person · Reporting owner
CITIGROUP INSURANCE HOLDING CORP
Disclosed activity across 5 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Primerica, Inc.PRI · Entity 3587 | Director · Former 10% Owner | December 19, 2011 | December 21, 2011 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Primerica, Inc.
Report date December 19, 2011 · Filed December 21, 2011
Jointly reported with CITIGROUP INC, ASSOCIATED MADISON COMPANIES INC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01SEC Table I · non-derivative | IndirectBy Subsidiary | 16,061 |
Reported balance
After 2011-12-19 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2011-12-19 · Sale · Disposed 8,081,542 · Balance 16,061 F1: Includes 8,081,542 shares of common stock that were directly beneficially owned by Citigroup Insurance Holding Corporation ("CIHC"). Associated Madison Companies, Inc. ("AMAD") is the sole stockholder of CIHC. Citigroup Inc. ("Citigroup") is the sole stockholder of AMAD. AMAD and Citigroup were indirect beneficial owners of these securities. F2: Includes 16,061 shares of common stock that are held by certain subsidiaries of Citigroup, other than CIHC and AMAD, which shares were acquired in the ordinary course of business of such subsidiaries. Citigroup is the indirect beneficial owner of these securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 8,081,542 shares of common stock that were directly beneficially owned by Citigroup Insurance Holding Corporation ("CIHC"). Associated Madison Companies, Inc. ("AMAD") is the sole stockholder of CIHC. Citigroup Inc. ("Citigroup") is the sole stockholder of AMAD. AMAD and Citigroup were indirect beneficial owners of these securities.
F2: Includes 16,061 shares of common stock that are held by certain subsidiaries of Citigroup, other than CIHC and AMAD, which shares were acquired in the ordinary course of business of such subsidiaries. Citigroup is the indirect beneficial owner of these securities.
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
DT INDUSTRIES INC
Report date June 27, 2004 · Filed June 07, 2004
Jointly reported with CITIGROUP INC, CITIGROUP INVESTMENTS INC, CITIGROUP ALTERNATIVE INVESTMENTS INC, ASSOCIATED MADISON COMPANIES INC, TRAVELERS INSURANCE CO
Section 16 reporting ended · disclosed 2004-06-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Subsidiary | 751,279 |
Reported balance
After 2004-04-01 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2004-04-01 · Other · Disposed 1,037,480 · Balance 751,279 F2: This Form 5 is being filed to report certain transactions that occurred during the Issuer's fiscal year that ends June 27, 2004 that have not previously been reported on Form 4. The amount of shares beneficially owned reflects holdings as of April 1, 2004. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interests therein. F1: See General Remarks. F3: Represents 751,279 shares of the Issuer's common stock (the "Common Stock") and 84,000 shares of the Issuer's 7.16% Convertible Preferred Stock (the "Preferred Stock") directly beneficially owned by The Travelers Insurance Company ("TIC") as of April 1, 2004. TIC is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). |
| 7.16% Convertible Preferred SecuritiesSEC Table II · derivative / convertible security | IndirectBy Subsidiary | 84,000 |
Reported balance
After 2004-04-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2004-04-01 · Other · Disposed 116,000 · Balance 84,000 F4: The Preferred Stock has an expiration date of May 31, 2008 and is immediately convertible into approximately 300,000 shares of Common Stock at a conversion price of $14.00 per share. The Common Stock that TIC has a right to acquire upon the exercise of the Preferred Stock is subject to change from time to time, pursuant to the terms of an Exchange Agreement between TIC and the Issuer. F2: This Form 5 is being filed to report certain transactions that occurred during the Issuer's fiscal year that ends June 27, 2004 that have not previously been reported on Form 4. The amount of shares beneficially owned reflects holdings as of April 1, 2004. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interests therein. F1: See General Remarks. F3: Represents 751,279 shares of the Issuer's common stock (the "Common Stock") and 84,000 shares of the Issuer's 7.16% Convertible Preferred Stock (the "Preferred Stock") directly beneficially owned by The Travelers Insurance Company ("TIC") as of April 1, 2004. TIC is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). |
Filing footnotes · ownership attribution and instrument terms
F1: See General Remarks.
F2: This Form 5 is being filed to report certain transactions that occurred during the Issuer's fiscal year that ends June 27, 2004 that have not previously been reported on Form 4. The amount of shares beneficially owned reflects holdings as of April 1, 2004. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interests therein.
F3: Represents 751,279 shares of the Issuer's common stock (the "Common Stock") and 84,000 shares of the Issuer's 7.16% Convertible Preferred Stock (the "Preferred Stock") directly beneficially owned by The Travelers Insurance Company ("TIC") as of April 1, 2004. TIC is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup").
F4: The Preferred Stock has an expiration date of May 31, 2008 and is immediately convertible into approximately 300,000 shares of Common Stock at a conversion price of $14.00 per share. The Common Stock that TIC has a right to acquire upon the exercise of the Preferred Stock is subject to change from time to time, pursuant to the terms of an Exchange Agreement between TIC and the Issuer.
EMAGIN CORP
Report date February 11, 2004 · Filed February 13, 2004
Jointly reported with CITIGROUP INC, ASSOCIATED MADISON COMPANIES INC, TRAVELERS INSURANCE CO
Section 16 reporting ended · disclosed 2004-02-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Subsidiary | 2,904,876 |
Reported balance
After 2004-02-11 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2004-02-11 · Sale · Disposed 75,000 · Balance 2,904,876 F1: The Travelers Insurance Company ("Travelers") directly beneficially owns the securities reported herein. Travelers is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Each of Citigroup Insurance, Associated Madison and Citigroup disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. |
| Warrants to Purchase Common StockSEC Table II · derivative / convertible security | IndirectBy Subsidiary | 1,200,000 |
Reported balance
Holding disclosure · report date 2004-02-11 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 1,200,000 F2: The warrants to purchase common stock have an exercise price of $0.53 per share, are exercisable immediately, and have an expiration date of June 30, 2007. F1: The Travelers Insurance Company ("Travelers") directly beneficially owns the securities reported herein. Travelers is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Each of Citigroup Insurance, Associated Madison and Citigroup disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. |
| Warrants to Purchase Common StockSEC Table II · derivative / convertible security | IndirectBy Subsidiary | 451,842 |
Reported balance
Holding disclosure · report date 2004-02-11 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 451,842 F3: Pursuant to the terms of the Note Purchase Agreement, dated August 20, 2001, and the Memorandum of Understanding, dated June 17, 2002, each executed between Travelers and eMagin Corporation, Travelers acquired a total of 451,842 warrants to purchase common stock with issuance dates between August and November 2001 that are exercisable for a 3 year period at a weighted average conversion price of $1.55 per share. F1: The Travelers Insurance Company ("Travelers") directly beneficially owns the securities reported herein. Travelers is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Each of Citigroup Insurance, Associated Madison and Citigroup disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The Travelers Insurance Company ("Travelers") directly beneficially owns the securities reported herein. Travelers is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Each of Citigroup Insurance, Associated Madison and Citigroup disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein.
F2: The warrants to purchase common stock have an exercise price of $0.53 per share, are exercisable immediately, and have an expiration date of June 30, 2007.
F3: Pursuant to the terms of the Note Purchase Agreement, dated August 20, 2001, and the Memorandum of Understanding, dated June 17, 2002, each executed between Travelers and eMagin Corporation, Travelers acquired a total of 451,842 warrants to purchase common stock with issuance dates between August and November 2001 that are exercisable for a 3 year period at a weighted average conversion price of $1.55 per share.
MAX RE CAPITAL LTD
Report date December 31, 2004 · Filed June 21, 2005 · Amendment
Jointly reported with CITIGROUP INC, CITIGROUP INVESTMENTS INC, CITIGROUP ALTERNATIVE INVESTMENTS INC, ASSOCIATED MADISON COMPANIES INC, TRAVELERS INSURANCE CO, TRAVELERS LIFE & ANNUITY CO, Primerica Life Insurance CO
Section 16 reporting ended · disclosed 2005-06-21. Current position is not established by this disclosure.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
No balance rows disclosed in this filing.
ON2 TECHNOLOGIES INC
Report date December 31, 2004 · Filed June 14, 2004
Jointly reported with CITIGROUP INC, TRAVELERS INSURANCE CO, ASSOCIATED MADISON COMPANIES INC, CITIGROUP INVESTMENTS INC, CITIGROUP ALTERNATIVE INVESTMENTS INC
Section 16 reporting ended · disclosed 2004-06-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series C-IV Preferred StockSEC Table II · derivative / convertible security | IndirectBy Subsidiary | 0 |
Reported balance
After 2004-06-04 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2004-06-04 · Other · Disposed 1,849,057 · Balance 0 F2: The Series C-IV Preferred Stock had an initial conversion price of $2.65 per share. As a result of certain anti-dilution adjustments, the current conversion price is $1.7549 per share. The Series C-IV Preferred Stock is convertible immediately and has no expiration date. F3: This Form 5 is being filed to report certain transactions that occurred during the Issuer's fiscal year that ends December 31, 2004 that have not previously been reported on Form 4. The amount of shares beneficially owned reflects holdings as of June 4, 2004. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interests therein. F1: See General Remarks. F8: Represents 820,911 shares of the Issuer's Series C-VI Preferred Stock, 5,357,143 shares of the Issuer's Series C-VI Warrants and 400,000 shares of the Issuer's Series A Preferred Stock directly beneficially owned by The Travelers Insurance Company ("TIC") as of June 4, 2004. TIC is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). |
| Series C-V Preferred StockSEC Table II · derivative / convertible security | IndirectBy Subsidiary | 0 |
Reported balance
After 2004-06-04 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2004-06-04 · Other · Disposed 2,176,876 · Balance 0 F4: The Series C-V Preferred Stock had an initial conversion price of $1.244 per share. As a result of certain anti-dilution adjustments, the current conversion price is $0.9047 per share. The Series C-V Preferred Stock is convertible immediately and has no expiration date. F3: This Form 5 is being filed to report certain transactions that occurred during the Issuer's fiscal year that ends December 31, 2004 that have not previously been reported on Form 4. The amount of shares beneficially owned reflects holdings as of June 4, 2004. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interests therein. F1: See General Remarks. F8: Represents 820,911 shares of the Issuer's Series C-VI Preferred Stock, 5,357,143 shares of the Issuer's Series C-VI Warrants and 400,000 shares of the Issuer's Series A Preferred Stock directly beneficially owned by The Travelers Insurance Company ("TIC") as of June 4, 2004. TIC is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). |
| Series C-VI Preferred StockSEC Table II · derivative / convertible security | IndirectBy Subsidiary | 766,090 |
Reported balance
Holding disclosure · report date 2004-12-31 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 766,090 F5: The Series C-VI Preferred Stock had an initial conversion price of $0.5601 per share. As a result of certain anti-dilution adjustments, the current conversion price is $0.5226 per share. The Series C-VI Preferred Stock is convertible immediately and has no expiration date. F8: Represents 820,911 shares of the Issuer's Series C-VI Preferred Stock, 5,357,143 shares of the Issuer's Series C-VI Warrants and 400,000 shares of the Issuer's Series A Preferred Stock directly beneficially owned by The Travelers Insurance Company ("TIC") as of June 4, 2004. TIC is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). |
| Series C-VI WarrantsSEC Table II · derivative / convertible security | IndirectBy Subsidiary | 5,357,143 |
Reported balance
Holding disclosure · report date 2004-12-31 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 5,357,143 F6: The Series C-VI Warrants have an exercise price of $0.56 per share, are exercisable immediately and have an expiration date of August 9, 2005. F8: Represents 820,911 shares of the Issuer's Series C-VI Preferred Stock, 5,357,143 shares of the Issuer's Series C-VI Warrants and 400,000 shares of the Issuer's Series A Preferred Stock directly beneficially owned by The Travelers Insurance Company ("TIC") as of June 4, 2004. TIC is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). |
| Series A Preferred StockSEC Table II · derivative / convertible security | IndirectBy Subsidiary | 400,000 |
Reported balance
Holding disclosure · report date 2004-12-31 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 400,000 F7: The Series A Preferred Stock has a conversion price of $7.50 per share, is convertible immediately and has no expiration date. F8: Represents 820,911 shares of the Issuer's Series C-VI Preferred Stock, 5,357,143 shares of the Issuer's Series C-VI Warrants and 400,000 shares of the Issuer's Series A Preferred Stock directly beneficially owned by The Travelers Insurance Company ("TIC") as of June 4, 2004. TIC is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). |
Filing footnotes · ownership attribution and instrument terms
F1: See General Remarks.
F2: The Series C-IV Preferred Stock had an initial conversion price of $2.65 per share. As a result of certain anti-dilution adjustments, the current conversion price is $1.7549 per share. The Series C-IV Preferred Stock is convertible immediately and has no expiration date.
F3: This Form 5 is being filed to report certain transactions that occurred during the Issuer's fiscal year that ends December 31, 2004 that have not previously been reported on Form 4. The amount of shares beneficially owned reflects holdings as of June 4, 2004. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interests therein.
F4: The Series C-V Preferred Stock had an initial conversion price of $1.244 per share. As a result of certain anti-dilution adjustments, the current conversion price is $0.9047 per share. The Series C-V Preferred Stock is convertible immediately and has no expiration date.
F5: The Series C-VI Preferred Stock had an initial conversion price of $0.5601 per share. As a result of certain anti-dilution adjustments, the current conversion price is $0.5226 per share. The Series C-VI Preferred Stock is convertible immediately and has no expiration date.
F6: The Series C-VI Warrants have an exercise price of $0.56 per share, are exercisable immediately and have an expiration date of August 9, 2005.
F7: The Series A Preferred Stock has a conversion price of $7.50 per share, is convertible immediately and has no expiration date.
F8: Represents 820,911 shares of the Issuer's Series C-VI Preferred Stock, 5,357,143 shares of the Issuer's Series C-VI Warrants and 400,000 shares of the Issuer's Series A Preferred Stock directly beneficially owned by The Travelers Insurance Company ("TIC") as of June 4, 2004. TIC is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup").
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 21, 2004 Filed Jan 23, 2004 22:05 UTC | EMAGIN CORP EMA · Entity 17698 | SaleCommon Stock | 250,000 | $2.99 | $747,500.00 |
DisclosureSEC source: 0001181431-04-004200 · rrd29935.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 3,579,876 F1 · ownership.nature: The Travelers Insurance Company ("Travelers") directly beneficially owns the securities reported herein. Travelers is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Each of Citigroup Insurance, Associated Madison and Citigroup disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. Read SEC document |
| January 15, 2004 Filed Jan 20, 2004 22:25 UTC | ON2 TECHNOLOGIES INC ONT · Entity 17634 | SaleCommon Stock | 50,000 | $1.52 | $76,000.00 |
DisclosureSEC source: 0001181431-04-003365 · rrd29342.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,695,900 F1 · ownership.nature: See General Remarks. Read SEC document |
| January 14, 2004 Filed Jan 16, 2004 21:29 UTC | ON2 TECHNOLOGIES INC ONT · Entity 17634 | SaleCommon Stock | 50,000 | $1.54 | $77,000.00 |
DisclosureSEC source: 0001181431-04-003074 · rrd29210.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,745,900 F1 · ownership.nature: See General Remarks. Read SEC document |
| January 13, 2004 Filed Jan 15, 2004 22:04 UTC | ON2 TECHNOLOGIES INC ONT · Entity 17634 | SaleCommon Stock | 200,000 | $1.52 | $304,000.00 |
DisclosureSEC source: 0001181431-04-002876 · rrd29113.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,795,900 F1 · ownership.nature: See General Remarks. Read SEC document |
| January 12, 2004 Filed Jan 14, 2004 22:53 UTC | ON2 TECHNOLOGIES INC ONT · Entity 17634 | SaleCommon Stock | 640,500 | $1.54 | $986,370.00 |
DisclosureSEC source: 0001181431-04-002761 · rrd29112.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,995,900 F1 · ownership.nature: See General Remarks. Read SEC document |
| January 08, 2004 Filed Jan 12, 2004 18:15 UTC | ON2 TECHNOLOGIES INC ONT · Entity 17634 | SaleCommon Stock | 100,000 | $1.41 | $141,000.00 |
DisclosureSEC source: 0001181431-04-002301 · rrd28533.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 2,636,400 F1 · ownership.nature: See General Remarks. Read SEC document |
| January 07, 2004 Filed Jan 9, 2004 22:06 UTC | ON2 TECHNOLOGIES INC ONT · Entity 17634 | SaleCommon Stock | 50,000 | $1.44 | $72,000.00 |
DisclosureSEC source: 0001181431-04-002130 · rrd28398.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 2,736,400 F1 · ownership.nature: See General Remarks. Read SEC document |
| January 06, 2004 Filed Jan 8, 2004 21:13 UTC | ON2 TECHNOLOGIES INC ONT · Entity 17634 | SaleCommon Stock | 209,500 | $1.42 | $297,490.00 |
DisclosureSEC source: 0001181431-04-001828 · rrd28201.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 2,786,400 F1 · ownership.nature: See General Remarks. Read SEC document |
| December 27, 2003 Filed Jan 23, 2004 22:01 UTC | EMAGIN CORP EMA · Entity 17698 | OtherCall Options (obligation to sell) · Derivative | 1,333,334 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-04-004195 · rrd29779.xml · derivative · entry 17 CITIGROUP INC · CIK 0000831001 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 Underlying: Common Stock · 1,333,334 shares Expires not disclosed F2 · derivative.exercise_price: The options had an exercise price of $0.53 per share, were exercisable immediately, and had an expiration date of December 31, 2003. F3 · price: The options were granted in consideration for certain investments in the Issuer that were made in connection with refinancing transactions that occurred in April 2003. F2 · derivative.exercise_date: The options had an exercise price of $0.53 per share, were exercisable immediately, and had an expiration date of December 31, 2003. F2 · derivative.expiration_date: The options had an exercise price of $0.53 per share, were exercisable immediately, and had an expiration date of December 31, 2003. F1 · ownership.nature: The Travelers Insurance Company ("Travelers") directly beneficially owns the securities reported herein. Travelers is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Each of Citigroup Insurance, Associated Madison and Citigroup disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. Read SEC document |
| December 27, 2003 Filed Jan 23, 2004 22:01 UTC | EMAGIN CORP EMA · Entity 17698 | OtherCommon Stock | 1,333,334 | $0.53 | $706,667.02 |
DisclosureSEC source: 0001181431-04-004195 · rrd29779.xml · nonDerivative · entry 8 CITIGROUP INC · CIK 0000831001 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 3,829,876 F1 · ownership.nature: The Travelers Insurance Company ("Travelers") directly beneficially owns the securities reported herein. Travelers is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Each of Citigroup Insurance, Associated Madison and Citigroup disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. Read SEC document |
| December 22, 2003 Filed Jan 23, 2004 22:01 UTC | EMAGIN CORP EMA · Entity 17698 | OtherCall Options (obligation to sell) · Derivative | 666,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-04-004195 · rrd29779.xml · derivative · entry 16 CITIGROUP INC · CIK 0000831001 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 Underlying: Common Stock · 666,667 shares Expires not disclosed F2 · derivative.exercise_price: The options had an exercise price of $0.53 per share, were exercisable immediately, and had an expiration date of December 31, 2003. F3 · price: The options were granted in consideration for certain investments in the Issuer that were made in connection with refinancing transactions that occurred in April 2003. F2 · derivative.exercise_date: The options had an exercise price of $0.53 per share, were exercisable immediately, and had an expiration date of December 31, 2003. F2 · derivative.expiration_date: The options had an exercise price of $0.53 per share, were exercisable immediately, and had an expiration date of December 31, 2003. F1 · ownership.nature: The Travelers Insurance Company ("Travelers") directly beneficially owns the securities reported herein. Travelers is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Each of Citigroup Insurance, Associated Madison and Citigroup disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. Read SEC document |
| December 22, 2003 Filed Jan 23, 2004 22:01 UTC | EMAGIN CORP EMA · Entity 17698 | OtherCall Options (obligation to sell) · Derivative | 1,733,335 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-04-004195 · rrd29779.xml · derivative · entry 15 CITIGROUP INC · CIK 0000831001 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 Underlying: Common Stock · 1,733,335 shares Expires not disclosed F2 · derivative.exercise_price: The options had an exercise price of $0.53 per share, were exercisable immediately, and had an expiration date of December 31, 2003. F3 · price: The options were granted in consideration for certain investments in the Issuer that were made in connection with refinancing transactions that occurred in April 2003. F2 · derivative.exercise_date: The options had an exercise price of $0.53 per share, were exercisable immediately, and had an expiration date of December 31, 2003. F2 · derivative.expiration_date: The options had an exercise price of $0.53 per share, were exercisable immediately, and had an expiration date of December 31, 2003. F1 · ownership.nature: The Travelers Insurance Company ("Travelers") directly beneficially owns the securities reported herein. Travelers is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Each of Citigroup Insurance, Associated Madison and Citigroup disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. Read SEC document |
| December 22, 2003 Filed Jan 23, 2004 22:01 UTC | EMAGIN CORP EMA · Entity 17698 | OtherCommon Stock | 666,667 | $0.53 | $353,333.51 |
DisclosureSEC source: 0001181431-04-004195 · rrd29779.xml · nonDerivative · entry 7 CITIGROUP INC · CIK 0000831001 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 5,163,210 F1 · ownership.nature: The Travelers Insurance Company ("Travelers") directly beneficially owns the securities reported herein. Travelers is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Each of Citigroup Insurance, Associated Madison and Citigroup disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. Read SEC document |
| December 22, 2003 Filed Jan 23, 2004 22:01 UTC | EMAGIN CORP EMA · Entity 17698 | OtherCommon Stock | 1,733,335 | $0.53 | $918,667.55 |
DisclosureSEC source: 0001181431-04-004195 · rrd29779.xml · nonDerivative · entry 6 CITIGROUP INC · CIK 0000831001 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 5,829,877 F1 · ownership.nature: The Travelers Insurance Company ("Travelers") directly beneficially owns the securities reported herein. Travelers is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Each of Citigroup Insurance, Associated Madison and Citigroup disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. Read SEC document |
| December 19, 2003 Filed Jan 23, 2004 22:01 UTC | EMAGIN CORP EMA · Entity 17698 | OtherCall Options (obligation to sell) · Derivative | 83,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-04-004195 · rrd29779.xml · derivative · entry 14 CITIGROUP INC · CIK 0000831001 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 Underlying: Common Stock · 83,333 shares Expires not disclosed F2 · derivative.exercise_price: The options had an exercise price of $0.53 per share, were exercisable immediately, and had an expiration date of December 31, 2003. F3 · price: The options were granted in consideration for certain investments in the Issuer that were made in connection with refinancing transactions that occurred in April 2003. F2 · derivative.exercise_date: The options had an exercise price of $0.53 per share, were exercisable immediately, and had an expiration date of December 31, 2003. F2 · derivative.expiration_date: The options had an exercise price of $0.53 per share, were exercisable immediately, and had an expiration date of December 31, 2003. F1 · ownership.nature: The Travelers Insurance Company ("Travelers") directly beneficially owns the securities reported herein. Travelers is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Each of Citigroup Insurance, Associated Madison and Citigroup disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. Read SEC document |
| December 19, 2003 Filed Jan 23, 2004 22:01 UTC | EMAGIN CORP EMA · Entity 17698 | OtherCommon Stock | 83,333 | $0.53 | $44,166.49 |
DisclosureSEC source: 0001181431-04-004195 · rrd29779.xml · nonDerivative · entry 5 CITIGROUP INC · CIK 0000831001 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 7,563,212 F1 · ownership.nature: The Travelers Insurance Company ("Travelers") directly beneficially owns the securities reported herein. Travelers is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Each of Citigroup Insurance, Associated Madison and Citigroup disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. Read SEC document |
| December 01, 2003 Filed Jan 23, 2004 22:01 UTC | EMAGIN CORP EMA · Entity 17698 | OtherCall Options (obligation to sell) · Derivative | 26,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-04-004195 · rrd29779.xml · derivative · entry 13 CITIGROUP INC · CIK 0000831001 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 Underlying: Common Stock · 26,666 shares Expires not disclosed F2 · derivative.exercise_price: The options had an exercise price of $0.53 per share, were exercisable immediately, and had an expiration date of December 31, 2003. F3 · price: The options were granted in consideration for certain investments in the Issuer that were made in connection with refinancing transactions that occurred in April 2003. F2 · derivative.exercise_date: The options had an exercise price of $0.53 per share, were exercisable immediately, and had an expiration date of December 31, 2003. F2 · derivative.expiration_date: The options had an exercise price of $0.53 per share, were exercisable immediately, and had an expiration date of December 31, 2003. F1 · ownership.nature: The Travelers Insurance Company ("Travelers") directly beneficially owns the securities reported herein. Travelers is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Each of Citigroup Insurance, Associated Madison and Citigroup disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. Read SEC document |
| December 01, 2003 Filed Jan 23, 2004 22:01 UTC | EMAGIN CORP EMA · Entity 17698 | OtherCall Options (obligation to sell) · Derivative | 26,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-04-004195 · rrd29779.xml · derivative · entry 12 CITIGROUP INC · CIK 0000831001 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 Underlying: Common Stock · 26,666 shares Expires not disclosed F2 · derivative.exercise_price: The options had an exercise price of $0.53 per share, were exercisable immediately, and had an expiration date of December 31, 2003. F3 · price: The options were granted in consideration for certain investments in the Issuer that were made in connection with refinancing transactions that occurred in April 2003. F2 · derivative.exercise_date: The options had an exercise price of $0.53 per share, were exercisable immediately, and had an expiration date of December 31, 2003. F2 · derivative.expiration_date: The options had an exercise price of $0.53 per share, were exercisable immediately, and had an expiration date of December 31, 2003. F1 · ownership.nature: The Travelers Insurance Company ("Travelers") directly beneficially owns the securities reported herein. Travelers is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Each of Citigroup Insurance, Associated Madison and Citigroup disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. Read SEC document |
| December 01, 2003 Filed Jan 23, 2004 22:01 UTC | EMAGIN CORP EMA · Entity 17698 | OtherCall Options (obligation to sell) · Derivative | 96,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-04-004195 · rrd29779.xml · derivative · entry 11 CITIGROUP INC · CIK 0000831001 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 Underlying: Common Stock · 96,666 shares Expires not disclosed F2 · derivative.exercise_price: The options had an exercise price of $0.53 per share, were exercisable immediately, and had an expiration date of December 31, 2003. F3 · price: The options were granted in consideration for certain investments in the Issuer that were made in connection with refinancing transactions that occurred in April 2003. F2 · derivative.exercise_date: The options had an exercise price of $0.53 per share, were exercisable immediately, and had an expiration date of December 31, 2003. F2 · derivative.expiration_date: The options had an exercise price of $0.53 per share, were exercisable immediately, and had an expiration date of December 31, 2003. F1 · ownership.nature: The Travelers Insurance Company ("Travelers") directly beneficially owns the securities reported herein. Travelers is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Each of Citigroup Insurance, Associated Madison and Citigroup disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. Read SEC document |
| December 01, 2003 Filed Jan 23, 2004 22:01 UTC | EMAGIN CORP EMA · Entity 17698 | OtherCommon Stock | 26,666 | $0.53 | $14,132.98 |
DisclosureSEC source: 0001181431-04-004195 · rrd29779.xml · nonDerivative · entry 4 CITIGROUP INC · CIK 0000831001 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 7,646,545 F1 · ownership.nature: The Travelers Insurance Company ("Travelers") directly beneficially owns the securities reported herein. Travelers is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Each of Citigroup Insurance, Associated Madison and Citigroup disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. Read SEC document |
| December 01, 2003 Filed Jan 23, 2004 22:01 UTC | EMAGIN CORP EMA · Entity 17698 | OtherCommon Stock | 26,666 | $0.53 | $14,132.98 |
DisclosureSEC source: 0001181431-04-004195 · rrd29779.xml · nonDerivative · entry 3 CITIGROUP INC · CIK 0000831001 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 7,673,211 F1 · ownership.nature: The Travelers Insurance Company ("Travelers") directly beneficially owns the securities reported herein. Travelers is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Each of Citigroup Insurance, Associated Madison and Citigroup disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. Read SEC document |
| December 01, 2003 Filed Jan 23, 2004 22:01 UTC | EMAGIN CORP EMA · Entity 17698 | OtherCommon Stock | 96,666 | $0.53 | $51,232.98 |
DisclosureSEC source: 0001181431-04-004195 · rrd29779.xml · nonDerivative · entry 2 CITIGROUP INC · CIK 0000831001 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 7,699,877 F1 · ownership.nature: The Travelers Insurance Company ("Travelers") directly beneficially owns the securities reported herein. Travelers is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Each of Citigroup Insurance, Associated Madison and Citigroup disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. Read SEC document |
| November 18, 2003 Filed Nov 19, 2003 22:27 UTC | ON2 TECHNOLOGIES INC ONT · Entity 17634 | SaleCommon Stock | 254,100 | $1.88 | $477,708.00 |
DisclosureSEC source: 0001181431-03-031839 · rrd23306.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 2,995,900 F1 · ownership.nature: See General Remarks. Read SEC document |
| November 18, 2003 Filed Dec 16, 2003 20:42 UTC Amendment | ON2 TECHNOLOGIES INC ONT · Entity 17634 | SaleCommon Stock | 254,100 | $1.99 | $505,659.00 |
DisclosureSEC source: 0001181431-03-036034 · rrd25826.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 2,995,900 F1 · ownership.nature: See General Remarks. Read SEC document |
| November 17, 2003 Filed Nov 19, 2003 22:21 UTC | ON2 TECHNOLOGIES INC ONT · Entity 17634 | SaleCommon Stock | 1,000,000 | $1.85 | $1,850,000.00 |
DisclosureSEC source: 0001181431-03-031838 · rrd23188.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 3,250,000 F1 · ownership.nature: See General Remarks. Read SEC document |
| November 10, 2003 Filed Nov 12, 2003 22:59 UTC | ON2 TECHNOLOGIES INC ONT · Entity 17634 | SaleCommon Stock | 1,000,000 | $1.25 | $1,250,000.00 |
DisclosureSEC source: 0001181431-03-030607 · rrd22622.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 4,250,000 F1 · ownership.nature: See General Remarks. Read SEC document |
| November 04, 2003 Filed Nov 12, 2003 22:59 UTC | ON2 TECHNOLOGIES INC ONT · Entity 17634 | ConversionSeries C-VI Preferred Stock · Derivative | 2,432,051 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-03-030608 · rrd22601.xml · derivative · entry 4 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,139,378 Underlying: Common Stock · 2,606,087 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Series C-VI Preferred Stock has an exercise price of $0.5222 per share, is exercisable immediately and has no expiration date. F3 · price: The Series C-VI Preferred Stock has an exercise price of $0.5222 per share, is exercisable immediately and has no expiration date. F3 · derivative.exercise_date: The Series C-VI Preferred Stock has an exercise price of $0.5222 per share, is exercisable immediately and has no expiration date. F3 · derivative.expiration_date: The Series C-VI Preferred Stock has an exercise price of $0.5222 per share, is exercisable immediately and has no expiration date. F1 · ownership.nature: See General Remarks. Read SEC document |
| November 04, 2003 Filed Nov 12, 2003 22:59 UTC | ON2 TECHNOLOGIES INC ONT · Entity 17634 | ConversionSeries C-V Preferred Stock · Derivative | 1,922,802 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-03-030608 · rrd22601.xml · derivative · entry 3 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 2,176,876 Underlying: Common Stock · 2,643,913 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Series C-V Preferred Stock has an exercise price of $0.9047 per share, is exercisable immediately and has no expiration date. F2 · price: The Series C-V Preferred Stock has an exercise price of $0.9047 per share, is exercisable immediately and has no expiration date. F2 · derivative.exercise_date: The Series C-V Preferred Stock has an exercise price of $0.9047 per share, is exercisable immediately and has no expiration date. F2 · derivative.expiration_date: The Series C-V Preferred Stock has an exercise price of $0.9047 per share, is exercisable immediately and has no expiration date. F1 · ownership.nature: See General Remarks. Read SEC document |
| November 04, 2003 Filed Nov 12, 2003 22:59 UTC | ON2 TECHNOLOGIES INC ONT · Entity 17634 | ConversionCommon Stock | 2,606,087 | $0.52 | $1,360,898.63 |
DisclosureSEC source: 0001181431-03-030608 · rrd22601.xml · nonDerivative · entry 2 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 5,250,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: See General Remarks. Read SEC document |
| November 04, 2003 Filed Nov 12, 2003 22:59 UTC | ON2 TECHNOLOGIES INC ONT · Entity 17634 | ConversionCommon Stock | 2,643,913 | $0.90 | $2,391,948.09 |
DisclosureSEC source: 0001181431-03-030608 · rrd22601.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 2,643,913 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: See General Remarks. Read SEC document |
| November 04, 2003 Filed Jan 23, 2004 22:01 UTC | EMAGIN CORP EMA · Entity 17698 | OtherCall Options (obligation to sell) · Derivative | 33,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-04-004195 · rrd29779.xml · derivative · entry 10 CITIGROUP INC · CIK 0000831001 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 Underlying: Common Stock · 33,333 shares Expires not disclosed F2 · derivative.exercise_price: The options had an exercise price of $0.53 per share, were exercisable immediately, and had an expiration date of December 31, 2003. F3 · price: The options were granted in consideration for certain investments in the Issuer that were made in connection with refinancing transactions that occurred in April 2003. F2 · derivative.exercise_date: The options had an exercise price of $0.53 per share, were exercisable immediately, and had an expiration date of December 31, 2003. F2 · derivative.expiration_date: The options had an exercise price of $0.53 per share, were exercisable immediately, and had an expiration date of December 31, 2003. F1 · ownership.nature: The Travelers Insurance Company ("Travelers") directly beneficially owns the securities reported herein. Travelers is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Each of Citigroup Insurance, Associated Madison and Citigroup disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. Read SEC document |
| November 04, 2003 Filed Jan 23, 2004 22:01 UTC | EMAGIN CORP EMA · Entity 17698 | OtherCommon Stock | 33,333 | $0.53 | $17,666.49 |
DisclosureSEC source: 0001181431-04-004195 · rrd29779.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 7,796,543 F1 · ownership.nature: The Travelers Insurance Company ("Travelers") directly beneficially owns the securities reported herein. Travelers is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Each of Citigroup Insurance, Associated Madison and Citigroup disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. Read SEC document |
| August 19, 2003 Filed Sep 2, 2003 19:27 UTC | ON2 TECHNOLOGIES INC ONT · Entity 17634 | SaleCommon Stock | 1,901,400 | $1.79 | $3,403,506.00 |
DisclosureSEC source: 0001181431-03-021331 · rrd16998.xml · nonDerivative · entry 2 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F1 · balance_after: This Form 5 is being filed to report certain transactions that occurred during the Issuer's fiscal year that ends December 31, 2003 that have not previously been reported on Form 4. The amount of shares beneficially owned reflects holdings as of August 29, 2003. F2 · ownership.nature: See General Remarks. Read SEC document |
| April 25, 2003 Filed Jan 23, 2004 22:01 UTC | EMAGIN CORP EMA · Entity 17698 | SaleCall Options (obligation to sell) · Derivative | 4,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-04-004195 · rrd29779.xml · derivative · entry 9 CITIGROUP INC · CIK 0000831001 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 Underlying: Common Stock · 4,000,000 shares Expires not disclosed F2 · derivative.exercise_price: The options had an exercise price of $0.53 per share, were exercisable immediately, and had an expiration date of December 31, 2003. F3 · price: The options were granted in consideration for certain investments in the Issuer that were made in connection with refinancing transactions that occurred in April 2003. F2 · derivative.exercise_date: The options had an exercise price of $0.53 per share, were exercisable immediately, and had an expiration date of December 31, 2003. F2 · derivative.expiration_date: The options had an exercise price of $0.53 per share, were exercisable immediately, and had an expiration date of December 31, 2003. F1 · ownership.nature: The Travelers Insurance Company ("Travelers") directly beneficially owns the securities reported herein. Travelers is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Each of Citigroup Insurance, Associated Madison and Citigroup disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. Read SEC document |
| April 09, 2003 Filed Sep 2, 2003 19:27 UTC | ON2 TECHNOLOGIES INC ONT · Entity 17634 | SaleCommon Stock | 500,000 | $0.31 | $155,000.00 |
DisclosureSEC source: 0001181431-03-021331 · rrd16998.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,901,400 F1 · balance_after: This Form 5 is being filed to report certain transactions that occurred during the Issuer's fiscal year that ends December 31, 2003 that have not previously been reported on Form 4. The amount of shares beneficially owned reflects holdings as of August 29, 2003. F2 · ownership.nature: See General Remarks. Read SEC document |
| March 25, 2003 Filed Sep 2, 2003 19:27 UTC | ON2 TECHNOLOGIES INC ONT · Entity 17634 | Disposition to issuerSeries C-V Warrants · Derivative | 1,397,072 | $0.02 | $27,941.44 |
DisclosureSEC source: 0001181431-03-021331 · rrd16998.xml · derivative · entry 4 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 Underlying: Common Stock · 1,397,072 shares Expires 2003-06-07 F4 · derivative.exercise_price: As of March 25, 2003, the Series C-V Warrants had an exercise price of $0.84 per share and were exercisable immediately. F4 · derivative.exercise_date: As of March 25, 2003, the Series C-V Warrants had an exercise price of $0.84 per share and were exercisable immediately. F1 · balance_after: This Form 5 is being filed to report certain transactions that occurred during the Issuer's fiscal year that ends December 31, 2003 that have not previously been reported on Form 4. The amount of shares beneficially owned reflects holdings as of August 29, 2003. F2 · ownership.nature: See General Remarks. Read SEC document |
| March 25, 2003 Filed Sep 2, 2003 19:27 UTC | ON2 TECHNOLOGIES INC ONT · Entity 17634 | Disposition to issuerSeries C-IV Warrants · Derivative | 697,064 | $0.02 | $13,941.28 |
DisclosureSEC source: 0001181431-03-021331 · rrd16998.xml · derivative · entry 3 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 Underlying: Common Stock · 697,064 shares Expires 2003-06-07 F3 · derivative.exercise_price: As of March 25, 2003, the Series C-IV Warrants had an exercise price of $1.75 per share and were exercisable immediately. F3 · derivative.exercise_date: As of March 25, 2003, the Series C-IV Warrants had an exercise price of $1.75 per share and were exercisable immediately. F1 · balance_after: This Form 5 is being filed to report certain transactions that occurred during the Issuer's fiscal year that ends December 31, 2003 that have not previously been reported on Form 4. The amount of shares beneficially owned reflects holdings as of August 29, 2003. F2 · ownership.nature: See General Remarks. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.