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person · Reporting owner

PATTERSON ARTHUR C

Disclosed activity across 2 companies

Tapewire entity
12884
SEC CIK
0001219233

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Meta Platforms, Inc.FB · Entity 279010% ownerMay 22, 2012May 22, 2012

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectBy James W. Breyer as Trustee of James W. Breyer 2005 Trust dated March 25, 20057,468,718 Last balance in matching sequence After 2012-05-22 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2012-05-22 · Conversion · Acquired 10,844,263 · Balance 10,844,263

F1: James W. Breyer, a Director of the issuer, is trustee of the James W. Breyer 2005 Trust dated March 25, 2005.

Row 2 · 2012-05-22 · Sale · Disposed 3,375,545 · Balance 7,468,718

F1: James W. Breyer, a Director of the issuer, is trustee of the James W. Breyer 2005 Trust dated March 25, 2005.

Class A Common StockSEC Table I · non-derivativeIndirectBy James W. Breyer as Trustee of James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011704,263 Reported balance After 2012-05-22 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2012-05-22 · Conversion · Acquired 704,263 · Balance 704,263

F2: James W. Breyer, a Director of the issuer, is Trustee the of James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011.

Class A Common StockSEC Table I · non-derivativeIndirectBy Accel IX L.P.106,311,413 Last balance in matching sequence After 2012-05-22 transaction · row 5 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 4 · 2012-05-22 · Conversion · Acquired 149,527,730 · Balance 149,527,730

F3: Accel IX Associates L.L.C. ("A9A"), which is the General Partner of Accel IX L.P. ("Accel IX"), has sole voting and investment power over the securities held by Accel IX. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel IX. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Row 5 · 2012-05-22 · Sale · Disposed 43,216,317 · Balance 106,311,413

F3: Accel IX Associates L.L.C. ("A9A"), which is the General Partner of Accel IX L.P. ("Accel IX"), has sole voting and investment power over the securities held by Accel IX. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel IX. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class A Common StockSEC Table I · non-derivativeIndirectBy Accel IX Strategic Partners L.P.11,327,425 Last balance in matching sequence After 2012-05-22 transaction · row 7 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 6 · 2012-05-22 · Conversion · Acquired 15,931,653 · Balance 15,931,653

F4: A9A, which is the General Partner of Accel IX Strategic Partners L.P. ("Accel SP"), has sole voting and investment power over the securities held by Accel SP. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel SP. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Row 7 · 2012-05-22 · Sale · Disposed 4,604,228 · Balance 11,327,425

F4: A9A, which is the General Partner of Accel IX Strategic Partners L.P. ("Accel SP"), has sole voting and investment power over the securities held by Accel SP. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel SP. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class A Common StockSEC Table I · non-derivativeIndirectBy Accel Investors 2005 L.L.C.9,910,536 Last balance in matching sequence After 2012-05-22 transaction · row 9 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 8 · 2012-05-22 · Conversion · Acquired 13,939,214 · Balance 13,939,214

F5: Each of Kevin Efrusy, Ping Li, Arthur Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of Accel Investors 2005 L.L.C. ("Accel 2005"), and may be deemed to share voting and investment power over the securities held by Accel 2005. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Row 9 · 2012-05-22 · Sale · Disposed 4,028,678 · Balance 9,910,536

F5: Each of Kevin Efrusy, Ping Li, Arthur Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of Accel Investors 2005 L.L.C. ("Accel 2005"), and may be deemed to share voting and investment power over the securities held by Accel 2005. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class A Common StockSEC Table I · non-derivativeIndirectBy Accel Growth Fund L.P.0 Last balance in matching sequence After 2012-05-22 transaction · row 11 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 10 · 2012-05-22 · Conversion · Acquired 2,422,564 · Balance 2,422,564

F6: Accel Growth Fund Associates L.L.C ("AGFA"), which is the General Partner of Accel Growth Fund L.P. ("Accel Growth"), has sole voting and investment power over the securities held by Accel Growth. AGFA disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a managing member of AGFA and may be deemed to share voting and investment power over the shares held of record by Accel Growth. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Row 11 · 2012-05-22 · Sale · Disposed 2,422,564 · Balance 0

F6: Accel Growth Fund Associates L.L.C ("AGFA"), which is the General Partner of Accel Growth Fund L.P. ("Accel Growth"), has sole voting and investment power over the securities held by Accel Growth. AGFA disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a managing member of AGFA and may be deemed to share voting and investment power over the shares held of record by Accel Growth. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class A Common StockSEC Table I · non-derivativeIndirectBy Accel Growth Fund Strategic Partners L.P.0 Last balance in matching sequence After 2012-05-22 transaction · row 13 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 12 · 2012-05-22 · Conversion · Acquired 47,291 · Balance 47,291

F7: AGFA, which is the General Partner of Accel Growth Fund Strategic Partners L.P. ("Accel Growth SP"), has sole voting and investment power over the securities held by Accel Growth SP. AGFA disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of AGFA and may be deemed to share voting and investment power over the shares held of record by Accel Growth SP. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Row 13 · 2012-05-22 · Sale · Disposed 47,291 · Balance 0

F7: AGFA, which is the General Partner of Accel Growth Fund Strategic Partners L.P. ("Accel Growth SP"), has sole voting and investment power over the securities held by Accel Growth SP. AGFA disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of AGFA and may be deemed to share voting and investment power over the shares held of record by Accel Growth SP. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class A Common StockSEC Table I · non-derivativeIndirectBy Accel Growth Fund Investors 2009 L.L.C.0 Last balance in matching sequence After 2012-05-22 transaction · row 15 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 14 · 2012-05-22 · Conversion · Acquired 32,278 · Balance 32,278

F8: Each of Kevin Efrusy, Ping Li, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of Accel Growth Fund Investors 2009 L.L.C. ("Accel Growth 2009"), and may be deemed to share voting and investment power over the securities held by Accel Growth 2009. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Row 15 · 2012-05-22 · Sale · Disposed 32,278 · Balance 0

F8: Each of Kevin Efrusy, Ping Li, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of Accel Growth Fund Investors 2009 L.L.C. ("Accel Growth 2009"), and may be deemed to share voting and investment power over the securities held by Accel Growth 2009. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Series B Convertible Preferred StockSEC Table II · derivative / convertible securityIndirectBy James W. Breyer as Trustee of James W. Breyer 2005 Trust dated March 25, 20050 Reported balance After 2012-05-22 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2012-05-22 · Conversion · Disposed 10,161,282 · Balance 0

F9: Each share of the issuer's Series B Convertible Preferred Stock automatically converted into 1.00491 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F1: James W. Breyer, a Director of the issuer, is trustee of the James W. Breyer 2005 Trust dated March 25, 2005.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy James W. Breyer as Trustee of James W. Breyer 2005 Trust dated March 25, 200510,350,315 Reported balance After 2012-05-22 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2012-05-22 · Conversion · Acquired 10,211,171 · Balance 10,350,315

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F1: James W. Breyer, a Director of the issuer, is trustee of the James W. Breyer 2005 Trust dated March 25, 2005.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy James W. Breyer as Trustee of James W. Breyer 2005 Trust dated March 25, 200510,983,407 Reported balance After 2012-05-22 transaction · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · 2012-05-22 · Conversion · Acquired 633,092 · Balance 10,983,407

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F1: James W. Breyer, a Director of the issuer, is trustee of the James W. Breyer 2005 Trust dated March 25, 2005.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy James W. Breyer as Trustee of James W. Breyer 2005 Trust dated March 25, 2005139,144 Reported balance After 2012-05-22 transaction · row 20 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 20 · 2012-05-22 · Conversion · Disposed 10,844,263 · Balance 139,144

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F12: The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis.

F1: James W. Breyer, a Director of the issuer, is trustee of the James W. Breyer 2005 Trust dated March 25, 2005.

Series C Convertible Preferred StockSEC Table II · derivative / convertible securityIndirectBy James W. Breyer as Trustee of James W. Breyer 2005 Trust dated March 25, 20050 Reported balance After 2012-05-22 transaction · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · 2012-05-22 · Conversion · Disposed 630,000 · Balance 0

F11: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F1: James W. Breyer, a Director of the issuer, is trustee of the James W. Breyer 2005 Trust dated March 25, 2005.

Series B Convertible Preferred StockSEC Table II · derivative / convertible securityIndirectBy James W. Breyer as Trustee of James W. Breyer 2011 Annuity Trust 1, dated March 10, 20110 Reported balance After 2012-05-22 transaction · row 21 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 21 · 2012-05-22 · Conversion · Disposed 630,823 · Balance 0

F9: Each share of the issuer's Series B Convertible Preferred Stock automatically converted into 1.00491 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F2: James W. Breyer, a Director of the issuer, is Trustee the of James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy James W. Breyer as Trustee of James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011649,381 Reported balance After 2012-05-22 transaction · row 22 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 22 · 2012-05-22 · Conversion · Acquired 633,920 · Balance 649,381

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F2: James W. Breyer, a Director of the issuer, is Trustee the of James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy James W. Breyer as Trustee of James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011719,724 Reported balance After 2012-05-22 transaction · row 24 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 24 · 2012-05-22 · Conversion · Acquired 70,343 · Balance 719,724

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F2: James W. Breyer, a Director of the issuer, is Trustee the of James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy James W. Breyer as Trustee of James W. Breyer 2011 Annuity Trust 1, dated March 10, 201115,461 Reported balance After 2012-05-22 transaction · row 25 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 25 · 2012-05-22 · Conversion · Disposed 704,263 · Balance 15,461

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F12: The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis.

F2: James W. Breyer, a Director of the issuer, is Trustee the of James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011.

Series C Convertible Preferred StockSEC Table II · derivative / convertible securityIndirectBy James W. Breyer as Trustee of James W. Breyer 2011 Annuity Trust 1, dated March 10, 20110 Reported balance After 2012-05-22 transaction · row 23 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 23 · 2012-05-22 · Conversion · Disposed 70,000 · Balance 0

F11: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F2: James W. Breyer, a Director of the issuer, is Trustee the of James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011.

Series B Convertible Preferred StockSEC Table II · derivative / convertible securityIndirectBy Accel IX L.P.0 Reported balance After 2012-05-22 transaction · row 26 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 26 · 2012-05-22 · Conversion · Disposed 139,733,902 · Balance 0

F9: Each share of the issuer's Series B Convertible Preferred Stock automatically converted into 1.00491 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F3: Accel IX Associates L.L.C. ("A9A"), which is the General Partner of Accel IX L.P. ("Accel IX"), has sole voting and investment power over the securities held by Accel IX. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel IX. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Accel IX L.P.140,419,959 Reported balance After 2012-05-22 transaction · row 27 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 27 · 2012-05-22 · Conversion · Acquired 140,419,959 · Balance 140,419,959

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F3: Accel IX Associates L.L.C. ("A9A"), which is the General Partner of Accel IX L.P. ("Accel IX"), has sole voting and investment power over the securities held by Accel IX. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel IX. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Accel IX L.P.149,527,730 Reported balance After 2012-05-22 transaction · row 29 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 29 · 2012-05-22 · Conversion · Acquired 9,107,771 · Balance 149,527,730

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F3: Accel IX Associates L.L.C. ("A9A"), which is the General Partner of Accel IX L.P. ("Accel IX"), has sole voting and investment power over the securities held by Accel IX. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel IX. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Accel IX L.P.0 Reported balance After 2012-05-22 transaction · row 30 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 30 · 2012-05-22 · Conversion · Disposed 149,527,730 · Balance 0

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F12: The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis.

F3: Accel IX Associates L.L.C. ("A9A"), which is the General Partner of Accel IX L.P. ("Accel IX"), has sole voting and investment power over the securities held by Accel IX. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel IX. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Series C Convertible Preferred StockSEC Table II · derivative / convertible securityIndirectBy Accel IX L.P.0 Reported balance After 2012-05-22 transaction · row 28 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 28 · 2012-05-22 · Conversion · Disposed 9,063,280 · Balance 0

F11: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F3: Accel IX Associates L.L.C. ("A9A"), which is the General Partner of Accel IX L.P. ("Accel IX"), has sole voting and investment power over the securities held by Accel IX. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel IX. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Series B Convertible Preferred StockSEC Table II · derivative / convertible securityIndirectBy Accel IX Strategic Partners L.P.0 Reported balance After 2012-05-22 transaction · row 31 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 31 · 2012-05-22 · Conversion · Disposed 14,888,296 · Balance 0

F9: Each share of the issuer's Series B Convertible Preferred Stock automatically converted into 1.00491 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F4: A9A, which is the General Partner of Accel IX Strategic Partners L.P. ("Accel SP"), has sole voting and investment power over the securities held by Accel SP. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel SP. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Accel IX Strategic Partners L.P.14,961,394 Reported balance After 2012-05-22 transaction · row 32 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 32 · 2012-05-22 · Conversion · Acquired 14,961,394 · Balance 14,961,394

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F4: A9A, which is the General Partner of Accel IX Strategic Partners L.P. ("Accel SP"), has sole voting and investment power over the securities held by Accel SP. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel SP. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Accel IX Strategic Partners L.P.15,931,653 Reported balance After 2012-05-22 transaction · row 34 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 34 · 2012-05-22 · Conversion · Acquired 970,259 · Balance 15,931,653

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F4: A9A, which is the General Partner of Accel IX Strategic Partners L.P. ("Accel SP"), has sole voting and investment power over the securities held by Accel SP. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel SP. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Accel IX Strategic Partners L.P.0 Reported balance After 2012-05-22 transaction · row 35 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 35 · 2012-05-22 · Conversion · Disposed 15,931,653 · Balance 0

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F12: The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis.

F4: A9A, which is the General Partner of Accel IX Strategic Partners L.P. ("Accel SP"), has sole voting and investment power over the securities held by Accel SP. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel SP. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Series C Convertible Preferred StockSEC Table II · derivative / convertible securityIndirectBy Accel IX Strategic Partners L.P.0 Reported balance After 2012-05-22 transaction · row 33 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 33 · 2012-05-22 · Conversion · Disposed 965,520 · Balance 0

F11: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F4: A9A, which is the General Partner of Accel IX Strategic Partners L.P. ("Accel SP"), has sole voting and investment power over the securities held by Accel SP. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel SP. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Series B Convertible Preferred StockSEC Table II · derivative / convertible securityIndirectBy Accel Investors 2005 L.L.C.0 Reported balance After 2012-05-22 transaction · row 36 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 36 · 2012-05-22 · Conversion · Disposed 13,026,232 · Balance 0

F9: Each share of the issuer's Series B Convertible Preferred Stock automatically converted into 1.00491 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F5: Each of Kevin Efrusy, Ping Li, Arthur Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of Accel Investors 2005 L.L.C. ("Accel 2005"), and may be deemed to share voting and investment power over the securities held by Accel 2005. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Accel Investors 2005 L.L.C.13,090,187 Reported balance After 2012-05-22 transaction · row 37 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 37 · 2012-05-22 · Conversion · Acquired 13,090,187 · Balance 13,090,187

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F5: Each of Kevin Efrusy, Ping Li, Arthur Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of Accel Investors 2005 L.L.C. ("Accel 2005"), and may be deemed to share voting and investment power over the securities held by Accel 2005. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Accel Investors 2005 L.L.C.13,939,214 Reported balance After 2012-05-22 transaction · row 39 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 39 · 2012-05-22 · Conversion · Acquired 849,027 · Balance 13,939,214

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F5: Each of Kevin Efrusy, Ping Li, Arthur Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of Accel Investors 2005 L.L.C. ("Accel 2005"), and may be deemed to share voting and investment power over the securities held by Accel 2005. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Accel Investors 2005 L.L.C.0 Reported balance After 2012-05-22 transaction · row 40 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 40 · 2012-05-22 · Conversion · Disposed 13,939,214 · Balance 0

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F12: The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis.

F5: Each of Kevin Efrusy, Ping Li, Arthur Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of Accel Investors 2005 L.L.C. ("Accel 2005"), and may be deemed to share voting and investment power over the securities held by Accel 2005. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Series C Convertible Preferred StockSEC Table II · derivative / convertible securityIndirectBy Accel Investors 2005 L.L.C.0 Reported balance After 2012-05-22 transaction · row 38 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 38 · 2012-05-22 · Conversion · Disposed 844,880 · Balance 0

F11: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F5: Each of Kevin Efrusy, Ping Li, Arthur Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of Accel Investors 2005 L.L.C. ("Accel 2005"), and may be deemed to share voting and investment power over the securities held by Accel 2005. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Accel Growth Fund L.P.7,527,256 Reported balance After 2012-05-22 transaction · row 41 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 41 · 2012-05-22 · Conversion · Disposed 2,422,564 · Balance 7,527,256

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F13: The shares of Class B Common Stock automatically converted into Class A Common Stock on a 1-for-1 basis in connection with the transfer of such shares.

F6: Accel Growth Fund Associates L.L.C ("AGFA"), which is the General Partner of Accel Growth Fund L.P. ("Accel Growth"), has sole voting and investment power over the securities held by Accel Growth. AGFA disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a managing member of AGFA and may be deemed to share voting and investment power over the shares held of record by Accel Growth. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Accel Growth Fund Strategic Partners L.P.146,939 Reported balance After 2012-05-22 transaction · row 42 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 42 · 2012-05-22 · Conversion · Disposed 47,291 · Balance 146,939

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F13: The shares of Class B Common Stock automatically converted into Class A Common Stock on a 1-for-1 basis in connection with the transfer of such shares.

F7: AGFA, which is the General Partner of Accel Growth Fund Strategic Partners L.P. ("Accel Growth SP"), has sole voting and investment power over the securities held by Accel Growth SP. AGFA disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of AGFA and may be deemed to share voting and investment power over the shares held of record by Accel Growth SP. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Accel Growth Fund Investors 2009 L.L.C.100,292 Reported balance After 2012-05-22 transaction · row 43 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 43 · 2012-05-22 · Conversion · Disposed 32,278 · Balance 100,292

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F13: The shares of Class B Common Stock automatically converted into Class A Common Stock on a 1-for-1 basis in connection with the transfer of such shares.

F8: Each of Kevin Efrusy, Ping Li, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of Accel Growth Fund Investors 2009 L.L.C. ("Accel Growth 2009"), and may be deemed to share voting and investment power over the securities held by Accel Growth 2009. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Filing footnotes · ownership attribution and instrument terms

F1: James W. Breyer, a Director of the issuer, is trustee of the James W. Breyer 2005 Trust dated March 25, 2005.

F2: James W. Breyer, a Director of the issuer, is Trustee the of James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011.

F3: Accel IX Associates L.L.C. ("A9A"), which is the General Partner of Accel IX L.P. ("Accel IX"), has sole voting and investment power over the securities held by Accel IX. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel IX. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F4: A9A, which is the General Partner of Accel IX Strategic Partners L.P. ("Accel SP"), has sole voting and investment power over the securities held by Accel SP. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel SP. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F5: Each of Kevin Efrusy, Ping Li, Arthur Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of Accel Investors 2005 L.L.C. ("Accel 2005"), and may be deemed to share voting and investment power over the securities held by Accel 2005. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F6: Accel Growth Fund Associates L.L.C ("AGFA"), which is the General Partner of Accel Growth Fund L.P. ("Accel Growth"), has sole voting and investment power over the securities held by Accel Growth. AGFA disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a managing member of AGFA and may be deemed to share voting and investment power over the shares held of record by Accel Growth. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F7: AGFA, which is the General Partner of Accel Growth Fund Strategic Partners L.P. ("Accel Growth SP"), has sole voting and investment power over the securities held by Accel Growth SP. AGFA disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of AGFA and may be deemed to share voting and investment power over the shares held of record by Accel Growth SP. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F8: Each of Kevin Efrusy, Ping Li, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of Accel Growth Fund Investors 2009 L.L.C. ("Accel Growth 2009"), and may be deemed to share voting and investment power over the securities held by Accel Growth 2009. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F9: Each share of the issuer's Series B Convertible Preferred Stock automatically converted into 1.00491 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F11: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F12: The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis.

F13: The shares of Class B Common Stock automatically converted into Class A Common Stock on a 1-for-1 basis in connection with the transfer of such shares.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

FORESCOUT TECHNOLOGIES, INC

Report date March 23, 2018 · Filed March 27, 2018

Jointly reported with ACCEL VIII ASSOCIATES LLC, ACCEL VIII LP, ACCEL INTERNET FUND IV LP, ACCEL INVESTORS 2000 LLC, SWARTZ JAMES R

Section 16 reporting ended · disclosed 2018-03-27. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnote2,773,380 Reported balance After 2018-03-23 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2018-03-23 · Sale · Disposed 929,881 · Balance 2,773,380

F1: The Reporting Persons sold shares to the underwriters in connection with the closing of the Issuer's follow-on public offering. The reported sale price reflects the price at which the Reporting Person sold shares to the underwriters, which is net of underwriting commissions.

F2: The shares are held of record by Accel VIII L.P. ("Accel VIII"). Arthur C. Patterson and James R. Swartz are the managing members of Accel VIII Associates LLC ("Accel Associates"), the general partner of Accel VIII, and share voting and dispositive power over the shares held by Accel VIII. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectSee footnote544,726 Reported balance After 2018-03-23 transaction · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · 2018-03-23 · Sale · Disposed 182,639 · Balance 544,726

F1: The Reporting Persons sold shares to the underwriters in connection with the closing of the Issuer's follow-on public offering. The reported sale price reflects the price at which the Reporting Person sold shares to the underwriters, which is net of underwriting commissions.

F3: The shares are held of record by Accel Internet Fund IV L.P. ("Fund IV"). Messrs. Patterson and Swartz are the managing members of Accel Associates, the general partner of Fund IV, and share voting and dispositive power over the shares held by Fund IV. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectSee footnote240,139 Reported balance After 2018-03-23 transaction · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · 2018-03-23 · Sale · Disposed 80,515 · Balance 240,139

F1: The Reporting Persons sold shares to the underwriters in connection with the closing of the Issuer's follow-on public offering. The reported sale price reflects the price at which the Reporting Person sold shares to the underwriters, which is net of underwriting commissions.

F4: The shares are held of record by Accel Investors 2000 L.L.C. ("Investors 2000"). Messrs. Patterson and Swartz are the managing members of Investors 2000 and share voting and dispositive power over the shares held by Investors 2000. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectSee footnote25,000 Reported balance Holding disclosure · report date 2018-03-23 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 25,000

F5: The shares are held directly by ACP Family Partnership L.P. Members of Arthur C. Patterson's immediate family are beneficial holders of ACP Family Partnership L.P., and the reporting person may be deemed to exercise voting and investment power over such shares.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Persons sold shares to the underwriters in connection with the closing of the Issuer's follow-on public offering. The reported sale price reflects the price at which the Reporting Person sold shares to the underwriters, which is net of underwriting commissions.

F2: The shares are held of record by Accel VIII L.P. ("Accel VIII"). Arthur C. Patterson and James R. Swartz are the managing members of Accel VIII Associates LLC ("Accel Associates"), the general partner of Accel VIII, and share voting and dispositive power over the shares held by Accel VIII. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

F3: The shares are held of record by Accel Internet Fund IV L.P. ("Fund IV"). Messrs. Patterson and Swartz are the managing members of Accel Associates, the general partner of Fund IV, and share voting and dispositive power over the shares held by Fund IV. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

F4: The shares are held of record by Accel Investors 2000 L.L.C. ("Investors 2000"). Messrs. Patterson and Swartz are the managing members of Investors 2000 and share voting and dispositive power over the shares held by Investors 2000. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

F5: The shares are held directly by ACP Family Partnership L.P. Members of Arthur C. Patterson's immediate family are beneficial holders of ACP Family Partnership L.P., and the reporting person may be deemed to exercise voting and investment power over such shares.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 23, 2018 Filed Mar 27, 2018 18:26 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 SaleCommon Stock 80,515 $27.64 $2,225,193.06
Disclosure

SEC source: 0001209191-18-021820 · doc4.xml · nonDerivative · entry 3

ACCEL VIII ASSOCIATES LLC · CIK 0001248538 · 10% owner

ACCEL VIII LP · CIK 0001115786 · 10% owner

ACCEL INTERNET FUND IV LP · CIK 0001119932 · 10% owner

ACCEL INVESTORS 2000 LLC · CIK 0001248459 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 240,139

F1 · kind: The Reporting Persons sold shares to the underwriters in connection with the closing of the Issuer's follow-on public offering. The reported sale price reflects the price at which the Reporting Person sold shares to the underwriters, which is net of underwriting commissions.

F4 · ownership.nature: The shares are held of record by Accel Investors 2000 L.L.C. ("Investors 2000"). Messrs. Patterson and Swartz are the managing members of Investors 2000 and share voting and dispositive power over the shares held by Investors 2000. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

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March 23, 2018 Filed Mar 27, 2018 18:26 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 SaleCommon Stock 182,639 $27.64 $5,047,594.04
Disclosure

SEC source: 0001209191-18-021820 · doc4.xml · nonDerivative · entry 2

ACCEL VIII ASSOCIATES LLC · CIK 0001248538 · 10% owner

ACCEL VIII LP · CIK 0001115786 · 10% owner

ACCEL INTERNET FUND IV LP · CIK 0001119932 · 10% owner

ACCEL INVESTORS 2000 LLC · CIK 0001248459 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 544,726

F1 · kind: The Reporting Persons sold shares to the underwriters in connection with the closing of the Issuer's follow-on public offering. The reported sale price reflects the price at which the Reporting Person sold shares to the underwriters, which is net of underwriting commissions.

F3 · ownership.nature: The shares are held of record by Accel Internet Fund IV L.P. ("Fund IV"). Messrs. Patterson and Swartz are the managing members of Accel Associates, the general partner of Fund IV, and share voting and dispositive power over the shares held by Fund IV. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Read SEC document
March 23, 2018 Filed Mar 27, 2018 18:26 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 SaleCommon Stock 929,881 $27.64 $25,699,121.20
Disclosure

SEC source: 0001209191-18-021820 · doc4.xml · nonDerivative · entry 1

ACCEL VIII ASSOCIATES LLC · CIK 0001248538 · 10% owner

ACCEL VIII LP · CIK 0001115786 · 10% owner

ACCEL INTERNET FUND IV LP · CIK 0001119932 · 10% owner

ACCEL INVESTORS 2000 LLC · CIK 0001248459 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,773,380

F1 · kind: The Reporting Persons sold shares to the underwriters in connection with the closing of the Issuer's follow-on public offering. The reported sale price reflects the price at which the Reporting Person sold shares to the underwriters, which is net of underwriting commissions.

F2 · ownership.nature: The shares are held of record by Accel VIII L.P. ("Accel VIII"). Arthur C. Patterson and James R. Swartz are the managing members of Accel VIII Associates LLC ("Accel Associates"), the general partner of Accel VIII, and share voting and dispositive power over the shares held by Accel VIII. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

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October 31, 2017 Filed Nov 2, 2017 16:06 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries F Convertible Preferred Stock · Derivative 21,890 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010675 · wf-form4_150965319650246.xml · derivative · entry 22

ACCEL VIII ASSOCIATES LLC · CIK 0001248538 · 10% owner

ACCEL VIII LP · CIK 0001115786 · 10% owner

ACCEL INTERNET FUND IV LP · CIK 0001119932 · 10% owner

ACCEL INVESTORS 2000 LLC · CIK 0001248459 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 21,890 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The Series F Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F6 · derivative.exercise_date: The Series F Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F6 · derivative.expiration_date: The Series F Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F9 · ownership.nature: The shares are held of record by Accel Investors 2000 L.L.C. ("Investors 2000"). Messrs. Patterson and Swartz are the managing members of Investors 2000 and share voting and dispositive power over the shares held by Investors 2000. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

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October 31, 2017 Filed Nov 2, 2017 16:06 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries F Convertible Preferred Stock · Derivative 49,650 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010675 · wf-form4_150965319650246.xml · derivative · entry 21

ACCEL VIII ASSOCIATES LLC · CIK 0001248538 · 10% owner

ACCEL VIII LP · CIK 0001115786 · 10% owner

ACCEL INTERNET FUND IV LP · CIK 0001119932 · 10% owner

ACCEL INVESTORS 2000 LLC · CIK 0001248459 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 49,650 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The Series F Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F6 · derivative.exercise_date: The Series F Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F6 · derivative.expiration_date: The Series F Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F8 · ownership.nature: The shares are held of record by Accel Internet Fund IV L.P. ("Fund IV"). Messrs. Patterson and Swartz are the managing members of Accel Associates, the general partner of Fund IV, and share voting and dispositive power over the shares held by Fund IV. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

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October 31, 2017 Filed Nov 2, 2017 16:06 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries F Convertible Preferred Stock · Derivative 252,756 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010675 · wf-form4_150965319650246.xml · derivative · entry 20

ACCEL VIII ASSOCIATES LLC · CIK 0001248538 · 10% owner

ACCEL VIII LP · CIK 0001115786 · 10% owner

ACCEL INTERNET FUND IV LP · CIK 0001119932 · 10% owner

ACCEL INVESTORS 2000 LLC · CIK 0001248459 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 252,756 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The Series F Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F6 · derivative.exercise_date: The Series F Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F6 · derivative.expiration_date: The Series F Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F7 · ownership.nature: The shares are held of record by Accel VIII L.P. ("Accel VIII"). Arthur C. Patterson and James R. Swartz are the managing members of Accel VIII Associates LLC ("Accel Associates"), the general partner of Accel VIII, and share voting and dispositive power over the shares held by Accel VIII. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

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October 31, 2017 Filed Nov 2, 2017 16:06 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries E Convertible Preferred Stock · Derivative 67,336 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010675 · wf-form4_150965319650246.xml · derivative · entry 19

ACCEL VIII ASSOCIATES LLC · CIK 0001248538 · 10% owner

ACCEL VIII LP · CIK 0001115786 · 10% owner

ACCEL INTERNET FUND IV LP · CIK 0001119932 · 10% owner

ACCEL INVESTORS 2000 LLC · CIK 0001248459 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 67,336 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Series E Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F5 · derivative.exercise_date: The Series E Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F5 · derivative.expiration_date: The Series E Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F9 · ownership.nature: The shares are held of record by Accel Investors 2000 L.L.C. ("Investors 2000"). Messrs. Patterson and Swartz are the managing members of Investors 2000 and share voting and dispositive power over the shares held by Investors 2000. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

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October 31, 2017 Filed Nov 2, 2017 16:06 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries E Convertible Preferred Stock · Derivative 152,742 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010675 · wf-form4_150965319650246.xml · derivative · entry 18

ACCEL VIII ASSOCIATES LLC · CIK 0001248538 · 10% owner

ACCEL VIII LP · CIK 0001115786 · 10% owner

ACCEL INTERNET FUND IV LP · CIK 0001119932 · 10% owner

ACCEL INVESTORS 2000 LLC · CIK 0001248459 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 152,742 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Series E Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F5 · derivative.exercise_date: The Series E Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F5 · derivative.expiration_date: The Series E Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F8 · ownership.nature: The shares are held of record by Accel Internet Fund IV L.P. ("Fund IV"). Messrs. Patterson and Swartz are the managing members of Accel Associates, the general partner of Fund IV, and share voting and dispositive power over the shares held by Fund IV. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

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October 31, 2017 Filed Nov 2, 2017 16:06 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries E Convertible Preferred Stock · Derivative 777,612 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010675 · wf-form4_150965319650246.xml · derivative · entry 17

ACCEL VIII ASSOCIATES LLC · CIK 0001248538 · 10% owner

ACCEL VIII LP · CIK 0001115786 · 10% owner

ACCEL INTERNET FUND IV LP · CIK 0001119932 · 10% owner

ACCEL INVESTORS 2000 LLC · CIK 0001248459 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 777,612 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Series E Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F5 · derivative.exercise_date: The Series E Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F5 · derivative.expiration_date: The Series E Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F7 · ownership.nature: The shares are held of record by Accel VIII L.P. ("Accel VIII"). Arthur C. Patterson and James R. Swartz are the managing members of Accel VIII Associates LLC ("Accel Associates"), the general partner of Accel VIII, and share voting and dispositive power over the shares held by Accel VIII. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 16:06 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries D-1 Convertible Preferred Stock · Derivative 15,875 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010675 · wf-form4_150965319650246.xml · derivative · entry 16

ACCEL VIII ASSOCIATES LLC · CIK 0001248538 · 10% owner

ACCEL VIII LP · CIK 0001115786 · 10% owner

ACCEL INTERNET FUND IV LP · CIK 0001119932 · 10% owner

ACCEL INVESTORS 2000 LLC · CIK 0001248459 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 15,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Series D-1 Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F4 · derivative.exercise_date: The Series D-1 Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F4 · derivative.expiration_date: The Series D-1 Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F9 · ownership.nature: The shares are held of record by Accel Investors 2000 L.L.C. ("Investors 2000"). Messrs. Patterson and Swartz are the managing members of Investors 2000 and share voting and dispositive power over the shares held by Investors 2000. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 16:06 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries D-1 Convertible Preferred Stock · Derivative 36,007 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010675 · wf-form4_150965319650246.xml · derivative · entry 15

ACCEL VIII ASSOCIATES LLC · CIK 0001248538 · 10% owner

ACCEL VIII LP · CIK 0001115786 · 10% owner

ACCEL INTERNET FUND IV LP · CIK 0001119932 · 10% owner

ACCEL INVESTORS 2000 LLC · CIK 0001248459 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 36,007 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Series D-1 Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F4 · derivative.exercise_date: The Series D-1 Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F4 · derivative.expiration_date: The Series D-1 Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F8 · ownership.nature: The shares are held of record by Accel Internet Fund IV L.P. ("Fund IV"). Messrs. Patterson and Swartz are the managing members of Accel Associates, the general partner of Fund IV, and share voting and dispositive power over the shares held by Fund IV. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 16:06 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries D-1 Convertible Preferred Stock · Derivative 183,308 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010675 · wf-form4_150965319650246.xml · derivative · entry 14

ACCEL VIII ASSOCIATES LLC · CIK 0001248538 · 10% owner

ACCEL VIII LP · CIK 0001115786 · 10% owner

ACCEL INTERNET FUND IV LP · CIK 0001119932 · 10% owner

ACCEL INVESTORS 2000 LLC · CIK 0001248459 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 183,308 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Series D-1 Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F4 · derivative.exercise_date: The Series D-1 Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F4 · derivative.expiration_date: The Series D-1 Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F7 · ownership.nature: The shares are held of record by Accel VIII L.P. ("Accel VIII"). Arthur C. Patterson and James R. Swartz are the managing members of Accel VIII Associates LLC ("Accel Associates"), the general partner of Accel VIII, and share voting and dispositive power over the shares held by Accel VIII. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

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October 31, 2017 Filed Nov 2, 2017 16:06 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries D Convertible Preferred Stock · Derivative 82,597 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010675 · wf-form4_150965319650246.xml · derivative · entry 13

ACCEL VIII ASSOCIATES LLC · CIK 0001248538 · 10% owner

ACCEL VIII LP · CIK 0001115786 · 10% owner

ACCEL INTERNET FUND IV LP · CIK 0001119932 · 10% owner

ACCEL INVESTORS 2000 LLC · CIK 0001248459 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 82,597 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Series D Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F3 · derivative.exercise_date: The Series D Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F3 · derivative.expiration_date: The Series D Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F9 · ownership.nature: The shares are held of record by Accel Investors 2000 L.L.C. ("Investors 2000"). Messrs. Patterson and Swartz are the managing members of Investors 2000 and share voting and dispositive power over the shares held by Investors 2000. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 16:06 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries D Convertible Preferred Stock · Derivative 187,346 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010675 · wf-form4_150965319650246.xml · derivative · entry 12

ACCEL VIII ASSOCIATES LLC · CIK 0001248538 · 10% owner

ACCEL VIII LP · CIK 0001115786 · 10% owner

ACCEL INTERNET FUND IV LP · CIK 0001119932 · 10% owner

ACCEL INVESTORS 2000 LLC · CIK 0001248459 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 187,346 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Series D Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F3 · derivative.exercise_date: The Series D Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F3 · derivative.expiration_date: The Series D Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F8 · ownership.nature: The shares are held of record by Accel Internet Fund IV L.P. ("Fund IV"). Messrs. Patterson and Swartz are the managing members of Accel Associates, the general partner of Fund IV, and share voting and dispositive power over the shares held by Fund IV. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 16:06 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries D Convertible Preferred Stock · Derivative 953,737 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010675 · wf-form4_150965319650246.xml · derivative · entry 11

ACCEL VIII ASSOCIATES LLC · CIK 0001248538 · 10% owner

ACCEL VIII LP · CIK 0001115786 · 10% owner

ACCEL INTERNET FUND IV LP · CIK 0001119932 · 10% owner

ACCEL INVESTORS 2000 LLC · CIK 0001248459 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 953,737 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Series D Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F3 · derivative.exercise_date: The Series D Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F3 · derivative.expiration_date: The Series D Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F7 · ownership.nature: The shares are held of record by Accel VIII L.P. ("Accel VIII"). Arthur C. Patterson and James R. Swartz are the managing members of Accel VIII Associates LLC ("Accel Associates"), the general partner of Accel VIII, and share voting and dispositive power over the shares held by Accel VIII. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

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October 31, 2017 Filed Nov 2, 2017 16:06 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries C Convertible Preferred Stock · Derivative 521 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010675 · wf-form4_150965319650246.xml · derivative · entry 10

ACCEL VIII ASSOCIATES LLC · CIK 0001248538 · 10% owner

ACCEL VIII LP · CIK 0001115786 · 10% owner

ACCEL INTERNET FUND IV LP · CIK 0001119932 · 10% owner

ACCEL INVESTORS 2000 LLC · CIK 0001248459 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 27,476 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Series C Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F2 · derivative.exercise_date: The Series C Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F2 · derivative.expiration_date: The Series C Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F9 · ownership.nature: The shares are held of record by Accel Investors 2000 L.L.C. ("Investors 2000"). Messrs. Patterson and Swartz are the managing members of Investors 2000 and share voting and dispositive power over the shares held by Investors 2000. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

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October 31, 2017 Filed Nov 2, 2017 16:06 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries C Convertible Preferred Stock · Derivative 1,182 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010675 · wf-form4_150965319650246.xml · derivative · entry 9

ACCEL VIII ASSOCIATES LLC · CIK 0001248538 · 10% owner

ACCEL VIII LP · CIK 0001115786 · 10% owner

ACCEL INTERNET FUND IV LP · CIK 0001119932 · 10% owner

ACCEL INVESTORS 2000 LLC · CIK 0001248459 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 62,338 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Series C Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F2 · derivative.exercise_date: The Series C Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F2 · derivative.expiration_date: The Series C Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F8 · ownership.nature: The shares are held of record by Accel Internet Fund IV L.P. ("Fund IV"). Messrs. Patterson and Swartz are the managing members of Accel Associates, the general partner of Fund IV, and share voting and dispositive power over the shares held by Fund IV. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

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October 31, 2017 Filed Nov 2, 2017 16:06 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries C Convertible Preferred Stock · Derivative 6,021 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010675 · wf-form4_150965319650246.xml · derivative · entry 8

ACCEL VIII ASSOCIATES LLC · CIK 0001248538 · 10% owner

ACCEL VIII LP · CIK 0001115786 · 10% owner

ACCEL INTERNET FUND IV LP · CIK 0001119932 · 10% owner

ACCEL INVESTORS 2000 LLC · CIK 0001248459 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 317,547 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Series C Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F2 · derivative.exercise_date: The Series C Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F2 · derivative.expiration_date: The Series C Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F7 · ownership.nature: The shares are held of record by Accel VIII L.P. ("Accel VIII"). Arthur C. Patterson and James R. Swartz are the managing members of Accel VIII Associates LLC ("Accel Associates"), the general partner of Accel VIII, and share voting and dispositive power over the shares held by Accel VIII. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

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October 31, 2017 Filed Nov 2, 2017 16:06 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries B Convertible Preferred Stock · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010675 · wf-form4_150965319650246.xml · derivative · entry 7

ACCEL VIII ASSOCIATES LLC · CIK 0001248538 · 10% owner

ACCEL VIII LP · CIK 0001115786 · 10% owner

ACCEL INTERNET FUND IV LP · CIK 0001119932 · 10% owner

ACCEL INVESTORS 2000 LLC · CIK 0001248459 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 105,480 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series B Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F1 · derivative.exercise_date: The Series B Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F1 · derivative.expiration_date: The Series B Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F9 · ownership.nature: The shares are held of record by Accel Investors 2000 L.L.C. ("Investors 2000"). Messrs. Patterson and Swartz are the managing members of Investors 2000 and share voting and dispositive power over the shares held by Investors 2000. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 16:06 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries B Convertible Preferred Stock · Derivative 4,537 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010675 · wf-form4_150965319650246.xml · derivative · entry 6

ACCEL VIII ASSOCIATES LLC · CIK 0001248538 · 10% owner

ACCEL VIII LP · CIK 0001115786 · 10% owner

ACCEL INTERNET FUND IV LP · CIK 0001119932 · 10% owner

ACCEL INVESTORS 2000 LLC · CIK 0001248459 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 239,282 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series B Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F1 · derivative.exercise_date: The Series B Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F1 · derivative.expiration_date: The Series B Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F8 · ownership.nature: The shares are held of record by Accel Internet Fund IV L.P. ("Fund IV"). Messrs. Patterson and Swartz are the managing members of Accel Associates, the general partner of Fund IV, and share voting and dispositive power over the shares held by Fund IV. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

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October 31, 2017 Filed Nov 2, 2017 16:06 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionSeries B Convertible Preferred Stock · Derivative 23,100 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-010675 · wf-form4_150965319650246.xml · derivative · entry 5

ACCEL VIII ASSOCIATES LLC · CIK 0001248538 · 10% owner

ACCEL VIII LP · CIK 0001115786 · 10% owner

ACCEL INTERNET FUND IV LP · CIK 0001119932 · 10% owner

ACCEL INVESTORS 2000 LLC · CIK 0001248459 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 1,218,301 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series B Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F1 · derivative.exercise_date: The Series B Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F1 · derivative.expiration_date: The Series B Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F7 · ownership.nature: The shares are held of record by Accel VIII L.P. ("Accel VIII"). Arthur C. Patterson and James R. Swartz are the managing members of Accel VIII Associates LLC ("Accel Associates"), the general partner of Accel VIII, and share voting and dispositive power over the shares held by Accel VIII. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 16:06 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionCommon Stock 320,654 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-17-010675 · wf-form4_150965319650246.xml · nonDerivative · entry 3

ACCEL VIII ASSOCIATES LLC · CIK 0001248538 · 10% owner

ACCEL VIII LP · CIK 0001115786 · 10% owner

ACCEL INTERNET FUND IV LP · CIK 0001119932 · 10% owner

ACCEL INVESTORS 2000 LLC · CIK 0001248459 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 320,654

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series B Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F2 · price: The Series C Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F3 · price: The Series D Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F4 · price: The Series D-1 Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F5 · price: The Series E Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F6 · price: The Series F Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F9 · ownership.nature: The shares are held of record by Accel Investors 2000 L.L.C. ("Investors 2000"). Messrs. Patterson and Swartz are the managing members of Investors 2000 and share voting and dispositive power over the shares held by Investors 2000. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 16:06 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionCommon Stock 727,365 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-17-010675 · wf-form4_150965319650246.xml · nonDerivative · entry 2

ACCEL VIII ASSOCIATES LLC · CIK 0001248538 · 10% owner

ACCEL VIII LP · CIK 0001115786 · 10% owner

ACCEL INTERNET FUND IV LP · CIK 0001119932 · 10% owner

ACCEL INVESTORS 2000 LLC · CIK 0001248459 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 727,365

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series B Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F2 · price: The Series C Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F3 · price: The Series D Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F4 · price: The Series D-1 Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F5 · price: The Series E Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F6 · price: The Series F Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F8 · ownership.nature: The shares are held of record by Accel Internet Fund IV L.P. ("Fund IV"). Messrs. Patterson and Swartz are the managing members of Accel Associates, the general partner of Fund IV, and share voting and dispositive power over the shares held by Fund IV. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 16:06 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 ConversionCommon Stock 3,703,261 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-17-010675 · wf-form4_150965319650246.xml · nonDerivative · entry 1

ACCEL VIII ASSOCIATES LLC · CIK 0001248538 · 10% owner

ACCEL VIII LP · CIK 0001115786 · 10% owner

ACCEL INTERNET FUND IV LP · CIK 0001119932 · 10% owner

ACCEL INVESTORS 2000 LLC · CIK 0001248459 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

SWARTZ JAMES R · CIK 0001219237 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,703,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series B Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F2 · price: The Series C Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:52.7 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F3 · price: The Series D Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F4 · price: The Series D-1 Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F5 · price: The Series E Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F6 · price: The Series F Convertible Preferred Stock automatically converted into Common Stock on an approximate 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F7 · ownership.nature: The shares are held of record by Accel VIII L.P. ("Accel VIII"). Arthur C. Patterson and James R. Swartz are the managing members of Accel VIII Associates LLC ("Accel Associates"), the general partner of Accel VIII, and share voting and dispositive power over the shares held by Accel VIII. Each of the reporting persons disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Read SEC document
May 22, 2012 Filed May 22, 2012 17:06 UTC Meta Platforms, Inc. FB · Entity 2790 ConversionClass B Common Stock · Derivative 32,278 $0.00 $0.00
Disclosure

SEC source: 0001209191-12-029805 · doc4.xml · derivative · entry 43

ACCEL IX LP · CIK 0001307855 · 10% owner

James W. Breyer, Trustee of The James W. Breyer 2005 Trust, dated March 25, 2005 · CIK 0001542464 · 10% owner

James W. Breyer, Trustee of The James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011 · CIK 0001549836 · 10% owner

EFRUSY KEVIN · CIK 0001224922 · 10% owner

GOUW RANZETTA THERESIA · CIK 0001219234 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Growth Fund Investors 2009 L.L.C.

Disclosed balance after: 100,292

Underlying: Class A Common Stock · 32,278 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F13 · derivative.underlying: The shares of Class B Common Stock automatically converted into Class A Common Stock on a 1-for-1 basis in connection with the transfer of such shares.

F8 · ownership.nature: Each of Kevin Efrusy, Ping Li, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of Accel Growth Fund Investors 2009 L.L.C. ("Accel Growth 2009"), and may be deemed to share voting and investment power over the securities held by Accel Growth 2009. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
May 22, 2012 Filed May 22, 2012 17:06 UTC Meta Platforms, Inc. FB · Entity 2790 ConversionClass B Common Stock · Derivative 47,291 $0.00 $0.00
Disclosure

SEC source: 0001209191-12-029805 · doc4.xml · derivative · entry 42

ACCEL IX LP · CIK 0001307855 · 10% owner

James W. Breyer, Trustee of The James W. Breyer 2005 Trust, dated March 25, 2005 · CIK 0001542464 · 10% owner

James W. Breyer, Trustee of The James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011 · CIK 0001549836 · 10% owner

EFRUSY KEVIN · CIK 0001224922 · 10% owner

GOUW RANZETTA THERESIA · CIK 0001219234 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Growth Fund Strategic Partners L.P.

Disclosed balance after: 146,939

Underlying: Class A Common Stock · 47,291 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F13 · derivative.underlying: The shares of Class B Common Stock automatically converted into Class A Common Stock on a 1-for-1 basis in connection with the transfer of such shares.

F7 · ownership.nature: AGFA, which is the General Partner of Accel Growth Fund Strategic Partners L.P. ("Accel Growth SP"), has sole voting and investment power over the securities held by Accel Growth SP. AGFA disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of AGFA and may be deemed to share voting and investment power over the shares held of record by Accel Growth SP. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
May 22, 2012 Filed May 22, 2012 17:06 UTC Meta Platforms, Inc. FB · Entity 2790 ConversionClass B Common Stock · Derivative 2,422,564 $0.00 $0.00
Disclosure

SEC source: 0001209191-12-029805 · doc4.xml · derivative · entry 41

ACCEL IX LP · CIK 0001307855 · 10% owner

James W. Breyer, Trustee of The James W. Breyer 2005 Trust, dated March 25, 2005 · CIK 0001542464 · 10% owner

James W. Breyer, Trustee of The James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011 · CIK 0001549836 · 10% owner

EFRUSY KEVIN · CIK 0001224922 · 10% owner

GOUW RANZETTA THERESIA · CIK 0001219234 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Growth Fund L.P.

Disclosed balance after: 7,527,256

Underlying: Class A Common Stock · 2,422,564 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F13 · derivative.underlying: The shares of Class B Common Stock automatically converted into Class A Common Stock on a 1-for-1 basis in connection with the transfer of such shares.

F6 · ownership.nature: Accel Growth Fund Associates L.L.C ("AGFA"), which is the General Partner of Accel Growth Fund L.P. ("Accel Growth"), has sole voting and investment power over the securities held by Accel Growth. AGFA disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a managing member of AGFA and may be deemed to share voting and investment power over the shares held of record by Accel Growth. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
May 22, 2012 Filed May 22, 2012 17:06 UTC Meta Platforms, Inc. FB · Entity 2790 ConversionClass B Common Stock · Derivative 13,939,214 $0.00 $0.00
Disclosure

SEC source: 0001209191-12-029805 · doc4.xml · derivative · entry 40

ACCEL IX LP · CIK 0001307855 · 10% owner

James W. Breyer, Trustee of The James W. Breyer 2005 Trust, dated March 25, 2005 · CIK 0001542464 · 10% owner

James W. Breyer, Trustee of The James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011 · CIK 0001549836 · 10% owner

EFRUSY KEVIN · CIK 0001224922 · 10% owner

GOUW RANZETTA THERESIA · CIK 0001219234 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Investors 2005 L.L.C.

Disclosed balance after: 0

Underlying: Class A Common Stock · 13,939,214 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F12 · derivative.underlying: The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis.

F5 · ownership.nature: Each of Kevin Efrusy, Ping Li, Arthur Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of Accel Investors 2005 L.L.C. ("Accel 2005"), and may be deemed to share voting and investment power over the securities held by Accel 2005. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
May 22, 2012 Filed May 22, 2012 17:06 UTC Meta Platforms, Inc. FB · Entity 2790 ConversionClass B Common Stock · Derivative 849,027 $0.00 $0.00
Disclosure

SEC source: 0001209191-12-029805 · doc4.xml · derivative · entry 39

ACCEL IX LP · CIK 0001307855 · 10% owner

James W. Breyer, Trustee of The James W. Breyer 2005 Trust, dated March 25, 2005 · CIK 0001542464 · 10% owner

James W. Breyer, Trustee of The James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011 · CIK 0001549836 · 10% owner

EFRUSY KEVIN · CIK 0001224922 · 10% owner

GOUW RANZETTA THERESIA · CIK 0001219234 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Investors 2005 L.L.C.

Disclosed balance after: 13,939,214

Underlying: Class A Common Stock · 849,027 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F5 · ownership.nature: Each of Kevin Efrusy, Ping Li, Arthur Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of Accel Investors 2005 L.L.C. ("Accel 2005"), and may be deemed to share voting and investment power over the securities held by Accel 2005. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
May 22, 2012 Filed May 22, 2012 17:06 UTC Meta Platforms, Inc. FB · Entity 2790 ConversionSeries C Convertible Preferred Stock · Derivative 844,880 $0.00 $0.00
Disclosure

SEC source: 0001209191-12-029805 · doc4.xml · derivative · entry 38

ACCEL IX LP · CIK 0001307855 · 10% owner

James W. Breyer, Trustee of The James W. Breyer 2005 Trust, dated March 25, 2005 · CIK 0001542464 · 10% owner

James W. Breyer, Trustee of The James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011 · CIK 0001549836 · 10% owner

EFRUSY KEVIN · CIK 0001224922 · 10% owner

GOUW RANZETTA THERESIA · CIK 0001219234 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Investors 2005 L.L.C.

Disclosed balance after: 0

Underlying: Class B Common Stock · 849,027 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · security: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F11 · derivative.exercise_price: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F11 · derivative.exercise_date: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F11 · derivative.expiration_date: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F10 · derivative.underlying: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F5 · ownership.nature: Each of Kevin Efrusy, Ping Li, Arthur Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of Accel Investors 2005 L.L.C. ("Accel 2005"), and may be deemed to share voting and investment power over the securities held by Accel 2005. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
May 22, 2012 Filed May 22, 2012 17:06 UTC Meta Platforms, Inc. FB · Entity 2790 ConversionClass B Common Stock · Derivative 13,090,187 $0.00 $0.00
Disclosure

SEC source: 0001209191-12-029805 · doc4.xml · derivative · entry 37

ACCEL IX LP · CIK 0001307855 · 10% owner

James W. Breyer, Trustee of The James W. Breyer 2005 Trust, dated March 25, 2005 · CIK 0001542464 · 10% owner

James W. Breyer, Trustee of The James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011 · CIK 0001549836 · 10% owner

EFRUSY KEVIN · CIK 0001224922 · 10% owner

GOUW RANZETTA THERESIA · CIK 0001219234 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Investors 2005 L.L.C.

Disclosed balance after: 13,090,187

Underlying: Class A Common Stock · 13,090,187 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F5 · ownership.nature: Each of Kevin Efrusy, Ping Li, Arthur Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of Accel Investors 2005 L.L.C. ("Accel 2005"), and may be deemed to share voting and investment power over the securities held by Accel 2005. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
May 22, 2012 Filed May 22, 2012 17:06 UTC Meta Platforms, Inc. FB · Entity 2790 ConversionSeries B Convertible Preferred Stock · Derivative 13,026,232 $0.00 $0.00
Disclosure

SEC source: 0001209191-12-029805 · doc4.xml · derivative · entry 36

ACCEL IX LP · CIK 0001307855 · 10% owner

James W. Breyer, Trustee of The James W. Breyer 2005 Trust, dated March 25, 2005 · CIK 0001542464 · 10% owner

James W. Breyer, Trustee of The James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011 · CIK 0001549836 · 10% owner

EFRUSY KEVIN · CIK 0001224922 · 10% owner

GOUW RANZETTA THERESIA · CIK 0001219234 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Investors 2005 L.L.C.

Disclosed balance after: 0

Underlying: Class B Common Stock · 13,090,187 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · security: Each share of the issuer's Series B Convertible Preferred Stock automatically converted into 1.00491 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F9 · derivative.exercise_price: Each share of the issuer's Series B Convertible Preferred Stock automatically converted into 1.00491 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F9 · derivative.exercise_date: Each share of the issuer's Series B Convertible Preferred Stock automatically converted into 1.00491 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F9 · derivative.expiration_date: Each share of the issuer's Series B Convertible Preferred Stock automatically converted into 1.00491 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F10 · derivative.underlying: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F5 · ownership.nature: Each of Kevin Efrusy, Ping Li, Arthur Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of Accel Investors 2005 L.L.C. ("Accel 2005"), and may be deemed to share voting and investment power over the securities held by Accel 2005. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
May 22, 2012 Filed May 22, 2012 17:06 UTC Meta Platforms, Inc. FB · Entity 2790 ConversionClass B Common Stock · Derivative 15,931,653 $0.00 $0.00
Disclosure

SEC source: 0001209191-12-029805 · doc4.xml · derivative · entry 35

ACCEL IX LP · CIK 0001307855 · 10% owner

James W. Breyer, Trustee of The James W. Breyer 2005 Trust, dated March 25, 2005 · CIK 0001542464 · 10% owner

James W. Breyer, Trustee of The James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011 · CIK 0001549836 · 10% owner

EFRUSY KEVIN · CIK 0001224922 · 10% owner

GOUW RANZETTA THERESIA · CIK 0001219234 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel IX Strategic Partners L.P.

Disclosed balance after: 0

Underlying: Class A Common Stock · 15,931,653 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F12 · derivative.underlying: The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis.

F4 · ownership.nature: A9A, which is the General Partner of Accel IX Strategic Partners L.P. ("Accel SP"), has sole voting and investment power over the securities held by Accel SP. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel SP. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
May 22, 2012 Filed May 22, 2012 17:06 UTC Meta Platforms, Inc. FB · Entity 2790 ConversionClass B Common Stock · Derivative 970,259 $0.00 $0.00
Disclosure

SEC source: 0001209191-12-029805 · doc4.xml · derivative · entry 34

ACCEL IX LP · CIK 0001307855 · 10% owner

James W. Breyer, Trustee of The James W. Breyer 2005 Trust, dated March 25, 2005 · CIK 0001542464 · 10% owner

James W. Breyer, Trustee of The James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011 · CIK 0001549836 · 10% owner

EFRUSY KEVIN · CIK 0001224922 · 10% owner

GOUW RANZETTA THERESIA · CIK 0001219234 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel IX Strategic Partners L.P.

Disclosed balance after: 15,931,653

Underlying: Class A Common Stock · 970,259 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F4 · ownership.nature: A9A, which is the General Partner of Accel IX Strategic Partners L.P. ("Accel SP"), has sole voting and investment power over the securities held by Accel SP. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel SP. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
May 22, 2012 Filed May 22, 2012 17:06 UTC Meta Platforms, Inc. FB · Entity 2790 ConversionSeries C Convertible Preferred Stock · Derivative 965,520 $0.00 $0.00
Disclosure

SEC source: 0001209191-12-029805 · doc4.xml · derivative · entry 33

ACCEL IX LP · CIK 0001307855 · 10% owner

James W. Breyer, Trustee of The James W. Breyer 2005 Trust, dated March 25, 2005 · CIK 0001542464 · 10% owner

James W. Breyer, Trustee of The James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011 · CIK 0001549836 · 10% owner

EFRUSY KEVIN · CIK 0001224922 · 10% owner

GOUW RANZETTA THERESIA · CIK 0001219234 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel IX Strategic Partners L.P.

Disclosed balance after: 0

Underlying: Class B Common Stock · 970,259 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · security: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F11 · derivative.exercise_price: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F11 · derivative.exercise_date: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F11 · derivative.expiration_date: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F10 · derivative.underlying: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F4 · ownership.nature: A9A, which is the General Partner of Accel IX Strategic Partners L.P. ("Accel SP"), has sole voting and investment power over the securities held by Accel SP. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel SP. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
May 22, 2012 Filed May 22, 2012 17:06 UTC Meta Platforms, Inc. FB · Entity 2790 ConversionClass B Common Stock · Derivative 14,961,394 $0.00 $0.00
Disclosure

SEC source: 0001209191-12-029805 · doc4.xml · derivative · entry 32

ACCEL IX LP · CIK 0001307855 · 10% owner

James W. Breyer, Trustee of The James W. Breyer 2005 Trust, dated March 25, 2005 · CIK 0001542464 · 10% owner

James W. Breyer, Trustee of The James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011 · CIK 0001549836 · 10% owner

EFRUSY KEVIN · CIK 0001224922 · 10% owner

GOUW RANZETTA THERESIA · CIK 0001219234 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel IX Strategic Partners L.P.

Disclosed balance after: 14,961,394

Underlying: Class A Common Stock · 14,961,394 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F4 · ownership.nature: A9A, which is the General Partner of Accel IX Strategic Partners L.P. ("Accel SP"), has sole voting and investment power over the securities held by Accel SP. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel SP. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
May 22, 2012 Filed May 22, 2012 17:06 UTC Meta Platforms, Inc. FB · Entity 2790 ConversionSeries B Convertible Preferred Stock · Derivative 14,888,296 $0.00 $0.00
Disclosure

SEC source: 0001209191-12-029805 · doc4.xml · derivative · entry 31

ACCEL IX LP · CIK 0001307855 · 10% owner

James W. Breyer, Trustee of The James W. Breyer 2005 Trust, dated March 25, 2005 · CIK 0001542464 · 10% owner

James W. Breyer, Trustee of The James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011 · CIK 0001549836 · 10% owner

EFRUSY KEVIN · CIK 0001224922 · 10% owner

GOUW RANZETTA THERESIA · CIK 0001219234 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel IX Strategic Partners L.P.

Disclosed balance after: 0

Underlying: Class B Common Stock · 14,961,394 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · security: Each share of the issuer's Series B Convertible Preferred Stock automatically converted into 1.00491 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F9 · derivative.exercise_price: Each share of the issuer's Series B Convertible Preferred Stock automatically converted into 1.00491 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F9 · derivative.exercise_date: Each share of the issuer's Series B Convertible Preferred Stock automatically converted into 1.00491 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F9 · derivative.expiration_date: Each share of the issuer's Series B Convertible Preferred Stock automatically converted into 1.00491 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F10 · derivative.underlying: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F4 · ownership.nature: A9A, which is the General Partner of Accel IX Strategic Partners L.P. ("Accel SP"), has sole voting and investment power over the securities held by Accel SP. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel SP. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
May 22, 2012 Filed May 22, 2012 17:06 UTC Meta Platforms, Inc. FB · Entity 2790 ConversionClass B Common Stock · Derivative 149,527,730 $0.00 $0.00
Disclosure

SEC source: 0001209191-12-029805 · doc4.xml · derivative · entry 30

ACCEL IX LP · CIK 0001307855 · 10% owner

James W. Breyer, Trustee of The James W. Breyer 2005 Trust, dated March 25, 2005 · CIK 0001542464 · 10% owner

James W. Breyer, Trustee of The James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011 · CIK 0001549836 · 10% owner

EFRUSY KEVIN · CIK 0001224922 · 10% owner

GOUW RANZETTA THERESIA · CIK 0001219234 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel IX L.P.

Disclosed balance after: 0

Underlying: Class A Common Stock · 149,527,730 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F12 · derivative.underlying: The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis.

F3 · ownership.nature: Accel IX Associates L.L.C. ("A9A"), which is the General Partner of Accel IX L.P. ("Accel IX"), has sole voting and investment power over the securities held by Accel IX. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel IX. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
May 22, 2012 Filed May 22, 2012 17:06 UTC Meta Platforms, Inc. FB · Entity 2790 ConversionClass B Common Stock · Derivative 9,107,771 $0.00 $0.00
Disclosure

SEC source: 0001209191-12-029805 · doc4.xml · derivative · entry 29

ACCEL IX LP · CIK 0001307855 · 10% owner

James W. Breyer, Trustee of The James W. Breyer 2005 Trust, dated March 25, 2005 · CIK 0001542464 · 10% owner

James W. Breyer, Trustee of The James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011 · CIK 0001549836 · 10% owner

EFRUSY KEVIN · CIK 0001224922 · 10% owner

GOUW RANZETTA THERESIA · CIK 0001219234 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel IX L.P.

Disclosed balance after: 149,527,730

Underlying: Class A Common Stock · 9,107,771 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F3 · ownership.nature: Accel IX Associates L.L.C. ("A9A"), which is the General Partner of Accel IX L.P. ("Accel IX"), has sole voting and investment power over the securities held by Accel IX. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel IX. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
May 22, 2012 Filed May 22, 2012 17:06 UTC Meta Platforms, Inc. FB · Entity 2790 ConversionSeries C Convertible Preferred Stock · Derivative 9,063,280 $0.00 $0.00
Disclosure

SEC source: 0001209191-12-029805 · doc4.xml · derivative · entry 28

ACCEL IX LP · CIK 0001307855 · 10% owner

James W. Breyer, Trustee of The James W. Breyer 2005 Trust, dated March 25, 2005 · CIK 0001542464 · 10% owner

James W. Breyer, Trustee of The James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011 · CIK 0001549836 · 10% owner

EFRUSY KEVIN · CIK 0001224922 · 10% owner

GOUW RANZETTA THERESIA · CIK 0001219234 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel IX L.P.

Disclosed balance after: 0

Underlying: Class B Common Stock · 9,107,771 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · security: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F11 · derivative.exercise_price: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F11 · derivative.exercise_date: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F11 · derivative.expiration_date: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F10 · derivative.underlying: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F3 · ownership.nature: Accel IX Associates L.L.C. ("A9A"), which is the General Partner of Accel IX L.P. ("Accel IX"), has sole voting and investment power over the securities held by Accel IX. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel IX. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
May 22, 2012 Filed May 22, 2012 17:06 UTC Meta Platforms, Inc. FB · Entity 2790 ConversionClass B Common Stock · Derivative 140,419,959 $0.00 $0.00
Disclosure

SEC source: 0001209191-12-029805 · doc4.xml · derivative · entry 27

ACCEL IX LP · CIK 0001307855 · 10% owner

James W. Breyer, Trustee of The James W. Breyer 2005 Trust, dated March 25, 2005 · CIK 0001542464 · 10% owner

James W. Breyer, Trustee of The James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011 · CIK 0001549836 · 10% owner

EFRUSY KEVIN · CIK 0001224922 · 10% owner

GOUW RANZETTA THERESIA · CIK 0001219234 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel IX L.P.

Disclosed balance after: 140,419,959

Underlying: Class A Common Stock · 140,419,959 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F3 · ownership.nature: Accel IX Associates L.L.C. ("A9A"), which is the General Partner of Accel IX L.P. ("Accel IX"), has sole voting and investment power over the securities held by Accel IX. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel IX. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
May 22, 2012 Filed May 22, 2012 17:06 UTC Meta Platforms, Inc. FB · Entity 2790 ConversionSeries B Convertible Preferred Stock · Derivative 139,733,902 $0.00 $0.00
Disclosure

SEC source: 0001209191-12-029805 · doc4.xml · derivative · entry 26

ACCEL IX LP · CIK 0001307855 · 10% owner

James W. Breyer, Trustee of The James W. Breyer 2005 Trust, dated March 25, 2005 · CIK 0001542464 · 10% owner

James W. Breyer, Trustee of The James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011 · CIK 0001549836 · 10% owner

EFRUSY KEVIN · CIK 0001224922 · 10% owner

GOUW RANZETTA THERESIA · CIK 0001219234 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel IX L.P.

Disclosed balance after: 0

Underlying: Class B Common Stock · 140,419,959 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · security: Each share of the issuer's Series B Convertible Preferred Stock automatically converted into 1.00491 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F9 · derivative.exercise_price: Each share of the issuer's Series B Convertible Preferred Stock automatically converted into 1.00491 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F9 · derivative.exercise_date: Each share of the issuer's Series B Convertible Preferred Stock automatically converted into 1.00491 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F9 · derivative.expiration_date: Each share of the issuer's Series B Convertible Preferred Stock automatically converted into 1.00491 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F10 · derivative.underlying: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F3 · ownership.nature: Accel IX Associates L.L.C. ("A9A"), which is the General Partner of Accel IX L.P. ("Accel IX"), has sole voting and investment power over the securities held by Accel IX. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel IX. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
May 22, 2012 Filed May 22, 2012 17:06 UTC Meta Platforms, Inc. FB · Entity 2790 ConversionClass B Common Stock · Derivative 704,263 $0.00 $0.00
Disclosure

SEC source: 0001209191-12-029805 · doc4.xml · derivative · entry 25

ACCEL IX LP · CIK 0001307855 · 10% owner

James W. Breyer, Trustee of The James W. Breyer 2005 Trust, dated March 25, 2005 · CIK 0001542464 · 10% owner

James W. Breyer, Trustee of The James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011 · CIK 0001549836 · 10% owner

EFRUSY KEVIN · CIK 0001224922 · 10% owner

GOUW RANZETTA THERESIA · CIK 0001219234 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By James W. Breyer as Trustee of James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011

Disclosed balance after: 15,461

Underlying: Class A Common Stock · 704,263 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F12 · derivative.underlying: The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis.

F2 · ownership.nature: James W. Breyer, a Director of the issuer, is Trustee the of James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011.

Read SEC document
May 22, 2012 Filed May 22, 2012 17:06 UTC Meta Platforms, Inc. FB · Entity 2790 ConversionClass B Common Stock · Derivative 70,343 $0.00 $0.00
Disclosure

SEC source: 0001209191-12-029805 · doc4.xml · derivative · entry 24

ACCEL IX LP · CIK 0001307855 · 10% owner

James W. Breyer, Trustee of The James W. Breyer 2005 Trust, dated March 25, 2005 · CIK 0001542464 · 10% owner

James W. Breyer, Trustee of The James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011 · CIK 0001549836 · 10% owner

EFRUSY KEVIN · CIK 0001224922 · 10% owner

GOUW RANZETTA THERESIA · CIK 0001219234 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By James W. Breyer as Trustee of James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011

Disclosed balance after: 719,724

Underlying: Class A Common Stock · 70,343 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F2 · ownership.nature: James W. Breyer, a Director of the issuer, is Trustee the of James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011.

Read SEC document
May 22, 2012 Filed May 22, 2012 17:06 UTC Meta Platforms, Inc. FB · Entity 2790 ConversionSeries C Convertible Preferred Stock · Derivative 70,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-12-029805 · doc4.xml · derivative · entry 23

ACCEL IX LP · CIK 0001307855 · 10% owner

James W. Breyer, Trustee of The James W. Breyer 2005 Trust, dated March 25, 2005 · CIK 0001542464 · 10% owner

James W. Breyer, Trustee of The James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011 · CIK 0001549836 · 10% owner

EFRUSY KEVIN · CIK 0001224922 · 10% owner

GOUW RANZETTA THERESIA · CIK 0001219234 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By James W. Breyer as Trustee of James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011

Disclosed balance after: 0

Underlying: Class B Common Stock · 70,343 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · security: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F11 · derivative.exercise_price: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F11 · derivative.exercise_date: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F11 · derivative.expiration_date: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F10 · derivative.underlying: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F2 · ownership.nature: James W. Breyer, a Director of the issuer, is Trustee the of James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011.

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May 22, 2012 Filed May 22, 2012 17:06 UTC Meta Platforms, Inc. FB · Entity 2790 ConversionClass B Common Stock · Derivative 633,920 $0.00 $0.00
Disclosure

SEC source: 0001209191-12-029805 · doc4.xml · derivative · entry 22

ACCEL IX LP · CIK 0001307855 · 10% owner

James W. Breyer, Trustee of The James W. Breyer 2005 Trust, dated March 25, 2005 · CIK 0001542464 · 10% owner

James W. Breyer, Trustee of The James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011 · CIK 0001549836 · 10% owner

EFRUSY KEVIN · CIK 0001224922 · 10% owner

GOUW RANZETTA THERESIA · CIK 0001219234 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By James W. Breyer as Trustee of James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011

Disclosed balance after: 649,381

Underlying: Class A Common Stock · 633,920 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F2 · ownership.nature: James W. Breyer, a Director of the issuer, is Trustee the of James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011.

Read SEC document
May 22, 2012 Filed May 22, 2012 17:06 UTC Meta Platforms, Inc. FB · Entity 2790 ConversionSeries B Convertible Preferred Stock · Derivative 630,823 $0.00 $0.00
Disclosure

SEC source: 0001209191-12-029805 · doc4.xml · derivative · entry 21

ACCEL IX LP · CIK 0001307855 · 10% owner

James W. Breyer, Trustee of The James W. Breyer 2005 Trust, dated March 25, 2005 · CIK 0001542464 · 10% owner

James W. Breyer, Trustee of The James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011 · CIK 0001549836 · 10% owner

EFRUSY KEVIN · CIK 0001224922 · 10% owner

GOUW RANZETTA THERESIA · CIK 0001219234 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By James W. Breyer as Trustee of James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011

Disclosed balance after: 0

Underlying: Class B Common Stock · 633,920 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · security: Each share of the issuer's Series B Convertible Preferred Stock automatically converted into 1.00491 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F9 · derivative.exercise_price: Each share of the issuer's Series B Convertible Preferred Stock automatically converted into 1.00491 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F9 · derivative.exercise_date: Each share of the issuer's Series B Convertible Preferred Stock automatically converted into 1.00491 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F9 · derivative.expiration_date: Each share of the issuer's Series B Convertible Preferred Stock automatically converted into 1.00491 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F10 · derivative.underlying: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F2 · ownership.nature: James W. Breyer, a Director of the issuer, is Trustee the of James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011.

Read SEC document
May 22, 2012 Filed May 22, 2012 17:06 UTC Meta Platforms, Inc. FB · Entity 2790 ConversionClass B Common Stock · Derivative 10,844,263 $0.00 $0.00
Disclosure

SEC source: 0001209191-12-029805 · doc4.xml · derivative · entry 20

ACCEL IX LP · CIK 0001307855 · 10% owner

James W. Breyer, Trustee of The James W. Breyer 2005 Trust, dated March 25, 2005 · CIK 0001542464 · 10% owner

James W. Breyer, Trustee of The James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011 · CIK 0001549836 · 10% owner

EFRUSY KEVIN · CIK 0001224922 · 10% owner

GOUW RANZETTA THERESIA · CIK 0001219234 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By James W. Breyer as Trustee of James W. Breyer 2005 Trust dated March 25, 2005

Disclosed balance after: 139,144

Underlying: Class A Common Stock · 108,442,643 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F12 · derivative.underlying: The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis.

F1 · ownership.nature: James W. Breyer, a Director of the issuer, is trustee of the James W. Breyer 2005 Trust dated March 25, 2005.

Read SEC document
May 22, 2012 Filed May 22, 2012 17:06 UTC Meta Platforms, Inc. FB · Entity 2790 ConversionClass B Common Stock · Derivative 633,092 $0.00 $0.00
Disclosure

SEC source: 0001209191-12-029805 · doc4.xml · derivative · entry 19

ACCEL IX LP · CIK 0001307855 · 10% owner

James W. Breyer, Trustee of The James W. Breyer 2005 Trust, dated March 25, 2005 · CIK 0001542464 · 10% owner

James W. Breyer, Trustee of The James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011 · CIK 0001549836 · 10% owner

EFRUSY KEVIN · CIK 0001224922 · 10% owner

GOUW RANZETTA THERESIA · CIK 0001219234 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By James W. Breyer as Trustee of James W. Breyer 2005 Trust dated March 25, 2005

Disclosed balance after: 10,983,407

Underlying: Class A Common Stock · 633,092 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F1 · ownership.nature: James W. Breyer, a Director of the issuer, is trustee of the James W. Breyer 2005 Trust dated March 25, 2005.

Read SEC document
May 22, 2012 Filed May 22, 2012 17:06 UTC Meta Platforms, Inc. FB · Entity 2790 ConversionSeries C Convertible Preferred Stock · Derivative 630,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-12-029805 · doc4.xml · derivative · entry 18

ACCEL IX LP · CIK 0001307855 · 10% owner

James W. Breyer, Trustee of The James W. Breyer 2005 Trust, dated March 25, 2005 · CIK 0001542464 · 10% owner

James W. Breyer, Trustee of The James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011 · CIK 0001549836 · 10% owner

EFRUSY KEVIN · CIK 0001224922 · 10% owner

GOUW RANZETTA THERESIA · CIK 0001219234 · 10% owner

PATTERSON ARTHUR C · CIK 0001219233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By James W. Breyer as Trustee of James W. Breyer 2005 Trust dated March 25, 2005

Disclosed balance after: 0

Underlying: Class B Common Stock · 633,092 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · security: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F11 · derivative.exercise_price: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F11 · derivative.exercise_date: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F11 · derivative.expiration_date: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F10 · derivative.underlying: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F1 · ownership.nature: James W. Breyer, a Director of the issuer, is trustee of the James W. Breyer 2005 Trust dated March 25, 2005.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.