filed Feb 8, 2005 17:01 UTC Amendment | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 19,218 | $11.17 | $214,665.06 |
DisclosureSEC source: 0001208669-05-000004 · primary_doc.xml · nonDerivative · entry 2 HOUGHTON JAMES R · CIK 0001208669 · Director · CEO & Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 910,030 F2 · balance_after: The original Form 4 inaccurately computed the number of shares beneficially owned by the reporting person following the transaction. Taking into account the number of shares withheld for tax purposes in connection with the release of restricted securities, the reporting person now beneficially owns 910,030 shares of the issuer. Read SEC document |
| February 02, 2005 Filed Feb 3, 2005 15:48 UTC | CORNING INC /NY GLW · Entity 2883 | GrantCommon Stock | 68,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001208669-05-000002 · primary_doc.xml · nonDerivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 929,248 F1 · shares: These shares were granted under the Incentive Stock Plan of Corning, Incorporated and are subject to the restrictions and terms contained in an agreement dated February 2, 2005. Read SEC document |
| February 01, 2005 Filed Feb 3, 2005 15:48 UTC | CORNING INC /NY GLW · Entity 2883 | GrantEmployee Stock Option (right to buy) · Derivative | 119,750 | $0.00 Strike: $10.98 | $0.00 |
DisclosureSEC source: 0001208669-05-000002 · primary_doc.xml · derivative · entry 3 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,750 Underlying: Common Stock · 119,750 shares Expires 2015-01-31 Read SEC document |
| January 03, 2005 Filed Jan 4, 2005 17:10 UTC | CORNING INC /NY GLW · Entity 2883 | GrantEmployee Stock Option (right to buy) · Derivative | 119,750 | $0.00 Strike: $11.84 | $0.00 |
DisclosureSEC source: 0001208669-05-000001 · primary_doc.xml · derivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,750 Underlying: Common Stock · 119,750 shares Expires 2015-01-02 Read SEC document |
| December 20, 2004 Filed Dec 22, 2004 20:54 UTC | CORNING INC /NY glw · Entity 2883 | OtherPhantom Stock Units · Derivative | 283.42 | $11.62 | $3,293.34 |
DisclosureSEC source: 0001208669-04-000020 · primary_doc.xml · derivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,508.47 Underlying: Common Stock · 283.42 shares Expires not disclosed F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. Read SEC document |
| December 02, 2004 Filed Dec 2, 2004 19:42 UTC | CORNING INC /NY GLW · Entity 2883 | GrantEmployee Stock Option (right to buy) · Derivative | 239,500 | $0.00 Strike: $12.70 | $0.00 |
DisclosureSEC source: 0001208669-04-000019 · primary_doc.xml · derivative · entry 3 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,500 Underlying: Common Stock · 239,500 shares Expires 2014-11-30 Read SEC document |
| December 01, 2004 Filed Dec 2, 2004 19:42 UTC | CORNING INC /NY GLW · Entity 2883 | GrantCommon Stock | 202,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001208669-04-000019 · primary_doc.xml · nonDerivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 861,248 F1 · shares: These shares were granted under the Incentive Stock Plan of Corning Incorporated and are subject to the terms and restrictions in an agreement dated December 1, 2004. Read SEC document |
| November 23, 2004 Filed Nov 24, 2004 17:24 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock Units · Derivative | 263.05 | $12.52 | $3,293.39 |
DisclosureSEC source: 0001208669-04-000018 · primary_doc.xml · derivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,225.05 Underlying: Common Stock · 263.05 shares Expires not disclosed F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly bais pursuant to the terms of Corning's Supplemental Investment Plan (a 401(k) Excess Benefit Plan) and will be settled for cash at fair market balue on or after the reporting person's retirement or other termination of service. F1 · kind: The reported Phantom Stock Units are acquired on a monthly bais pursuant to the terms of Corning's Supplemental Investment Plan (a 401(k) Excess Benefit Plan) and will be settled for cash at fair market balue on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly bais pursuant to the terms of Corning's Supplemental Investment Plan (a 401(k) Excess Benefit Plan) and will be settled for cash at fair market balue on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly bais pursuant to the terms of Corning's Supplemental Investment Plan (a 401(k) Excess Benefit Plan) and will be settled for cash at fair market balue on or after the reporting person's retirement or other termination of service. Read SEC document |
| November 08, 2004 Filed Nov 9, 2004 20:55 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 125,751 | $0.00 Strike: $8.35 | $0.00 |
DisclosureSEC source: 0001208669-04-000016 · primary_doc.xml · derivative · entry 7 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 125,751 shares Expires 2004-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 08, 2004 Filed Nov 9, 2004 20:55 UTC | CORNING INC /NY GLW · Entity 2883 | GiftCommon Stock | 35,800 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001208669-04-000016 · primary_doc.xml · nonDerivative · entry 5 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 659,248 F2 · price: Change in ownership represents a gift, for which 'price' is not applicable. Read SEC document |
| November 08, 2004 Filed Nov 9, 2004 20:55 UTC | CORNING INC /NY GLW · Entity 2883 | GiftCommon Stock | 40,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001208669-04-000016 · primary_doc.xml · nonDerivative · entry 4 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 695,048 F2 · price: Change in ownership represents a gift, for which 'price' is not applicable. Read SEC document |
| November 08, 2004 Filed Nov 9, 2004 20:55 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 125,751 | $8.35 | $1,050,020.85 |
DisclosureSEC source: 0001208669-04-000016 · primary_doc.xml · nonDerivative · entry 3 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 735,548 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 08, 2004 Filed Nov 9, 2004 20:55 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 85,540 | $12.28 | $1,050,003.50 |
DisclosureSEC source: 0001208669-04-000016 · primary_doc.xml · nonDerivative · entry 2 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 609,797 Read SEC document |
| November 08, 2004 Filed Nov 9, 2004 20:55 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 13,933 | $12.28 | $171,027.58 |
DisclosureSEC source: 0001208669-04-000016 · primary_doc.xml · nonDerivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 695,337 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.