Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNION PACIFIC CORPUNP · Entity 2854 | VICE CHAIRMAN OPS | September 07, 2010 | September 08, 2010 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNION PACIFIC CORP
Report date September 07, 2010 · Filed September 08, 2010
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 108,037 |
Ending reported balance
After 2010-09-07 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2010-09-07 · Exercise / conversion · Acquired 121,200 · Balance 198,098 Row 2 · 2010-09-07 · Tax withholding · Disposed 66,183 · Balance 131,915 Row 3 · 2010-09-07 · Tax withholding · Disposed 23,878 · Balance 108,037 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $43.03 · Expires 2016-01-26 | Direct | 0 |
Reported balance
After 2010-09-07 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2010-09-07 · Exercise / conversion · Disposed 121,200 · Balance 0 F3: This option became exercisable in three equal installments starting one year from the grant date. |
| Common StockSEC Table I · non-derivative | Indirect(1) | 191,515.2996 |
Reported balance
Holding disclosure · report date 2010-09-07 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 191,515.2996 F1: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. |
| Common StockSEC Table I · non-derivative | Indirectby Foundation | 7,750 |
Reported balance
Holding disclosure · report date 2010-09-07 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 7,750 F2: Represents shares held in the Duffy Family Foundation for which the reporting person and his wife and children serve as trustees. The reporting person disclaims beneficial ownership of these securities. |
| Common StockSEC Table I · non-derivative | Indirectby GRAT I | 100,000 |
Reported balance
Holding disclosure · report date 2010-09-07 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 100,000 |
| Common StockSEC Table I · non-derivative | Indirectby GRAT II | 100,000 |
Reported balance
Holding disclosure · report date 2010-09-07 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 100,000 |
| Common StockSEC Table I · non-derivative | Indirectby Managed Account | 0 |
Reported balance
Holding disclosure · report date 2010-09-07 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 0 |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 51,404.1147 |
Reported balance
Holding disclosure · report date 2010-09-07 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 51,404.1147 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.
F2: Represents shares held in the Duffy Family Foundation for which the reporting person and his wife and children serve as trustees. The reporting person disclaims beneficial ownership of these securities.
F3: This option became exercisable in three equal installments starting one year from the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 10, 2005 Filed Mar 14, 2005 22:32 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 36,122 | $56.50 | $2,040,893.00 |
DisclosureSEC source: 0000100885-05-000132 · edgardoc.xml · nonDerivative · entry 3 DUFFY DENNIS J · CIK 0001200001 · EVP OPRN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,512.1147 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2005 Filed Mar 14, 2005 22:32 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 4,352 | $66.20 | $288,102.40 |
DisclosureSEC source: 0000100885-05-000132 · edgardoc.xml · nonDerivative · entry 2 DUFFY DENNIS J · CIK 0001200001 · EVP OPRN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,390.1147 Read SEC document |
| March 10, 2005 Filed Mar 14, 2005 22:32 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 5,100 | $56.50 | $288,150.00 |
DisclosureSEC source: 0000100885-05-000132 · edgardoc.xml · nonDerivative · entry 1 DUFFY DENNIS J · CIK 0001200001 · EVP OPRN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,742.1147 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2005 Filed Feb 3, 2005 01:11 UTC | UNION PACIFIC CORP UNP · Entity 2854 | OtherCommon Stock | 5,102.2274 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-05-000122 · edgardoc.xml · nonDerivative · entry 3 DUFFY DENNIS J · CIK 0001200001 · EVP OPRN 10b5-1 filing: Not disclosed Ownership: Indirect · (1) Disclosed balance after: 25,515.5701 F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. The reported transaction constitutes a change of beneficial ownership from direct to indirect upon vesting of the restricted stock units. Read SEC document |
| January 31, 2005 Filed Feb 3, 2005 01:11 UTC | UNION PACIFIC CORP UNP · Entity 2854 | OtherCommon Stock | 5,102.2274 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-05-000122 · edgardoc.xml · nonDerivative · entry 2 DUFFY DENNIS J · CIK 0001200001 · EVP OPRN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,642.1147 F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. The reported transaction constitutes a change of beneficial ownership from direct to indirect upon vesting of the restricted stock units. Read SEC document |
| January 31, 2005 Filed Feb 3, 2005 01:11 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 111.7726 | $59.64 | $6,666.12 |
DisclosureSEC source: 0000100885-05-000122 · edgardoc.xml · nonDerivative · entry 1 DUFFY DENNIS J · CIK 0001200001 · EVP OPRN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,744.3421 Read SEC document |
| January 27, 2005 Filed Jan 31, 2005 16:21 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $59.12 | $0.00 |
DisclosureSEC source: 0000100885-05-000097 · edgardoc.xml · derivative · entry 1 DUFFY DENNIS J · CIK 0001200001 · EVP OPRN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2015-01-27 Read SEC document |
| January 04, 2005 Filed Jan 7, 2005 01:56 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 28,923 | $0.00 Strike: $66.24 | $0.00 |
DisclosureSEC source: 0000100885-05-000056 · edgardoc.xml · derivative · entry 7 DUFFY DENNIS J · CIK 0001200001 · EVP OPRN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,923 Underlying: Common Stock · 28,923 shares Expires 2013-01-30 F2 · security: Option granted pursuant to an agreement with a reload feature, which provides for a reload option grant if, at the time of exercise, the exercise price for a stock-for-stock exercise is twenty percent (20%) or greater than the option price of the original option on the grant date. Read SEC document |
| January 04, 2005 Filed Jan 7, 2005 01:56 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 32,736 | $0.00 Strike: $55.98 | $0.00 |
DisclosureSEC source: 0000100885-05-000056 · edgardoc.xml · derivative · entry 6 DUFFY DENNIS J · CIK 0001200001 · EVP OPRN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,736 shares Expires 2013-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2005 Filed Jan 7, 2005 01:56 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 1,750 | $67.44 | $118,020.00 |
DisclosureSEC source: 0000100885-05-000056 · edgardoc.xml · nonDerivative · entry 3 DUFFY DENNIS J · CIK 0001200001 · EVP OPRN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,856.1147 Read SEC document |
| January 04, 2005 Filed Jan 7, 2005 01:56 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 27,173 | $67.44 | $1,832,547.12 |
DisclosureSEC source: 0000100885-05-000056 · edgardoc.xml · nonDerivative · entry 2 DUFFY DENNIS J · CIK 0001200001 · EVP OPRN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,606.1147 Read SEC document |
| January 04, 2005 Filed Jan 7, 2005 01:56 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 32,736 | $55.98 | $1,832,561.28 |
DisclosureSEC source: 0000100885-05-000056 · edgardoc.xml · nonDerivative · entry 1 DUFFY DENNIS J · CIK 0001200001 · EVP OPRN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,779.1147 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2005 Filed Jan 5, 2005 21:53 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 37,508 | $0.00 Strike: $67.13 | $0.00 |
DisclosureSEC source: 0000100885-05-000020 · edgardoc.xml · derivative · entry 8 DUFFY DENNIS J · CIK 0001200001 · EVP OPRN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,508 Underlying: Common Stock · 37,508 shares Expires 2013-01-30 F2 · security: Option granted pursuant to an agreement with a reload feature, which provides for a reload option grant if, at the time of exercise, the exercise price for a stock-for-stock exercise is twenty percent (20%) or greater than the option price of the original option on the grant date. Read SEC document |
| January 03, 2005 Filed Jan 5, 2005 21:53 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 42,264 | $0.00 Strike: $55.98 | $0.00 |
DisclosureSEC source: 0000100885-05-000020 · edgardoc.xml · derivative · entry 7 DUFFY DENNIS J · CIK 0001200001 · EVP OPRN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,736 Underlying: Common Stock · 42,264 shares Expires 2013-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2005 Filed Jan 5, 2005 21:53 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 2,327 | $67.25 | $156,490.75 |
DisclosureSEC source: 0000100885-05-000020 · edgardoc.xml · nonDerivative · entry 4 DUFFY DENNIS J · CIK 0001200001 · EVP OPRN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,043.1147 Read SEC document |
| January 03, 2005 Filed Jan 5, 2005 21:53 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 35,181 | $67.25 | $2,365,922.25 |
DisclosureSEC source: 0000100885-05-000020 · edgardoc.xml · nonDerivative · entry 3 DUFFY DENNIS J · CIK 0001200001 · EVP OPRN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,370.1147 Read SEC document |
| January 03, 2005 Filed Jan 5, 2005 21:53 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 42,264 | $55.98 | $2,365,938.72 |
DisclosureSEC source: 0000100885-05-000020 · edgardoc.xml · nonDerivative · entry 2 DUFFY DENNIS J · CIK 0001200001 · EVP OPRN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,551.1147 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2004 Filed Jan 5, 2005 21:53 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GiftCommon Stock | 1,650 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-05-000020 · edgardoc.xml · nonDerivative · entry 1 DUFFY DENNIS J · CIK 0001200001 · EVP OPRN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,287.1147 Read SEC document |
| November 26, 2004 Filed Nov 30, 2004 23:21 UTC | UNION PACIFIC CORP UNP · Entity 2854 | OtherCommon Stock | 981.2104 | $63.41 | $62,218.55 |
DisclosureSEC source: 0000100885-04-000209 · edgardoc.xml · nonDerivative · entry 1 DUFFY DENNIS J · CIK 0001200001 · EVP OPRN 10b5-1 filing: Not disclosed Ownership: Indirect · by Managed Account Disclosed balance after: 0 F1 · shares: Includes holdings in employee benefit plans, Tax Reduction and Payroll Based Stock Plans, as of Transaction Date. Read SEC document |
| November 24, 2004 Filed Nov 29, 2004 22:15 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 7,445 | $0.00 Strike: $45.69 | $0.00 |
DisclosureSEC source: 0000100885-04-000207 · edgardoc.xml · derivative · entry 6 DUFFY DENNIS J · CIK 0001200001 · EVP OPRN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,445 shares Expires 2005-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 24, 2004 Filed Nov 29, 2004 22:15 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 868 | $63.56 | $55,170.08 |
DisclosureSEC source: 0000100885-04-000207 · edgardoc.xml · nonDerivative · entry 3 DUFFY DENNIS J · CIK 0001200001 · EVP OPRN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,937.1147 Read SEC document |
| November 24, 2004 Filed Nov 29, 2004 22:15 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 5,351 | $63.56 | $340,109.56 |
DisclosureSEC source: 0000100885-04-000207 · edgardoc.xml · nonDerivative · entry 2 DUFFY DENNIS J · CIK 0001200001 · EVP OPRN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,805.1147 Read SEC document |
| November 24, 2004 Filed Nov 29, 2004 22:15 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 7,445 | $45.69 | $340,162.05 |
DisclosureSEC source: 0000100885-04-000207 · edgardoc.xml · nonDerivative · entry 1 DUFFY DENNIS J · CIK 0001200001 · EVP OPRN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,156.1147 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2004 Filed Feb 3, 2004 18:44 UTC | UNION PACIFIC CORP UNP · Entity 2854 | OtherCommon Stock | 8,813.5713 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-04-000101 · primary_doc.xml · nonDerivative · entry 4 DUFFY DENNIS J · CIK 0001200001 · Executive VP Operation 10b5-1 filing: Not disclosed Ownership: Indirect · (1) Disclosed balance after: 20,016.8332 F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. The reported transaction constitutes a change of beneficial ownership from direct to indirect upon vesting of the restricted stock units. Read SEC document |
| January 31, 2004 Filed Feb 3, 2004 18:44 UTC | UNION PACIFIC CORP UNP · Entity 2854 | OtherCommon Stock | 8,813.5713 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-04-000101 · primary_doc.xml · nonDerivative · entry 3 DUFFY DENNIS J · CIK 0001200001 · Executive VP Operation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,711.1147 F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. The reported transaction constitutes a change of beneficial ownership from direct to indirect upon vesting of the restricted stock units. Read SEC document |
| January 31, 2004 Filed Feb 3, 2004 18:44 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Disposition to issuerCommon Stock | 9,750 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-04-000101 · primary_doc.xml · nonDerivative · entry 2 DUFFY DENNIS J · CIK 0001200001 · Executive VP Operation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,524.686 Read SEC document |
| January 31, 2004 Filed Feb 3, 2004 18:44 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 186.4287 | $64.15 | $11,959.40 |
DisclosureSEC source: 0000100885-04-000101 · primary_doc.xml · nonDerivative · entry 1 DUFFY DENNIS J · CIK 0001200001 · Executive VP Operation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,274.686 Read SEC document |
| January 29, 2004 Filed Jan 30, 2004 23:23 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 85,000 | $0.00 Strike: $65.10 | $0.00 |
DisclosureSEC source: 0000100885-04-000084 · edgardoc.xml · derivative · entry 1 DUFFY DENNIS J · CIK 0001200001 · EVP OPRN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,000 Underlying: Common Stock · 85,000 shares Expires 2014-01-29 Read SEC document |
| January 25, 2004 Filed Jan 28, 2004 00:46 UTC | UNION PACIFIC CORP UNP · Entity 2854 | OtherCommon Stock | 11,203.2619 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-04-000032 · primary_doc.xml · nonDerivative · entry 4 DUFFY DENNIS J · CIK 0001200001 · EVP OPRN 10b5-1 filing: Not disclosed Ownership: Indirect · (2) Disclosed balance after: 11,203.2619 F2 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. The reported transaction constitutes a change of beneficial ownership from direct to indirect upon vesting of the restricted stock units. Read SEC document |
| January 25, 2004 Filed Jan 28, 2004 00:46 UTC | UNION PACIFIC CORP UNP · Entity 2854 | OtherCommon Stock | 11,203.2619 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-04-000032 · primary_doc.xml · nonDerivative · entry 3 DUFFY DENNIS J · CIK 0001200001 · EVP OPRN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,461.1147 F2 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. The reported transaction constitutes a change of beneficial ownership from direct to indirect upon vesting of the restricted stock units. Read SEC document |
| January 25, 2004 Filed Jan 28, 2004 00:46 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 278.7381 | $65.90 | $18,368.84 |
DisclosureSEC source: 0000100885-04-000032 · primary_doc.xml · nonDerivative · entry 2 DUFFY DENNIS J · CIK 0001200001 · EVP OPRN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,664.3766 Read SEC document |
| December 23, 2003 Filed Jan 28, 2004 00:46 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GiftCommon Stock | 1,010 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-04-000032 · primary_doc.xml · nonDerivative · entry 1 DUFFY DENNIS J · CIK 0001200001 · EVP OPRN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,943.1147 F1 · security: The reporting person made a charitable contribution to a non-affiliated entity. Read SEC document |
| June 04, 2003 Filed Jun 5, 2003 20:47 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 2,231 | $0.00 Strike: $42.87 | $0.00 |
DisclosureSEC source: 0000100885-03-000012 · primary_doc.xml · derivative · entry 3 DUFFY DENNIS J · CIK 0001200001 · Exec. Vice President Operation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,231 shares Expires 2003-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Number of shares and option price of outstanding options adjusted 10/16/96 to reflect new values following the spin-off of Union Pacific Resources Group, Inc. Read SEC document |
| June 04, 2003 Filed Jun 5, 2003 20:47 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 1,556 | $61.45 | $95,616.20 |
DisclosureSEC source: 0000100885-03-000012 · primary_doc.xml · nonDerivative · entry 2 DUFFY DENNIS J · CIK 0001200001 · Exec. Vice President Operation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,953.1147 F2 · balance_after: The reporting person also has the following indirect holding: 1) 959.7139 units by a Managed Account which include holdings in employee benefit plans, Tax Reduction and Payroll Based Stock Plans, as of the transaction date. Read SEC document |
| June 04, 2003 Filed Jun 5, 2003 20:47 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 2,231 | $42.87 | $95,642.97 |
DisclosureSEC source: 0000100885-03-000012 · primary_doc.xml · nonDerivative · entry 1 DUFFY DENNIS J · CIK 0001200001 · Exec. Vice President Operation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,509.1147 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Number of shares and option price of outstanding options adjusted 10/16/96 to reflect new values following the spin-off of Union Pacific Resources Group, Inc. Read SEC document |
| June 02, 2003 Filed Jun 4, 2003 14:36 UTC | UNION PACIFIC CORP UNP · Entity 2854 | SaleCommon Stock | 400 | $60.77 | $24,308.00 |
DisclosureSEC source: 0000100885-03-000010 · primary_doc.xml · nonDerivative · entry 4 DUFFY DENNIS J · CIK 0001200001 · Exec. Vice President Operation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,278.1147 F1 · balance_after: The reporting person also has the following indirect holding: 1) 959.8197 units by a Managed Account which include holdings in employee benefit plans, Tax Reduction and Payroll Based Stock Plans, as of the transaction date. Read SEC document |
| June 02, 2003 Filed Jun 4, 2003 14:36 UTC | UNION PACIFIC CORP UNP · Entity 2854 | SaleCommon Stock | 100 | $61.10 | $6,110.00 |
DisclosureSEC source: 0000100885-03-000010 · primary_doc.xml · nonDerivative · entry 3 DUFFY DENNIS J · CIK 0001200001 · Exec. Vice President Operation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,678.1147 Read SEC document |
| June 02, 2003 Filed Jun 4, 2003 14:36 UTC | UNION PACIFIC CORP UNP · Entity 2854 | SaleCommon Stock | 200 | $61.18 | $12,236.00 |
DisclosureSEC source: 0000100885-03-000010 · primary_doc.xml · nonDerivative · entry 2 DUFFY DENNIS J · CIK 0001200001 · Exec. Vice President Operation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,778.1147 Read SEC document |
| June 02, 2003 Filed Jun 4, 2003 14:36 UTC | UNION PACIFIC CORP UNP · Entity 2854 | SaleCommon Stock | 22,700 | $60.80 | $1,380,160.00 |
DisclosureSEC source: 0000100885-03-000010 · primary_doc.xml · nonDerivative · entry 1 DUFFY DENNIS J · CIK 0001200001 · Exec. Vice President Operation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,978.1147 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.