Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CORNING INC /NYGLW · Entity 2883 | Retired Director | August 26, 2010 | August 27, 2010 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CORNING INC /NY
Report date August 26, 2010 · Filed August 27, 2010
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 200,075 |
Reported balance
After 2010-08-26 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2010-08-26 · Exercise / conversion · Acquired 150,000 · Balance 200,075 F1: Respective amounts reported as beneficially owned directly by the reporting person and indirectly by the GRAT reflect a previously unreported transfer of 23,914 shares from the GRAT to the reporting person on 5/20/2010. F2: Respective amounts reported as beneficially owned directly by the reporting person and indirectly by the GRAT reflect a previously unreported transfer of 55,100 shares from the reporting person to the GRAT on 8/5/2010. |
| Common StockSEC Table I · non-derivative | Direct | 50,075 |
Reported balance
After 2010-08-26 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2010-08-26 · Sale · Disposed 150,000 · Balance 50,075 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 15.77 to 15.81, inclusive. The reporting person undertakes to provide Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth previously in this footnote. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.78 · Expires 2012-04-30 | Direct | 875,000 |
Reported balance
After 2010-08-26 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2010-08-26 · Exercise / conversion · Disposed 150,000 · Balance 875,000 F5: The options vested in three equal installments on 5/1/2003, 5/1/2004, and 5/1/2005. |
| Common StockSEC Table I · non-derivative | Indirectby wife | 9,782 |
Reported balance
Holding disclosure · report date 2010-08-26 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 9,782 F4: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | Indirectby GRAT | 3,813 |
Reported balance
Holding disclosure · report date 2010-08-26 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 3,813 |
| Common StockSEC Table I · non-derivative | Indirectby GRAT | 73,360 |
Reported balance
Holding disclosure · report date 2010-08-26 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 73,360 |
| Common StockSEC Table I · non-derivative | Indirectby GRAT | 41,128 |
Reported balance
Holding disclosure · report date 2010-08-26 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 41,128 F1: Respective amounts reported as beneficially owned directly by the reporting person and indirectly by the GRAT reflect a previously unreported transfer of 23,914 shares from the GRAT to the reporting person on 5/20/2010. |
| Common StockSEC Table I · non-derivative | Indirectby GRAT | 55,100 |
Reported balance
Holding disclosure · report date 2010-08-26 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 55,100 F2: Respective amounts reported as beneficially owned directly by the reporting person and indirectly by the GRAT reflect a previously unreported transfer of 55,100 shares from the reporting person to the GRAT on 8/5/2010. |
Filing footnotes · ownership attribution and instrument terms
F1: Respective amounts reported as beneficially owned directly by the reporting person and indirectly by the GRAT reflect a previously unreported transfer of 23,914 shares from the GRAT to the reporting person on 5/20/2010.
F2: Respective amounts reported as beneficially owned directly by the reporting person and indirectly by the GRAT reflect a previously unreported transfer of 55,100 shares from the reporting person to the GRAT on 8/5/2010.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 15.77 to 15.81, inclusive. The reporting person undertakes to provide Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth previously in this footnote.
F4: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F5: The options vested in three equal installments on 5/1/2003, 5/1/2004, and 5/1/2005.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 29, 2007 Filed Oct 30, 2007 21:24 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 2,000 | $23.76 | $47,510.00 |
DisclosureSEC source: 0001208669-07-000007 · primary_doc.xml · nonDerivative · entry 9 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,797 Read SEC document |
| October 29, 2007 Filed Oct 30, 2007 21:24 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 17,200 | $23.75 | $408,500.00 |
DisclosureSEC source: 0001208669-07-000007 · primary_doc.xml · nonDerivative · entry 8 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,797 Read SEC document |
| October 29, 2007 Filed Oct 30, 2007 21:24 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 1,900 | $23.74 | $45,106.00 |
DisclosureSEC source: 0001208669-07-000007 · primary_doc.xml · nonDerivative · entry 7 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,997 Read SEC document |
| October 29, 2007 Filed Oct 30, 2007 21:24 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 700 | $23.74 | $16,614.50 |
DisclosureSEC source: 0001208669-07-000007 · primary_doc.xml · nonDerivative · entry 6 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,897 Read SEC document |
| October 29, 2007 Filed Oct 30, 2007 21:24 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 3,200 | $23.73 | $75,936.00 |
DisclosureSEC source: 0001208669-07-000007 · primary_doc.xml · nonDerivative · entry 5 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,597 Read SEC document |
| October 29, 2007 Filed Oct 30, 2007 21:24 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 2,913 | $23.73 | $69,110.93 |
DisclosureSEC source: 0001208669-07-000007 · primary_doc.xml · nonDerivative · entry 4 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,797 Read SEC document |
| October 29, 2007 Filed Oct 30, 2007 21:24 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 7,487 | $23.72 | $177,591.64 |
DisclosureSEC source: 0001208669-07-000007 · primary_doc.xml · nonDerivative · entry 3 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,710 Read SEC document |
| October 29, 2007 Filed Oct 30, 2007 21:24 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 6,200 | $23.71 | $147,002.00 |
DisclosureSEC source: 0001208669-07-000007 · primary_doc.xml · nonDerivative · entry 2 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,197 Read SEC document |
| October 29, 2007 Filed Oct 30, 2007 21:24 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 180,000 | $4.06 | $730,800.00 |
DisclosureSEC source: 0001208669-07-000007 · primary_doc.xml · nonDerivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,397 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Excludes 41,150 shares previously owned directly which were transferred to the James R. Houghton Grantor Retained Annuity Trust III. Read SEC document |
| July 30, 2007 Filed Jul 30, 2007 20:53 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $4.06 | $0.00 |
DisclosureSEC source: 0001208669-07-000006 · primary_doc.xml · derivative · entry 11 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 100,000 shares Expires 2012-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vested in three equal installments on 12/04/2003, 12/04/2004, and 12/04/2005. Read SEC document |
| July 30, 2007 Filed Jul 30, 2007 20:53 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 50,000 | $24.23 | $1,211,270.00 |
DisclosureSEC source: 0001208669-07-000006 · primary_doc.xml · nonDerivative · entry 7 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,547 Read SEC document |
| July 30, 2007 Filed Jul 30, 2007 20:53 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 50,000 | $24.10 | $1,205,000.00 |
DisclosureSEC source: 0001208669-07-000006 · primary_doc.xml · nonDerivative · entry 6 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,547 Read SEC document |
| July 30, 2007 Filed Jul 30, 2007 20:53 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 100,000 | $4.06 | $406,000.00 |
DisclosureSEC source: 0001208669-07-000006 · primary_doc.xml · nonDerivative · entry 5 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,547 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2007 Filed Jul 30, 2007 20:53 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $4.06 | $0.00 |
DisclosureSEC source: 0001208669-07-000006 · primary_doc.xml · derivative · entry 10 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 50,000 shares Expires 2012-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vested in three equal installments on 12/04/2003, 12/04/2004, and 12/04/2005. Read SEC document |
| July 27, 2007 Filed Jul 30, 2007 20:53 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $3.80 | $0.00 |
DisclosureSEC source: 0001208669-07-000006 · primary_doc.xml · derivative · entry 9 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2012-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vested in three equal installments on 01/03/2004, 01/03/2005, and 01/03/2006. Read SEC document |
| July 27, 2007 Filed Jul 30, 2007 20:53 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 50,000 | $23.81 | $1,190,270.00 |
DisclosureSEC source: 0001208669-07-000006 · primary_doc.xml · nonDerivative · entry 4 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,547 Read SEC document |
| July 27, 2007 Filed Jul 30, 2007 20:53 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 50,000 | $4.06 | $203,000.00 |
DisclosureSEC source: 0001208669-07-000006 · primary_doc.xml · nonDerivative · entry 3 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,547 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2007 Filed Jul 30, 2007 20:53 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 50,000 | $24.23 | $1,211,500.00 |
DisclosureSEC source: 0001208669-07-000006 · primary_doc.xml · nonDerivative · entry 2 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,547 Read SEC document |
| July 27, 2007 Filed Jul 30, 2007 20:53 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 50,000 | $3.80 | $190,000.00 |
DisclosureSEC source: 0001208669-07-000006 · primary_doc.xml · nonDerivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,547 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2007 Filed May 1, 2007 20:54 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Option (right to buy) · Derivative | 50,000 | $23.31 Strike: $3.80 | $1,165,400.00 |
DisclosureSEC source: 0001208669-07-000005 · primary_doc.xml · derivative · entry 11 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2007-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vested in three equal annual installments on January 3, 2004, January 3, 2005 and January 3, 2006. Read SEC document |
| May 01, 2007 Filed May 1, 2007 20:54 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Option (right to buy) · Derivative | 50,000 | $23.23 Strike: $3.80 | $1,161,480.00 |
DisclosureSEC source: 0001208669-07-000005 · primary_doc.xml · derivative · entry 10 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 50,000 shares Expires 2013-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vested in three equal annual installments on January 3, 2004, January 3, 2005 and January 3, 2006. Read SEC document |
| May 01, 2007 Filed May 1, 2007 20:54 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 50,000 | $23.31 | $1,165,400.00 |
DisclosureSEC source: 0001208669-07-000005 · primary_doc.xml · nonDerivative · entry 6 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,547 Read SEC document |
| May 01, 2007 Filed May 1, 2007 20:54 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 50,000 | $23.23 | $1,161,480.00 |
DisclosureSEC source: 0001208669-07-000005 · primary_doc.xml · nonDerivative · entry 5 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,547 Read SEC document |
| May 01, 2007 Filed May 1, 2007 20:54 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 100,000 | $3.80 | $380,000.00 |
DisclosureSEC source: 0001208669-07-000005 · primary_doc.xml · nonDerivative · entry 4 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,547 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2007 Filed May 1, 2007 20:54 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Option (right to buy) · Derivative | 50,000 | $24.08 Strike: $3.80 | $1,204,000.00 |
DisclosureSEC source: 0001208669-07-000005 · primary_doc.xml · derivative · entry 9 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 50,000 shares Expires 2013-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vested in three equal annual installments on January 3, 2004, January 3, 2005 and January 3, 2006. Read SEC document |
| April 30, 2007 Filed May 1, 2007 20:54 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Option (right to buy) · Derivative | 50,000 | $24.07 Strike: $3.80 | $1,203,390.00 |
DisclosureSEC source: 0001208669-07-000005 · primary_doc.xml · derivative · entry 8 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 50,000 shares Expires 2013-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vested in three equal annual installments on January 3, 2004, January 3, 2005 and January 3, 2006. Read SEC document |
| April 30, 2007 Filed May 1, 2007 20:54 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 50,000 | $24.08 | $1,204,000.00 |
DisclosureSEC source: 0001208669-07-000005 · primary_doc.xml · nonDerivative · entry 3 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,547 Read SEC document |
| April 30, 2007 Filed May 1, 2007 20:54 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 50,000 | $24.07 | $1,203,390.00 |
DisclosureSEC source: 0001208669-07-000005 · primary_doc.xml · nonDerivative · entry 2 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,547 Read SEC document |
| April 30, 2007 Filed May 1, 2007 20:54 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 100,000 | $3.80 | $380,000.00 |
DisclosureSEC source: 0001208669-07-000005 · primary_doc.xml · nonDerivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,547 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 26, 2007 Filed Apr 27, 2007 21:01 UTC | CORNING INC /NY GLW · Entity 2883 | GrantNonqualified Stock Options · Derivative | 1,189 | $0.00 Strike: $24.91 | $0.00 |
DisclosureSEC source: 0001208669-07-000004 · primary_doc.xml · derivative · entry 3 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,189 Underlying: Common Stock · 1,189 shares Expires 2017-04-25 F3 · derivative.exercise_date: The options vest in three annual installments commencing one year after the date of the grant (396 shares on 04/26/2008, 396 shares on 04/26/2009, and 397 shares on 04/26/2010). Read SEC document |
| April 26, 2007 Filed Apr 27, 2007 21:01 UTC | CORNING INC /NY GLW · Entity 2883 | GrantCommon Stock | 1,605 | $0.00 | $0.00 |
DisclosureSEC source: 0001208669-07-000004 · primary_doc.xml · nonDerivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,547 F1 · balance_after: Amount reported as beneficially owned includes 1,608 shares transfered from the James R. Houghton Grantor Retained Annuity Trust II, dated 8/26/2005. Read SEC document |
| February 22, 2007 Filed Feb 23, 2007 21:43 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 13,578 | $21.77 | $295,593.06 |
DisclosureSEC source: 0001208669-07-000003 · primary_doc.xml · nonDerivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,334 Read SEC document |
| February 12, 2007 Filed Feb 12, 2007 22:20 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Option (right to buy) · Derivative | 200,000 | $21.67 Strike: $3.80 | $4,333,900.00 |
DisclosureSEC source: 0001208669-07-000002 · primary_doc.xml · derivative · entry 5 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 200,000 shares Expires 2013-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vested in three equal annual installments on January 3, 2004, January 3, 2005 and January 3, 2006. Read SEC document |
| February 12, 2007 Filed Feb 12, 2007 22:20 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 200,000 | $21.67 | $4,333,900.00 |
DisclosureSEC source: 0001208669-07-000002 · primary_doc.xml · nonDerivative · entry 2 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,912 Read SEC document |
| February 12, 2007 Filed Feb 12, 2007 22:20 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 200,000 | $3.80 | $760,000.00 |
DisclosureSEC source: 0001208669-07-000002 · primary_doc.xml · nonDerivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,912 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Respective amounts reported as beneficially owned directly by the reporting person and indirectly by the GRAT reflect a previously unreported transfer of 6,150 shares from the GRAT to the reporting person. Read SEC document |
| February 07, 2007 Filed Feb 9, 2007 21:56 UTC | CORNING INC /NY GLW · Entity 2883 | Disposition to issuerCommon Stock | 31,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001208669-07-000001 · primary_doc.xml · nonDerivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,762 F1 · price: Forfeiture of restricted stock under the issuer's Corporate Performance Plan for the 2006 performance year due to the reporting person's retirement from employment in 2006. Read SEC document |
| November 01, 2006 Filed Nov 2, 2006 22:41 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 20,256 | $20.60 | $417,356.65 |
DisclosureSEC source: 0001208669-06-000010 · primary_doc.xml · nonDerivative · entry 2 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by GRAT Disclosed balance after: 7,758 F2 · ownership.nature: These shares are held by the James R. Houghton Grantor Retained Annuity Trust II, dated 8/26/2005. Read SEC document |
| October 31, 2006 Filed Nov 2, 2006 22:41 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 79,744 | $20.44 | $1,630,326.21 |
DisclosureSEC source: 0001208669-06-000010 · primary_doc.xml · nonDerivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,762 F1 · balance_after: This amount excludes shares owned by the James R. Houghton Grantor Retained Annuity Trust II, dated 8/26/2005. Read SEC document |
| August 14, 2006 Filed Aug 16, 2006 20:33 UTC | CORNING INC /NY GLW · Entity 2883 | GiftCommon Stock | 26,130 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001208669-06-000009 · primary_doc.xml · nonDerivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,520 F1 · price: Change in ownership represents a gift for which "price" is not applicable. Read SEC document |
| August 09, 2006 Filed Aug 11, 2006 20:35 UTC | CORNING INC /NY GLW · Entity 2883 | GiftCommon Stock | 93,020 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001208669-06-000008 · primary_doc.xml · nonDerivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,650 F1 · price: Change in ownership represents gifts for which "price" is not applicable. Read SEC document |
| August 04, 2006 Filed Aug 7, 2006 20:40 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 120,000 | $18.43 | $2,211,336.00 |
DisclosureSEC source: 0001208669-06-000007 · primary_doc.xml · nonDerivative · entry 2 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,670 Read SEC document |
| August 03, 2006 Filed Aug 7, 2006 20:40 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 80,000 | $18.18 | $1,454,048.00 |
DisclosureSEC source: 0001208669-06-000007 · primary_doc.xml · nonDerivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 493,670 Read SEC document |
| May 01, 2006 Filed May 3, 2006 00:54 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 222,066 | $27.72 | $6,155,669.52 |
DisclosureSEC source: 0001208669-06-000006 · primary_doc.xml · nonDerivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 573,670 Read SEC document |
| February 07, 2006 Filed Feb 7, 2006 22:01 UTC | CORNING INC /NY GLW · Entity 2883 | GiftCommon Stock | 6,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001208669-06-000005 · primary_doc.xml · nonDerivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 795,736 F1 · price: The change in ownership represents gifts for which "price" is not applicable. Read SEC document |
| February 06, 2006 Filed Feb 6, 2006 22:03 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 100,000 | $23.91 | $2,391,340.00 |
DisclosureSEC source: 0001208669-06-000004 · primary_doc.xml · nonDerivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 802,136 Read SEC document |
| February 01, 2006 Filed Feb 3, 2006 22:04 UTC | CORNING INC /NY GLW · Entity 2883 | GrantNonqualified Stock Options · Derivative | 38,500 | $0.00 Strike: $24.72 | $0.00 |
DisclosureSEC source: 0001208669-06-000003 · primary_doc.xml · derivative · entry 3 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,500 Underlying: Common Stock · 38,500 shares Expires 2016-01-31 Read SEC document |
| February 01, 2006 Filed Feb 3, 2006 22:04 UTC | CORNING INC /NY GLW · Entity 2883 | GrantCommon Stock | 101,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001208669-06-000003 · primary_doc.xml · nonDerivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 902,136 F1 · shares: These shares were granted under the Incentive Stock Plan of Corning Incorporated and are subject to the restrictions and terms contained in an agreement dated February 1, 2006. Read SEC document |
| January 02, 2006 Filed Jan 4, 2006 21:38 UTC | CORNING INC /NY GLW · Entity 2883 | GrantNonqualified Stock Options (right to buy) · Derivative | 38,500 | $0.00 Strike: $19.68 | $0.00 |
DisclosureSEC source: 0001208669-06-000001 · primary_doc.xml · derivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,500 Underlying: Common Stock · 38,500 shares Expires 2016-01-01 Read SEC document |
| December 20, 2005 Filed Dec 21, 2005 21:12 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock Units · Derivative | 134.48 | $19.83 | $2,666.74 |
DisclosureSEC source: 0001208669-05-000023 · primary_doc.xml · derivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,591.32 Underlying: Common Stock · 134.48 shares Expires not disclosed F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. Read SEC document |
| December 07, 2005 Filed Dec 8, 2005 22:01 UTC | CORNING INC /NY GLW · Entity 2883 | GrantNonqualified Stock Option (right to buy) · Derivative | 77,000 | $0.00 Strike: $21.08 | $0.00 |
DisclosureSEC source: 0001208669-05-000022 · primary_doc.xml · derivative · entry 3 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,000 Underlying: Common Stock · 77,000 shares Expires 2015-12-06 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.