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SWARTZ JAMES R

Disclosed activity across 2 companies

Tapewire entity
168029
SEC CIK
0001219237

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

FORESCOUT TECHNOLOGIES, INC

Report date March 23, 2018 · Filed March 27, 2018

Jointly reported with ACCEL VIII ASSOCIATES LLC, ACCEL VIII LP, ACCEL INTERNET FUND IV LP, ACCEL INVESTORS 2000 LLC, PATTERSON ARTHUR C

Section 16 reporting ended · disclosed 2018-03-27. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnote2,773,380 Reported balance After 2018-03-23 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2018-03-23 · Sale · Disposed 929,881 · Balance 2,773,380

F1: The Reporting Persons sold shares to the underwriters in connection with the closing of the Issuer's follow-on public offering. The reported sale price reflects the price at which the Reporting Person sold shares to the underwriters, which is net of underwriting commissions.

F2: The shares are held of record by Accel VIII L.P. ("Accel VIII"). Arthur C. Patterson and James R. Swartz are the managing members of Accel VIII Associates LLC ("Accel Associates"), the general partner of Accel VIII, and share voting and dispositive power over the shares held by Accel VIII. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectSee footnote544,726 Reported balance After 2018-03-23 transaction · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · 2018-03-23 · Sale · Disposed 182,639 · Balance 544,726

F1: The Reporting Persons sold shares to the underwriters in connection with the closing of the Issuer's follow-on public offering. The reported sale price reflects the price at which the Reporting Person sold shares to the underwriters, which is net of underwriting commissions.

F3: The shares are held of record by Accel Internet Fund IV L.P. ("Fund IV"). Messrs. Patterson and Swartz are the managing members of Accel Associates, the general partner of Fund IV, and share voting and dispositive power over the shares held by Fund IV. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectSee footnote240,139 Reported balance After 2018-03-23 transaction · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · 2018-03-23 · Sale · Disposed 80,515 · Balance 240,139

F1: The Reporting Persons sold shares to the underwriters in connection with the closing of the Issuer's follow-on public offering. The reported sale price reflects the price at which the Reporting Person sold shares to the underwriters, which is net of underwriting commissions.

F4: The shares are held of record by Accel Investors 2000 L.L.C. ("Investors 2000"). Messrs. Patterson and Swartz are the managing members of Investors 2000 and share voting and dispositive power over the shares held by Investors 2000. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectSee footnote25,000 Reported balance Holding disclosure · report date 2018-03-23 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 25,000

F5: The shares are held directly by ACP Family Partnership L.P. Members of Arthur C. Patterson's immediate family are beneficial holders of ACP Family Partnership L.P., and the reporting person may be deemed to exercise voting and investment power over such shares.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Persons sold shares to the underwriters in connection with the closing of the Issuer's follow-on public offering. The reported sale price reflects the price at which the Reporting Person sold shares to the underwriters, which is net of underwriting commissions.

F2: The shares are held of record by Accel VIII L.P. ("Accel VIII"). Arthur C. Patterson and James R. Swartz are the managing members of Accel VIII Associates LLC ("Accel Associates"), the general partner of Accel VIII, and share voting and dispositive power over the shares held by Accel VIII. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

F3: The shares are held of record by Accel Internet Fund IV L.P. ("Fund IV"). Messrs. Patterson and Swartz are the managing members of Accel Associates, the general partner of Fund IV, and share voting and dispositive power over the shares held by Fund IV. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

F4: The shares are held of record by Accel Investors 2000 L.L.C. ("Investors 2000"). Messrs. Patterson and Swartz are the managing members of Investors 2000 and share voting and dispositive power over the shares held by Investors 2000. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

F5: The shares are held directly by ACP Family Partnership L.P. Members of Arthur C. Patterson's immediate family are beneficial holders of ACP Family Partnership L.P., and the reporting person may be deemed to exercise voting and investment power over such shares.

Section 16 reporting ended · disclosed 2017-05-10. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnote1,309,356 Reported balance After 2017-05-08 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2017-05-08 · Other · Disposed 1,309,356 · Balance 1,309,356

F1: Represents a pro rata distribution, and not a purchase or sale, without additional consideration by Accel Europe L.P. ("AE") and Accel Europe Investors 2004 L.P. ("AEI") to their respective limited and general partners.

F2: The reportable securities are owned directly by AE. James R. Swartz and Kevin Comolli (collectively, the "AEA Managers") are the managers of Accel Europe Associates L.L.C. ("AEA LLC"). AEA LLC is the general partner of Accel Europe Associates L.P. ("AEA LP"), which is the general partner of AE. The AEA Managers, AEA LLC and AEA LP may be deemed to share voting and investment power over the shares held by AE and each disclaim beneficial ownership of shares held by AE except to the extent of any pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee Footnote31,372 Reported balance After 2017-05-08 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2017-05-08 · Other · Disposed 31,373 · Balance 31,372

F1: Represents a pro rata distribution, and not a purchase or sale, without additional consideration by Accel Europe L.P. ("AE") and Accel Europe Investors 2004 L.P. ("AEI") to their respective limited and general partners.

F3: The reportable securities are owned directly by AEI. The AEA Managers are the managers of AEA LLC. AEA LLC is the general partner of AEI. The AEA Managers and AEA LLC may be deemed to share voting and investment power over the shares held by AEI and each disclaim beneficial ownership of shares held by AEI except to the extent of any pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee Footnote26,568 Reported balance After 2017-05-08 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2017-05-08 · Other · Acquired 10,078 · Balance 26,568

F1: Represents a pro rata distribution, and not a purchase or sale, without additional consideration by Accel Europe L.P. ("AE") and Accel Europe Investors 2004 L.P. ("AEI") to their respective limited and general partners.

F4: The reportable securities are owned directly by James R. Swartz.

Common StockSEC Table I · non-derivativeIndirectSee Footnote30,672 Reported balance After 2017-05-08 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2017-05-08 · Other · Acquired 9,112 · Balance 30,672

F1: Represents a pro rata distribution, and not a purchase or sale, without additional consideration by Accel Europe L.P. ("AE") and Accel Europe Investors 2004 L.P. ("AEI") to their respective limited and general partners.

F5: The reportable securities are owned directly by Homestake Partners L.P. James R. Swartz is a general partner of Homestake Partners L.P.

Common StockSEC Table I · non-derivativeIndirectSee Footnote34,379 Reported balance After 2017-05-08 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2017-05-08 · Other · Acquired 7,985 · Balance 34,379

F1: Represents a pro rata distribution, and not a purchase or sale, without additional consideration by Accel Europe L.P. ("AE") and Accel Europe Investors 2004 L.P. ("AEI") to their respective limited and general partners.

F6: The reportable securities are owned directly by Burn3, LLC. James R. Swartz is a managing member of Burn3, LLC.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a pro rata distribution, and not a purchase or sale, without additional consideration by Accel Europe L.P. ("AE") and Accel Europe Investors 2004 L.P. ("AEI") to their respective limited and general partners.

F2: The reportable securities are owned directly by AE. James R. Swartz and Kevin Comolli (collectively, the "AEA Managers") are the managers of Accel Europe Associates L.L.C. ("AEA LLC"). AEA LLC is the general partner of Accel Europe Associates L.P. ("AEA LP"), which is the general partner of AE. The AEA Managers, AEA LLC and AEA LP may be deemed to share voting and investment power over the shares held by AE and each disclaim beneficial ownership of shares held by AE except to the extent of any pecuniary interest therein.

F3: The reportable securities are owned directly by AEI. The AEA Managers are the managers of AEA LLC. AEA LLC is the general partner of AEI. The AEA Managers and AEA LLC may be deemed to share voting and investment power over the shares held by AEI and each disclaim beneficial ownership of shares held by AEI except to the extent of any pecuniary interest therein.

F4: The reportable securities are owned directly by James R. Swartz.

F5: The reportable securities are owned directly by Homestake Partners L.P. James R. Swartz is a general partner of Homestake Partners L.P.

F6: The reportable securities are owned directly by Burn3, LLC. James R. Swartz is a managing member of Burn3, LLC.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 23, 2018 Filed Mar 27, 2018 18:26 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 SaleCommon Stock 80,515 $27.64 $2,225,193.06
Disclosure

SEC source: 0001209191-18-021820 · doc4.xml · nonDerivative · entry 3

ACCEL VIII ASSOCIATES LLC · CIK 0001248538 · 10% owner

ACCEL VIII LP · CIK 0001115786 · 10% owner

ACCEL INTERNET FUND IV LP · CIK 0001119932 · 10% owner

ACCEL INVESTORS 2000 LLC · CIK 0001248459 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 240,139

F1 · kind: The Reporting Persons sold shares to the underwriters in connection with the closing of the Issuer's follow-on public offering. The reported sale price reflects the price at which the Reporting Person sold shares to the underwriters, which is net of underwriting commissions.

F4 · ownership.nature: The shares are held of record by Accel Investors 2000 L.L.C. ("Investors 2000"). Messrs. Patterson and Swartz are the managing members of Investors 2000 and share voting and dispositive power over the shares held by Investors 2000. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Read SEC document
March 23, 2018 Filed Mar 27, 2018 18:26 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 SaleCommon Stock 182,639 $27.64 $5,047,594.04
Disclosure

SEC source: 0001209191-18-021820 · doc4.xml · nonDerivative · entry 2

ACCEL VIII ASSOCIATES LLC · CIK 0001248538 · 10% owner

ACCEL VIII LP · CIK 0001115786 · 10% owner

ACCEL INTERNET FUND IV LP · CIK 0001119932 · 10% owner

ACCEL INVESTORS 2000 LLC · CIK 0001248459 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 544,726

F1 · kind: The Reporting Persons sold shares to the underwriters in connection with the closing of the Issuer's follow-on public offering. The reported sale price reflects the price at which the Reporting Person sold shares to the underwriters, which is net of underwriting commissions.

F3 · ownership.nature: The shares are held of record by Accel Internet Fund IV L.P. ("Fund IV"). Messrs. Patterson and Swartz are the managing members of Accel Associates, the general partner of Fund IV, and share voting and dispositive power over the shares held by Fund IV. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Read SEC document
March 23, 2018 Filed Mar 27, 2018 18:26 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 SaleCommon Stock 929,881 $27.64 $25,699,121.20
Disclosure

SEC source: 0001209191-18-021820 · doc4.xml · nonDerivative · entry 1

ACCEL VIII ASSOCIATES LLC · CIK 0001248538 · 10% owner

ACCEL VIII LP · CIK 0001115786 · 10% owner

ACCEL INTERNET FUND IV LP · CIK 0001119932 · 10% owner

ACCEL INVESTORS 2000 LLC · CIK 0001248459 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,773,380

F1 · kind: The Reporting Persons sold shares to the underwriters in connection with the closing of the Issuer's follow-on public offering. The reported sale price reflects the price at which the Reporting Person sold shares to the underwriters, which is net of underwriting commissions.

F2 · ownership.nature: The shares are held of record by Accel VIII L.P. ("Accel VIII"). Arthur C. Patterson and James R. Swartz are the managing members of Accel VIII Associates LLC ("Accel Associates"), the general partner of Accel VIII, and share voting and dispositive power over the shares held by Accel VIII. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 16:06 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries F Convertible Preferred Stock · Derivative 21,890 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010675 · wf-form4_150965319650246.xml · derivative · entry 22

ACCEL VIII ASSOCIATES LLC · CIK 0001248538 · 10% owner

ACCEL VIII LP · CIK 0001115786 · 10% owner

ACCEL INTERNET FUND IV LP · CIK 0001119932 · 10% owner

ACCEL INVESTORS 2000 LLC · CIK 0001248459 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 21,890 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The Series F Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F6 · derivative.exercise_date: The Series F Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F6 · derivative.expiration_date: The Series F Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F9 · ownership.nature: The shares are held of record by Accel Investors 2000 L.L.C. ("Investors 2000"). Messrs. Patterson and Swartz are the managing members of Investors 2000 and share voting and dispositive power over the shares held by Investors 2000. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 16:06 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries F Convertible Preferred Stock · Derivative 49,650 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010675 · wf-form4_150965319650246.xml · derivative · entry 21

ACCEL VIII ASSOCIATES LLC · CIK 0001248538 · 10% owner

ACCEL VIII LP · CIK 0001115786 · 10% owner

ACCEL INTERNET FUND IV LP · CIK 0001119932 · 10% owner

ACCEL INVESTORS 2000 LLC · CIK 0001248459 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 49,650 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The Series F Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F6 · derivative.exercise_date: The Series F Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F6 · derivative.expiration_date: The Series F Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F8 · ownership.nature: The shares are held of record by Accel Internet Fund IV L.P. ("Fund IV"). Messrs. Patterson and Swartz are the managing members of Accel Associates, the general partner of Fund IV, and share voting and dispositive power over the shares held by Fund IV. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 16:06 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries F Convertible Preferred Stock · Derivative 252,756 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010675 · wf-form4_150965319650246.xml · derivative · entry 20

ACCEL VIII ASSOCIATES LLC · CIK 0001248538 · 10% owner

ACCEL VIII LP · CIK 0001115786 · 10% owner

ACCEL INTERNET FUND IV LP · CIK 0001119932 · 10% owner

ACCEL INVESTORS 2000 LLC · CIK 0001248459 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 252,756 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The Series F Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F6 · derivative.exercise_date: The Series F Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F6 · derivative.expiration_date: The Series F Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F7 · ownership.nature: The shares are held of record by Accel VIII L.P. ("Accel VIII"). Arthur C. Patterson and James R. Swartz are the managing members of Accel VIII Associates LLC ("Accel Associates"), the general partner of Accel VIII, and share voting and dispositive power over the shares held by Accel VIII. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 16:06 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries E Convertible Preferred Stock · Derivative 67,336 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010675 · wf-form4_150965319650246.xml · derivative · entry 19

ACCEL VIII ASSOCIATES LLC · CIK 0001248538 · 10% owner

ACCEL VIII LP · CIK 0001115786 · 10% owner

ACCEL INTERNET FUND IV LP · CIK 0001119932 · 10% owner

ACCEL INVESTORS 2000 LLC · CIK 0001248459 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 67,336 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Series E Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F5 · derivative.exercise_date: The Series E Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F5 · derivative.expiration_date: The Series E Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F9 · ownership.nature: The shares are held of record by Accel Investors 2000 L.L.C. ("Investors 2000"). Messrs. Patterson and Swartz are the managing members of Investors 2000 and share voting and dispositive power over the shares held by Investors 2000. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 16:06 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries E Convertible Preferred Stock · Derivative 152,742 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010675 · wf-form4_150965319650246.xml · derivative · entry 18

ACCEL VIII ASSOCIATES LLC · CIK 0001248538 · 10% owner

ACCEL VIII LP · CIK 0001115786 · 10% owner

ACCEL INTERNET FUND IV LP · CIK 0001119932 · 10% owner

ACCEL INVESTORS 2000 LLC · CIK 0001248459 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 152,742 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Series E Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F5 · derivative.exercise_date: The Series E Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F5 · derivative.expiration_date: The Series E Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F8 · ownership.nature: The shares are held of record by Accel Internet Fund IV L.P. ("Fund IV"). Messrs. Patterson and Swartz are the managing members of Accel Associates, the general partner of Fund IV, and share voting and dispositive power over the shares held by Fund IV. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 16:06 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries E Convertible Preferred Stock · Derivative 777,612 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010675 · wf-form4_150965319650246.xml · derivative · entry 17

ACCEL VIII ASSOCIATES LLC · CIK 0001248538 · 10% owner

ACCEL VIII LP · CIK 0001115786 · 10% owner

ACCEL INTERNET FUND IV LP · CIK 0001119932 · 10% owner

ACCEL INVESTORS 2000 LLC · CIK 0001248459 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 777,612 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Series E Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F5 · derivative.exercise_date: The Series E Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F5 · derivative.expiration_date: The Series E Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F7 · ownership.nature: The shares are held of record by Accel VIII L.P. ("Accel VIII"). Arthur C. Patterson and James R. Swartz are the managing members of Accel VIII Associates LLC ("Accel Associates"), the general partner of Accel VIII, and share voting and dispositive power over the shares held by Accel VIII. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

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October 31, 2017 Filed Nov 2, 2017 16:06 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries D-1 Convertible Preferred Stock · Derivative 15,875 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010675 · wf-form4_150965319650246.xml · derivative · entry 16

ACCEL VIII ASSOCIATES LLC · CIK 0001248538 · 10% owner

ACCEL VIII LP · CIK 0001115786 · 10% owner

ACCEL INTERNET FUND IV LP · CIK 0001119932 · 10% owner

ACCEL INVESTORS 2000 LLC · CIK 0001248459 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 15,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Series D-1 Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F4 · derivative.exercise_date: The Series D-1 Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F4 · derivative.expiration_date: The Series D-1 Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F9 · ownership.nature: The shares are held of record by Accel Investors 2000 L.L.C. ("Investors 2000"). Messrs. Patterson and Swartz are the managing members of Investors 2000 and share voting and dispositive power over the shares held by Investors 2000. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

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October 31, 2017 Filed Nov 2, 2017 16:06 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries D-1 Convertible Preferred Stock · Derivative 36,007 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010675 · wf-form4_150965319650246.xml · derivative · entry 15

ACCEL VIII ASSOCIATES LLC · CIK 0001248538 · 10% owner

ACCEL VIII LP · CIK 0001115786 · 10% owner

ACCEL INTERNET FUND IV LP · CIK 0001119932 · 10% owner

ACCEL INVESTORS 2000 LLC · CIK 0001248459 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 36,007 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Series D-1 Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F4 · derivative.exercise_date: The Series D-1 Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F4 · derivative.expiration_date: The Series D-1 Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F8 · ownership.nature: The shares are held of record by Accel Internet Fund IV L.P. ("Fund IV"). Messrs. Patterson and Swartz are the managing members of Accel Associates, the general partner of Fund IV, and share voting and dispositive power over the shares held by Fund IV. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

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October 31, 2017 Filed Nov 2, 2017 16:06 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries D-1 Convertible Preferred Stock · Derivative 183,308 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010675 · wf-form4_150965319650246.xml · derivative · entry 14

ACCEL VIII ASSOCIATES LLC · CIK 0001248538 · 10% owner

ACCEL VIII LP · CIK 0001115786 · 10% owner

ACCEL INTERNET FUND IV LP · CIK 0001119932 · 10% owner

ACCEL INVESTORS 2000 LLC · CIK 0001248459 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 183,308 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Series D-1 Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F4 · derivative.exercise_date: The Series D-1 Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F4 · derivative.expiration_date: The Series D-1 Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F7 · ownership.nature: The shares are held of record by Accel VIII L.P. ("Accel VIII"). Arthur C. Patterson and James R. Swartz are the managing members of Accel VIII Associates LLC ("Accel Associates"), the general partner of Accel VIII, and share voting and dispositive power over the shares held by Accel VIII. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

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October 31, 2017 Filed Nov 2, 2017 16:06 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries D Convertible Preferred Stock · Derivative 82,597 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010675 · wf-form4_150965319650246.xml · derivative · entry 13

ACCEL VIII ASSOCIATES LLC · CIK 0001248538 · 10% owner

ACCEL VIII LP · CIK 0001115786 · 10% owner

ACCEL INTERNET FUND IV LP · CIK 0001119932 · 10% owner

ACCEL INVESTORS 2000 LLC · CIK 0001248459 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 82,597 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Series D Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F3 · derivative.exercise_date: The Series D Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F3 · derivative.expiration_date: The Series D Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F9 · ownership.nature: The shares are held of record by Accel Investors 2000 L.L.C. ("Investors 2000"). Messrs. Patterson and Swartz are the managing members of Investors 2000 and share voting and dispositive power over the shares held by Investors 2000. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

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October 31, 2017 Filed Nov 2, 2017 16:06 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries D Convertible Preferred Stock · Derivative 187,346 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010675 · wf-form4_150965319650246.xml · derivative · entry 12

ACCEL VIII ASSOCIATES LLC · CIK 0001248538 · 10% owner

ACCEL VIII LP · CIK 0001115786 · 10% owner

ACCEL INTERNET FUND IV LP · CIK 0001119932 · 10% owner

ACCEL INVESTORS 2000 LLC · CIK 0001248459 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 187,346 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Series D Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F3 · derivative.exercise_date: The Series D Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F3 · derivative.expiration_date: The Series D Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F8 · ownership.nature: The shares are held of record by Accel Internet Fund IV L.P. ("Fund IV"). Messrs. Patterson and Swartz are the managing members of Accel Associates, the general partner of Fund IV, and share voting and dispositive power over the shares held by Fund IV. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

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October 31, 2017 Filed Nov 2, 2017 16:06 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries D Convertible Preferred Stock · Derivative 953,737 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010675 · wf-form4_150965319650246.xml · derivative · entry 11

ACCEL VIII ASSOCIATES LLC · CIK 0001248538 · 10% owner

ACCEL VIII LP · CIK 0001115786 · 10% owner

ACCEL INTERNET FUND IV LP · CIK 0001119932 · 10% owner

ACCEL INVESTORS 2000 LLC · CIK 0001248459 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 953,737 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Series D Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F3 · derivative.exercise_date: The Series D Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F3 · derivative.expiration_date: The Series D Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F7 · ownership.nature: The shares are held of record by Accel VIII L.P. ("Accel VIII"). Arthur C. Patterson and James R. Swartz are the managing members of Accel VIII Associates LLC ("Accel Associates"), the general partner of Accel VIII, and share voting and dispositive power over the shares held by Accel VIII. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 16:06 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries C Convertible Preferred Stock · Derivative 521 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010675 · wf-form4_150965319650246.xml · derivative · entry 10

ACCEL VIII ASSOCIATES LLC · CIK 0001248538 · 10% owner

ACCEL VIII LP · CIK 0001115786 · 10% owner

ACCEL INTERNET FUND IV LP · CIK 0001119932 · 10% owner

ACCEL INVESTORS 2000 LLC · CIK 0001248459 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 27,476 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Series C Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F2 · derivative.exercise_date: The Series C Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F2 · derivative.expiration_date: The Series C Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F9 · ownership.nature: The shares are held of record by Accel Investors 2000 L.L.C. ("Investors 2000"). Messrs. Patterson and Swartz are the managing members of Investors 2000 and share voting and dispositive power over the shares held by Investors 2000. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 16:06 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries C Convertible Preferred Stock · Derivative 1,182 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010675 · wf-form4_150965319650246.xml · derivative · entry 9

ACCEL VIII ASSOCIATES LLC · CIK 0001248538 · 10% owner

ACCEL VIII LP · CIK 0001115786 · 10% owner

ACCEL INTERNET FUND IV LP · CIK 0001119932 · 10% owner

ACCEL INVESTORS 2000 LLC · CIK 0001248459 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 62,338 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Series C Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F2 · derivative.exercise_date: The Series C Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F2 · derivative.expiration_date: The Series C Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F8 · ownership.nature: The shares are held of record by Accel Internet Fund IV L.P. ("Fund IV"). Messrs. Patterson and Swartz are the managing members of Accel Associates, the general partner of Fund IV, and share voting and dispositive power over the shares held by Fund IV. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 16:06 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries C Convertible Preferred Stock · Derivative 6,021 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010675 · wf-form4_150965319650246.xml · derivative · entry 8

ACCEL VIII ASSOCIATES LLC · CIK 0001248538 · 10% owner

ACCEL VIII LP · CIK 0001115786 · 10% owner

ACCEL INTERNET FUND IV LP · CIK 0001119932 · 10% owner

ACCEL INVESTORS 2000 LLC · CIK 0001248459 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 317,547 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Series C Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F2 · derivative.exercise_date: The Series C Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F2 · derivative.expiration_date: The Series C Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F7 · ownership.nature: The shares are held of record by Accel VIII L.P. ("Accel VIII"). Arthur C. Patterson and James R. Swartz are the managing members of Accel VIII Associates LLC ("Accel Associates"), the general partner of Accel VIII, and share voting and dispositive power over the shares held by Accel VIII. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 16:06 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries B Convertible Preferred Stock · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010675 · wf-form4_150965319650246.xml · derivative · entry 7

ACCEL VIII ASSOCIATES LLC · CIK 0001248538 · 10% owner

ACCEL VIII LP · CIK 0001115786 · 10% owner

ACCEL INTERNET FUND IV LP · CIK 0001119932 · 10% owner

ACCEL INVESTORS 2000 LLC · CIK 0001248459 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 105,480 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series B Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F1 · derivative.exercise_date: The Series B Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F1 · derivative.expiration_date: The Series B Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F9 · ownership.nature: The shares are held of record by Accel Investors 2000 L.L.C. ("Investors 2000"). Messrs. Patterson and Swartz are the managing members of Investors 2000 and share voting and dispositive power over the shares held by Investors 2000. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 16:06 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries B Convertible Preferred Stock · Derivative 4,537 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010675 · wf-form4_150965319650246.xml · derivative · entry 6

ACCEL VIII ASSOCIATES LLC · CIK 0001248538 · 10% owner

ACCEL VIII LP · CIK 0001115786 · 10% owner

ACCEL INTERNET FUND IV LP · CIK 0001119932 · 10% owner

ACCEL INVESTORS 2000 LLC · CIK 0001248459 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 239,282 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series B Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F1 · derivative.exercise_date: The Series B Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F1 · derivative.expiration_date: The Series B Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F8 · ownership.nature: The shares are held of record by Accel Internet Fund IV L.P. ("Fund IV"). Messrs. Patterson and Swartz are the managing members of Accel Associates, the general partner of Fund IV, and share voting and dispositive power over the shares held by Fund IV. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 16:06 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries B Convertible Preferred Stock · Derivative 23,100 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010675 · wf-form4_150965319650246.xml · derivative · entry 5

ACCEL VIII ASSOCIATES LLC · CIK 0001248538 · 10% owner

ACCEL VIII LP · CIK 0001115786 · 10% owner

ACCEL INTERNET FUND IV LP · CIK 0001119932 · 10% owner

ACCEL INVESTORS 2000 LLC · CIK 0001248459 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 1,218,301 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series B Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F1 · derivative.exercise_date: The Series B Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F1 · derivative.expiration_date: The Series B Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F7 · ownership.nature: The shares are held of record by Accel VIII L.P. ("Accel VIII"). Arthur C. Patterson and James R. Swartz are the managing members of Accel VIII Associates LLC ("Accel Associates"), the general partner of Accel VIII, and share voting and dispositive power over the shares held by Accel VIII. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 16:06 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionCommon Stock 320,654 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-17-010675 · wf-form4_150965319650246.xml · nonDerivative · entry 3

ACCEL VIII ASSOCIATES LLC · CIK 0001248538 · 10% owner

ACCEL VIII LP · CIK 0001115786 · 10% owner

ACCEL INTERNET FUND IV LP · CIK 0001119932 · 10% owner

ACCEL INVESTORS 2000 LLC · CIK 0001248459 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 320,654

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series B Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F2 · price: The Series C Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F3 · price: The Series D Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F4 · price: The Series D-1 Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F5 · price: The Series E Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F6 · price: The Series F Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F9 · ownership.nature: The shares are held of record by Accel Investors 2000 L.L.C. ("Investors 2000"). Messrs. Patterson and Swartz are the managing members of Investors 2000 and share voting and dispositive power over the shares held by Investors 2000. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

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October 31, 2017 Filed Nov 2, 2017 16:06 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionCommon Stock 727,365 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-17-010675 · wf-form4_150965319650246.xml · nonDerivative · entry 2

ACCEL VIII ASSOCIATES LLC · CIK 0001248538 · 10% owner

ACCEL VIII LP · CIK 0001115786 · 10% owner

ACCEL INTERNET FUND IV LP · CIK 0001119932 · 10% owner

ACCEL INVESTORS 2000 LLC · CIK 0001248459 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 727,365

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series B Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F2 · price: The Series C Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F3 · price: The Series D Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F4 · price: The Series D-1 Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F5 · price: The Series E Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F6 · price: The Series F Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F8 · ownership.nature: The shares are held of record by Accel Internet Fund IV L.P. ("Fund IV"). Messrs. Patterson and Swartz are the managing members of Accel Associates, the general partner of Fund IV, and share voting and dispositive power over the shares held by Fund IV. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

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October 31, 2017 Filed Nov 2, 2017 16:06 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionCommon Stock 3,703,261 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-17-010675 · wf-form4_150965319650246.xml · nonDerivative · entry 1

ACCEL VIII ASSOCIATES LLC · CIK 0001248538 · 10% owner

ACCEL VIII LP · CIK 0001115786 · 10% owner

ACCEL INTERNET FUND IV LP · CIK 0001119932 · 10% owner

ACCEL INVESTORS 2000 LLC · CIK 0001248459 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,703,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series B Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F2 · price: The Series C Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F3 · price: The Series D Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F4 · price: The Series D-1 Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F5 · price: The Series E Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F6 · price: The Series F Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F7 · ownership.nature: The shares are held of record by Accel VIII L.P. ("Accel VIII"). Arthur C. Patterson and James R. Swartz are the managing members of Accel VIII Associates LLC ("Accel Associates"), the general partner of Accel VIII, and share voting and dispositive power over the shares held by Accel VIII. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

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May 08, 2017 Filed May 10, 2017 16:10 UTC VARONIS SYSTEMS INC VRNS · Entity 3929 OtherCommon Stock 7,985 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-012635 · doc4.xml · nonDerivative · entry 5

ACCEL EUROPE ASSOCIATES LLC · CIK 0001248544 · 10% owner

ACCEL EUROPE ASSOCIATES LP · CIK 0001248541 · 10% owner

Accel Europe Investors 2004 L.P. · CIK 0001376765 · 10% owner

ACCEL EUROPE L P · CIK 0001131492 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 34,379

F1 · kind: Represents a pro rata distribution, and not a purchase or sale, without additional consideration by Accel Europe L.P. ("AE") and Accel Europe Investors 2004 L.P. ("AEI") to their respective limited and general partners.

F6 · ownership.nature: The reportable securities are owned directly by Burn3, LLC. James R. Swartz is a managing member of Burn3, LLC.

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May 08, 2017 Filed May 10, 2017 16:10 UTC VARONIS SYSTEMS INC VRNS · Entity 3929 OtherCommon Stock 9,112 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-012635 · doc4.xml · nonDerivative · entry 4

ACCEL EUROPE ASSOCIATES LLC · CIK 0001248544 · 10% owner

ACCEL EUROPE ASSOCIATES LP · CIK 0001248541 · 10% owner

Accel Europe Investors 2004 L.P. · CIK 0001376765 · 10% owner

ACCEL EUROPE L P · CIK 0001131492 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 30,672

F1 · kind: Represents a pro rata distribution, and not a purchase or sale, without additional consideration by Accel Europe L.P. ("AE") and Accel Europe Investors 2004 L.P. ("AEI") to their respective limited and general partners.

F5 · ownership.nature: The reportable securities are owned directly by Homestake Partners L.P. James R. Swartz is a general partner of Homestake Partners L.P.

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May 08, 2017 Filed May 10, 2017 16:10 UTC VARONIS SYSTEMS INC VRNS · Entity 3929 OtherCommon Stock 10,078 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-012635 · doc4.xml · nonDerivative · entry 3

ACCEL EUROPE ASSOCIATES LLC · CIK 0001248544 · 10% owner

ACCEL EUROPE ASSOCIATES LP · CIK 0001248541 · 10% owner

Accel Europe Investors 2004 L.P. · CIK 0001376765 · 10% owner

ACCEL EUROPE L P · CIK 0001131492 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 26,568

F1 · kind: Represents a pro rata distribution, and not a purchase or sale, without additional consideration by Accel Europe L.P. ("AE") and Accel Europe Investors 2004 L.P. ("AEI") to their respective limited and general partners.

F4 · ownership.nature: The reportable securities are owned directly by James R. Swartz.

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May 08, 2017 Filed May 10, 2017 16:10 UTC VARONIS SYSTEMS INC VRNS · Entity 3929 OtherCommon Stock 31,373 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-012635 · doc4.xml · nonDerivative · entry 2

ACCEL EUROPE ASSOCIATES LLC · CIK 0001248544 · 10% owner

ACCEL EUROPE ASSOCIATES LP · CIK 0001248541 · 10% owner

Accel Europe Investors 2004 L.P. · CIK 0001376765 · 10% owner

ACCEL EUROPE L P · CIK 0001131492 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 31,372

F1 · kind: Represents a pro rata distribution, and not a purchase or sale, without additional consideration by Accel Europe L.P. ("AE") and Accel Europe Investors 2004 L.P. ("AEI") to their respective limited and general partners.

F3 · ownership.nature: The reportable securities are owned directly by AEI. The AEA Managers are the managers of AEA LLC. AEA LLC is the general partner of AEI. The AEA Managers and AEA LLC may be deemed to share voting and investment power over the shares held by AEI and each disclaim beneficial ownership of shares held by AEI except to the extent of any pecuniary interest therein.

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May 08, 2017 Filed May 10, 2017 16:10 UTC VARONIS SYSTEMS INC VRNS · Entity 3929 OtherCommon Stock 1,309,356 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-012635 · doc4.xml · nonDerivative · entry 1

ACCEL EUROPE ASSOCIATES LLC · CIK 0001248544 · 10% owner

ACCEL EUROPE ASSOCIATES LP · CIK 0001248541 · 10% owner

Accel Europe Investors 2004 L.P. · CIK 0001376765 · 10% owner

ACCEL EUROPE L P · CIK 0001131492 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,309,356

F1 · kind: Represents a pro rata distribution, and not a purchase or sale, without additional consideration by Accel Europe L.P. ("AE") and Accel Europe Investors 2004 L.P. ("AEI") to their respective limited and general partners.

F2 · ownership.nature: The reportable securities are owned directly by AE. James R. Swartz and Kevin Comolli (collectively, the "AEA Managers") are the managers of Accel Europe Associates L.L.C. ("AEA LLC"). AEA LLC is the general partner of Accel Europe Associates L.P. ("AEA LP"), which is the general partner of AE. The AEA Managers, AEA LLC and AEA LP may be deemed to share voting and investment power over the shares held by AE and each disclaim beneficial ownership of shares held by AE except to the extent of any pecuniary interest therein.

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February 09, 2017 Filed Feb 13, 2017 16:57 UTC VARONIS SYSTEMS INC VRNS · Entity 3929 OtherCommon Stock 14,662 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-003800 · doc4.xml · nonDerivative · entry 5

ACCEL EUROPE ASSOCIATES LLC · CIK 0001248544 · 10% owner

ACCEL EUROPE ASSOCIATES LP · CIK 0001248541 · 10% owner

Accel Europe Investors 2004 L.P. · CIK 0001376765 · 10% owner

ACCEL EUROPE L P · CIK 0001131492 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 26,394

F1 · kind: Represents a pro rata distribution, and not a purchase or sale, without additional consideration by Accel Europe L.P. ("AE") and Accel Europe Investors 2004 L.P. ("AEI") to their respective limited and general partners.

F6 · ownership.nature: The reportable securities are owned directly by Burn3, LLC. James R. Swartz is a managing member of Burn3, LLC.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 16:57 UTC VARONIS SYSTEMS INC VRNS · Entity 3929 OtherCommon Stock 11,978 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-003800 · doc4.xml · nonDerivative · entry 4

ACCEL EUROPE ASSOCIATES LLC · CIK 0001248544 · 10% owner

ACCEL EUROPE ASSOCIATES LP · CIK 0001248541 · 10% owner

Accel Europe Investors 2004 L.P. · CIK 0001376765 · 10% owner

ACCEL EUROPE L P · CIK 0001131492 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 21,560

F1 · kind: Represents a pro rata distribution, and not a purchase or sale, without additional consideration by Accel Europe L.P. ("AE") and Accel Europe Investors 2004 L.P. ("AEI") to their respective limited and general partners.

F5 · ownership.nature: The reportable securities are owned directly by Homestake Partners L.P. James R. Swartz is a general partner of Homestake Partners L.P.

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February 09, 2017 Filed Feb 13, 2017 16:57 UTC VARONIS SYSTEMS INC VRNS · Entity 3929 OtherCommon Stock 9,161 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-003800 · doc4.xml · nonDerivative · entry 3

ACCEL EUROPE ASSOCIATES LLC · CIK 0001248544 · 10% owner

ACCEL EUROPE ASSOCIATES LP · CIK 0001248541 · 10% owner

Accel Europe Investors 2004 L.P. · CIK 0001376765 · 10% owner

ACCEL EUROPE L P · CIK 0001131492 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,490

F1 · kind: Represents a pro rata distribution, and not a purchase or sale, without additional consideration by Accel Europe L.P. ("AE") and Accel Europe Investors 2004 L.P. ("AEI") to their respective limited and general partners.

F4 · ownership.nature: The reportable securities are owned directly by James R. Swartz.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 16:57 UTC VARONIS SYSTEMS INC VRNS · Entity 3929 OtherCommon Stock 28,521 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-003800 · doc4.xml · nonDerivative · entry 2

ACCEL EUROPE ASSOCIATES LLC · CIK 0001248544 · 10% owner

ACCEL EUROPE ASSOCIATES LP · CIK 0001248541 · 10% owner

Accel Europe Investors 2004 L.P. · CIK 0001376765 · 10% owner

ACCEL EUROPE L P · CIK 0001131492 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 62,745

F1 · kind: Represents a pro rata distribution, and not a purchase or sale, without additional consideration by Accel Europe L.P. ("AE") and Accel Europe Investors 2004 L.P. ("AEI") to their respective limited and general partners.

F3 · ownership.nature: The reportable securities are owned directly by AEI. The AEA Managers are the managers of AEA LLC. AEA LLC is the general partner of AEI. The AEA Managers and AEA LLC may be deemed to share voting and investment power over the shares held by AEI and each disclaim beneficial ownership of shares held by AEI except to the extent of any pecuniary interest therein.

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February 09, 2017 Filed Feb 13, 2017 16:57 UTC VARONIS SYSTEMS INC VRNS · Entity 3929 OtherCommon Stock 1,190,324 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-003800 · doc4.xml · nonDerivative · entry 1

ACCEL EUROPE ASSOCIATES LLC · CIK 0001248544 · 10% owner

ACCEL EUROPE ASSOCIATES LP · CIK 0001248541 · 10% owner

Accel Europe Investors 2004 L.P. · CIK 0001376765 · 10% owner

ACCEL EUROPE L P · CIK 0001131492 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,618,712

F1 · kind: Represents a pro rata distribution, and not a purchase or sale, without additional consideration by Accel Europe L.P. ("AE") and Accel Europe Investors 2004 L.P. ("AEI") to their respective limited and general partners.

F2 · ownership.nature: The reportable securities are owned directly by AE. James R. Swartz and Kevin Comolli (collectively, the "AEA Managers") are the managers of Accel Europe Associates L.L.C. ("AEA LLC"). AEA LLC is the general partner of Accel Europe Associates L.P. ("AEA LP"), which is the general partner of AE. The AEA Managers, AEA LLC and AEA LP may be deemed to share voting and investment power over the shares held by AE and each disclaim beneficial ownership of shares held by AE except to the extent of any pecuniary interest therein.

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November 04, 2016 Filed Nov 8, 2016 16:21 UTC VARONIS SYSTEMS INC VRNS · Entity 3929 OtherCommon Stock 11,732 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-032934 · doc4.xml · nonDerivative · entry 5

ACCEL EUROPE ASSOCIATES LLC · CIK 0001248544 · 10% owner

ACCEL EUROPE ASSOCIATES LP · CIK 0001248541 · 10% owner

Accel Europe Investors 2004 L.P. · CIK 0001376765 · 10% owner

ACCEL EUROPE L P · CIK 0001131492 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 11,732

F1 · kind: Represents a pro rata distribution, and not a purchase or sale, without additional consideration by Accel Europe L.P. ("AE") and Accel Europe Investors 2004 L.P. ("AEI") to their respective limited and general partners.

F6 · ownership.nature: The reportable securities are owned directly by Burn3, LLC. James R. Swartz is a managing member of Burn3, LLC.

Read SEC document
November 04, 2016 Filed Nov 8, 2016 16:21 UTC VARONIS SYSTEMS INC VRNS · Entity 3929 OtherCommon Stock 9,582 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-032934 · doc4.xml · nonDerivative · entry 4

ACCEL EUROPE ASSOCIATES LLC · CIK 0001248544 · 10% owner

ACCEL EUROPE ASSOCIATES LP · CIK 0001248541 · 10% owner

Accel Europe Investors 2004 L.P. · CIK 0001376765 · 10% owner

ACCEL EUROPE L P · CIK 0001131492 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,582

F1 · kind: Represents a pro rata distribution, and not a purchase or sale, without additional consideration by Accel Europe L.P. ("AE") and Accel Europe Investors 2004 L.P. ("AEI") to their respective limited and general partners.

F5 · ownership.nature: The reportable securities are owned directly by Homestake Partners L.P. James R. Swartz is a general partner of Homestake Partners L.P.

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November 04, 2016 Filed Nov 8, 2016 16:21 UTC VARONIS SYSTEMS INC VRNS · Entity 3929 OtherCommon Stock 7,329 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-032934 · doc4.xml · nonDerivative · entry 3

ACCEL EUROPE ASSOCIATES LLC · CIK 0001248544 · 10% owner

ACCEL EUROPE ASSOCIATES LP · CIK 0001248541 · 10% owner

Accel Europe Investors 2004 L.P. · CIK 0001376765 · 10% owner

ACCEL EUROPE L P · CIK 0001131492 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,329

F1 · kind: Represents a pro rata distribution, and not a purchase or sale, without additional consideration by Accel Europe L.P. ("AE") and Accel Europe Investors 2004 L.P. ("AEI") to their respective limited and general partners.

F4 · ownership.nature: The reportable securities are owned directly by James R. Swartz.

Read SEC document
November 04, 2016 Filed Nov 8, 2016 16:21 UTC VARONIS SYSTEMS INC VRNS · Entity 3929 OtherCommon Stock 22,817 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-032934 · doc4.xml · nonDerivative · entry 2

ACCEL EUROPE ASSOCIATES LLC · CIK 0001248544 · 10% owner

ACCEL EUROPE ASSOCIATES LP · CIK 0001248541 · 10% owner

Accel Europe Investors 2004 L.P. · CIK 0001376765 · 10% owner

ACCEL EUROPE L P · CIK 0001131492 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 91,266

F1 · kind: Represents a pro rata distribution, and not a purchase or sale, without additional consideration by Accel Europe L.P. ("AE") and Accel Europe Investors 2004 L.P. ("AEI") to their respective limited and general partners.

F3 · ownership.nature: The reportable securities are owned directly by AEI. The AEA Managers are the managers of AEA LLC. AEA LLC is the general partner of AEI. The AEA Managers and AEA LLC may be deemed to share voting and investment power over the shares held by AEI and each disclaim beneficial ownership of shares held by AEI except to the extent of any pecuniary interest therein.

Read SEC document
November 04, 2016 Filed Nov 8, 2016 16:21 UTC VARONIS SYSTEMS INC VRNS · Entity 3929 OtherCommon Stock 952,259 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-032934 · doc4.xml · nonDerivative · entry 1

ACCEL EUROPE ASSOCIATES LLC · CIK 0001248544 · 10% owner

ACCEL EUROPE ASSOCIATES LP · CIK 0001248541 · 10% owner

Accel Europe Investors 2004 L.P. · CIK 0001376765 · 10% owner

ACCEL EUROPE L P · CIK 0001131492 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,809,036

F1 · kind: Represents a pro rata distribution, and not a purchase or sale, without additional consideration by Accel Europe L.P. ("AE") and Accel Europe Investors 2004 L.P. ("AEI") to their respective limited and general partners.

F2 · ownership.nature: The reportable securities are owned directly by AE. James R. Swartz and Kevin Comolli (collectively the "AEA Managers") are the managers of Accel Europe Associates L.L.C. ("AEA LLC"). AEA LLC is the general partner of Accel Europe Associates L.P. ("AEA LP"), which is the general partner of AE. The AEA Managers, AEA LLC and AEA LP may be deemed to share voting and investment power over the shares held by AE and each disclaim beneficial ownership of shares held by AE except to the extent of any pecuniary interest therein. Due to a clerical error, in its prior Form 4 filing, the Reporting Persons reported 4,761,296 shares held by AE, rather than the correct number 4,761,295 shares. This filing reflects amounts corrected for this clerical error.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.