Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CORNING INC /NYGLW · Entity 2883 | Retired Director | August 26, 2010 | August 27, 2010 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CORNING INC /NY
Report date August 26, 2010 · Filed August 27, 2010
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 200,075 |
Reported balance
After 2010-08-26 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2010-08-26 · Exercise / conversion · Acquired 150,000 · Balance 200,075 F1: Respective amounts reported as beneficially owned directly by the reporting person and indirectly by the GRAT reflect a previously unreported transfer of 23,914 shares from the GRAT to the reporting person on 5/20/2010. F2: Respective amounts reported as beneficially owned directly by the reporting person and indirectly by the GRAT reflect a previously unreported transfer of 55,100 shares from the reporting person to the GRAT on 8/5/2010. |
| Common StockSEC Table I · non-derivative | Direct | 50,075 |
Reported balance
After 2010-08-26 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2010-08-26 · Sale · Disposed 150,000 · Balance 50,075 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 15.77 to 15.81, inclusive. The reporting person undertakes to provide Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth previously in this footnote. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.78 · Expires 2012-04-30 | Direct | 875,000 |
Reported balance
After 2010-08-26 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2010-08-26 · Exercise / conversion · Disposed 150,000 · Balance 875,000 F5: The options vested in three equal installments on 5/1/2003, 5/1/2004, and 5/1/2005. |
| Common StockSEC Table I · non-derivative | Indirectby wife | 9,782 |
Reported balance
Holding disclosure · report date 2010-08-26 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 9,782 F4: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | Indirectby GRAT | 3,813 |
Reported balance
Holding disclosure · report date 2010-08-26 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 3,813 |
| Common StockSEC Table I · non-derivative | Indirectby GRAT | 73,360 |
Reported balance
Holding disclosure · report date 2010-08-26 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 73,360 |
| Common StockSEC Table I · non-derivative | Indirectby GRAT | 41,128 |
Reported balance
Holding disclosure · report date 2010-08-26 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 41,128 F1: Respective amounts reported as beneficially owned directly by the reporting person and indirectly by the GRAT reflect a previously unreported transfer of 23,914 shares from the GRAT to the reporting person on 5/20/2010. |
| Common StockSEC Table I · non-derivative | Indirectby GRAT | 55,100 |
Reported balance
Holding disclosure · report date 2010-08-26 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 55,100 F2: Respective amounts reported as beneficially owned directly by the reporting person and indirectly by the GRAT reflect a previously unreported transfer of 55,100 shares from the reporting person to the GRAT on 8/5/2010. |
Filing footnotes · ownership attribution and instrument terms
F1: Respective amounts reported as beneficially owned directly by the reporting person and indirectly by the GRAT reflect a previously unreported transfer of 23,914 shares from the GRAT to the reporting person on 5/20/2010.
F2: Respective amounts reported as beneficially owned directly by the reporting person and indirectly by the GRAT reflect a previously unreported transfer of 55,100 shares from the reporting person to the GRAT on 8/5/2010.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 15.77 to 15.81, inclusive. The reporting person undertakes to provide Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth previously in this footnote.
F4: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F5: The options vested in three equal installments on 5/1/2003, 5/1/2004, and 5/1/2005.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 08, 2004 Filed Nov 10, 2004 14:52 UTC Amendment | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 125,751 | $0.00 Strike: $8.35 | $0.00 |
DisclosureSEC source: 0001208669-04-000017 · primary_doc.xml · derivative · entry 2 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 125,751 shares Expires 2004-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Amendment: The derivative securities were inaccurately reported on the original filing as "acquired." Instead, they were "disposed of" in this transaction. The date the options were exercisable was also inaccurately reported on the original filing, and should have been 02/01/1998. Read SEC document |
| November 08, 2004 Filed Nov 10, 2004 14:52 UTC Amendment | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 125,751 | $8.35 | $1,050,020.85 |
DisclosureSEC source: 0001208669-04-000017 · primary_doc.xml · nonDerivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 735,548 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Amendment: Footnote (1) in column 5 of the original filing for this transaction has been eliminated. It was inadvertently included in the original. Footnote (1) on the original filing should only appear on the final line describing shares owned by the reporting person's wife. Read SEC document |
| October 19, 2004 Filed Oct 20, 2004 17:01 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock Units · Derivative | 322.56 | $10.21 | $3,293.34 |
DisclosureSEC source: 0001208669-04-000015 · primary_doc.xml · derivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,962 Underlying: Common Stock · 322.56 shares Expires not disclosed F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. Read SEC document |
| September 21, 2004 Filed Sep 22, 2004 19:31 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock Units · Derivative | 286.63 | $11.49 | $3,293.38 |
DisclosureSEC source: 0001208669-04-000014 · primary_doc.xml · derivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,639.44 Underlying: Common Stock · 286.63 shares Expires not disclosed F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. Read SEC document |
| August 17, 2004 Filed Aug 18, 2004 18:21 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock Units · Derivative | 308.94 | $10.66 | $3,293.30 |
DisclosureSEC source: 0001208669-04-000013 · primary_doc.xml · derivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,352.81 Underlying: Common Stock · 308.94 shares Expires not disclosed F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. Read SEC document |
| July 20, 2004 Filed Jul 22, 2004 14:37 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock Units · Derivative | 259.52 | $12.69 | $3,293.31 |
DisclosureSEC source: 0001208669-04-000012 · primary_doc.xml · derivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,043.87 Underlying: Common Stock · 259.52 shares Expires not disclosed F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. Read SEC document |
| June 22, 2004 Filed Jun 24, 2004 15:39 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock Units · Derivative | 268.84 | $12.25 | $3,293.29 |
DisclosureSEC source: 0001208669-04-000011 · primary_doc.xml · derivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,784.35 Underlying: Common Stock · 268.84 shares Expires not disclosed F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. Read SEC document |
| May 18, 2004 Filed May 19, 2004 17:02 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock Units · Derivative | 298.85 | $11.02 | $3,293.33 |
DisclosureSEC source: 0001208669-04-000010 · primary_doc.xml · derivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director · Chariman of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,515.51 Underlying: Common Stock · 298.85 shares Expires not disclosed F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. Read SEC document |
| April 20, 2004 Filed Apr 22, 2004 14:37 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock Units · Derivative | 319.43 | $10.31 | $3,293.32 |
DisclosureSEC source: 0001208669-04-000009 · primary_doc.xml · derivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director · Chariman of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,216.66 Underlying: Common Stock · 319.43 shares Expires not disclosed F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. Read SEC document |
| March 23, 2004 Filed Mar 25, 2004 14:27 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock Units · Derivative | 301.59 | $10.50 | $3,166.70 |
DisclosureSEC source: 0001208669-04-000008 · primary_doc.xml · derivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,897.23 Underlying: Common Stock · 301.59 shares Expires not disclosed F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. Read SEC document |
| March 08, 2004 Filed Mar 9, 2004 21:42 UTC | CORNING INC /NY GLW · Entity 2883 | GiftCommon Stock | 1,955 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001208669-04-000007 · primary_doc.xml · nonDerivative · entry 8 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 709,270 F1 · price: This transaction was a gift. There was no sale involved. F2 · balance_after: Does not include 9,782 shares owned by the reporting person's spouse. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose. Read SEC document |
| March 08, 2004 Filed Mar 9, 2004 21:42 UTC | CORNING INC /NY GLW · Entity 2883 | GiftCommon Stock | 1,955 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001208669-04-000007 · primary_doc.xml · nonDerivative · entry 7 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 711,225 F1 · price: This transaction was a gift. There was no sale involved. F2 · balance_after: Does not include 9,782 shares owned by the reporting person's spouse. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose. Read SEC document |
| March 08, 2004 Filed Mar 9, 2004 21:42 UTC | CORNING INC /NY GLW · Entity 2883 | GiftCommon Stock | 1,955 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001208669-04-000007 · primary_doc.xml · nonDerivative · entry 6 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 713,180 F1 · price: This transaction was a gift. There was no sale involved. F2 · balance_after: Does not include 9,782 shares owned by the reporting person's spouse. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose. Read SEC document |
| March 08, 2004 Filed Mar 9, 2004 21:42 UTC | CORNING INC /NY GLW · Entity 2883 | GiftCommon Stock | 1,955 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001208669-04-000007 · primary_doc.xml · nonDerivative · entry 5 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 715,135 F1 · price: This transaction was a gift. There was no sale involved. F2 · balance_after: Does not include 9,782 shares owned by the reporting person's spouse. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose. Read SEC document |
| March 08, 2004 Filed Mar 9, 2004 21:42 UTC | CORNING INC /NY GLW · Entity 2883 | GiftCommon Stock | 1,955 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001208669-04-000007 · primary_doc.xml · nonDerivative · entry 4 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 717,090 F1 · price: This transaction was a gift. There was no sale involved. F2 · balance_after: Does not include 9,782 shares owned by the reporting person's spouse. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose. Read SEC document |
| March 08, 2004 Filed Mar 9, 2004 21:42 UTC | CORNING INC /NY GLW · Entity 2883 | GiftCommon Stock | 1,955 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001208669-04-000007 · primary_doc.xml · nonDerivative · entry 3 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 719,045 F1 · price: This transaction was a gift. There was no sale involved. F2 · balance_after: Does not include 9,782 shares owned by the reporting person's spouse. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose. Read SEC document |
| March 08, 2004 Filed Mar 9, 2004 21:42 UTC | CORNING INC /NY GLW · Entity 2883 | GiftCommon Stock | 1,955 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001208669-04-000007 · primary_doc.xml · nonDerivative · entry 2 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 721,000 F1 · price: This transaction was a gift. There was no sale involved. F2 · balance_after: Does not include 9,782 shares owned by the reporting person's spouse. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose. Read SEC document |
| March 08, 2004 Filed Mar 9, 2004 21:42 UTC | CORNING INC /NY GLW · Entity 2883 | GiftCommon Stock | 1,955 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001208669-04-000007 · primary_doc.xml · nonDerivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 722,955 F1 · price: This transaction was a gift. There was no sale involved. F2 · balance_after: Does not include 9,782 shares owned by the reporting person's spouse. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose. Read SEC document |
| March 02, 2004 Filed Mar 4, 2004 14:32 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock Units · Derivative | 178.88 | $12.98 | $2,321.86 |
DisclosureSEC source: 0001208669-04-000006 · primary_doc.xml · derivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,595.64 Underlying: Common Stock · 178.88 shares Expires not disclosed F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. Read SEC document |
| February 17, 2004 Filed Feb 18, 2004 19:41 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock Units · Derivative | 247.01 | $12.82 | $3,166.67 |
DisclosureSEC source: 0001208669-04-000005 · primary_doc.xml · derivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,416.76 Underlying: Common Stock · 247.01 shares Expires not disclosed F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. Read SEC document |
| February 10, 2004 Filed Feb 12, 2004 18:05 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock Units · Derivative | 2,424.24 | $12.68 | $30,739.36 |
DisclosureSEC source: 0001208669-04-000004 · primary_doc.xml · derivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,169.75 Underlying: Common Stock · 2,424.24 shares Expires not disclosed F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. Read SEC document |
| February 04, 2004 Filed Feb 5, 2004 19:39 UTC | CORNING INC /NY GLW · Entity 2883 | GrantCommon Stock | 55,463 | $0.00 | $0.00 |
DisclosureSEC source: 0001208669-04-000003 · primary_doc.xml · nonDerivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 724,910 F1 · balance_after: Does not include 9,782 shares owned by the reporting person's spouse. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose. Read SEC document |
| February 02, 2004 Filed Feb 3, 2004 15:16 UTC | CORNING INC /NY GLW · Entity 2883 | GrantEmployee Stock Option (right to buy) · Derivative | 105,000 | $0.00 Strike: $12.79 | $0.00 |
DisclosureSEC source: 0001208669-04-000002 · primary_doc.xml · derivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,000 Underlying: Common Stock · 105,000 shares Expires 2014-02-01 Read SEC document |
| January 02, 2004 Filed Jan 5, 2004 19:48 UTC | CORNING INC /NY GLW · Entity 2883 | GrantEmployee Stock Option (right to buy) · Derivative | 105,000 | $0.00 Strike: $10.40 | $0.00 |
DisclosureSEC source: 0001208669-04-000001 · primary_doc.xml · derivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,000 Underlying: Common Stock · 105,000 shares Expires 2014-01-01 Read SEC document |
| December 23, 2003 Filed Dec 29, 2003 15:35 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock Units · Derivative | 115.29 | $10.30 | $1,187.49 |
DisclosureSEC source: 0001208669-03-000005 · primary_doc.xml · derivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,745.51 Underlying: Common Stock · 115.29 shares Expires not disclosed F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. Read SEC document |
| December 05, 2003 Filed Dec 5, 2003 19:43 UTC | CORNING INC /NY GLW · Entity 2883 | GiftCommon Stock | 39,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001208669-03-000004 · primary_doc.xml · nonDerivative · entry 2 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 669,447 F2 · balance_after: Does not include 9,782 shares owned by the reporting person's spouse. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose. Read SEC document |
| December 03, 2003 Filed Dec 5, 2003 19:43 UTC | CORNING INC /NY GLW · Entity 2883 | GrantEmployee Stock Option (right to buy) · Derivative | 210,000 | $0.00 Strike: $11.21 | $0.00 |
DisclosureSEC source: 0001208669-03-000004 · primary_doc.xml · derivative · entry 3 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,000 Underlying: Common Stock · 210,000 shares Expires 2013-12-02 Read SEC document |
| December 03, 2003 Filed Dec 5, 2003 19:43 UTC | CORNING INC /NY GLW · Entity 2883 | GrantCommon Stock | 136,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001208669-03-000004 · primary_doc.xml · nonDerivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 709,047 F1 · shares: These shares were granted under the Incentive Stock Plan of Corning Incorporated and are subject to the restrictions and terms in an agreement dated Deceber 3, 2003. Read SEC document |
| November 18, 2003 Filed Nov 19, 2003 20:44 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock Units · Derivative | 112.67 | $10.54 | $1,187.54 |
DisclosureSEC source: 0001208669-03-000003 · primary_doc.xml · derivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,630.22 Underlying: Common Stock · 112.67 shares Expires not disclosed F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(k) Excess Benefit Plan) and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(k) Excess Benefit Plan) and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(k) Excess Benefit Plan) and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(k) Excess Benefit Plan) and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. Read SEC document |
| October 30, 2003 Filed Oct 31, 2003 18:14 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 125,784 | $0.00 Strike: $7.44 | $0.00 |
DisclosureSEC source: 0001208669-03-000002 · primary_doc.xml · derivative · entry 4 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 125,784 shares Expires 2003-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 30, 2003 Filed Oct 31, 2003 18:14 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 125,784 | $7.44 | $935,832.96 |
DisclosureSEC source: 0001208669-03-000002 · primary_doc.xml · nonDerivative · entry 3 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By wife Disclosed balance after: 9,782 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 30, 2003 Filed Oct 31, 2003 18:14 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 83,185 | $11.25 | $935,831.25 |
DisclosureSEC source: 0001208669-03-000002 · primary_doc.xml · nonDerivative · entry 2 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 573,047 Read SEC document |
| October 30, 2003 Filed Oct 31, 2003 18:14 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 15,123 | $11.25 | $170,133.75 |
DisclosureSEC source: 0001208669-03-000002 · primary_doc.xml · nonDerivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 573,047 Read SEC document |
| October 21, 2003 Filed Oct 23, 2003 18:37 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock Units · Derivative | 110.16 | $10.78 | $1,187.52 |
DisclosureSEC source: 0001208669-03-000001 · primary_doc.xml · derivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director · Chariman of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,517.55 Underlying: Common Stock · 110.16 shares Expires not disclosed F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(k) Excess Benefit Plan) and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(k) Excess Benefit Plan) and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(k) Excess Benefit Plan) and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(k) Excess Benefit Plan) and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. Read SEC document |
| September 23, 2003 Filed Sep 24, 2003 18:28 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock Units · Derivative | 124.87 | $9.51 | $1,187.51 |
DisclosureSEC source: 0000024741-03-000217 · primary_doc.xml · derivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director · Chairman of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,407.39 Underlying: Common Stock · 124.87 shares Expires not disclosed F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(k) Excess Benefit Plan) and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(k) Excess Benefit Plan) and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(k) Excess Benefit Plan) and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(k) Excess Benefit Plan) and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. Read SEC document |
| August 19, 2003 Filed Aug 20, 2003 19:00 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock Units · Derivative | 144.82 | $8.20 Strike: $0.00 | $1,187.52 |
DisclosureSEC source: 0000024741-03-000160 · primary_doc.xml · derivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director · Chair of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,282.52 Underlying: Common Stock · 144.82 shares Expires 1988-08-08 F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401 (k) Excess Benfit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401 (k) Excess Benfit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401 (k) Excess Benfit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. Read SEC document |
| July 22, 2003 Filed Jul 24, 2003 14:13 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock Units · Derivative | 144.29 | $8.23 Strike: $0.00 | $1,187.51 |
DisclosureSEC source: 0000024741-03-000119 · primary_doc.xml · derivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director · Chair of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,137.7 Underlying: Common Stock · 144.29 shares Expires 1988-08-08 F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(k) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(k) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(k) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. Read SEC document |
| June 17, 2003 Filed Jun 19, 2003 15:54 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock Units · Derivative | 150.13 | $7.91 Strike: $0.00 | $1,187.53 |
DisclosureSEC source: 0000024741-03-000058 · primary_doc.xml · derivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director · Chair of the Board & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,993.41 Underlying: Common Stock · 150.13 shares Expires 1988-08-08 F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(k) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(k) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(k) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. Read SEC document |
| December 05, 2001 Filed Feb 10, 2010 17:16 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Option (right to buy) · Derivative | 10,560 | $0.00 Strike: $9.95 | $0.00 |
DisclosureSEC source: 0001208669-10-000002 · primary_doc.xml · derivative · entry 14 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,560 shares Expires 2011-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vested in three equal installments on 12/05/2002, 12/05/2003, and 12/05/2004. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.