Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Alkermes plc.ALKS · Entity 2392 | EVP/CAO/CCO/CRO Alks Inc; | March 01, 2018 | March 05, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Alkermes plc.
Report date March 01, 2018 · Filed March 05, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 40,200 |
Ending reported balance
After 2018-03-03 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2018-03-01 · Exercise / conversion · Acquired 5,750 · Balance 40,463 Row 2 · 2018-03-01 · Tax withholding · Disposed 2,207 · Balance 38,256 Row 3 · 2018-03-03 · Exercise / conversion · Acquired 3,500 · Balance 41,756 Row 4 · 2018-03-03 · Tax withholding · Disposed 1,556 · Balance 40,200 |
| Restricted Stock Unit AwardSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 11,500 |
Reported balance
After 2018-03-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2018-03-01 · Exercise / conversion · Disposed 5,750 · Balance 11,500 F3: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 3/1/2017. |
| Restricted Stock Unit AwardSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-03-03 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2018-03-03 · Exercise / conversion · Disposed 3,500 · Balance 0 F4: This RSU award is fully vested in accordance with its terms. |
| Ordinary SharesSEC Table I · non-derivative | IndirectBy 2016 GRAT | 28,856 |
Reported balance
Holding disclosure · report date 2018-03-01 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 28,856 F1: Shares held by the Kathryn L. Biberstein 2016 Annuity Trust dated December 9, 2016 (the "2016 GRAT"). The Reporting Person is a trustee and beneficiary of the 2016 GRAT and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2016 GRAT. |
| Ordinary SharesSEC Table I · non-derivative | IndirectBy 2017 GRAT | 113,017 |
Reported balance
Holding disclosure · report date 2018-03-01 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 113,017 F2: Shares held by the Kathryn L. Biberstein 2017 Annuity Trust dated December 11, 2017 (the "2017 GRAT"). The Reporting Person is a trustee and beneficiary of the 2017 GRAT and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2017 GRAT. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares held by the Kathryn L. Biberstein 2016 Annuity Trust dated December 9, 2016 (the "2016 GRAT"). The Reporting Person is a trustee and beneficiary of the 2016 GRAT and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2016 GRAT.
F2: Shares held by the Kathryn L. Biberstein 2017 Annuity Trust dated December 11, 2017 (the "2017 GRAT"). The Reporting Person is a trustee and beneficiary of the 2017 GRAT and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2017 GRAT.
F3: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 3/1/2017.
F4: This RSU award is fully vested in accordance with its terms.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2017 Filed Mar 2, 2017 22:47 UTC | Alkermes plc. ALKS · Entity 2392 | Tax withholdingOrdinary Shares | 2,056 | $59.71 | $122,763.76 |
DisclosureSEC source: 0001127602-17-009843 · form4.xml · nonDerivative · entry 2 BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,914 Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 22:47 UTC | Alkermes plc. ALKS · Entity 2392 | Exercise / conversionOrdinary Shares | 5,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-009843 · form4.xml · nonDerivative · entry 1 BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,970 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2017 Filed Feb 27, 2017 22:32 UTC | Alkermes plc. ALKS · Entity 2392 | Exercise / conversionRestricted Stock Unit Award · Derivative | 3,750 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008675 · form4.xml · derivative · entry 5 BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Ordinary Shares · 3,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/26/2016. F3 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/26/2016. Read SEC document |
| February 26, 2017 Filed Feb 27, 2017 22:32 UTC | Alkermes plc. ALKS · Entity 2392 | Tax withholdingOrdinary Shares | 1,217 | $52.98 | $64,476.66 |
DisclosureSEC source: 0001127602-17-008675 · form4.xml · nonDerivative · entry 2 BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,220 Read SEC document |
| February 26, 2017 Filed Feb 27, 2017 22:32 UTC | Alkermes plc. ALKS · Entity 2392 | Exercise / conversionOrdinary Shares | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008675 · form4.xml · nonDerivative · entry 1 BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,437 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 22:26 UTC | Alkermes plc. ALKS · Entity 2392 | GrantEmployee Stock Option (Right to Buy) · Derivative | 65,000 | $0.00 Strike: $54.57 | $0.00 |
DisclosureSEC source: 0001127602-17-007439 · form4.xml · derivative · entry 2 BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 Underlying: Ordinary Shares · 65,000 shares Expires 2027-02-17 F2 · derivative.exercise_date: Shares subject to the stock option award vest in four equal annual installments commencing on 2/17/18. Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 22:26 UTC | Alkermes plc. ALKS · Entity 2392 | GrantRestricted Stock Unit Award · Derivative | 15,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-007439 · form4.xml · derivative · entry 1 BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Ordinary Shares · 15,000 shares Expires not disclosed F1 · derivative.exercise_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/17/18. F1 · derivative.expiration_date: Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/17/18. Read SEC document |
| December 08, 2016 Filed Dec 8, 2016 22:58 UTC | Alkermes plc. ALKS · Entity 2392 | Exercise / conversionNon Qualified Stock Option (Right to Buy) · Derivative | 4,145 | $0.00 Strike: $14.38 | $0.00 |
DisclosureSEC source: 0001127602-16-069523 · form4.xml · derivative · entry 11 BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 4,145 shares Expires 2016-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F8 · derivative.exercise_date: These options are fully vested in accordance with their terms. Read SEC document |
| December 08, 2016 Filed Dec 8, 2016 22:58 UTC | Alkermes plc. ALKS · Entity 2392 | SaleOrdinary Shares | 4,145 | $55.42 | $229,707.20 |
DisclosureSEC source: 0001127602-16-069523 · form4.xml · nonDerivative · entry 7 BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,687 F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F6 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.01 to $55.64. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| December 08, 2016 Filed Dec 8, 2016 22:58 UTC | Alkermes plc. ALKS · Entity 2392 | Exercise / conversionOrdinary Shares | 4,145 | $14.38 | $59,605.10 |
DisclosureSEC source: 0001127602-16-069523 · form4.xml · nonDerivative · entry 6 BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| December 07, 2016 Filed Dec 8, 2016 22:58 UTC | Alkermes plc. ALKS · Entity 2392 | Exercise / conversionNon Qualified Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $14.38 | $0.00 |
DisclosureSEC source: 0001127602-16-069523 · form4.xml · derivative · entry 10 BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,145 Underlying: Ordinary Shares · 5,000 shares Expires 2016-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F8 · derivative.exercise_date: These options are fully vested in accordance with their terms. Read SEC document |
| December 07, 2016 Filed Dec 8, 2016 22:58 UTC | Alkermes plc. ALKS · Entity 2392 | SaleOrdinary Shares | 900 | $57.11 | $51,402.51 |
DisclosureSEC source: 0001127602-16-069523 · form4.xml · nonDerivative · entry 5 BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,687 F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $57.00 to $57.29. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| December 07, 2016 Filed Dec 8, 2016 22:58 UTC | Alkermes plc. ALKS · Entity 2392 | SaleOrdinary Shares | 4,100 | $56.50 | $231,645.90 |
DisclosureSEC source: 0001127602-16-069523 · form4.xml · nonDerivative · entry 4 BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,587 F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.99 to $56.97. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| December 07, 2016 Filed Dec 8, 2016 22:58 UTC | Alkermes plc. ALKS · Entity 2392 | Exercise / conversionOrdinary Shares | 5,000 | $14.38 | $71,900.00 |
DisclosureSEC source: 0001127602-16-069523 · form4.xml · nonDerivative · entry 3 BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,687 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 22:58 UTC | Alkermes plc. ALKS · Entity 2392 | Exercise / conversionNon Qualified Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $14.38 | $0.00 |
DisclosureSEC source: 0001127602-16-069523 · form4.xml · derivative · entry 9 BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,145 Underlying: Ordinary Shares · 5,000 shares Expires 2016-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F8 · derivative.exercise_date: These options are fully vested in accordance with their terms. Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 22:58 UTC | Alkermes plc. ALKS · Entity 2392 | SaleOrdinary Shares | 5,000 | $56.24 | $281,211.00 |
DisclosureSEC source: 0001127602-16-069523 · form4.xml · nonDerivative · entry 2 BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,687 F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.92 to $56.56. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 22:58 UTC | Alkermes plc. ALKS · Entity 2392 | Exercise / conversionOrdinary Shares | 5,000 | $14.38 | $71,900.00 |
DisclosureSEC source: 0001127602-16-069523 · form4.xml · nonDerivative · entry 1 BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,687 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 22:40 UTC | Alkermes plc. ALKS · Entity 2392 | Exercise / conversionNon Qualified Stock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $14.38 | $0.00 |
DisclosureSEC source: 0001127602-16-069031 · form4.xml · derivative · entry 6 BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,145 Underlying: Ordinary Shares · 15,000 shares Expires 2016-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F6 · derivative.exercise_date: These options are fully vested in accordance with their terms. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 22:40 UTC | Alkermes plc. ALKS · Entity 2392 | SaleOrdinary Shares | 7,067 | $56.63 | $400,198.56 |
DisclosureSEC source: 0001127602-16-069031 · form4.xml · nonDerivative · entry 4 BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,687 F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $56.13 to $57.06. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 22:40 UTC | Alkermes plc. ALKS · Entity 2392 | SaleOrdinary Shares | 7,933 | $55.69 | $441,790.36 |
DisclosureSEC source: 0001127602-16-069031 · form4.xml · nonDerivative · entry 3 BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,754 F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.12 to $56.10. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 22:40 UTC | Alkermes plc. ALKS · Entity 2392 | Exercise / conversionOrdinary Shares | 15,000 | $14.38 | $215,700.00 |
DisclosureSEC source: 0001127602-16-069031 · form4.xml · nonDerivative · entry 2 BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,687 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| November 22, 2016 Filed Dec 2, 2016 22:40 UTC | Alkermes plc. ALKS · Entity 2392 | GiftOrdinary Shares | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-069031 · form4.xml · nonDerivative · entry 1 BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,687 Read SEC document |
| October 05, 2016 Filed Oct 7, 2016 00:55 UTC | Alkermes plc. ALKS · Entity 2392 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-064467 · form4.xml · derivative · entry 4 BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each performance restricted stock unit represented a contingent right to receive one ordinary share of Alkermes plc. F3 · derivative.exercise_date: This performance restricted stock unit, which was granted to the reporting person on March 3, 2014, is fully vested in accordance with its terms. F3 · derivative.expiration_date: This performance restricted stock unit, which was granted to the reporting person on March 3, 2014, is fully vested in accordance with its terms. Read SEC document |
| October 05, 2016 Filed Oct 7, 2016 00:55 UTC | Alkermes plc. ALKS · Entity 2392 | Tax withholdingOrdinary Shares | 2,353 | $46.43 | $109,249.79 |
DisclosureSEC source: 0001127602-16-064467 · form4.xml · nonDerivative · entry 2 BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,187 Read SEC document |
| October 05, 2016 Filed Oct 7, 2016 00:55 UTC | Alkermes plc. ALKS · Entity 2392 | Exercise / conversionOrdinary Shares | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-064467 · form4.xml · nonDerivative · entry 1 BIBERSTEIN KATHRYN L · CIK 0001235595 · EVP/CAO/CCO Alks Inc; Sec ALKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,540 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.