Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNION PACIFIC CORPUNP · Entity 2854 | VICE CHAIRMAN OPS | September 07, 2010 | September 08, 2010 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNION PACIFIC CORP
Report date September 07, 2010 · Filed September 08, 2010
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 108,037 |
Ending reported balance
After 2010-09-07 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2010-09-07 · Exercise / conversion · Acquired 121,200 · Balance 198,098 Row 2 · 2010-09-07 · Tax withholding · Disposed 66,183 · Balance 131,915 Row 3 · 2010-09-07 · Tax withholding · Disposed 23,878 · Balance 108,037 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $43.03 · Expires 2016-01-26 | Direct | 0 |
Reported balance
After 2010-09-07 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2010-09-07 · Exercise / conversion · Disposed 121,200 · Balance 0 F3: This option became exercisable in three equal installments starting one year from the grant date. |
| Common StockSEC Table I · non-derivative | Indirect(1) | 191,515.2996 |
Reported balance
Holding disclosure · report date 2010-09-07 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 191,515.2996 F1: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. |
| Common StockSEC Table I · non-derivative | Indirectby Foundation | 7,750 |
Reported balance
Holding disclosure · report date 2010-09-07 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 7,750 F2: Represents shares held in the Duffy Family Foundation for which the reporting person and his wife and children serve as trustees. The reporting person disclaims beneficial ownership of these securities. |
| Common StockSEC Table I · non-derivative | Indirectby GRAT I | 100,000 |
Reported balance
Holding disclosure · report date 2010-09-07 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 100,000 |
| Common StockSEC Table I · non-derivative | Indirectby GRAT II | 100,000 |
Reported balance
Holding disclosure · report date 2010-09-07 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 100,000 |
| Common StockSEC Table I · non-derivative | Indirectby Managed Account | 0 |
Reported balance
Holding disclosure · report date 2010-09-07 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 0 |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 51,404.1147 |
Reported balance
Holding disclosure · report date 2010-09-07 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 51,404.1147 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.
F2: Represents shares held in the Duffy Family Foundation for which the reporting person and his wife and children serve as trustees. The reporting person disclaims beneficial ownership of these securities.
F3: This option became exercisable in three equal installments starting one year from the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 16, 2007 Filed Jul 18, 2007 14:46 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 200 | $55.00 | $11,000.00 |
DisclosureSEC source: 0000100885-07-000164 · edgardoc.xml · nonDerivative · entry 1 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,192 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2007 Filed Mar 7, 2007 15:13 UTC | UNION PACIFIC CORP UNP · Entity 2854 | SaleCommon Stock | 21,343 | $96.12 | $2,051,489.16 |
DisclosureSEC source: 0000100885-07-000079 · edgardoc.xml · nonDerivative · entry 1 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 41,986.1147 F1 · security: Trade(s) executed by fiduciary pursuant to an existing 10b5-1 Trading Plan. Read SEC document |
| January 30, 2007 Filed Feb 1, 2007 15:24 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 41,031 | $0.00 Strike: $96.98 | $0.00 |
DisclosureSEC source: 0000100885-07-000053 · edgardoc.xml · derivative · entry 6 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,031 Underlying: Common Stock · 41,031 shares Expires 2017-01-30 F4 · security: This option becomes exercisable in three equal installments starting one year from the grant date. F4 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date. Read SEC document |
| January 30, 2007 Filed Feb 1, 2007 15:24 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantCommon Stock | 8,766 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-07-000053 · edgardoc.xml · nonDerivative · entry 2 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,992 F2 · security: Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met. Read SEC document |
| January 30, 2007 Filed Feb 1, 2007 15:24 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantCommon Stock | 4,726 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-07-000053 · edgardoc.xml · nonDerivative · entry 1 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,226 F1 · security: Retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a four year vesting period from grant date. Read SEC document |
| December 28, 2006 Filed Dec 28, 2006 21:23 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GiftCommon Stock | 5,450 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-06-000237 · edgardoc.xml · nonDerivative · entry 1 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 63,329.1147 F1 · security: The reporting person made a contribution to a charitable foundation. Read SEC document |
| September 15, 2006 Filed Sep 18, 2006 16:37 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 11,000 | $0.00 Strike: $59.82 | $0.00 |
DisclosureSEC source: 0000100885-06-000198 · edgardoc.xml · derivative · entry 17 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,000 shares Expires 2008-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2006 Filed Sep 18, 2006 16:37 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 32,996 | $0.00 Strike: $49.88 | $0.00 |
DisclosureSEC source: 0000100885-06-000198 · edgardoc.xml · derivative · entry 16 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,996 shares Expires 2011-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2006 Filed Sep 18, 2006 16:37 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 8,800 | $0.00 Strike: $47.50 | $0.00 |
DisclosureSEC source: 0000100885-06-000198 · edgardoc.xml · derivative · entry 15 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,800 shares Expires 2008-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2006 Filed Sep 18, 2006 16:37 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 2,004 | $0.00 Strike: $49.88 | $0.00 |
DisclosureSEC source: 0000100885-06-000198 · edgardoc.xml · derivative · entry 14 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,004 shares Expires 2011-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2006 Filed Sep 18, 2006 16:37 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 5,991 | $85.18 | $510,313.38 |
DisclosureSEC source: 0000100885-06-000198 · edgardoc.xml · nonDerivative · entry 11 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,279.1147 Read SEC document |
| September 15, 2006 Filed Sep 18, 2006 16:37 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 19,321 | $85.18 | $1,645,762.78 |
DisclosureSEC source: 0000100885-06-000198 · edgardoc.xml · nonDerivative · entry 10 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,270.1147 Read SEC document |
| September 15, 2006 Filed Sep 18, 2006 16:37 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 32,996 | $49.88 | $1,645,840.48 |
DisclosureSEC source: 0000100885-06-000198 · edgardoc.xml · nonDerivative · entry 9 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,591.1147 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2006 Filed Sep 18, 2006 16:37 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 1,173 | $85.18 | $99,916.14 |
DisclosureSEC source: 0000100885-06-000198 · edgardoc.xml · nonDerivative · entry 8 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,595.1147 Read SEC document |
| September 15, 2006 Filed Sep 18, 2006 16:37 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 2,004 | $49.88 | $99,959.52 |
DisclosureSEC source: 0000100885-06-000198 · edgardoc.xml · nonDerivative · entry 7 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,768.1147 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2006 Filed Sep 18, 2006 16:37 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 1,706 | $85.18 | $145,317.08 |
DisclosureSEC source: 0000100885-06-000198 · edgardoc.xml · nonDerivative · entry 6 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,764.1147 Read SEC document |
| September 15, 2006 Filed Sep 18, 2006 16:37 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 4,907 | $85.18 | $417,978.26 |
DisclosureSEC source: 0000100885-06-000198 · edgardoc.xml · nonDerivative · entry 5 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,470.1147 Read SEC document |
| September 15, 2006 Filed Sep 18, 2006 16:37 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 8,800 | $47.50 | $418,000.00 |
DisclosureSEC source: 0000100885-06-000198 · edgardoc.xml · nonDerivative · entry 4 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,377.1147 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2006 Filed Sep 18, 2006 16:37 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 1,435 | $85.18 | $122,233.30 |
DisclosureSEC source: 0000100885-06-000198 · edgardoc.xml · nonDerivative · entry 3 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,577.1147 Read SEC document |
| September 15, 2006 Filed Sep 18, 2006 16:37 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 7,725 | $85.18 | $658,015.50 |
DisclosureSEC source: 0000100885-06-000198 · edgardoc.xml · nonDerivative · entry 2 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,012.1147 Read SEC document |
| September 15, 2006 Filed Sep 18, 2006 16:37 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 11,000 | $59.82 | $658,020.00 |
DisclosureSEC source: 0000100885-06-000198 · edgardoc.xml · nonDerivative · entry 1 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,737.1147 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2006 Filed Jul 26, 2006 23:02 UTC | UNION PACIFIC CORP UNP · Entity 2854 | OtherCommon Stock | 39,118.2731 | $83.96 | $3,284,370.21 |
DisclosureSEC source: 0000100885-06-000179 · edgardoc.xml · nonDerivative · entry 4 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Indirect · (1) Disclosed balance after: 78,693.7843 F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. Read SEC document |
| July 25, 2006 Filed Jul 26, 2006 23:02 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 19 | $83.96 | $1,595.24 |
DisclosureSEC source: 0000100885-06-000179 · edgardoc.xml · nonDerivative · entry 3 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,737.1147 F2 · security: Transfer of shares for additional tax withholding purposes. Read SEC document |
| July 25, 2006 Filed Jul 26, 2006 23:02 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 881.7269 | $83.96 | $74,029.79 |
DisclosureSEC source: 0000100885-06-000179 · edgardoc.xml · nonDerivative · entry 2 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,756.1147 Read SEC document |
| July 25, 2006 Filed Jul 26, 2006 23:02 UTC | UNION PACIFIC CORP UNP · Entity 2854 | OtherCommon Stock | 39,118.2731 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-06-000179 · edgardoc.xml · nonDerivative · entry 1 DUFFY DENNIS J · CIK 0001200001 · EVP OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,637.8416 F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. Read SEC document |
| January 30, 2006 Filed Feb 1, 2006 20:40 UTC | UNION PACIFIC CORP UNP · Entity 2854 | OtherCommon Stock | 13,373.0418 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-06-000081 · edgardoc.xml · nonDerivative · entry 4 DUFFY DENNIS J · CIK 0001200001 · EVP OPRN 10b5-1 filing: Not disclosed Ownership: Indirect · (1) Disclosed balance after: 39,322.5482 F2 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. Read SEC document |
| January 30, 2006 Filed Feb 1, 2006 20:40 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 292.9582 | $87.63 | $25,671.93 |
DisclosureSEC source: 0000100885-06-000081 · edgardoc.xml · nonDerivative · entry 3 DUFFY DENNIS J · CIK 0001200001 · EVP OPRN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,756.1147 Read SEC document |
| January 30, 2006 Filed Feb 1, 2006 20:40 UTC | UNION PACIFIC CORP UNP · Entity 2854 | OtherCommon Stock | 13,373.0418 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-06-000081 · edgardoc.xml · nonDerivative · entry 2 DUFFY DENNIS J · CIK 0001200001 · EVP OPRN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,049.0729 F2 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. Read SEC document |
| January 30, 2006 Filed Feb 1, 2006 20:40 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 29 | $87.63 | $2,541.27 |
DisclosureSEC source: 0000100885-06-000081 · edgardoc.xml · nonDerivative · entry 1 DUFFY DENNIS J · CIK 0001200001 · EVP OPRN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,422.1147 F1 · security: Transfer of shares for additional tax withholding purposes. Read SEC document |
| January 26, 2006 Filed Jan 30, 2006 19:33 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 60,600 | $0.00 Strike: $86.05 | $0.00 |
DisclosureSEC source: 0000100885-06-000055 · edgardoc.xml · derivative · entry 5 DUFFY DENNIS J · CIK 0001200001 · EVP OPRN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,600 Underlying: Common Stock · 60,600 shares Expires 2016-01-26 F4 · security: This option becomes exercisable in three equal installments starting one year from the grant date. F4 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date. Read SEC document |
| January 26, 2006 Filed Jan 30, 2006 19:33 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantCommon Stock | 9,600 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-06-000055 · edgardoc.xml · nonDerivative · entry 2 DUFFY DENNIS J · CIK 0001200001 · EVP OPRN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,451.1147 F2 · security: Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met. Read SEC document |
| January 26, 2006 Filed Jan 30, 2006 19:33 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantCommon Stock | 5,900 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-06-000055 · edgardoc.xml · nonDerivative · entry 1 DUFFY DENNIS J · CIK 0001200001 · EVP OPRN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,851.1147 F1 · security: Retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a four year vesting period from grant date. Read SEC document |
| November 28, 2005 Filed Nov 29, 2005 13:18 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 36,888 | $0.00 Strike: $77.12 | $0.00 |
DisclosureSEC source: 0000100885-05-000266 · edgardoc.xml · derivative · entry 7 DUFFY DENNIS J · CIK 0001200001 · EVP OPRN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,888 Underlying: Common Stock · 36,888 shares Expires 2012-01-31 F2 · security: Option granted pursuant to an agreement with a reload feature, which provides for a reload option grant if, at the time of exercise, the exercise price for a stock-for-stock exercise is twenty percent (20%) or greater than the option price of the original option on the grant date. Read SEC document |
| November 28, 2005 Filed Nov 29, 2005 13:18 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 41,675 | $0.00 Strike: $61.14 | $0.00 |
DisclosureSEC source: 0000100885-05-000266 · edgardoc.xml · derivative · entry 6 DUFFY DENNIS J · CIK 0001200001 · EVP OPRN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,325 Underlying: Common Stock · 41,675 shares Expires 2012-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2005 Filed Nov 29, 2005 13:18 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 3,733 | $76.85 | $286,881.05 |
DisclosureSEC source: 0000100885-05-000266 · edgardoc.xml · nonDerivative · entry 3 DUFFY DENNIS J · CIK 0001200001 · EVP OPRN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,951.1147 Read SEC document |
| November 28, 2005 Filed Nov 29, 2005 13:18 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 33,155 | $76.85 | $2,547,961.75 |
DisclosureSEC source: 0000100885-05-000266 · edgardoc.xml · nonDerivative · entry 2 DUFFY DENNIS J · CIK 0001200001 · EVP OPRN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,684.1147 Read SEC document |
| November 28, 2005 Filed Nov 29, 2005 13:18 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 41,675 | $61.14 | $2,548,009.50 |
DisclosureSEC source: 0000100885-05-000266 · edgardoc.xml · nonDerivative · entry 1 DUFFY DENNIS J · CIK 0001200001 · EVP OPRN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,839.1147 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2005 Filed Aug 4, 2005 22:07 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 21,200 | $0.00 Strike: $47.50 | $0.00 |
DisclosureSEC source: 0000100885-05-000220 · edgardoc.xml · derivative · entry 7 DUFFY DENNIS J · CIK 0001200001 · EVP OPRN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,800 Underlying: Common Stock · 21,200 shares Expires 2008-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2005 Filed Aug 4, 2005 22:07 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 3,091 | $71.19 | $220,048.29 |
DisclosureSEC source: 0000100885-05-000220 · edgardoc.xml · nonDerivative · entry 4 DUFFY DENNIS J · CIK 0001200001 · EVP OPRN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,164.1147 Read SEC document |
| August 03, 2005 Filed Aug 4, 2005 22:07 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 14,145 | $71.19 | $1,006,982.55 |
DisclosureSEC source: 0000100885-05-000220 · edgardoc.xml · nonDerivative · entry 3 DUFFY DENNIS J · CIK 0001200001 · EVP OPRN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,255.1147 Read SEC document |
| August 03, 2005 Filed Aug 4, 2005 22:07 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 21,200 | $47.50 | $1,007,000.00 |
DisclosureSEC source: 0000100885-05-000220 · edgardoc.xml · nonDerivative · entry 2 DUFFY DENNIS J · CIK 0001200001 · EVP OPRN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,400.1147 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2005 Filed Aug 4, 2005 22:07 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Disposition to issuerCommon Stock | 1,478 | $71.19 | $105,218.82 |
DisclosureSEC source: 0000100885-05-000220 · edgardoc.xml · nonDerivative · entry 1 DUFFY DENNIS J · CIK 0001200001 · EVP OPRN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,200.1147 Read SEC document |
| March 15, 2005 Filed Mar 17, 2005 21:35 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 3,778 | $0.00 Strike: $56.50 | $0.00 |
DisclosureSEC source: 0000100885-05-000134 · edgardoc.xml · derivative · entry 6 DUFFY DENNIS J · CIK 0001200001 · EVP OPRN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,778 shares Expires 2006-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option was granted 11/20/96 and became exercisable in equal installments on 1/1/98, 1/1/99, and 1/1/00. Read SEC document |
| March 15, 2005 Filed Mar 17, 2005 21:35 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 245 | $66.31 | $16,245.95 |
DisclosureSEC source: 0000100885-05-000134 · edgardoc.xml · nonDerivative · entry 3 DUFFY DENNIS J · CIK 0001200001 · EVP OPRN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,678.1147 Read SEC document |
| March 15, 2005 Filed Mar 17, 2005 21:35 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 3,219 | $66.31 | $213,451.89 |
DisclosureSEC source: 0000100885-05-000134 · edgardoc.xml · nonDerivative · entry 2 DUFFY DENNIS J · CIK 0001200001 · EVP OPRN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,923.1147 Read SEC document |
| March 15, 2005 Filed Mar 17, 2005 21:35 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 3,778 | $56.50 | $213,457.00 |
DisclosureSEC source: 0000100885-05-000134 · edgardoc.xml · nonDerivative · entry 1 DUFFY DENNIS J · CIK 0001200001 · EVP OPRN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,142.1147 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2005 Filed Mar 14, 2005 22:32 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 36,122 | $0.00 Strike: $56.50 | $0.00 |
DisclosureSEC source: 0000100885-05-000132 · edgardoc.xml · derivative · entry 9 DUFFY DENNIS J · CIK 0001200001 · EVP OPRN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,778 Underlying: Common Stock · 36,122 shares Expires 2006-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option was granted 11/20/96 and became exercisable in equal installments on 1/1/98, 1/1/99, and 1/1/00. Read SEC document |
| March 10, 2005 Filed Mar 14, 2005 22:32 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 5,100 | $0.00 Strike: $56.50 | $0.00 |
DisclosureSEC source: 0000100885-05-000132 · edgardoc.xml · derivative · entry 8 DUFFY DENNIS J · CIK 0001200001 · EVP OPRN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,100 shares Expires 2006-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option was granted 11/20/96 and became exercisable in equal installments on 1/1/98, 1/1/99, and 1/1/00. Read SEC document |
| March 10, 2005 Filed Mar 14, 2005 22:32 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 2,319 | $66.20 | $153,517.80 |
DisclosureSEC source: 0000100885-05-000132 · edgardoc.xml · nonDerivative · entry 5 DUFFY DENNIS J · CIK 0001200001 · EVP OPRN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,364.1147 Read SEC document |
| March 10, 2005 Filed Mar 14, 2005 22:32 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 30,829 | $66.20 | $2,040,879.80 |
DisclosureSEC source: 0000100885-05-000132 · edgardoc.xml · nonDerivative · entry 4 DUFFY DENNIS J · CIK 0001200001 · EVP OPRN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,683.1147 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.