Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
E TRADE FINANCIAL CORP
Report date October 02, 2020 · Filed October 05, 2020
Section 16 reporting ended · disclosed 2020-10-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-10-02 transaction · row 1
1 source rowRow 1 · 2020-10-02 · Disposition to issuer · Disposed 34,787 · Balance 0 F1: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of February 20, 2020, by and among E*TRADE Financial Corporation, Moon-Eagle Merger Sub, Inc. and Morgan Stanley, as it may be amended from time to time, referred to as the Merger Agreement. F2: Includes shares underlying previously reported equity awards. F3: Each share of common stock, including shares underlying previously reported equity awards, was cancelled pursuant to the Merger Agreement in exchange for the right to receive the consideration provided in the Merger Agreement (i.e., 1.0432 fully paid and nonassessable shares of voting common stock, $0.01 par value, of Morgan Stanley for each such share, subject to applicable tax withholding and with cash payable in lieu of any fractional shares). |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of February 20, 2020, by and among E*TRADE Financial Corporation, Moon-Eagle Merger Sub, Inc. and Morgan Stanley, as it may be amended from time to time, referred to as the Merger Agreement.
F2: Includes shares underlying previously reported equity awards.
F3: Each share of common stock, including shares underlying previously reported equity awards, was cancelled pursuant to the Merger Agreement in exchange for the right to receive the consideration provided in the Merger Agreement (i.e., 1.0432 fully paid and nonassessable shares of voting common stock, $0.01 par value, of Morgan Stanley for each such share, subject to applicable tax withholding and with cash payable in lieu of any fractional shares).
Okta, Inc.
Report date June 20, 2025 · Filed June 24, 2025
Section 16 reporting ended · disclosed 2025-06-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 16,022 |
Reported balance
After 2025-06-20 transaction · row 1
1 source rowRow 1 · 2025-06-20 · Exercise / conversion · Acquired 2,832 · Balance 16,022 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-06-20 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-06-20 · Exercise / conversion · Disposed 2,832 · Balance 0 F1: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F2: The RSUs vested in full on June 20, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.
F2: The RSUs vested in full on June 20, 2025.
SCHWAB CHARLES CORP
Report date December 31, 2010 · Filed January 25, 2011
Section 16 reporting ended · disclosed 2011-01-25. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Nonqualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.00 · Expires 2020-08-02 | Direct | 32,528 |
Reported balance
After 2010-08-02 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2010-08-02 · Grant · Acquired 32,528 · Balance 32,528 F1: The option was granted under the company's 2004 Stock Incentive Plan and represents one-third of an option grant approved for the reporting person on March 1, 2010 to be granted in three equal parts on March 1, 2010, August 2, 2010 and November 1, 2010. The option grants on August 2, 2010 and November 1, 2010 were previously not reported on a Form 4. F2: The option vests in four equal annual installments beginning on the first anniversary of the grant date. |
| Nonqualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.43 · Expires 2020-11-01 | Direct | 33,144 |
Reported balance
After 2010-11-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2010-11-01 · Grant · Acquired 33,144 · Balance 33,144 F1: The option was granted under the company's 2004 Stock Incentive Plan and represents one-third of an option grant approved for the reporting person on March 1, 2010 to be granted in three equal parts on March 1, 2010, August 2, 2010 and November 1, 2010. The option grants on August 2, 2010 and November 1, 2010 were previously not reported on a Form 4. F2: The option vests in four equal annual installments beginning on the first anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: The option was granted under the company's 2004 Stock Incentive Plan and represents one-third of an option grant approved for the reporting person on March 1, 2010 to be granted in three equal parts on March 1, 2010, August 2, 2010 and November 1, 2010. The option grants on August 2, 2010 and November 1, 2010 were previously not reported on a Form 4.
F2: The option vests in four equal annual installments beginning on the first anniversary of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 02, 2007 Filed Nov 5, 2007 23:10 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 23,600 | $10.51 | $248,036.00 |
DisclosureSEC source: 0001311379-07-000003 · edgar.xml · nonDerivative · entry 3 Saeger Rebecca · CIK 0001311379 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,111 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2007 Filed Nov 7, 2007 22:07 UTC Amendment | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 23,600 | $0.00 Strike: $10.02 | $0.00 |
DisclosureSEC source: 0001311379-07-000004 · edgar.xml · derivative · entry 2 Saeger Rebecca · CIK 0001311379 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,867 Underlying: Common Stock · 23,600 shares Expires 2014-04-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Form 4 filing on November 5, 2007 inadvertently reported an exercise price of $10.51. F3 · balance_after: As of November 2, 2007, following the transaction reported on the Form 4 filed on November 5, 2007, the reporting person beneficially owned 7,867 Incentive Stock Options with an exercise price of $10.02. Read SEC document |
| November 02, 2007 Filed Nov 7, 2007 22:07 UTC Amendment | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 23,600 | $10.02 | $236,472.00 |
DisclosureSEC source: 0001311379-07-000004 · edgar.xml · nonDerivative · entry 1 Saeger Rebecca · CIK 0001311379 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,711 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Form 4 filing on November 5, 2007 inadvertently reported an exercise price of $10.51. F2 · balance_after: As of November 2, 2007, the reporting person had a direct beneficial ownership interest in 73,711 shares. Read SEC document |
| November 01, 2007 Filed Nov 5, 2007 23:10 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 73,120 | $0.00 Strike: $23.33 | $0.00 |
DisclosureSEC source: 0001311379-07-000003 · edgar.xml · derivative · entry 4 Saeger Rebecca · CIK 0001311379 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,120 Underlying: Common Stock · 73,120 shares Expires 2014-11-01 F2 · derivative.exercise_price: Shares under the option have an exercise price of $23.3295, which is 103% of the closing price of the company's common stock on the date of grant ($22.65). F3 · derivative.exercise_date: The option vests 25% on each of the first, second, third, and fourth anniversary of the grant date and has a term of seven years. Read SEC document |
| November 01, 2007 Filed Nov 5, 2007 23:10 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Tax withholdingCommon Stock | 1,744 | $22.81 | $39,779.94 |
DisclosureSEC source: 0001311379-07-000003 · edgar.xml · nonDerivative · entry 2 Saeger Rebecca · CIK 0001311379 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,111 Read SEC document |
| November 01, 2007 Filed Nov 5, 2007 23:10 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 7,691 | $0.00 | $0.00 |
DisclosureSEC source: 0001311379-07-000003 · edgar.xml · nonDerivative · entry 1 Saeger Rebecca · CIK 0001311379 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,855 F1 · shares: The award vests in increments of 25% on November 1, 2008, 2009, 2010 and 2011 based on the company achieving performance targets related to pre-tax adjusted income divided by revenue and revenue growth for the applicable one-year performance period beginning on October 1 and ending on the September 30 prior to each vesting date. Read SEC document |
| April 20, 2007 Filed Apr 23, 2007 22:03 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Tax withholdingCommon Stock | 5,362 | $19.46 | $104,365.43 |
DisclosureSEC source: 0001311379-07-000002 · edgar.xml · nonDerivative · entry 1 Saeger Rebecca · CIK 0001311379 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,164 Read SEC document |
| October 30, 2006 Filed Nov 1, 2006 22:40 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 63,063 | $0.00 Strike: $19.19 | $0.00 |
DisclosureSEC source: 0001311379-06-000002 · edgar.xml · derivative · entry 2 Saeger Rebecca · CIK 0001311379 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,063 Underlying: Common Stock · 63,063 shares Expires 2013-10-30 F2 · derivative.exercise_price: Shares under the option have an exercise price of $19.186, which is 106% of the closing price of the company's common stock on the date of grant ($18.10). F3 · derivative.exercise_date: Each option vests 25% on each of the first, second, third, and fourth anniversary of the grant date and has a term of seven years. Read SEC document |
| October 30, 2006 Filed Nov 1, 2006 22:40 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 19,526 | $0.00 | $0.00 |
DisclosureSEC source: 0001311379-06-000002 · edgar.xml · nonDerivative · entry 1 Saeger Rebecca · CIK 0001311379 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,526 F1 · shares: The award vests in increments of 25% on November 1, 2007, 2008, 2009, and 2010 based on the company achieving a performance target related to return on equity for the one-year performance period ending on the day immediately prior to each vesting date. Read SEC document |
| September 07, 2005 Filed Sep 9, 2005 17:01 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $17.08 | $0.00 |
DisclosureSEC source: 0000923738-05-000039 · edgar.xml · derivative · entry 2 Saeger Rebecca · CIK 0001311379 · EVP - Brand and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2012-09-07 F2 · derivative.exercise_price: The options were granted under the Company's 2004 Stock Incentive Plan and are fully exercisable as of the grant date. The exercise price is 125% of the closing price of the Company's common stock on the grant date. Read SEC document |
| September 07, 2005 Filed Sep 9, 2005 17:01 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $15.30 | $0.00 |
DisclosureSEC source: 0000923738-05-000039 · edgar.xml · derivative · entry 1 Saeger Rebecca · CIK 0001311379 · EVP - Brand and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2012-09-07 F1 · derivative.exercise_price: The options were granted under the Company's 2004 Stock Incentive Plan and are fully exercisable as of the grant date. The exercise price is 112% of the closing price of the Company's common stock on the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.