Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
E TRADE FINANCIAL CORP
Report date October 02, 2020 · Filed October 05, 2020
Section 16 reporting ended · disclosed 2020-10-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-10-02 transaction · row 1
1 source rowRow 1 · 2020-10-02 · Disposition to issuer · Disposed 34,787 · Balance 0 F1: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of February 20, 2020, by and among E*TRADE Financial Corporation, Moon-Eagle Merger Sub, Inc. and Morgan Stanley, as it may be amended from time to time, referred to as the Merger Agreement. F2: Includes shares underlying previously reported equity awards. F3: Each share of common stock, including shares underlying previously reported equity awards, was cancelled pursuant to the Merger Agreement in exchange for the right to receive the consideration provided in the Merger Agreement (i.e., 1.0432 fully paid and nonassessable shares of voting common stock, $0.01 par value, of Morgan Stanley for each such share, subject to applicable tax withholding and with cash payable in lieu of any fractional shares). |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of February 20, 2020, by and among E*TRADE Financial Corporation, Moon-Eagle Merger Sub, Inc. and Morgan Stanley, as it may be amended from time to time, referred to as the Merger Agreement.
F2: Includes shares underlying previously reported equity awards.
F3: Each share of common stock, including shares underlying previously reported equity awards, was cancelled pursuant to the Merger Agreement in exchange for the right to receive the consideration provided in the Merger Agreement (i.e., 1.0432 fully paid and nonassessable shares of voting common stock, $0.01 par value, of Morgan Stanley for each such share, subject to applicable tax withholding and with cash payable in lieu of any fractional shares).
Okta, Inc.
Report date June 20, 2025 · Filed June 24, 2025
Section 16 reporting ended · disclosed 2025-06-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 16,022 |
Reported balance
After 2025-06-20 transaction · row 1
1 source rowRow 1 · 2025-06-20 · Exercise / conversion · Acquired 2,832 · Balance 16,022 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-06-20 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-06-20 · Exercise / conversion · Disposed 2,832 · Balance 0 F1: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F2: The RSUs vested in full on June 20, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.
F2: The RSUs vested in full on June 20, 2025.
SCHWAB CHARLES CORP
Report date December 31, 2010 · Filed January 25, 2011
Section 16 reporting ended · disclosed 2011-01-25. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Nonqualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.00 · Expires 2020-08-02 | Direct | 32,528 |
Reported balance
After 2010-08-02 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2010-08-02 · Grant · Acquired 32,528 · Balance 32,528 F1: The option was granted under the company's 2004 Stock Incentive Plan and represents one-third of an option grant approved for the reporting person on March 1, 2010 to be granted in three equal parts on March 1, 2010, August 2, 2010 and November 1, 2010. The option grants on August 2, 2010 and November 1, 2010 were previously not reported on a Form 4. F2: The option vests in four equal annual installments beginning on the first anniversary of the grant date. |
| Nonqualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.43 · Expires 2020-11-01 | Direct | 33,144 |
Reported balance
After 2010-11-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2010-11-01 · Grant · Acquired 33,144 · Balance 33,144 F1: The option was granted under the company's 2004 Stock Incentive Plan and represents one-third of an option grant approved for the reporting person on March 1, 2010 to be granted in three equal parts on March 1, 2010, August 2, 2010 and November 1, 2010. The option grants on August 2, 2010 and November 1, 2010 were previously not reported on a Form 4. F2: The option vests in four equal annual installments beginning on the first anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: The option was granted under the company's 2004 Stock Incentive Plan and represents one-third of an option grant approved for the reporting person on March 1, 2010 to be granted in three equal parts on March 1, 2010, August 2, 2010 and November 1, 2010. The option grants on August 2, 2010 and November 1, 2010 were previously not reported on a Form 4.
F2: The option vests in four equal annual installments beginning on the first anniversary of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 20, 2025 Filed Jun 24, 2025 19:46 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionRestricted Stock Units · Derivative | 2,832 | $0.00 | $0.00 |
DisclosureSEC source: 0001660134-25-000115 · wk-form4_1750808808.xml · derivative · entry 2 Saeger Rebecca · CIK 0001311379 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,832 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The RSUs vested in full on June 20, 2025. F2 · derivative.expiration_date: The RSUs vested in full on June 20, 2025. Read SEC document |
| June 20, 2025 Filed Jun 24, 2025 19:46 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 2,832 | $0.00 | $0.00 |
DisclosureSEC source: 0001660134-25-000115 · wk-form4_1750808808.xml · nonDerivative · entry 1 Saeger Rebecca · CIK 0001311379 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,022 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 20, 2024 Filed Jun 21, 2024 18:31 UTC | Okta, Inc. OKTA · Entity 3154 | GrantRestricted Stock Units · Derivative | 2,832 | $0.00 | $0.00 |
DisclosureSEC source: 0001660134-24-000104 · wk-form4_1719009084.xml · derivative · entry 3 Saeger Rebecca · CIK 0001311379 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,832 Underlying: Class A Common Stock · 2,832 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F3 · derivative.exercise_date: The RSUs vest in full on the earlier of June 20, 2025 or the date immediately prior to the Issuer's next regular annual stockholders meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date. F3 · derivative.expiration_date: The RSUs vest in full on the earlier of June 20, 2025 or the date immediately prior to the Issuer's next regular annual stockholders meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date. Read SEC document |
| June 19, 2024 Filed Jun 21, 2024 18:31 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionRestricted Stock Units · Derivative | 2,818 | $0.00 | $0.00 |
DisclosureSEC source: 0001660134-24-000104 · wk-form4_1719009084.xml · derivative · entry 2 Saeger Rebecca · CIK 0001311379 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,818 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The RSUs vested in full on June 19, 2024. F2 · derivative.expiration_date: The RSUs vested in full on June 19, 2024. Read SEC document |
| June 19, 2024 Filed Jun 21, 2024 18:31 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 2,818 | $0.00 | $0.00 |
DisclosureSEC source: 0001660134-24-000104 · wk-form4_1719009084.xml · nonDerivative · entry 1 Saeger Rebecca · CIK 0001311379 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,190 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 22, 2023 Filed Jun 23, 2023 19:49 UTC | Okta, Inc. OKTA · Entity 3154 | GrantRestricted Stock Units · Derivative | 2,818 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-039561 · doc4.xml · derivative · entry 3 Saeger Rebecca · CIK 0001311379 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,818 Underlying: Class A Common Stock · 2,818 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F3 · derivative.exercise_date: The RSUs vest in full on the earlier of June 22, 2024 or the date immediately prior to the Issuer's next regular annual shareholders meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date. F3 · derivative.expiration_date: The RSUs vest in full on the earlier of June 22, 2024 or the date immediately prior to the Issuer's next regular annual shareholders meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date. Read SEC document |
| June 21, 2023 Filed Jun 23, 2023 19:49 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionRestricted Stock Units · Derivative | 2,378 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-039561 · doc4.xml · derivative · entry 2 Saeger Rebecca · CIK 0001311379 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,378 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The RSUs vested in full on June 21, 2023. F2 · derivative.expiration_date: The RSUs vested in full on June 21, 2023. Read SEC document |
| June 21, 2023 Filed Jun 23, 2023 19:49 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 2,378 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-039561 · doc4.xml · nonDerivative · entry 1 Saeger Rebecca · CIK 0001311379 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,372 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 21, 2022 Filed Jun 23, 2022 17:05 UTC | Okta, Inc. OKTA · Entity 3154 | GrantRestricted Stock Units · Derivative | 2,378 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-038979 · doc4.xml · derivative · entry 1 Saeger Rebecca · CIK 0001311379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,378 Underlying: Class A Common Stock · 2,378 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The RSUs vest in full on the earlier of June 21, 2023 or the date immediately prior to the Issuer's next regular annual shareholders meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date. F2 · derivative.expiration_date: The RSUs vest in full on the earlier of June 21, 2023 or the date immediately prior to the Issuer's next regular annual shareholders meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date. Read SEC document |
| June 17, 2022 Filed Jun 21, 2022 17:22 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionRestricted Stock Units · Derivative | 862 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-038497 · doc4.xml · derivative · entry 2 Saeger Rebecca · CIK 0001311379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 862 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The RSUs vested in full on June 17, 2022. F2 · derivative.expiration_date: The RSUs vested in full on June 17, 2022. Read SEC document |
| June 17, 2022 Filed Jun 21, 2022 17:22 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 862 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-038497 · doc4.xml · nonDerivative · entry 1 Saeger Rebecca · CIK 0001311379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,994 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 22, 2022 Filed Jan 25, 2022 17:01 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionRestricted Stock Units · Derivative | 1,511 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-004823 · doc4.xml · derivative · entry 2 Saeger Rebecca · CIK 0001311379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,511 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: 33-1/3% of the shares underlying the RSU vested on January 22, 2020, and the remaining shares underlying the RSU vested in 2 equal annual installments thereafter, subject to the Reporting Person's continued service with the Issuer on each such date. F2 · derivative.expiration_date: 33-1/3% of the shares underlying the RSU vested on January 22, 2020, and the remaining shares underlying the RSU vested in 2 equal annual installments thereafter, subject to the Reporting Person's continued service with the Issuer on each such date. Read SEC document |
| January 22, 2022 Filed Jan 25, 2022 17:01 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 1,511 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-004823 · doc4.xml · nonDerivative · entry 1 Saeger Rebecca · CIK 0001311379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,132 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 17:13 UTC | Okta, Inc. OKTA · Entity 3154 | GrantRestricted Stock Units · Derivative | 862 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-042130 · doc4.xml · derivative · entry 3 Saeger Rebecca · CIK 0001311379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 862 Underlying: Class A Common Stock · 862 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F3 · derivative.exercise_date: The RSUs vest in full on the earlier of June 17, 2022 or the date immediately prior to the Issuer's next regular annual shareholders meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date. F3 · derivative.expiration_date: The RSUs vest in full on the earlier of June 17, 2022 or the date immediately prior to the Issuer's next regular annual shareholders meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date. Read SEC document |
| June 16, 2021 Filed Jun 21, 2021 17:13 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionRestricted Stock Units · Derivative | 1,064 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-042130 · doc4.xml · derivative · entry 2 Saeger Rebecca · CIK 0001311379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,064 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The RSUs vested in full on June 16, 2021. F2 · derivative.expiration_date: The RSUs vested in full on June 16, 2021. Read SEC document |
| June 16, 2021 Filed Jun 21, 2021 17:13 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 1,064 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-042130 · doc4.xml · nonDerivative · entry 1 Saeger Rebecca · CIK 0001311379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,621 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. Read SEC document |
| January 22, 2021 Filed Jan 26, 2021 17:02 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionRestricted Stock Units · Derivative | 1,511 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005403 · doc4.xml · derivative · entry 2 Saeger Rebecca · CIK 0001311379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,511 Underlying: Class A Common Stock · 1,511 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: 33-1/3% of the shares underlying the RSU vested on January 22, 2020, and the remaining shares underlying the RSU shall vest in 2 equal annual installments thereafter, subject to the Reporting Person's continued service with the Issuer on each such date. F2 · derivative.expiration_date: 33-1/3% of the shares underlying the RSU vested on January 22, 2020, and the remaining shares underlying the RSU shall vest in 2 equal annual installments thereafter, subject to the Reporting Person's continued service with the Issuer on each such date. Read SEC document |
| January 22, 2021 Filed Jan 26, 2021 17:02 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 1,511 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-005403 · doc4.xml · nonDerivative · entry 1 Saeger Rebecca · CIK 0001311379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,557 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. Read SEC document |
| October 02, 2020 Filed Oct 5, 2020 17:30 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | Disposition to issuerCommon Stock | 34,787 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-20-019663 · dp138325_4-saeger.xml · nonDerivative · entry 1 Saeger Rebecca · CIK 0001311379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of February 20, 2020, by and among E*TRADE Financial Corporation, Moon-Eagle Merger Sub, Inc. and Morgan Stanley, as it may be amended from time to time, referred to as the Merger Agreement. F2 · shares: Includes shares underlying previously reported equity awards. F3 · price: Each share of common stock, including shares underlying previously reported equity awards, was cancelled pursuant to the Merger Agreement in exchange for the right to receive the consideration provided in the Merger Agreement (i.e., 1.0432 fully paid and nonassessable shares of voting common stock, $0.01 par value, of Morgan Stanley for each such share, subject to applicable tax withholding and with cash payable in lieu of any fractional shares). Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 17:11 UTC | Okta, Inc. OKTA · Entity 3154 | GrantRestricted Stock Units · Derivative | 1,064 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-037658 · doc4.xml · derivative · entry 1 Saeger Rebecca · CIK 0001311379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,064 Underlying: Class A Common Stock · 1,064 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The RSUs vest in full on the earlier of June 16, 2021 or the date immediately prior to the Issuer's next regular annual shareholders meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date. F2 · derivative.expiration_date: The RSUs vest in full on the earlier of June 16, 2021 or the date immediately prior to the Issuer's next regular annual shareholders meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date. Read SEC document |
| June 13, 2020 Filed Jun 15, 2020 17:21 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionRestricted Stock Units · Derivative | 1,535 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-036689 · doc4.xml · derivative · entry 2 Saeger Rebecca · CIK 0001311379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,535 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The RSUs vested in full on June 13, 2020. F2 · derivative.expiration_date: The RSUs vested in full on June 13, 2020. Read SEC document |
| June 13, 2020 Filed Jun 15, 2020 17:21 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 1,535 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-036689 · doc4.xml · nonDerivative · entry 1 Saeger Rebecca · CIK 0001311379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. Read SEC document |
| May 08, 2020 Filed May 12, 2020 18:43 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 3,186 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-20-000128 · edgardoc.xml · nonDerivative · entry 1 Saeger Rebecca · CIK 0001311379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,787 F1 · shares: Grant of restricted stock which shall vest on May 8, 2021. Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 17:03 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionRestricted Stock Units · Derivative | 1,511 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-004885 · doc4.xml · derivative · entry 2 Saeger Rebecca · CIK 0001311379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,022 Underlying: Class A Common Stock · 1,511 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: 33-1/3% of the shares underlying the RSU vested on January 22, 2020, and the remaining shares underlying the RSU shall vest in 2 equal annual installments thereafter, subject to the Reporting Person's continued service with the Issuer on each such date. F2 · derivative.expiration_date: 33-1/3% of the shares underlying the RSU vested on January 22, 2020, and the remaining shares underlying the RSU shall vest in 2 equal annual installments thereafter, subject to the Reporting Person's continued service with the Issuer on each such date. Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 17:03 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 1,511 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-004885 · doc4.xml · nonDerivative · entry 1 Saeger Rebecca · CIK 0001311379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,511 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 13, 2019 Filed Jun 14, 2019 17:15 UTC | Okta, Inc. OKTA · Entity 3154 | GrantRestricted Stock Units · Derivative | 1,535 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-037194 · doc4.xml · derivative · entry 1 Saeger Rebecca · CIK 0001311379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,535 Underlying: Class A Common Stock · 1,535 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The RSUs vest in full on the earlier of June 13, 2020 or the date immediately prior to the Issuer's next regular annual shareholders meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date. F2 · derivative.expiration_date: The RSUs vest in full on the earlier of June 13, 2020 or the date immediately prior to the Issuer's next regular annual shareholders meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date. Read SEC document |
| May 10, 2019 Filed May 14, 2019 17:20 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 2,630 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-19-000119 · edgardoc.xml · nonDerivative · entry 1 Saeger Rebecca · CIK 0001311379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,601 F1 · shares: Grant of restricted stock which shall vest on May 10, 2020. Read SEC document |
| January 22, 2019 Filed Jan 24, 2019 17:12 UTC | Okta, Inc. OKTA · Entity 3154 | GrantRestricted Stock Units · Derivative | 4,533 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-005200 · doc4.xml · derivative · entry 1 Saeger Rebecca · CIK 0001311379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,533 Underlying: Class A Common Stock · 4,533 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: 33-1/3% of the shares underlying the RSU shall vest on January 22, 2020, and the remaining shares underlying the RSU shall vest in 2 equal annual installments thereafter, subject to the Reporting Person's continued service with the Issuer on each such date. F2 · derivative.expiration_date: 33-1/3% of the shares underlying the RSU shall vest on January 22, 2020, and the remaining shares underlying the RSU shall vest in 2 equal annual installments thereafter, subject to the Reporting Person's continued service with the Issuer on each such date. Read SEC document |
| May 11, 2018 Filed May 15, 2018 17:11 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 2,010 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-18-000062 · edgardoc.xml · nonDerivative · entry 1 Saeger Rebecca · CIK 0001311379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,971 F1 · shares: Grant of restricted stock which shall vest on May 11, 2019. Read SEC document |
| May 12, 2017 Filed May 16, 2017 17:38 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 3,777 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-17-000057 · edgardoc.xml · nonDerivative · entry 1 Saeger Rebecca · CIK 0001311379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,961 F1 · shares: Grant of restricted stock which shall vest on May 12, 2018. Read SEC document |
| November 02, 2010 Filed Nov 4, 2010 18:24 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 2,063 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-024248 · doc4.xml · nonDerivative · entry 1 Saeger Rebecca · CIK 0001311379 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,889 Read SEC document |
| November 01, 2010 Filed Jan 25, 2011 00:18 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 33,144 | $0.00 Strike: $15.43 | $0.00 |
DisclosureSEC source: 0001225208-11-003673 · doc5.xml · derivative · entry 2 Saeger Rebecca · CIK 0001311379 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,144 Underlying: Common Stock · 33,144 shares Expires 2020-11-01 F1 · kind: The option was granted under the company's 2004 Stock Incentive Plan and represents one-third of an option grant approved for the reporting person on March 1, 2010 to be granted in three equal parts on March 1, 2010, August 2, 2010 and November 1, 2010. The option grants on August 2, 2010 and November 1, 2010 were previously not reported on a Form 4. F2 · derivative.exercise_date: The option vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| August 02, 2010 Filed Jan 25, 2011 00:18 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 32,528 | $0.00 Strike: $15.00 | $0.00 |
DisclosureSEC source: 0001225208-11-003673 · doc5.xml · derivative · entry 1 Saeger Rebecca · CIK 0001311379 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,528 Underlying: Common Stock · 32,528 shares Expires 2020-08-02 F1 · kind: The option was granted under the company's 2004 Stock Incentive Plan and represents one-third of an option grant approved for the reporting person on March 1, 2010 to be granted in three equal parts on March 1, 2010, August 2, 2010 and November 1, 2010. The option grants on August 2, 2010 and November 1, 2010 were previously not reported on a Form 4. F2 · derivative.exercise_date: The option vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2010 Filed Mar 3, 2010 17:28 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 28,090 | $0.00 Strike: $18.25 | $0.00 |
DisclosureSEC source: 0001225208-10-006774 · doc4.xml · derivative · entry 1 Saeger Rebecca · CIK 0001311379 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,090 Underlying: Common Stock · 28,090 shares Expires 2020-03-01 F1 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 24, 2009 Filed Nov 25, 2009 17:32 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 27,422 | $0.00 Strike: $8.76 | $0.00 |
DisclosureSEC source: 0001225208-09-022970 · doc4.xml · derivative · entry 5 Saeger Rebecca · CIK 0001311379 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,422 shares Expires 2011-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 24, 2009 Filed Nov 25, 2009 17:32 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 7,867 | $0.00 Strike: $10.02 | $0.00 |
DisclosureSEC source: 0001225208-09-022970 · doc4.xml · derivative · entry 4 Saeger Rebecca · CIK 0001311379 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,867 shares Expires 2014-04-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 24, 2009 Filed Nov 25, 2009 17:32 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 27,422 | $18.14 | $497,514.60 |
DisclosureSEC source: 0001225208-09-022970 · doc4.xml · nonDerivative · entry 3 Saeger Rebecca · CIK 0001311379 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,826 F1 · price: This transaction was executed in multiple trades at prices ranging from $18.0881 to $18.20. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 24, 2009 Filed Nov 25, 2009 17:32 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 7,867 | $10.02 | $78,827.34 |
DisclosureSEC source: 0001225208-09-022970 · doc4.xml · nonDerivative · entry 2 Saeger Rebecca · CIK 0001311379 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,248 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 24, 2009 Filed Nov 25, 2009 17:32 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 27,422 | $8.76 | $240,260.60 |
DisclosureSEC source: 0001225208-09-022970 · doc4.xml · nonDerivative · entry 1 Saeger Rebecca · CIK 0001311379 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,381 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2009 Filed Nov 23, 2009 17:52 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Tax withholdingCommon Stock | 2,278 | $18.40 | $41,903.81 |
DisclosureSEC source: 0001225208-09-022740 · doc4.xml · nonDerivative · entry 1 Saeger Rebecca · CIK 0001311379 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,959 Read SEC document |
| November 02, 2009 Filed Nov 4, 2009 19:59 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 79,067 | $0.00 Strike: $17.38 | $0.00 |
DisclosureSEC source: 0001225208-09-021611 · doc4.xml · derivative · entry 1 Saeger Rebecca · CIK 0001311379 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,067 Underlying: Common Stock · 79,067 shares Expires 2019-11-02 F1 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 17, 2008 Filed Nov 24, 2008 21:51 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Tax withholdingCommon Stock | 2,233 | $19.19 | $42,858.64 |
DisclosureSEC source: 0001311379-08-000007 · edgar.xml · nonDerivative · entry 1 Saeger Rebecca · CIK 0001311379 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,246 Read SEC document |
| November 03, 2008 Filed Nov 5, 2008 18:03 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (Right to buy) · Derivative | 81,947 | $0.00 Strike: $19.36 | $0.00 |
DisclosureSEC source: 0001311379-08-000006 · edgar.xml · derivative · entry 3 Saeger Rebecca · CIK 0001311379 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,947 Underlying: Common Stock · 81,947 shares Expires 2018-11-03 F2 · derivative.exercise_date: The option vests 25% on each of the first, second, third, and fourth anniversary of the grant date and has a term of ten years. Read SEC document |
| November 03, 2008 Filed Nov 5, 2008 18:03 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 8,347 | $19.17 | $160,011.99 |
DisclosureSEC source: 0001311379-08-000006 · edgar.xml · nonDerivative · entry 2 Saeger Rebecca · CIK 0001311379 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,479 F1 · shares: The restricted stock awards vest in increments of 25% on the first, second, third and fourth anniversary of the date of grant based on the company achieving a performance target related to pre-tax adjusted income divided by revenue and revenue growth for the one-year performance period ending on each September 30 preceding the vesting date. Read SEC document |
| November 01, 2008 Filed Nov 5, 2008 18:03 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Tax withholdingCommon Stock | 879 | $19.19 | $16,870.91 |
DisclosureSEC source: 0001311379-08-000006 · edgar.xml · nonDerivative · entry 1 Saeger Rebecca · CIK 0001311379 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,132 Read SEC document |
| August 20, 2008 Filed Aug 22, 2008 15:54 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option · Derivative | 30,000 | $0.00 Strike: $8.76 | $0.00 |
DisclosureSEC source: 0001311379-08-000004 · edgar.xml · derivative · entry 3 Saeger Rebecca · CIK 0001311379 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,422 Underlying: Common Stock · 30,000 shares Expires 2011-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2008 Filed Aug 22, 2008 15:54 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 30,000 | $22.76 | $682,806.00 |
DisclosureSEC source: 0001311379-08-000004 · edgar.xml · nonDerivative · entry 2 Saeger Rebecca · CIK 0001311379 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,011 F1 · price: This transaction was executed in multiple trades at prices ranging from $22.75 to $22.79. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 20, 2008 Filed Aug 22, 2008 15:54 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 30,000 | $8.76 | $262,848.00 |
DisclosureSEC source: 0001311379-08-000004 · edgar.xml · nonDerivative · entry 1 Saeger Rebecca · CIK 0001311379 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,011 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 20, 2008 Filed Apr 22, 2008 20:51 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Tax withholdingCommon Stock | 6,700 | $21.29 | $142,617.54 |
DisclosureSEC source: 0001311379-08-000002 · edgar.xml · nonDerivative · entry 1 Saeger Rebecca · CIK 0001311379 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,011 Read SEC document |
| November 02, 2007 Filed Nov 5, 2007 23:10 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 23,600 | $0.00 Strike: $10.51 | $0.00 |
DisclosureSEC source: 0001311379-07-000003 · edgar.xml · derivative · entry 5 Saeger Rebecca · CIK 0001311379 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,400 Underlying: Common Stock · 23,600 shares Expires 2014-04-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.