Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Gatos Silver, Inc.GATO · Entity 84020 | Chief Financial Officer | December 27, 2021 | December 29, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Gatos Silver, Inc.
Report date December 27, 2021 · Filed December 29, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.47 · Expires 2031-12-27 | Direct | 70,500 |
Reported balance
After 2021-12-27 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-12-27 · Grant · Acquired 70,500 · Balance 70,500 F1: These options were granted on December 27, 2021 and vest in three equal annual installments on each of December 27, 2022, December 27, 2023 and December 27, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: These options were granted on December 27, 2021 and vest in three equal annual installments on each of December 27, 2022, December 27, 2023 and December 27, 2024.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NEWMONT Corp /DE/
Report date March 09, 2011 · Filed March 10, 2011
Section 16 reporting ended · disclosed 2011-03-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1.60 par valueSEC Table I · non-derivative | Direct | 11,535 |
Ending reported balance
After 2011-03-09 transaction · row 14
14 source rows · reconciled sequenceRow 1 · 2011-03-09 · Exercise / conversion · Acquired 3,750 · Balance 15,285 Row 2 · 2011-03-09 · Sale · Disposed 3,750 · Balance 11,535 Row 3 · 2011-03-09 · Exercise / conversion · Acquired 3,750 · Balance 15,285 Row 4 · 2011-03-09 · Sale · Disposed 3,750 · Balance 11,535 Row 5 · 2011-03-09 · Exercise / conversion · Acquired 3,750 · Balance 15,285 Row 6 · 2011-03-09 · Sale · Disposed 3,750 · Balance 11,535 Row 7 · 2011-03-09 · Exercise / conversion · Acquired 3,750 · Balance 15,285 Row 8 · 2011-03-09 · Sale · Disposed 3,750 · Balance 11,535 Row 9 · 2011-03-09 · Exercise / conversion · Acquired 9,000 · Balance 20,535 Row 10 · 2011-03-09 · Sale · Disposed 9,000 · Balance 11,535 Row 11 · 2011-03-09 · Exercise / conversion · Acquired 9,998 · Balance 21,533 Row 12 · 2011-03-09 · Sale · Disposed 9,998 · Balance 11,535 Row 13 · 2011-03-09 · Exercise / conversion · Acquired 4,100 · Balance 15,635 Row 14 · 2011-03-09 · Sale · Disposed 4,100 · Balance 11,535 |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $40.43 · Expires 2014-04-27 | Direct | 0 |
Reported balance
After 2011-03-09 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2011-03-09 · Exercise / conversion · Disposed 3,750 · Balance 0 F1: The options became exercisable in three equal annual installments beginning April 27, 2005. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.74 · Expires 2014-12-07 | Direct | 0 |
Reported balance
After 2011-03-09 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2011-03-09 · Exercise / conversion · Disposed 3,750 · Balance 0 F2: The options became exercisable in three equal annual installments beginning December 7, 2005. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.05 · Expires 2015-04-27 | Direct | 0 |
Reported balance
After 2011-03-09 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2011-03-09 · Exercise / conversion · Disposed 3,750 · Balance 0 F3: The options became exercisable in three equal annual installments beginning April 27, 2006. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.16 · Expires 2015-10-26 | Direct | 0 |
Reported balance
After 2011-03-09 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2011-03-09 · Exercise / conversion · Disposed 3,750 · Balance 0 F4: The options became exercisable in three equal annual installments beginning October 26, 2006. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $42.06 · Expires 2017-04-30 | Direct | 0 |
Reported balance
After 2011-03-09 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2011-03-09 · Exercise / conversion · Disposed 9,000 · Balance 0 F5: The options became exercisable in three equal annual installments beginning April 30, 2008. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.49 · Expires 2018-04-28 | Direct | 5,002 |
Reported balance
After 2011-03-09 transaction · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · 2011-03-09 · Exercise / conversion · Disposed 9,998 · Balance 5,002 F6: The options vest in three equal annual installments beginning April 28, 2009. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.95 · Expires 2019-05-04 | Direct | 8,201 |
Reported balance
After 2011-03-09 transaction · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · 2011-03-09 · Exercise / conversion · Disposed 4,100 · Balance 8,201 F7: The options vest in three equal annual installments beginning May 4, 2010. |
Filing footnotes · ownership attribution and instrument terms
F1: The options became exercisable in three equal annual installments beginning April 27, 2005.
F2: The options became exercisable in three equal annual installments beginning December 7, 2005.
F3: The options became exercisable in three equal annual installments beginning April 27, 2006.
F4: The options became exercisable in three equal annual installments beginning October 26, 2006.
F5: The options became exercisable in three equal annual installments beginning April 30, 2008.
F6: The options vest in three equal annual installments beginning April 28, 2009.
F7: The options vest in three equal annual installments beginning May 4, 2010.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 27, 2021 Filed Dec 29, 2021 17:22 UTC | Gatos Silver, Inc. GATO · Entity 84020 | GrantEmployee Stock Option (Right to Buy) · Derivative | 70,500 | $0.00 Strike: $10.47 | $0.00 |
DisclosureSEC source: 0000950103-21-020506 · dp164321_4-johnson.xml · derivative · entry 1 Johnson Roger · CIK 0001407339 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,500 Underlying: Common Stock · 70,500 shares Expires 2031-12-27 F1 · derivative.exercise_date: These options were granted on December 27, 2021 and vest in three equal annual installments on each of December 27, 2022, December 27, 2023 and December 27, 2024. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 17:42 UTC | Gatos Silver, Inc. GATO · Entity 84020 | PurchaseCommon Stock | 12,000 | $7.00 | $84,000.00 |
DisclosureSEC source: 0000950103-20-021455 · dp140051_4-johnson.xml · nonDerivative · entry 2 Johnson Roger · CIK 0001407339 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,354 Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 17:42 UTC | Gatos Silver, Inc. GATO · Entity 84020 | GrantCommon Stock | 8,948 | $5.60 | $50,108.80 |
DisclosureSEC source: 0000950103-20-021455 · dp140051_4-johnson.xml · nonDerivative · entry 1 Johnson Roger · CIK 0001407339 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,354 F1 · price: Represents shares of common stock acquired using deferrals of salary at a price equal to 80% of the price of shares sold in Gatos Silver, Inc.'s (the "Issuer") public offering, with the Reporting Person's account credited with a cash value of 125% of the reporting person's deferred salary. F2 · balance_after: Reflects a reorganization (the "Reorganization") of the Issuer on October 30, 2020, in which Silver Opportunity Partners LLC ("SOP") became a wholly owned subsidiary of a newly created Delaware corporation named Silver Opportunity Partners Corporation ("SOP Corporation") and each share of the Issuer's common stock outstanding immediately prior to the Reorganization was exchanged for (i) approximately 0.39406 shares of Issuer common stock (subject to rounding to eliminate fractional shares) and (ii) approximately 0.10594 shares of common stock of SOP Corporation (subject to rounding to eliminate fractional shares). Read SEC document |
| October 27, 2020 Filed Oct 29, 2020 18:08 UTC | Gatos Silver, Inc. GATO · Entity 84020 | GrantEmployee Stock Option (Right to Buy) · Derivative | 340,000 | $0.00 Strike: $3.50 | $0.00 |
DisclosureSEC source: 0000950103-20-021045 · dp139598_4-johnson.xml · derivative · entry 1 Johnson Roger · CIK 0001407339 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,000 Underlying: Common Stock · 340,000 shares Expires 2030-10-27 F1 · derivative.exercise_date: These options were granted on October 27, 2020 and vest in three equal annual installments on each of October 27, 2021, October 27, 2022 and October 27, 2023. Read SEC document |
| March 09, 2011 Filed Mar 10, 2011 18:48 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,100 | $0.00 Strike: $39.95 | $0.00 |
DisclosureSEC source: 0001164727-11-000050 · edgar.xml · derivative · entry 21 Johnson Roger · CIK 0001407339 · Vice President & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,201 Underlying: Common Stock · 4,100 shares Expires 2019-05-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The options vest in three equal annual installments beginning May 4, 2010. Read SEC document |
| March 09, 2011 Filed Mar 10, 2011 18:48 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 9,998 | $0.00 Strike: $44.49 | $0.00 |
DisclosureSEC source: 0001164727-11-000050 · edgar.xml · derivative · entry 20 Johnson Roger · CIK 0001407339 · Vice President & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,002 Underlying: Common Stock · 9,998 shares Expires 2018-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options vest in three equal annual installments beginning April 28, 2009. Read SEC document |
| March 09, 2011 Filed Mar 10, 2011 18:48 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 9,000 | $0.00 Strike: $42.06 | $0.00 |
DisclosureSEC source: 0001164727-11-000050 · edgar.xml · derivative · entry 19 Johnson Roger · CIK 0001407339 · Vice President & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,000 shares Expires 2017-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options became exercisable in three equal annual installments beginning April 30, 2008. Read SEC document |
| March 09, 2011 Filed Mar 10, 2011 18:48 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,750 | $0.00 Strike: $45.16 | $0.00 |
DisclosureSEC source: 0001164727-11-000050 · edgar.xml · derivative · entry 18 Johnson Roger · CIK 0001407339 · Vice President & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,750 shares Expires 2015-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options became exercisable in three equal annual installments beginning October 26, 2006. Read SEC document |
| March 09, 2011 Filed Mar 10, 2011 18:48 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,750 | $0.00 Strike: $38.05 | $0.00 |
DisclosureSEC source: 0001164727-11-000050 · edgar.xml · derivative · entry 17 Johnson Roger · CIK 0001407339 · Vice President & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,750 shares Expires 2015-04-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options became exercisable in three equal annual installments beginning April 27, 2006. Read SEC document |
| March 09, 2011 Filed Mar 10, 2011 18:48 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,750 | $0.00 Strike: $45.74 | $0.00 |
DisclosureSEC source: 0001164727-11-000050 · edgar.xml · derivative · entry 16 Johnson Roger · CIK 0001407339 · Vice President & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,750 shares Expires 2014-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options became exercisable in three equal annual installments beginning December 7, 2005. Read SEC document |
| March 09, 2011 Filed Mar 10, 2011 18:48 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,750 | $0.00 Strike: $40.43 | $0.00 |
DisclosureSEC source: 0001164727-11-000050 · edgar.xml · derivative · entry 15 Johnson Roger · CIK 0001407339 · Vice President & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,750 shares Expires 2014-04-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options became exercisable in three equal annual installments beginning April 27, 2005. Read SEC document |
| March 09, 2011 Filed Mar 10, 2011 18:48 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 4,100 | $52.95 | $217,095.00 |
DisclosureSEC source: 0001164727-11-000050 · edgar.xml · nonDerivative · entry 14 Johnson Roger · CIK 0001407339 · Vice President & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,535 Read SEC document |
| March 09, 2011 Filed Mar 10, 2011 18:48 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock, $1.60 par value | 4,100 | $39.95 | $163,795.00 |
DisclosureSEC source: 0001164727-11-000050 · edgar.xml · nonDerivative · entry 13 Johnson Roger · CIK 0001407339 · Vice President & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,635 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2011 Filed Mar 10, 2011 18:48 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 9,998 | $52.95 | $529,394.10 |
DisclosureSEC source: 0001164727-11-000050 · edgar.xml · nonDerivative · entry 12 Johnson Roger · CIK 0001407339 · Vice President & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,535 Read SEC document |
| March 09, 2011 Filed Mar 10, 2011 18:48 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock, $1.60 par value | 9,998 | $44.49 | $444,811.02 |
DisclosureSEC source: 0001164727-11-000050 · edgar.xml · nonDerivative · entry 11 Johnson Roger · CIK 0001407339 · Vice President & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,533 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2011 Filed Mar 10, 2011 18:48 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 9,000 | $52.95 | $476,550.00 |
DisclosureSEC source: 0001164727-11-000050 · edgar.xml · nonDerivative · entry 10 Johnson Roger · CIK 0001407339 · Vice President & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,535 Read SEC document |
| March 09, 2011 Filed Mar 10, 2011 18:48 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock, $1.60 par value | 9,000 | $42.06 | $378,540.00 |
DisclosureSEC source: 0001164727-11-000050 · edgar.xml · nonDerivative · entry 9 Johnson Roger · CIK 0001407339 · Vice President & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,535 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2011 Filed Mar 10, 2011 18:48 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 3,750 | $52.95 | $198,562.50 |
DisclosureSEC source: 0001164727-11-000050 · edgar.xml · nonDerivative · entry 8 Johnson Roger · CIK 0001407339 · Vice President & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,535 Read SEC document |
| March 09, 2011 Filed Mar 10, 2011 18:48 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock, $1.60 par value | 3,750 | $45.16 | $169,350.00 |
DisclosureSEC source: 0001164727-11-000050 · edgar.xml · nonDerivative · entry 7 Johnson Roger · CIK 0001407339 · Vice President & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,285 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2011 Filed Mar 10, 2011 18:48 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 3,750 | $52.95 | $198,562.50 |
DisclosureSEC source: 0001164727-11-000050 · edgar.xml · nonDerivative · entry 6 Johnson Roger · CIK 0001407339 · Vice President & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,535 Read SEC document |
| March 09, 2011 Filed Mar 10, 2011 18:48 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock, $1.60 par value | 3,750 | $38.05 | $142,687.50 |
DisclosureSEC source: 0001164727-11-000050 · edgar.xml · nonDerivative · entry 5 Johnson Roger · CIK 0001407339 · Vice President & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,285 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2011 Filed Mar 10, 2011 18:48 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 3,750 | $52.95 | $198,562.50 |
DisclosureSEC source: 0001164727-11-000050 · edgar.xml · nonDerivative · entry 4 Johnson Roger · CIK 0001407339 · Vice President & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,535 Read SEC document |
| March 09, 2011 Filed Mar 10, 2011 18:48 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock, $1.60 par value | 3,750 | $45.74 | $171,525.00 |
DisclosureSEC source: 0001164727-11-000050 · edgar.xml · nonDerivative · entry 3 Johnson Roger · CIK 0001407339 · Vice President & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,285 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2011 Filed Mar 10, 2011 18:48 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 3,750 | $52.95 | $198,562.50 |
DisclosureSEC source: 0001164727-11-000050 · edgar.xml · nonDerivative · entry 2 Johnson Roger · CIK 0001407339 · Vice President & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,535 Read SEC document |
| March 09, 2011 Filed Mar 10, 2011 18:48 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock, $1.60 par value | 3,750 | $40.43 | $151,612.50 |
DisclosureSEC source: 0001164727-11-000050 · edgar.xml · nonDerivative · entry 1 Johnson Roger · CIK 0001407339 · Vice President & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,285 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2011 Filed Mar 4, 2011 00:01 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 390 | $55.34 | $21,582.60 |
DisclosureSEC source: 0001164727-11-000037 · edgar.xml · nonDerivative · entry 1 Johnson Roger · CIK 0001407339 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,535 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 25, 2011 solely to cover taxes and fees. F2 · balance_after: As of February 28, 2011 the reporting person held 925 shares of Newmont Mining common stock in his 401(k) Plan. Read SEC document |
| February 28, 2011 Filed Mar 2, 2011 23:22 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 4,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-11-000029 · edgar.xml · nonDerivative · entry 1 Johnson Roger · CIK 0001407339 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,925 F1 · balance_after: As of February 28, 2011 the reporting person held 925 shares of Newmont Mining common stock in his 401(k) Plan. Read SEC document |
| February 25, 2011 Filed Mar 1, 2011 19:13 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 146 | $54.41 | $7,943.86 |
DisclosureSEC source: 0001164727-11-000020 · edgar.xml · nonDerivative · entry 1 Johnson Roger · CIK 0001407339 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,828 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 28, 2008. F2 · balance_after: As of February 28, 2011 the reporting person held 925 shares of Newmont Mining common stock in his 401(k) Plan. Read SEC document |
| February 23, 2011 Filed Feb 25, 2011 19:15 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 426 | $57.86 | $24,649.34 |
DisclosureSEC source: 0001164727-11-000006 · edgar.xml · nonDerivative · entry 1 Johnson Roger · CIK 0001407339 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,974 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 3, 2009. F2 · price: This transaction was executed in multiple trades at prices of $57.86 and $57.87. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price). F3 · balance_after: As of January 31, 2011 the reporting person held 899 shares of Newmont Mining common stock in his 401(k) Plan. Read SEC document |
| January 18, 2011 Filed Jan 20, 2011 19:48 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionPhantom Stock · Derivative | 93 | $56.56 | $5,260.08 |
DisclosureSEC source: 0001164727-11-000004 · edgar.xml · derivative · entry 1 Johnson Roger · CIK 0001407339 · Vice President & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94 Underlying: Common Stock · 93 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock held in the Saving Equalization Plan (the "SEQ") is the economic equivalent of one share of the Issuer's common stock. Pursuant to the terms and conditions of the SEQ, the reporting person elected in September 2008 to receive a cash distribution on January 15, 2011 (or the soonest business day thereafter) of the phantom stock represented by the reporting person's contributions to the SEQ made between January 1, 2005 and December 31, 2008. Such shares of phantom stock were valued at the closing price of the Issuer's common stock on January 18, 2011 and the reporting person received cash equal to such value. F1 · price: Each share of phantom stock held in the Saving Equalization Plan (the "SEQ") is the economic equivalent of one share of the Issuer's common stock. Pursuant to the terms and conditions of the SEQ, the reporting person elected in September 2008 to receive a cash distribution on January 15, 2011 (or the soonest business day thereafter) of the phantom stock represented by the reporting person's contributions to the SEQ made between January 1, 2005 and December 31, 2008. Such shares of phantom stock were valued at the closing price of the Issuer's common stock on January 18, 2011 and the reporting person received cash equal to such value. F2 · derivative.exercise_date: Active SEQ participants who made contributions from January 1, 2005 to December 31, 2008 held the right to elect on or before December 31, 2008 an in-service distribution to be paid pursuant to the terms of the SEQ. The reporting person made such election in September 2008. F2 · derivative.expiration_date: Active SEQ participants who made contributions from January 1, 2005 to December 31, 2008 held the right to elect on or before December 31, 2008 an in-service distribution to be paid pursuant to the terms of the SEQ. The reporting person made such election in September 2008. Read SEC document |
| December 31, 2010 Filed Jan 5, 2011 00:00 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 1 | $61.43 | $61.43 |
DisclosureSEC source: 0001164727-11-000001 · edgar.xml · derivative · entry 1 Johnson Roger · CIK 0001407339 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Converted on a 1-for-1 basis. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer. Read SEC document |
| November 11, 2010 Filed Nov 12, 2010 19:35 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,750 | $0.00 Strike: $49.73 | $0.00 |
DisclosureSEC source: 0001164727-10-000113 · edgar.xml · derivative · entry 6 Johnson Roger · CIK 0001407339 · Vice President & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,750 shares Expires 2013-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options became exercisable in three equal annual installments beginning December 2, 2004. Read SEC document |
| November 11, 2010 Filed Nov 12, 2010 19:35 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,501 | $0.00 Strike: $28.11 | $0.00 |
DisclosureSEC source: 0001164727-10-000113 · edgar.xml · derivative · entry 5 Johnson Roger · CIK 0001407339 · Vice President & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,501 shares Expires 2013-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options became exercisable in three equal annual installments beginning May 6, 2004. Read SEC document |
| November 11, 2010 Filed Nov 12, 2010 19:35 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 3,750 | $62.50 | $234,375.00 |
DisclosureSEC source: 0001164727-10-000113 · edgar.xml · nonDerivative · entry 4 Johnson Roger · CIK 0001407339 · Vice President & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,400 F1 · balance_after: As of September 30, 2010 the reporting person held 870 shares of Newmont Mining common stock in his 401(k) Plan. Read SEC document |
| November 11, 2010 Filed Nov 12, 2010 19:35 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock, $1.60 par value | 3,750 | $49.73 | $186,468.75 |
DisclosureSEC source: 0001164727-10-000113 · edgar.xml · nonDerivative · entry 3 Johnson Roger · CIK 0001407339 · Vice President & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,150 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2010 Filed Nov 12, 2010 19:35 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 2,501 | $62.50 | $156,312.50 |
DisclosureSEC source: 0001164727-10-000113 · edgar.xml · nonDerivative · entry 2 Johnson Roger · CIK 0001407339 · Vice President & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,400 Read SEC document |
| November 11, 2010 Filed Nov 12, 2010 19:35 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock, $1.60 par value | 2,501 | $28.11 | $70,303.11 |
DisclosureSEC source: 0001164727-10-000113 · edgar.xml · nonDerivative · entry 1 Johnson Roger · CIK 0001407339 · Vice President & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,901 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2010 Filed May 11, 2010 23:04 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 4,082 | $55.39 | $226,101.98 |
DisclosureSEC source: 0001164727-10-000100 · edgar.xml · nonDerivative · entry 1 Johnson Roger · CIK 0001407339 · Vice President & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,400 F1 · balance_after: As of April 30, 2010 the reporting person held 747 shares of Newmont Mining common stock in his 401(k) Plan. Read SEC document |
| April 29, 2010 Filed May 3, 2010 23:22 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantStock Option (right to buy) · Derivative | 8,383 | $0.00 Strike: $55.68 | $0.00 |
DisclosureSEC source: 0001164727-10-000088 · edgar.xml · derivative · entry 1 Johnson Roger · CIK 0001407339 · Vice President & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,383 Underlying: Common Stock · 8,383 shares Expires 2020-04-29 F1 · derivative.exercise_date: The options vest in three equal annual installments beginning April 29, 2011. Read SEC document |
| March 31, 2010 Filed Apr 2, 2010 15:38 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 1 | $50.93 | $50.93 |
DisclosureSEC source: 0001164727-10-000064 · edgar.xml · derivative · entry 1 Johnson Roger · CIK 0001407339 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Converted on a 1-for-1 basis. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer. Read SEC document |
| March 01, 2010 Filed Mar 3, 2010 23:09 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 4,359 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-10-000049 · edgar.xml · nonDerivative · entry 1 Johnson Roger · CIK 0001407339 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,236 Read SEC document |
| March 01, 2010 Filed May 11, 2010 23:02 UTC Amendment | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 4,359 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-10-000099 · edgar.xml · nonDerivative · entry 1 Johnson Roger · CIK 0001407339 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,482 F1 · balance_after: This amended Form 4 amends the Form 4 filed on March 3, 2010 to correct an error in the Amount of Securities Beneficially Owned Following Reported Transaction in Section 5. The share total originally entered was 9,236 and the correct share total was 12,482. Read SEC document |
| February 25, 2010 Filed Feb 26, 2010 20:19 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 164 | $49.31 | $8,086.84 |
DisclosureSEC source: 0001164727-10-000040 · edgar.xml · nonDerivative · entry 1 Johnson Roger · CIK 0001407339 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,123 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 28, 2008. F2 · balance_after: As of January 31, 2010 the reporting person held 659 shares of Newmont Mining common stock in his 401(k) Plan. Read SEC document |
| February 23, 2010 Filed Feb 25, 2010 23:45 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 494 | $46.49 | $22,965.91 |
DisclosureSEC source: 0001164727-10-000032 · edgar.xml · nonDerivative · entry 1 Johnson Roger · CIK 0001407339 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,287 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 3, 2009. F2 · price: This transaction was executed in multiple trades at prices of $46.41 and $46.49. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price). F3 · balance_after: As of January 31, 2010 the reporting person held 659 shares of Newmont Mining common stock in his 401(k) Plan. Read SEC document |
| February 09, 2010 Filed Feb 11, 2010 18:37 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 156 | $45.16 | $7,045.26 |
DisclosureSEC source: 0001164727-10-000021 · edgar.xml · nonDerivative · entry 1 Johnson Roger · CIK 0001407339 · Vice President & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,781 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2008. F2 · price: This transaction was executed in multiple trades at prices of $45.1605 and $45.38. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price). F3 · balance_after: As of January 31, 2010 the reporting person held 659 shares of Newmont Mining common stock in his 401(k) Plan. Read SEC document |
| January 15, 2010 Filed Feb 4, 2010 21:37 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionPhantom Stock · Derivative | 95 | $47.61 | $4,522.95 |
DisclosureSEC source: 0001164727-10-000014 · edgar.xml · derivative · entry 1 Johnson Roger · CIK 0001407339 · Vice President & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185 Underlying: Common Stock · 95 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock held in the Saving Equalization Plan (the "SEQ") is the economic equivalent of one share of the Issuer's common stock. Pursuant to the terms and conditions of the SEQ, the reporting person elected on September 20, 2008 to receive a cash distribution on January 15, 2010 of the phantom stock represented by the reporting person's contributions to the SEQ made between January 1, 2005 and December 31, 2008. Such shares of phantom stock were valued at the closing price of the Issuer's common stock on January 15, 2010 and the reporting person received cash equal to such value. F1 · price: Each share of phantom stock held in the Saving Equalization Plan (the "SEQ") is the economic equivalent of one share of the Issuer's common stock. Pursuant to the terms and conditions of the SEQ, the reporting person elected on September 20, 2008 to receive a cash distribution on January 15, 2010 of the phantom stock represented by the reporting person's contributions to the SEQ made between January 1, 2005 and December 31, 2008. Such shares of phantom stock were valued at the closing price of the Issuer's common stock on January 15, 2010 and the reporting person received cash equal to such value. F2 · derivative.exercise_date: Pursuant to the terms of the SEQ, active SEQ participants who made contributions from January 1, 2005 to December 31, 2008 held the right to elect on or before December 31, 2008 a one time in-service distribution to be paid no earlier than December 31, 2010. The reporting person made such election on September 20, 2008. F2 · derivative.expiration_date: Pursuant to the terms of the SEQ, active SEQ participants who made contributions from January 1, 2005 to December 31, 2008 held the right to elect on or before December 31, 2008 a one time in-service distribution to be paid no earlier than December 31, 2010. The reporting person made such election on September 20, 2008. Read SEC document |
| December 31, 2009 Filed Jan 4, 2010 22:43 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 1 | $47.31 | $47.31 |
DisclosureSEC source: 0001164727-10-000003 · edgar.xml · derivative · entry 1 Johnson Roger · CIK 0001407339 · Vice President & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Converted on a 1-for-1 basis. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. Read SEC document |
| June 30, 2009 Filed Jul 2, 2009 15:21 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 1 | $40.87 | $40.87 |
DisclosureSEC source: 0001164727-09-000092 · edgar.xml · derivative · entry 1 Johnson Roger · CIK 0001407339 · Vice President & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Converted on a 1-for-1 basis. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. Read SEC document |
| May 04, 2009 Filed May 6, 2009 20:35 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantStock Option (right to buy) · Derivative | 12,301 | $0.00 Strike: $39.95 | $0.00 |
DisclosureSEC source: 0001164727-09-000077 · edgar.xml · derivative · entry 1 Johnson Roger · CIK 0001407339 · Vice President & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,301 Underlying: Common Stock · 12,301 shares Expires 2019-05-04 F1 · derivative.exercise_date: The options vest in three equal annual installments beginning May 4, 2010. Read SEC document |
| February 26, 2009 Filed Mar 2, 2009 21:25 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 185 | $40.13 | $7,424.05 |
DisclosureSEC source: 0001164727-09-000048 · edgar.xml · nonDerivative · entry 1 Johnson Roger · CIK 0001407339 · Vice President & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,937 F1 · shares: The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 28, 2008. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.