Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Senior Vice President | November 08, 2011 | November 09, 2011 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTERNATIONAL BUSINESS MACHINES CORP
Report date November 08, 2011 · Filed November 09, 2011
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 4,495 |
Reported balance
After 2011-11-08 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2011-11-08 · Grant · Acquired 18 · Balance 4,495 F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.
F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.
F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 30, 2010 Filed Aug 2, 2010 19:41 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 300 | $128.33 | $38,499.00 |
DisclosureSEC source: 0001181431-10-039576 · rrd282518.xml · nonDerivative · entry 1 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,610 Read SEC document |
| May 21, 2010 Filed May 24, 2010 20:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $124.29 | $24,858.00 |
DisclosureSEC source: 0001181431-10-028929 · rrd276704.xml · nonDerivative · entry 10 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,555 Read SEC document |
| May 21, 2010 Filed May 24, 2010 20:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $124.28 | $24,856.00 |
DisclosureSEC source: 0001181431-10-028929 · rrd276704.xml · nonDerivative · entry 9 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,755 Read SEC document |
| May 21, 2010 Filed May 24, 2010 20:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,300 | $124.27 | $161,551.00 |
DisclosureSEC source: 0001181431-10-028929 · rrd276704.xml · nonDerivative · entry 8 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,955 Read SEC document |
| May 21, 2010 Filed May 24, 2010 20:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,900 | $124.26 | $236,094.00 |
DisclosureSEC source: 0001181431-10-028929 · rrd276704.xml · nonDerivative · entry 7 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,255 Read SEC document |
| May 21, 2010 Filed May 24, 2010 20:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,900 | $124.25 | $360,325.00 |
DisclosureSEC source: 0001181431-10-028929 · rrd276704.xml · nonDerivative · entry 6 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,155 Read SEC document |
| May 21, 2010 Filed May 24, 2010 20:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 300 | $124.24 | $37,272.00 |
DisclosureSEC source: 0001181431-10-028929 · rrd276704.xml · nonDerivative · entry 5 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,055 Read SEC document |
| May 21, 2010 Filed May 24, 2010 20:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 900 | $124.23 | $111,807.00 |
DisclosureSEC source: 0001181431-10-028929 · rrd276704.xml · nonDerivative · entry 4 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,355 Read SEC document |
| May 21, 2010 Filed May 24, 2010 20:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 400 | $124.22 | $49,688.00 |
DisclosureSEC source: 0001181431-10-028929 · rrd276704.xml · nonDerivative · entry 3 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,255 Read SEC document |
| May 21, 2010 Filed May 24, 2010 20:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 500 | $124.21 | $62,105.00 |
DisclosureSEC source: 0001181431-10-028929 · rrd276704.xml · nonDerivative · entry 2 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,655 Read SEC document |
| May 21, 2010 Filed May 24, 2010 20:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 400 | $124.20 | $49,680.00 |
DisclosureSEC source: 0001181431-10-028929 · rrd276704.xml · nonDerivative · entry 1 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,155 Read SEC document |
| May 08, 2010 Filed May 10, 2010 21:16 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 2,243 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-025516 · rrd274901.xml · derivative · entry 6 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,243 Underlying: Common Stock · 2,243 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2010 Filed May 10, 2010 21:16 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 2,188 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-025516 · rrd274901.xml · derivative · entry 5 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,188 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2010 Filed May 10, 2010 21:16 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,037 | $122.19 | $126,705.85 |
DisclosureSEC source: 0001181431-10-025516 · rrd274901.xml · nonDerivative · entry 4 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,555 Read SEC document |
| May 08, 2010 Filed May 10, 2010 21:16 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,012 | $122.19 | $123,651.22 |
DisclosureSEC source: 0001181431-10-025516 · rrd274901.xml · nonDerivative · entry 3 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,592 Read SEC document |
| May 08, 2010 Filed May 10, 2010 21:16 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 2,243 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-025516 · rrd274901.xml · nonDerivative · entry 2 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,604 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2010 Filed May 10, 2010 21:16 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 2,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-025516 · rrd274901.xml · nonDerivative · entry 1 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,361 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2010 Filed May 10, 2010 21:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 2,243 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-025517 · rrd274901.xml · derivative · entry 6 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,243 Underlying: Common Stock · 2,243 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2010 Filed May 10, 2010 21:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 2,188 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-025517 · rrd274901.xml · derivative · entry 5 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,188 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2010 Filed May 10, 2010 21:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,037 | $122.19 | $126,705.85 |
DisclosureSEC source: 0001181431-10-025517 · rrd274901.xml · nonDerivative · entry 4 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,555 Read SEC document |
| May 08, 2010 Filed May 10, 2010 21:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,012 | $122.19 | $123,651.22 |
DisclosureSEC source: 0001181431-10-025517 · rrd274901.xml · nonDerivative · entry 3 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,592 Read SEC document |
| May 08, 2010 Filed May 10, 2010 21:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 2,243 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-025517 · rrd274901.xml · nonDerivative · entry 2 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,604 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2010 Filed May 10, 2010 21:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 2,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-025517 · rrd274901.xml · nonDerivative · entry 1 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,361 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2010 Filed May 7, 2010 18:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 23 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-025136 · rrd274758.xml · derivative · entry 1 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,387 Underlying: Common Stock · 23 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 08, 2010 Filed Feb 9, 2010 15:53 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 20 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-007506 · rrd265424.xml · derivative · entry 1 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,366 Underlying: Common Stock · 20 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2010 Filed Feb 2, 2010 22:19 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 2,793 | $123.88 | $345,982.88 |
DisclosureSEC source: 0001181431-10-006025 · rrd264629.xml · nonDerivative · entry 2 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,173 Read SEC document |
| February 01, 2010 Filed Feb 2, 2010 22:19 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 7,633 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-006025 · rrd264629.xml · nonDerivative · entry 1 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,966 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2007-2009) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| November 06, 2009 Filed Nov 9, 2009 16:13 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 20 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-050462 · rrd256622.xml · derivative · entry 1 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,348 Underlying: Common Stock · 20 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| October 12, 2009 Filed Oct 13, 2009 18:16 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 5,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-047520 · rrd254989.xml · derivative · entry 2 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed F3 · derivative.exercise_price: These units have been deferred and are payable in the company's common stock upon the lapse of the restrictions after retirement. F3 · kind: These units have been deferred and are payable in the company's common stock upon the lapse of the restrictions after retirement. F3 · derivative.exercise_date: These units have been deferred and are payable in the company's common stock upon the lapse of the restrictions after retirement. F3 · derivative.expiration_date: These units have been deferred and are payable in the company's common stock upon the lapse of the restrictions after retirement. Read SEC document |
| October 12, 2009 Filed Oct 13, 2009 18:16 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 5,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-047520 · rrd254989.xml · derivative · entry 1 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| August 06, 2009 Filed Aug 7, 2009 17:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 21 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-038432 · rrd250166.xml · derivative · entry 1 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,330 Underlying: Common Stock · 21 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:34 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 2,243 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024234 · rrd242208.xml · derivative · entry 6 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,486 Underlying: Common Stock · 2,243 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:34 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 2,632 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024234 · rrd242208.xml · derivative · entry 5 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,632 Underlying: Common Stock · 2,632 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:34 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,250 | $101.79 | $127,237.50 |
DisclosureSEC source: 0001181431-09-024234 · rrd242208.xml · nonDerivative · entry 4 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,333 Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:34 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,065 | $101.79 | $108,406.35 |
DisclosureSEC source: 0001181431-09-024234 · rrd242208.xml · nonDerivative · entry 3 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,583 Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:34 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 2,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024234 · rrd242208.xml · nonDerivative · entry 2 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,648 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:34 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 2,243 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024234 · rrd242208.xml · nonDerivative · entry 1 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,016 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2009 Filed May 7, 2009 17:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 23 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-023352 · rrd241778.xml · derivative · entry 1 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,314 Underlying: Common Stock · 23 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 06, 2009 Filed Feb 9, 2009 15:51 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 23 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-007214 · rrd232463.xml · derivative · entry 1 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,291 Underlying: Common Stock · 23 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2009 Filed Feb 3, 2009 23:12 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 2,078 | $92.36 | $191,924.08 |
DisclosureSEC source: 0001181431-09-006243 · rrd231566.xml · nonDerivative · entry 2 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,773 Read SEC document |
| February 01, 2009 Filed Feb 3, 2009 23:12 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 6,038 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-006243 · rrd231566.xml · nonDerivative · entry 1 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,851 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2006-2008) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| November 06, 2008 Filed Nov 7, 2008 17:53 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 25 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-060251 · rrd222627.xml · derivative · entry 1 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,270 Underlying: Common Stock · 25 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 28, 2008 Filed Aug 29, 2008 18:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 968 | $0.00 Strike: $103.25 | $0.00 |
DisclosureSEC source: 0001181431-08-050743 · rrd217481.xml · derivative · entry 14 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 968 shares Expires 2010-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| August 28, 2008 Filed Aug 29, 2008 18:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 24,032 | $0.00 Strike: $103.25 | $0.00 |
DisclosureSEC source: 0001181431-08-050743 · rrd217481.xml · derivative · entry 13 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,032 shares Expires 2010-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| August 28, 2008 Filed Aug 29, 2008 18:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 615 | $124.65 | $76,659.75 |
DisclosureSEC source: 0001181431-08-050743 · rrd217481.xml · nonDerivative · entry 12 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,813 Read SEC document |
| August 28, 2008 Filed Aug 29, 2008 18:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 417 | $124.64 | $51,974.88 |
DisclosureSEC source: 0001181431-08-050743 · rrd217481.xml · nonDerivative · entry 11 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,428 Read SEC document |
| August 28, 2008 Filed Aug 29, 2008 18:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 400 | $124.63 | $49,852.00 |
DisclosureSEC source: 0001181431-08-050743 · rrd217481.xml · nonDerivative · entry 10 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,845 Read SEC document |
| August 28, 2008 Filed Aug 29, 2008 18:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,500 | $124.63 | $186,944.85 |
DisclosureSEC source: 0001181431-08-050743 · rrd217481.xml · nonDerivative · entry 9 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,245 Read SEC document |
| August 28, 2008 Filed Aug 29, 2008 18:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 600 | $124.62 | $74,772.00 |
DisclosureSEC source: 0001181431-08-050743 · rrd217481.xml · nonDerivative · entry 8 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,745 Read SEC document |
| August 28, 2008 Filed Aug 29, 2008 18:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 4,900 | $124.62 | $610,618.40 |
DisclosureSEC source: 0001181431-08-050743 · rrd217481.xml · nonDerivative · entry 7 KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,345 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.