Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Senior Vice President | November 08, 2011 | November 09, 2011 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTERNATIONAL BUSINESS MACHINES CORP
Report date November 08, 2011 · Filed November 09, 2011
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 4,495 |
Reported balance
After 2011-11-08 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2011-11-08 · Grant · Acquired 18 · Balance 4,495 F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.
F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.
F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 28, 2008 Filed Aug 29, 2008 18:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,000 | $124.61 | $249,222.00 |
DisclosureSEC source: 0001181431-08-050743 · rrd217481.xml · nonDerivative · entry 6 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,245 Read SEC document |
| August 28, 2008 Filed Aug 29, 2008 18:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 3,600 | $124.60 | $448,566.12 |
DisclosureSEC source: 0001181431-08-050743 · rrd217481.xml · nonDerivative · entry 5 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,245 Read SEC document |
| August 28, 2008 Filed Aug 29, 2008 18:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 5,000 | $124.59 | $622,962.00 |
DisclosureSEC source: 0001181431-08-050743 · rrd217481.xml · nonDerivative · entry 4 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,845 Read SEC document |
| August 28, 2008 Filed Aug 29, 2008 18:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 5,000 | $124.55 | $622,750.00 |
DisclosureSEC source: 0001181431-08-050743 · rrd217481.xml · nonDerivative · entry 3 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,845 Read SEC document |
| August 28, 2008 Filed Aug 29, 2008 18:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 24,032 | $103.25 | $2,481,304.00 |
DisclosureSEC source: 0001181431-08-050743 · rrd217481.xml · nonDerivative · entry 2 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,845 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 28, 2008 Filed Aug 29, 2008 18:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 968 | $103.25 | $99,946.00 |
DisclosureSEC source: 0001181431-08-050743 · rrd217481.xml · nonDerivative · entry 1 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,813 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2008 Filed Aug 7, 2008 16:05 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 17 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-046711 · rrd215269.xml · derivative · entry 3 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,242 Underlying: Common Stock · 17 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 29, 2008 Filed Aug 7, 2008 16:05 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 115.446 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-046711 · rrd215269.xml · nonDerivative · entry 2 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,845 Read SEC document |
| May 29, 2008 Filed Aug 7, 2008 16:05 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 82.725 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-046711 · rrd215269.xml · nonDerivative · entry 1 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,960.446 Read SEC document |
| May 12, 2008 Filed May 13, 2008 15:45 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 110 | $125.13 | $13,764.30 |
DisclosureSEC source: 0001181431-08-030802 · rrd206495.xml · nonDerivative · entry 9 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · daughter Disclosed balance after: 0 F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 12, 2008 Filed May 13, 2008 15:45 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 800 | $125.38 | $100,304.08 |
DisclosureSEC source: 0001181431-08-030802 · rrd206495.xml · nonDerivative · entry 8 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,043.171 Read SEC document |
| May 12, 2008 Filed May 13, 2008 15:45 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,200 | $125.38 | $275,836.00 |
DisclosureSEC source: 0001181431-08-030802 · rrd206495.xml · nonDerivative · entry 7 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,843.171 Read SEC document |
| May 12, 2008 Filed May 13, 2008 15:45 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 500 | $125.20 | $62,600.00 |
DisclosureSEC source: 0001181431-08-030802 · rrd206495.xml · nonDerivative · entry 6 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,043.171 Read SEC document |
| May 12, 2008 Filed May 13, 2008 15:45 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $125.19 | $25,038.00 |
DisclosureSEC source: 0001181431-08-030802 · rrd206495.xml · nonDerivative · entry 5 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,543.171 Read SEC document |
| May 12, 2008 Filed May 13, 2008 15:45 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $125.18 | $25,036.00 |
DisclosureSEC source: 0001181431-08-030802 · rrd206495.xml · nonDerivative · entry 4 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,743.171 Read SEC document |
| May 12, 2008 Filed May 13, 2008 15:45 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $125.17 | $25,034.00 |
DisclosureSEC source: 0001181431-08-030802 · rrd206495.xml · nonDerivative · entry 3 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,943.171 Read SEC document |
| May 12, 2008 Filed May 13, 2008 15:45 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $125.16 | $25,032.00 |
DisclosureSEC source: 0001181431-08-030802 · rrd206495.xml · nonDerivative · entry 2 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,143.171 Read SEC document |
| May 12, 2008 Filed May 13, 2008 15:45 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 430 | $125.15 | $53,814.50 |
DisclosureSEC source: 0001181431-08-030802 · rrd206495.xml · nonDerivative · entry 1 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,343.171 Read SEC document |
| May 08, 2008 Filed May 9, 2008 21:31 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 2,187 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-030278 · rrd206143.xml · derivative · entry 5 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,188 Underlying: Common Stock · 2,187 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F4 · kind: Release of restricted stock units. F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2008 Filed May 9, 2008 21:31 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 6,729 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-030278 · rrd206143.xml · derivative · entry 4 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,729 Underlying: Common Stock · 6,729 shares Expires not disclosed F2 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,243 of these units on 05/08/2009, for 2,243 of these units on 05/08/2010, and for the remaining 2,243 of these units on 05/08/2011. F2 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,243 of these units on 05/08/2009, for 2,243 of these units on 05/08/2010, and for the remaining 2,243 of these units on 05/08/2011. F2 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,243 of these units on 05/08/2009, for 2,243 of these units on 05/08/2010, and for the remaining 2,243 of these units on 05/08/2011. F2 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,243 of these units on 05/08/2009, for 2,243 of these units on 05/08/2010, and for the remaining 2,243 of these units on 05/08/2011. Read SEC document |
| May 08, 2008 Filed May 9, 2008 21:31 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 740 | $124.46 | $92,100.40 |
DisclosureSEC source: 0001181431-08-030278 · rrd206143.xml · nonDerivative · entry 2 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,773.171 Read SEC document |
| May 08, 2008 Filed May 9, 2008 21:31 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 2,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-030278 · rrd206143.xml · nonDerivative · entry 1 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,513.171 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2008 Filed May 8, 2008 18:06 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 17 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-029746 · rrd205883.xml · derivative · entry 1 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,227 Underlying: Common Stock · 17 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.