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SMITHBURG WILLIAM D

Disclosed activity across 2 companies

Tapewire entity
16767
SEC CIK
0001190304

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ABBOTT LABORATORIESABT · Entity 2314DirectorNovember 09, 2010November 12, 2010
CORNING INC /NYGLW · Entity 2883Former DirectorApril 27, 2012April 30, 2012

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ABBOTT LABORATORIES

Report date November 09, 2010 · Filed November 12, 2010

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common shares without par valueSEC Table I · non-derivativeDirect40,861 Reported balance After 2010-11-09 transaction · row 1
1 source row

Row 1 · 2010-11-09 · Sale · Disposed 13,815 · Balance 40,861

Common shares without par valueSEC Table I · non-derivativeIndirectBy Eagle Pines4,309 Reported balance Holding disclosure · report date 2010-11-09 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 4,309

F1: Balance reflects the entire number of shares held by partnership. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Balance reflects the entire number of shares held by partnership. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

CORNING INC /NY

Report date April 27, 2012 · Filed April 30, 2012

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct162,581.03 Reported balance After 2012-04-27 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2012-04-27 · Grant · Acquired 1,545.54 · Balance 162,581.03

F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan upon Mr. Smithburg's retirement as a Director of Corning.

Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2012-04-27 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2012-04-27 · Exercise / conversion · Disposed 162,581.03 · Balance 0

F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan upon Mr. Smithburg's retirement as a Director of Corning.

Filing footnotes · ownership attribution and instrument terms

F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan upon Mr. Smithburg's retirement as a Director of Corning.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2008 Filed Oct 2, 2008 20:42 UTC CORNING INC /NY GLW · Entity 2883 GrantPhantom Stock · Derivative 1,961.39 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-08-007737 · form4.xml · derivative · entry 1

SMITHBURG WILLIAM D · CIK 0001190304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,483.97

Underlying: Common Stock · 1,961.39 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F3 · shares: Includes 378.91 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

F1 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F2 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F3 · derivative.underlying_shares: Includes 378.91 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

Read SEC document
June 30, 2008 Filed Jul 2, 2008 18:16 UTC CORNING INC /NY GLW · Entity 2883 GrantPhantom Stock · Derivative 2,086.63 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000024741-08-000237 · doc.xml · derivative · entry 1

SMITHBURG WILLIAM D · CIK 0001190304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,522.58

Underlying: Common Stock · 2,086.63 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · shares: Includes 253.51 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

F1 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F3 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F3 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F2 · derivative.underlying_shares: Includes 253.51 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

Read SEC document
June 30, 2008 Filed Jul 2, 2008 23:51 UTC ABBOTT LABORATORIES ABT · Entity 2314 GrantStock Equivalent Units · Derivative 538 $52.97 Strike: $0.00 $28,497.86
Disclosure

SEC source: 0001104659-08-043862 · a4.xml · derivative · entry 1

SMITHBURG WILLIAM D · CIK 0001190304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,021

Underlying: Common shares · 538 shares

Expires not disclosed

F1 · derivative.exercise_price: Director fees credited to a stock equivalent unit account under a grantor trust established by the director and paid, in cash, generally at age 65 or upon retirement from the board. The stock equivalent units earn the same return as if the fees were invested in Abbott stock.

F1 · derivative.exercise_date: Director fees credited to a stock equivalent unit account under a grantor trust established by the director and paid, in cash, generally at age 65 or upon retirement from the board. The stock equivalent units earn the same return as if the fees were invested in Abbott stock.

F1 · derivative.expiration_date: Director fees credited to a stock equivalent unit account under a grantor trust established by the director and paid, in cash, generally at age 65 or upon retirement from the board. The stock equivalent units earn the same return as if the fees were invested in Abbott stock.

F2 · balance_after: Balance includes stock equivalent units acquired pursuant to a dividend reinvestment feature.

Read SEC document
April 25, 2008 Filed Apr 30, 2008 00:14 UTC ABBOTT LABORATORIES ABT · Entity 2314 GrantCommon shares without par value 1,917 $0.00 $0.00
Disclosure

SEC source: 0001104659-08-028081 · a4.xml · nonDerivative · entry 1

SMITHBURG WILLIAM D · CIK 0001190304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,806

F1 · kind: These are restricted stock units awarded under the Abbott Laboratories 1996 Incentive Stock Program (the "Program"). They will be paid, on a one-to-one basis, in Abbott common shares on the earlier of the date on which the director terminates or retires from the board, dies, or the occurrence of a change in control (as defined in the Program).

F1 · price: These are restricted stock units awarded under the Abbott Laboratories 1996 Incentive Stock Program (the "Program"). They will be paid, on a one-to-one basis, in Abbott common shares on the earlier of the date on which the director terminates or retires from the board, dies, or the occurrence of a change in control (as defined in the Program).

Read SEC document
March 31, 2008 Filed Apr 2, 2008 12:50 UTC CORNING INC /NY GLW · Entity 2883 GrantPhantom Stock · Derivative 1,112.73 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000024741-08-000175 · doc.xml · derivative · entry 1

SMITHBURG WILLIAM D · CIK 0001190304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,435.95

Underlying: Common Stock · 1,112.73 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · shares: Includes 239.86 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

F1 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F3 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F3 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F2 · derivative.underlying_shares: Includes 239.86 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

Read SEC document
March 31, 2008 Filed Apr 2, 2008 22:30 UTC ABBOTT LABORATORIES ABT · Entity 2314 GrantStock Equivalent Units · Derivative 516 $55.15 Strike: $0.00 $28,457.40
Disclosure

SEC source: 0001104659-08-022155 · a4.xml · derivative · entry 1

SMITHBURG WILLIAM D · CIK 0001190304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,330

Underlying: Common shares · 516 shares

Expires not disclosed

F1 · derivative.exercise_price: Director fees credited to a stock equivalent unit account under a grantor trust established by the director and paid, in cash, generally at age 65 or upon retirement from the board. The stock equivalent units earn the same return as if the fees were invested in Abbott stock.

F1 · derivative.exercise_date: Director fees credited to a stock equivalent unit account under a grantor trust established by the director and paid, in cash, generally at age 65 or upon retirement from the board. The stock equivalent units earn the same return as if the fees were invested in Abbott stock.

F1 · derivative.expiration_date: Director fees credited to a stock equivalent unit account under a grantor trust established by the director and paid, in cash, generally at age 65 or upon retirement from the board. The stock equivalent units earn the same return as if the fees were invested in Abbott stock.

F2 · balance_after: Balance includes stock equivalent units acquired pursuant to a dividend reinvestment feature.

Read SEC document
March 13, 2008 Filed Mar 18, 2008 00:06 UTC ABBOTT LABORATORIES ABT · Entity 2314 Exercise / conversionOption (right to buy) · Derivative 4,422 $0.00 Strike: $33.95 $0.00
Disclosure

SEC source: 0001104659-08-018135 · a4.xml · derivative · entry 4

SMITHBURG WILLIAM D · CIK 0001190304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common shares · 4,422 shares

Expires 2008-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock program in a transaction exempt from Section 16 under Rule 16b-3.

Read SEC document
March 13, 2008 Filed Mar 18, 2008 00:06 UTC ABBOTT LABORATORIES ABT · Entity 2314 Tax withholdingCommon shares without par value 2,924 $51.34 $150,118.16
Disclosure

SEC source: 0001104659-08-018135 · a4.xml · nonDerivative · entry 2

SMITHBURG WILLIAM D · CIK 0001190304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,889

Read SEC document
March 13, 2008 Filed Mar 18, 2008 00:06 UTC ABBOTT LABORATORIES ABT · Entity 2314 Exercise / conversionCommon shares without par value 4,422 $33.95 $150,128.23
Disclosure

SEC source: 0001104659-08-018135 · a4.xml · nonDerivative · entry 1

SMITHBURG WILLIAM D · CIK 0001190304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2008 Filed Feb 8, 2008 17:43 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to buy) · Derivative 2,083 $0.00 Strike: $22.86 $0.00
Disclosure

SEC source: 0000024741-08-000117 · doc.xml · derivative · entry 5

SMITHBURG WILLIAM D · CIK 0001190304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,083

Underlying: Common Stock · 2,083 shares

Expires 2018-02-05

F2 · derivative.exercise_date: The option vests in three equal installments beginning on February 6, 2009.

Read SEC document
February 06, 2008 Filed Feb 8, 2008 17:43 UTC CORNING INC /NY GLW · Entity 2883 GrantCommon Stock 3,281 $0.00 $0.00
Disclosure

SEC source: 0000024741-08-000117 · doc.xml · nonDerivative · entry 1

SMITHBURG WILLIAM D · CIK 0001190304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,587

Read SEC document
December 31, 2007 Filed Jan 2, 2008 23:13 UTC ABBOTT LABORATORIES ABT · Entity 2314 GrantStock Equivalent Units · Derivative 507 $56.15 Strike: $0.00 $28,468.05
Disclosure

SEC source: 0001104659-08-000236 · a4.xml · derivative · entry 1

SMITHBURG WILLIAM D · CIK 0001190304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,679

Underlying: Common shares · 507 shares

Expires not disclosed

F1 · derivative.exercise_price: Director fees deferred and credited to a stock equivalent unit account under a grantor trust established by the director and paid, in cash, generally at age 65 or upon retirement from the board. The stock equivalent units earn the same return as if the fees were invested in Abbott stock.

F1 · derivative.exercise_date: Director fees deferred and credited to a stock equivalent unit account under a grantor trust established by the director and paid, in cash, generally at age 65 or upon retirement from the board. The stock equivalent units earn the same return as if the fees were invested in Abbott stock.

F1 · derivative.expiration_date: Director fees deferred and credited to a stock equivalent unit account under a grantor trust established by the director and paid, in cash, generally at age 65 or upon retirement from the board. The stock equivalent units earn the same return as if the fees were invested in Abbott stock.

F2 · balance_after: Balance includes stock equivalent units acquired pursuant to a dividend reinvestment feature.

Read SEC document
December 31, 2007 Filed Jan 3, 2008 14:19 UTC CORNING INC /NY GLW · Entity 2883 GrantPhantom Stock · Derivative 1,115.05 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000024741-08-000041 · doc.xml · derivative · entry 1

SMITHBURG WILLIAM D · CIK 0001190304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,323.22

Underlying: Common Stock · 1,115.05 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F1 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F2 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

Read SEC document
December 21, 2007 Filed Feb 8, 2008 20:52 UTC ABBOTT LABORATORIES ABT · Entity 2314 GiftCommon shares without par value 4,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-08-008551 · a4.xml · nonDerivative · entry 1

SMITHBURG WILLIAM D · CIK 0001190304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,391

Read SEC document
December 14, 2007 Filed Dec 18, 2007 17:45 UTC CORNING INC /NY GLW · Entity 2883 GrantPhantom Stock · Derivative 235.58 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000024741-07-000491 · doc.xml · derivative · entry 1

SMITHBURG WILLIAM D · CIK 0001190304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,208.17

Underlying: Common Stock · 235.58 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · shares: Includes 235.58 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

F1 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F3 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F3 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F2 · derivative.underlying_shares: Includes 235.58 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

F2 · balance_after: Includes 235.58 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

Read SEC document
September 30, 2007 Filed Oct 3, 2007 00:21 UTC ABBOTT LABORATORIES ABT · Entity 2314 GrantStock equivalent units · Derivative 531 $53.62 Strike: $0.00 $28,472.22
Disclosure

SEC source: 0001104659-07-072707 · a4.xml · derivative · entry 1

SMITHBURG WILLIAM D · CIK 0001190304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,040

Underlying: common shares · 531 shares

Expires not disclosed

F1 · derivative.exercise_price: Director fees deferred and credited to a stock equivalent unit account under a grantor trust established by the director and paid, in cash, generally at age 65 or upon retirement from the board. The stock equivalent units earn the same return as if the fees were invested in Abbott stock.

F1 · derivative.exercise_date: Director fees deferred and credited to a stock equivalent unit account under a grantor trust established by the director and paid, in cash, generally at age 65 or upon retirement from the board. The stock equivalent units earn the same return as if the fees were invested in Abbott stock.

F1 · derivative.expiration_date: Director fees deferred and credited to a stock equivalent unit account under a grantor trust established by the director and paid, in cash, generally at age 65 or upon retirement from the board. The stock equivalent units earn the same return as if the fees were invested in Abbott stock.

F2 · balance_after: Balance includes stock equivalent units acquired pursuant to a dividend reinvestment feature.

Read SEC document
September 28, 2007 Filed Oct 1, 2007 22:18 UTC CORNING INC /NY GLW · Entity 2883 GrantPhantom Stock · Derivative 1,252.98 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000024741-07-000412 · doc.xml · derivative · entry 1

SMITHBURG WILLIAM D · CIK 0001190304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,972.59

Underlying: Common Stock · 1,252.98 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · shares: Includes 228.64 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

F1 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F3 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F3 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F2 · derivative.underlying_shares: Includes 228.64 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

F2 · balance_after: Includes 228.64 units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid.

Read SEC document
June 30, 2007 Filed Jul 3, 2007 18:35 UTC ABBOTT LABORATORIES ABT · Entity 2314 GrantStock equivalent units · Derivative 507 $53.55 Strike: $0.00 $27,149.85
Disclosure

SEC source: 0001104659-07-052115 · a4.xml · derivative · entry 1

SMITHBURG WILLIAM D · CIK 0001190304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,376

Underlying: common shares · 507 shares

Expires not disclosed

F1 · derivative.exercise_price: Director fees deferred and credited to a stock equivalent unit account under a grantor trust established by the director and paid, in cash, generally at age 65 or upon retirement from the board. The stock equivalent units earn the same return as if the fees were invested in Abbott stock.

F1 · derivative.exercise_date: Director fees deferred and credited to a stock equivalent unit account under a grantor trust established by the director and paid, in cash, generally at age 65 or upon retirement from the board. The stock equivalent units earn the same return as if the fees were invested in Abbott stock.

F1 · derivative.expiration_date: Director fees deferred and credited to a stock equivalent unit account under a grantor trust established by the director and paid, in cash, generally at age 65 or upon retirement from the board. The stock equivalent units earn the same return as if the fees were invested in Abbott stock.

F2 · balance_after: Balance includes stock equivalent units acquired pursuant to a dividend reinvestment feature.

Read SEC document
June 29, 2007 Filed Jul 3, 2007 17:15 UTC CORNING INC /NY GLW · Entity 2883 GrantPhantom Stock · Derivative 1,281.8 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000024741-07-000341 · doc.xml · derivative · entry 1

SMITHBURG WILLIAM D · CIK 0001190304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,719.61

Underlying: Common Stock · 1,281.8 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F1 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F2 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

Read SEC document
June 20, 2007 Filed Jun 22, 2007 20:23 UTC ABBOTT LABORATORIES ABT · Entity 2314 Exercise / conversionOption (right to buy) · Derivative 777 $0.00 Strike: $48.13 $0.00
Disclosure

SEC source: 0001104659-07-049430 · a4.xml · derivative · entry 6

SMITHBURG WILLIAM D · CIK 0001190304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: common shares · 777 shares

Expires 2007-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program.

Read SEC document
June 20, 2007 Filed Jun 22, 2007 20:23 UTC ABBOTT LABORATORIES ABT · Entity 2314 Exercise / conversionOption (right to buy) · Derivative 777 $0.00 Strike: $48.13 $0.00
Disclosure

SEC source: 0001104659-07-049430 · a4.xml · derivative · entry 5

SMITHBURG WILLIAM D · CIK 0001190304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: common shares · 777 shares

Expires 2007-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program.

Read SEC document
June 20, 2007 Filed Jun 22, 2007 20:23 UTC ABBOTT LABORATORIES ABT · Entity 2314 Exercise / conversionOption (right to buy) · Derivative 1,557 $0.00 Strike: $48.13 $0.00
Disclosure

SEC source: 0001104659-07-049430 · a4.xml · derivative · entry 4

SMITHBURG WILLIAM D · CIK 0001190304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: common shares · 1,557 shares

Expires 2007-10-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program.

Read SEC document
June 20, 2007 Filed Jun 22, 2007 20:23 UTC ABBOTT LABORATORIES ABT · Entity 2314 Tax withholdingCommon shares without par value 2,736 $54.68 $149,604.48
Disclosure

SEC source: 0001104659-07-049430 · a4.xml · nonDerivative · entry 2

SMITHBURG WILLIAM D · CIK 0001190304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,391

Read SEC document
June 20, 2007 Filed Jun 22, 2007 20:23 UTC ABBOTT LABORATORIES ABT · Entity 2314 Exercise / conversionCommon shares without par value 3,111 $48.13 $149,732.43
Disclosure

SEC source: 0001104659-07-049430 · a4.xml · nonDerivative · entry 1

SMITHBURG WILLIAM D · CIK 0001190304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2007 Filed May 1, 2007 22:22 UTC ABBOTT LABORATORIES ABT · Entity 2314 GrantCommon shares without par value 1,730 $0.00 $0.00
Disclosure

SEC source: 0001104659-07-034484 · a4.xml · nonDerivative · entry 1

SMITHBURG WILLIAM D · CIK 0001190304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,016

F1 · kind: These are restricted stock units awarded under the Abbott Laboratories 1996 Incentive Stock Program (the "Program"). They will be paid, on a one-to-one basis, in Abbott common shares on the earlier of the date on which the director terminates or retires from the board, dies, or the occurrence of a change in control (as defined in the Program).

F1 · price: These are restricted stock units awarded under the Abbott Laboratories 1996 Incentive Stock Program (the "Program"). They will be paid, on a one-to-one basis, in Abbott common shares on the earlier of the date on which the director terminates or retires from the board, dies, or the occurrence of a change in control (as defined in the Program).

Read SEC document
March 31, 2007 Filed Apr 3, 2007 19:58 UTC ABBOTT LABORATORIES ABT · Entity 2314 GrantStock equivalent units · Derivative 439 $55.80 Strike: $0.00 $24,496.20
Disclosure

SEC source: 0001104659-07-025426 · a4.xml · derivative · entry 1

SMITHBURG WILLIAM D · CIK 0001190304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,753

Underlying: common shares · 439 shares

Expires not disclosed

F1 · derivative.exercise_price: Director fees deferred and credited to a stock equivalent unit account under a grantor trust established by the director and paid, in cash, generally at age 65 or upon retirement from the board. The stock equivalent units earn the same return as if the fees were invested in Abbott stock.

F1 · derivative.exercise_date: Director fees deferred and credited to a stock equivalent unit account under a grantor trust established by the director and paid, in cash, generally at age 65 or upon retirement from the board. The stock equivalent units earn the same return as if the fees were invested in Abbott stock.

F1 · derivative.expiration_date: Director fees deferred and credited to a stock equivalent unit account under a grantor trust established by the director and paid, in cash, generally at age 65 or upon retirement from the board. The stock equivalent units earn the same return as if the fees were invested in Abbott stock.

F2 · balance_after: Balance includes stock equivalent units acquired pursuant to a dividend reinvestment feature.

Read SEC document
March 30, 2007 Filed Apr 2, 2007 21:10 UTC CORNING INC /NY GLW · Entity 2883 GrantPhantom Stock · Derivative 1,361.04 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000024741-07-000244 · edgar.xml · derivative · entry 1

SMITHBURG WILLIAM D · CIK 0001190304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,437.81

Underlying: Common Stock · 1,361.04 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F1 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F2 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

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February 07, 2007 Filed Feb 9, 2007 14:41 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to buy) · Derivative 1,985 $0.00 Strike: $22.39 $0.00
Disclosure

SEC source: 0000024741-07-000154 · doc.xml · derivative · entry 5

SMITHBURG WILLIAM D · CIK 0001190304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,985

Underlying: Common Stock · 1,985 shares

Expires 2017-02-06

F1 · derivative.exercise_date: The option vests in three equal installments beginning on February 7, 2008.

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February 07, 2007 Filed Feb 9, 2007 14:41 UTC CORNING INC /NY GLW · Entity 2883 GrantCommon Stock 2,680 $0.00 $0.00
Disclosure

SEC source: 0000024741-07-000154 · doc.xml · nonDerivative · entry 1

SMITHBURG WILLIAM D · CIK 0001190304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,306

Read SEC document
January 29, 2007 Filed Feb 27, 2009 01:07 UTC ABBOTT LABORATORIES ABT · Entity 2314 GiftCommon shares without par value 1,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-09-012632 · a5.xml · nonDerivative · entry 2

SMITHBURG WILLIAM D · CIK 0001190304 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Eagle Pines

Disclosed balance after: 4,309

F1 · balance_after: Balance reflects the entire number of shares held by partnership. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

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January 29, 2007 Filed Feb 27, 2009 01:07 UTC ABBOTT LABORATORIES ABT · Entity 2314 GiftCommon shares without par value 1,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-09-012632 · a5.xml · nonDerivative · entry 1

SMITHBURG WILLIAM D · CIK 0001190304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,391

Read SEC document
December 31, 2006 Filed Jan 3, 2007 21:22 UTC ABBOTT LABORATORIES ABT · Entity 2314 GrantStock equivalent units · Derivative 503 $48.71 Strike: $0.00 $24,501.13
Disclosure

SEC source: 0001104659-07-000372 · a4.xml · derivative · entry 1

SMITHBURG WILLIAM D · CIK 0001190304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,202

Underlying: common shares · 503 shares

Expires not disclosed

F1 · derivative.exercise_price: This director defers and credits director fees to a stock equivalent unit account under a grantor trust established by him and paid, in cash, generally at age 65 or upon retirement from the board. The stock equivalent units earn the same return as if the fees were invested in Abbott stock.

F1 · derivative.exercise_date: This director defers and credits director fees to a stock equivalent unit account under a grantor trust established by him and paid, in cash, generally at age 65 or upon retirement from the board. The stock equivalent units earn the same return as if the fees were invested in Abbott stock.

F1 · derivative.expiration_date: This director defers and credits director fees to a stock equivalent unit account under a grantor trust established by him and paid, in cash, generally at age 65 or upon retirement from the board. The stock equivalent units earn the same return as if the fees were invested in Abbott stock.

F2 · balance_after: Balance includes stock equivalent units acquired pursuant to a dividend reinvestment feature.

Read SEC document
December 29, 2006 Filed Jan 3, 2007 21:24 UTC CORNING INC /NY GLW · Entity 2883 GrantPhantom Stock · Derivative 1,702.3 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000024741-07-000032 · edgar.xml · derivative · entry 1

SMITHBURG WILLIAM D · CIK 0001190304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,076.77

Underlying: Common Stock · 1,702.3 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F1 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F2 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

Read SEC document
December 19, 2006 Filed Dec 21, 2006 20:53 UTC ABBOTT LABORATORIES ABT · Entity 2314 GrantOption (right to buy) · Derivative 1,557 $0.00 Strike: $48.13 $0.00
Disclosure

SEC source: 0001104659-06-083256 · a4.xml · derivative · entry 15

SMITHBURG WILLIAM D · CIK 0001190304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,557

Underlying: Common shares · 1,557 shares

Expires 2007-10-09

F2 · security: Stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program. It includes a replacement option feature.

Read SEC document
December 19, 2006 Filed Dec 21, 2006 20:53 UTC ABBOTT LABORATORIES ABT · Entity 2314 GrantOption (right to buy) · Derivative 777 $0.00 Strike: $48.13 $0.00
Disclosure

SEC source: 0001104659-06-083256 · a4.xml · derivative · entry 14

SMITHBURG WILLIAM D · CIK 0001190304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 777

Underlying: Common shares · 777 shares

Expires 2007-09-29

F2 · security: Stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program. It includes a replacement option feature.

Read SEC document
December 19, 2006 Filed Dec 21, 2006 20:53 UTC ABBOTT LABORATORIES ABT · Entity 2314 GrantOption (right to buy) · Derivative 777 $0.00 Strike: $48.13 $0.00
Disclosure

SEC source: 0001104659-06-083256 · a4.xml · derivative · entry 13

SMITHBURG WILLIAM D · CIK 0001190304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 777

Underlying: Common shares · 777 shares

Expires 2007-06-29

F2 · security: Stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program. It includes a replacement option feature.

Read SEC document
December 19, 2006 Filed Dec 21, 2006 20:53 UTC ABBOTT LABORATORIES ABT · Entity 2314 Exercise / conversionOption (right to buy) · Derivative 1,017 $0.00 Strike: $42.72 $0.00
Disclosure

SEC source: 0001104659-06-083256 · a4.xml · derivative · entry 12

SMITHBURG WILLIAM D · CIK 0001190304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common shares · 1,017 shares

Expires 2006-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program. It includes a replacement option feature.

Read SEC document
December 19, 2006 Filed Dec 21, 2006 20:53 UTC ABBOTT LABORATORIES ABT · Entity 2314 Exercise / conversionOption (right to buy) · Derivative 2,483 $0.00 Strike: $30.20 $0.00
Disclosure

SEC source: 0001104659-06-083256 · a4.xml · derivative · entry 11

SMITHBURG WILLIAM D · CIK 0001190304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common shares · 2,483 shares

Expires 2007-10-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program. It includes a replacement option feature.

Read SEC document
December 19, 2006 Filed Dec 21, 2006 20:53 UTC ABBOTT LABORATORIES ABT · Entity 2314 Exercise / conversionOption (right to buy) · Derivative 1,238 $0.00 Strike: $30.24 $0.00
Disclosure

SEC source: 0001104659-06-083256 · a4.xml · derivative · entry 10

SMITHBURG WILLIAM D · CIK 0001190304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common shares · 1,238 shares

Expires 2007-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program. It includes a replacement option feature.

Read SEC document
December 19, 2006 Filed Dec 21, 2006 20:53 UTC ABBOTT LABORATORIES ABT · Entity 2314 Exercise / conversionOption (right to buy) · Derivative 1,191 $0.00 Strike: $31.43 $0.00
Disclosure

SEC source: 0001104659-06-083256 · a4.xml · derivative · entry 9

SMITHBURG WILLIAM D · CIK 0001190304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common shares · 1,191 shares

Expires 2007-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program. It includes a replacement option feature.

Read SEC document
December 19, 2006 Filed Dec 21, 2006 20:53 UTC ABBOTT LABORATORIES ABT · Entity 2314 Exercise / conversionOption (right to buy) · Derivative 1,617 $0.00 Strike: $26.88 $0.00
Disclosure

SEC source: 0001104659-06-083256 · a4.xml · derivative · entry 8

SMITHBURG WILLIAM D · CIK 0001190304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common shares · 1,617 shares

Expires 2007-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program. It includes a replacement option feature.

Read SEC document
December 19, 2006 Filed Dec 21, 2006 20:53 UTC ABBOTT LABORATORIES ABT · Entity 2314 Tax withholdingCommon shares without par value 4,916 $48.13 $236,607.08
Disclosure

SEC source: 0001104659-06-083256 · a4.xml · nonDerivative · entry 6

SMITHBURG WILLIAM D · CIK 0001190304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,286

Read SEC document
December 19, 2006 Filed Dec 21, 2006 20:53 UTC ABBOTT LABORATORIES ABT · Entity 2314 Exercise / conversionCommon shares without par value 1,017 $42.72 $43,446.24
Disclosure

SEC source: 0001104659-06-083256 · a4.xml · nonDerivative · entry 5

SMITHBURG WILLIAM D · CIK 0001190304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2006 Filed Dec 21, 2006 20:53 UTC ABBOTT LABORATORIES ABT · Entity 2314 Exercise / conversionCommon shares without par value 2,483 $30.20 $74,976.17
Disclosure

SEC source: 0001104659-06-083256 · a4.xml · nonDerivative · entry 4

SMITHBURG WILLIAM D · CIK 0001190304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2006 Filed Dec 21, 2006 20:53 UTC ABBOTT LABORATORIES ABT · Entity 2314 Exercise / conversionCommon shares without par value 1,238 $30.24 $37,440.59
Disclosure

SEC source: 0001104659-06-083256 · a4.xml · nonDerivative · entry 3

SMITHBURG WILLIAM D · CIK 0001190304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2006 Filed Dec 21, 2006 20:53 UTC ABBOTT LABORATORIES ABT · Entity 2314 Exercise / conversionCommon shares without par value 1,191 $31.43 $37,429.56
Disclosure

SEC source: 0001104659-06-083256 · a4.xml · nonDerivative · entry 2

SMITHBURG WILLIAM D · CIK 0001190304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2006 Filed Dec 21, 2006 20:53 UTC ABBOTT LABORATORIES ABT · Entity 2314 Exercise / conversionCommon shares without par value 1,617 $26.88 $43,462.21
Disclosure

SEC source: 0001104659-06-083256 · a4.xml · nonDerivative · entry 1

SMITHBURG WILLIAM D · CIK 0001190304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,273

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2006 Filed Oct 3, 2006 20:59 UTC ABBOTT LABORATORIES ABT · Entity 2314 GrantStock equivalent units · Derivative 504 $48.56 Strike: $0.00 $24,474.24
Disclosure

SEC source: 0001104659-06-064639 · a4.xml · derivative · entry 1

SMITHBURG WILLIAM D · CIK 0001190304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,576

Underlying: common shares · 504 shares

Expires not disclosed

F1 · derivative.exercise_price: Director fees deferred and credited to a stock equivalent unit account under a grantor trust established by the director and paid, in cash, generally at age 65 or upon retirement from the board. The stock equivalent units earn the same return as if the fees were invested in Abbott stock.

F1 · derivative.exercise_date: Director fees deferred and credited to a stock equivalent unit account under a grantor trust established by the director and paid, in cash, generally at age 65 or upon retirement from the board. The stock equivalent units earn the same return as if the fees were invested in Abbott stock.

F1 · derivative.expiration_date: Director fees deferred and credited to a stock equivalent unit account under a grantor trust established by the director and paid, in cash, generally at age 65 or upon retirement from the board. The stock equivalent units earn the same return as if the fees were invested in Abbott stock.

F2 · balance_after: Balance includes stock equivalent units acquired pursuant to a dividend reinvestment feature.

Read SEC document
September 29, 2006 Filed Oct 3, 2006 15:38 UTC CORNING INC /NY GLW · Entity 2883 GrantPhantom Stock · Derivative 951.32 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000024741-06-000332 · c0001190304d20061003f4f.xml · derivative · entry 1

SMITHBURG WILLIAM D · CIK 0001190304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,374.47

Underlying: Common Stock · 951.32 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F1 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F2 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

Read SEC document
June 30, 2006 Filed Jul 5, 2006 12:39 UTC CORNING INC /NY GLW · Entity 2883 GrantPhantom Stock · Derivative 1,370.23 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000024741-06-000248 · c0001190304d20060705f4f.xml · derivative · entry 1

SMITHBURG WILLIAM D · CIK 0001190304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,423.15

Underlying: Common Stock · 1,370.23 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F1 · price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · derivative.exercise_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

F2 · derivative.expiration_date: Distribution of phantom stock units in cash under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.