Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Gatos Silver, Inc.GATO · Entity 84020 | Chief Financial Officer | December 27, 2021 | December 29, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Gatos Silver, Inc.
Report date December 27, 2021 · Filed December 29, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.47 · Expires 2031-12-27 | Direct | 70,500 |
Reported balance
After 2021-12-27 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-12-27 · Grant · Acquired 70,500 · Balance 70,500 F1: These options were granted on December 27, 2021 and vest in three equal annual installments on each of December 27, 2022, December 27, 2023 and December 27, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: These options were granted on December 27, 2021 and vest in three equal annual installments on each of December 27, 2022, December 27, 2023 and December 27, 2024.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NEWMONT Corp /DE/
Report date March 09, 2011 · Filed March 10, 2011
Section 16 reporting ended · disclosed 2011-03-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1.60 par valueSEC Table I · non-derivative | Direct | 11,535 |
Ending reported balance
After 2011-03-09 transaction · row 14
14 source rows · reconciled sequenceRow 1 · 2011-03-09 · Exercise / conversion · Acquired 3,750 · Balance 15,285 Row 2 · 2011-03-09 · Sale · Disposed 3,750 · Balance 11,535 Row 3 · 2011-03-09 · Exercise / conversion · Acquired 3,750 · Balance 15,285 Row 4 · 2011-03-09 · Sale · Disposed 3,750 · Balance 11,535 Row 5 · 2011-03-09 · Exercise / conversion · Acquired 3,750 · Balance 15,285 Row 6 · 2011-03-09 · Sale · Disposed 3,750 · Balance 11,535 Row 7 · 2011-03-09 · Exercise / conversion · Acquired 3,750 · Balance 15,285 Row 8 · 2011-03-09 · Sale · Disposed 3,750 · Balance 11,535 Row 9 · 2011-03-09 · Exercise / conversion · Acquired 9,000 · Balance 20,535 Row 10 · 2011-03-09 · Sale · Disposed 9,000 · Balance 11,535 Row 11 · 2011-03-09 · Exercise / conversion · Acquired 9,998 · Balance 21,533 Row 12 · 2011-03-09 · Sale · Disposed 9,998 · Balance 11,535 Row 13 · 2011-03-09 · Exercise / conversion · Acquired 4,100 · Balance 15,635 Row 14 · 2011-03-09 · Sale · Disposed 4,100 · Balance 11,535 |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $40.43 · Expires 2014-04-27 | Direct | 0 |
Reported balance
After 2011-03-09 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2011-03-09 · Exercise / conversion · Disposed 3,750 · Balance 0 F1: The options became exercisable in three equal annual installments beginning April 27, 2005. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.74 · Expires 2014-12-07 | Direct | 0 |
Reported balance
After 2011-03-09 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2011-03-09 · Exercise / conversion · Disposed 3,750 · Balance 0 F2: The options became exercisable in three equal annual installments beginning December 7, 2005. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.05 · Expires 2015-04-27 | Direct | 0 |
Reported balance
After 2011-03-09 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2011-03-09 · Exercise / conversion · Disposed 3,750 · Balance 0 F3: The options became exercisable in three equal annual installments beginning April 27, 2006. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.16 · Expires 2015-10-26 | Direct | 0 |
Reported balance
After 2011-03-09 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2011-03-09 · Exercise / conversion · Disposed 3,750 · Balance 0 F4: The options became exercisable in three equal annual installments beginning October 26, 2006. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $42.06 · Expires 2017-04-30 | Direct | 0 |
Reported balance
After 2011-03-09 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2011-03-09 · Exercise / conversion · Disposed 9,000 · Balance 0 F5: The options became exercisable in three equal annual installments beginning April 30, 2008. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.49 · Expires 2018-04-28 | Direct | 5,002 |
Reported balance
After 2011-03-09 transaction · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · 2011-03-09 · Exercise / conversion · Disposed 9,998 · Balance 5,002 F6: The options vest in three equal annual installments beginning April 28, 2009. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.95 · Expires 2019-05-04 | Direct | 8,201 |
Reported balance
After 2011-03-09 transaction · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · 2011-03-09 · Exercise / conversion · Disposed 4,100 · Balance 8,201 F7: The options vest in three equal annual installments beginning May 4, 2010. |
Filing footnotes · ownership attribution and instrument terms
F1: The options became exercisable in three equal annual installments beginning April 27, 2005.
F2: The options became exercisable in three equal annual installments beginning December 7, 2005.
F3: The options became exercisable in three equal annual installments beginning April 27, 2006.
F4: The options became exercisable in three equal annual installments beginning October 26, 2006.
F5: The options became exercisable in three equal annual installments beginning April 30, 2008.
F6: The options vest in three equal annual installments beginning April 28, 2009.
F7: The options vest in three equal annual installments beginning May 4, 2010.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 25, 2009 Filed Feb 26, 2009 22:49 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 114 | $41.36 | $4,715.04 |
DisclosureSEC source: 0001164727-09-000031 · edgar.xml · nonDerivative · entry 1 Johnson Roger · CIK 0001407339 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,122 F1 · shares: The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2008. Read SEC document |
| February 23, 2009 Filed Feb 26, 2009 00:55 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 4,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-09-000027 · edgar.xml · nonDerivative · entry 1 Johnson Roger · CIK 0001407339 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,236 Read SEC document |
| February 09, 2009 Filed Feb 11, 2009 23:43 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 180 | $41.46 | $7,462.80 |
DisclosureSEC source: 0001164727-09-000010 · edgar.xml · nonDerivative · entry 1 Johnson Roger · CIK 0001407339 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,536 F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. F1 · balance_after: As of January 31, 2009 the reporting person held 353 shares of Newmont Mining common stock in his 401-K Plan. Read SEC document |
| December 31, 2008 Filed Jan 5, 2009 22:13 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 1 | $40.70 | $40.70 |
DisclosureSEC source: 0001164727-09-000002 · edgar.xml · derivative · entry 1 Johnson Roger · CIK 0001407339 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Converted on a 1-for-1 basis. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. Read SEC document |
| September 30, 2008 Filed Oct 2, 2008 19:01 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 1 | $38.76 | $38.76 |
DisclosureSEC source: 0001164727-08-000091 · edgar.xml · derivative · entry 1 Johnson Roger · CIK 0001407339 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Converted on a 1-for-1 basis. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. Read SEC document |
| April 30, 2008 Filed May 2, 2008 20:35 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 1 | $45.30 | $45.30 |
DisclosureSEC source: 0001164727-08-000063 · edgar.xml · derivative · entry 1 Johnson Roger · CIK 0001407339 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Converted on a 1-for-1 basis. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. Read SEC document |
| April 28, 2008 Filed Apr 30, 2008 21:55 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantEmployee Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $44.49 | $0.00 |
DisclosureSEC source: 0001164727-08-000051 · edgar.xml · derivative · entry 1 Johnson Roger · CIK 0001407339 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2018-04-28 F1 · derivative.exercise_date: The options vest in three equal annual installments beginning April 28, 2009. Read SEC document |
| February 25, 2008 Filed Feb 28, 2008 00:27 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 1,633 | $49.45 | $80,751.85 |
DisclosureSEC source: 0001164727-08-000028 · edgar.xml · nonDerivative · entry 2 Johnson Roger · CIK 0001407339 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,716 Read SEC document |
| February 25, 2008 Filed Feb 28, 2008 00:27 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 316 | $49.45 | $15,626.20 |
DisclosureSEC source: 0001164727-08-000028 · edgar.xml · nonDerivative · entry 1 Johnson Roger · CIK 0001407339 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,083 Read SEC document |
| February 07, 2008 Filed Feb 11, 2008 23:37 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 182 | $50.05 | $9,108.19 |
DisclosureSEC source: 0001164727-08-000015 · edgar.xml · nonDerivative · entry 1 Johnson Roger · CIK 0001407339 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,399 F1 · balance_after: As of January 31, 2008 the reporting person held 106 shares of Newmont Mining common stock in his 401-K Plan. Read SEC document |
| November 30, 2007 Filed Dec 3, 2007 22:58 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 168 | $49.69 | $8,347.92 |
DisclosureSEC source: 0001164727-07-000102 · edgar.xml · derivative · entry 1 Johnson Roger · CIK 0001407339 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275 Underlying: Common Stock · 168 shares Expires not disclosed F1 · derivative.exercise_price: Converted on a 1-for-1 basis. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. Read SEC document |
| November 02, 2007 Filed Nov 6, 2007 20:07 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 628 | $51.45 | $32,310.60 |
DisclosureSEC source: 0001164727-07-000096 · edgar.xml · nonDerivative · entry 2 Johnson Roger · CIK 0001407339 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,581 F1 · balance_after: As of October 31, 2007 the reporting person held 84 shares of Newmont Mining Corporation common stock in his 401-K Plan. Read SEC document |
| November 02, 2007 Filed Nov 6, 2007 20:07 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 400 | $51.46 | $20,584.00 |
DisclosureSEC source: 0001164727-07-000096 · edgar.xml · nonDerivative · entry 1 Johnson Roger · CIK 0001407339 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,209 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.