Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NEWMONT Corp /DE/NEM · Entity 1894 | Vice President and Controller | September 11, 2012 | September 13, 2012 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NEWMONT Corp /DE/
Report date September 11, 2012 · Filed September 13, 2012
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock $1.60 par valueSEC Table I · non-derivative | Direct | 13,551 |
Ending reported balance
After 2012-09-11 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2012-09-11 · Exercise / conversion · Acquired 3,250 · Balance 16,801 Row 2 · 2012-09-11 · Sale · Disposed 3,250 · Balance 13,551 F1: This transaction was executed in multiple trades at prices of $52.10 to $52.23. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price. Row 3 · 2012-09-11 · Exercise / conversion · Acquired 6,000 · Balance 19,551 Row 4 · 2012-09-11 · Sale · Disposed 6,000 · Balance 13,551 F2: This transaction was executed in multiple trades at prices of $51.98 to $52.17. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price. Row 5 · 2012-09-11 · Exercise / conversion · Acquired 9,000 · Balance 22,551 Row 6 · 2012-09-11 · Sale · Disposed 9,000 · Balance 13,551 F3: This transaction was executed in multiple trades at prices of $52.185 to $52.25. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price. Row 7 · 2012-09-11 · Exercise / conversion · Acquired 6,498 · Balance 20,049 Row 8 · 2012-09-11 · Sale · Disposed 6,498 · Balance 13,551 F4: This transaction was executed in multiple trades at prices of $52.10 to $52.17. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.16 · Expires 2015-10-26 | Direct | 0 |
Reported balance
After 2012-09-11 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2012-09-11 · Exercise / conversion · Disposed 3,250 · Balance 0 F6: The option vested in three equal annual installments beginning October 26, 2006. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $42.06 · Expires 2017-04-30 | Direct | 0 |
Reported balance
After 2012-09-11 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2012-09-11 · Exercise / conversion · Disposed 6,000 · Balance 0 F7: The option vested in three equal annual installments beginning April 30, 2008. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.49 · Expires 2018-04-28 | Direct | 0 |
Reported balance
After 2012-09-11 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2012-09-11 · Exercise / conversion · Disposed 9,000 · Balance 0 F8: The option vested in three equal annual installments beginning April 28, 2009. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.95 · Expires 2019-05-04 | Direct | 0 |
Reported balance
After 2012-09-11 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2012-09-11 · Exercise / conversion · Disposed 6,498 · Balance 0 F9: The option vested in three equal annual installments beginning May 4, 2010. |
| Common Stock $1.60 par valueSEC Table I · non-derivative | IndirectBy 401(k) Plan | 1,432 |
Reported balance
Holding disclosure · report date 2012-09-11 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 1,432 F5: As of August 30, 2012, the reporting person held 1,432 shares of Newmont Mining common stock in his 401(k) Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices of $52.10 to $52.23. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
F2: This transaction was executed in multiple trades at prices of $51.98 to $52.17. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
F3: This transaction was executed in multiple trades at prices of $52.185 to $52.25. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
F4: This transaction was executed in multiple trades at prices of $52.10 to $52.17. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
F5: As of August 30, 2012, the reporting person held 1,432 shares of Newmont Mining common stock in his 401(k) Plan.
F6: The option vested in three equal annual installments beginning October 26, 2006.
F7: The option vested in three equal annual installments beginning April 30, 2008.
F8: The option vested in three equal annual installments beginning April 28, 2009.
F9: The option vested in three equal annual installments beginning May 4, 2010.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NOVAGOLD RESOURCES INC
Report date July 15, 2024 · Filed July 15, 2024
Section 16 reporting ended · disclosed 2024-07-15. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 08, 2019 Filed Mar 11, 2019 15:31 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Tax withholdingCommon Shares | 114,284 | $4.14 | $473,135.76 |
DisclosureSEC source: 0001214659-19-002016 · marketforms-44538.xml · nonDerivative · entry 2 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 644,123 F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions ranging from C$5.45 to $5.65, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$5.56 to USD using an exchange rate of C$1.3422=US$1.00. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 15:31 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionCommon Shares | 199,867 | $2.37 | $473,684.79 |
DisclosureSEC source: 0001214659-19-002016 · marketforms-44538.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 758,407 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$3.18 using an exchange rate of CAD$1.3422=US$1.00. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 16:28 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionStock Option (right to buy) · Derivative | 46,400 | $0.00 Strike: $2.37 | $0.00 |
DisclosureSEC source: 0001214659-19-002000 · marketforms-44505.xml · derivative · entry 4 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Shares · 46,400 shares Expires 2019-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$3.18 using an exchange rate of CAD$1.3438=US$1.00. F3 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/14; 1/3 on 12/1/15; and 1/3 on 12/1/16. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 16:28 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | SaleCommon Shares | 18,716 | $3.97 | $74,302.52 |
DisclosureSEC source: 0001214659-19-002000 · marketforms-44505.xml · nonDerivative · entry 3 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 558,540 F2 · price: The price reported in Column 4 was converted from the Canadian price of C$5.33 to USD using an exchange rate of CAD$1.3438=US$1.00. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 16:28 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Tax withholdingCommon Shares | 27,684 | $3.97 | $109,905.48 |
DisclosureSEC source: 0001214659-19-002000 · marketforms-44505.xml · nonDerivative · entry 2 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 577,256 F2 · price: The price reported in Column 4 was converted from the Canadian price of C$5.33 to USD using an exchange rate of CAD$1.3438=US$1.00. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 16:28 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionCommon Shares | 46,400 | $2.37 | $109,968.00 |
DisclosureSEC source: 0001214659-19-002000 · marketforms-44505.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 604,940 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$3.18 using an exchange rate of CAD$1.3438=US$1.00. Read SEC document |
| December 31, 2018 Filed Jan 8, 2019 17:04 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 1,865 | $3.96 | $7,385.40 |
DisclosureSEC source: 0001214659-19-000199 · marketforms-43694.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 558,540 F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the fourth calendar quarter of 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $3.79 to $4.29, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 03, 2018 Filed Dec 3, 2018 20:45 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionPerformance Share Units ("PSUs") · Derivative | 106,846 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-007446 · marketforms-43368.xml · derivative · entry 5 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 106,846 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The December 1, 2016 grant totaling 130,300 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4. On December 3, 2018, the performance criteria were deemed to have been met with respect to the grant at 82% of the original grant amount, decreasing the award to a total of 106,846 common shares. F1 · derivative.exercise_date: The December 1, 2016 grant totaling 130,300 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4. On December 3, 2018, the performance criteria were deemed to have been met with respect to the grant at 82% of the original grant amount, decreasing the award to a total of 106,846 common shares. F1 · derivative.expiration_date: The December 1, 2016 grant totaling 130,300 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4. On December 3, 2018, the performance criteria were deemed to have been met with respect to the grant at 82% of the original grant amount, decreasing the award to a total of 106,846 common shares. F1 · derivative.underlying_shares: The December 1, 2016 grant totaling 130,300 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4. On December 3, 2018, the performance criteria were deemed to have been met with respect to the grant at 82% of the original grant amount, decreasing the award to a total of 106,846 common shares. Read SEC document |
| December 03, 2018 Filed Dec 3, 2018 20:45 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Tax withholdingCommon Shares | 47,387 | $3.67 | $173,910.29 |
DisclosureSEC source: 0001214659-18-007446 · marketforms-43368.xml · nonDerivative · entry 2 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 556,675 Read SEC document |
| December 03, 2018 Filed Dec 3, 2018 20:45 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionCommon Shares | 106,846 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-007446 · marketforms-43368.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 604,062 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The December 1, 2016 grant totaling 130,300 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4. On December 3, 2018, the performance criteria were deemed to have been met with respect to the grant at 82% of the original grant amount, decreasing the award to a total of 106,846 common shares. Read SEC document |
| December 01, 2018 Filed Dec 3, 2018 20:45 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantPerformance Share Units ("PSUs") · Derivative | 134,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-007446 · marketforms-43368.xml · derivative · entry 4 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,000 Underlying: Common Shares · 134,000 shares Expires not disclosed F3 · derivative.exercise_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2021. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. F3 · derivative.expiration_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2021. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. F3 · derivative.underlying_shares: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2021. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. Read SEC document |
| December 01, 2018 Filed Dec 3, 2018 20:45 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantStock Option (right to buy) · Derivative | 334,600 | $0.00 Strike: $3.67 | $0.00 |
DisclosureSEC source: 0001214659-18-007446 · marketforms-43368.xml · derivative · entry 3 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,600 Underlying: Common Shares · 334,600 shares Expires 2023-11-30 F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2019; 1/3 on 12/1/2020; and 1/3 on 12/1/2021. Read SEC document |
| October 19, 2018 Filed Oct 22, 2018 16:58 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionStock Option (right to buy) · Derivative | 63,650 | $0.00 Strike: $2.21 | $0.00 |
DisclosureSEC source: 0001214659-18-006587 · marketforms-43068.xml · derivative · entry 4 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 63,650 shares Expires 2019-01-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3104=US$1.00. F3 · derivative.exercise_date: The options vested as follows: 1/3 on 1/7/14; 1/3 on 1/7/15; and 1/3 on 1/7/16. Read SEC document |
| October 19, 2018 Filed Oct 22, 2018 16:58 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | SaleCommon Shares | 30,391 | $4.24 | $128,857.84 |
DisclosureSEC source: 0001214659-18-006587 · marketforms-43068.xml · nonDerivative · entry 3 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 497,216 F2 · price: The price reported in Column 4 was converted from the Canadian price of C$5.55 to USD using an exchange rate of CAD$1.3104=US$1.00. Read SEC document |
| October 19, 2018 Filed Oct 22, 2018 16:58 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Tax withholdingCommon Shares | 33,259 | $4.24 | $141,018.16 |
DisclosureSEC source: 0001214659-18-006587 · marketforms-43068.xml · nonDerivative · entry 2 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527,607 F2 · price: The price reported in Column 4 was converted from the Canadian price of C$5.55 to USD using an exchange rate of CAD$1.3104=US$1.00. Read SEC document |
| October 19, 2018 Filed Oct 22, 2018 16:58 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionCommon Shares | 63,650 | $2.21 | $140,666.50 |
DisclosureSEC source: 0001214659-18-006587 · marketforms-43068.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 560,866 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3104=US$1.00. Read SEC document |
| October 11, 2018 Filed Oct 12, 2018 17:41 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionStock Option (right to buy) · Derivative | 263,650 | $0.00 Strike: $2.22 | $0.00 |
DisclosureSEC source: 0001214659-18-006500 · marketforms-43043.xml · derivative · entry 4 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,650 Underlying: Common Shares · 263,650 shares Expires 2019-01-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3038=U.S.$1.00. F4 · derivative.exercise_date: The options vested as follows: 1/3 on 1/7/14; 1/3 on 1/7/15; and 1/3 on 1/7/16. Read SEC document |
| October 11, 2018 Filed Oct 12, 2018 17:41 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | SaleCommon Shares | 120,460 | $4.10 | $493,886.00 |
DisclosureSEC source: 0001214659-18-006500 · marketforms-43043.xml · nonDerivative · entry 3 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 497,216 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$5.25 to $5.47, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$5.34 to USD using an exchange rate of C$1.3038=US$1.00. Read SEC document |
| October 11, 2018 Filed Oct 12, 2018 17:41 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Tax withholdingCommon Shares | 143,190 | $4.10 | $587,079.00 |
DisclosureSEC source: 0001214659-18-006500 · marketforms-43043.xml · nonDerivative · entry 2 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 617,676 F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions ranging from C$5.25 to $5.47, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$5.34 to USD using an exchange rate of C$1.3038=US$1.00. Read SEC document |
| October 11, 2018 Filed Oct 12, 2018 17:41 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionCommon Shares | 263,650 | $2.22 | $585,303.00 |
DisclosureSEC source: 0001214659-18-006500 · marketforms-43043.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 760,866 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3038=U.S.$1.00. Read SEC document |
| October 09, 2018 Filed Oct 10, 2018 15:19 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionStock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $2.24 | $0.00 |
DisclosureSEC source: 0001214659-18-006450 · marketforms-43029.xml · derivative · entry 4 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,300 Underlying: Common Shares · 100,000 shares Expires 2019-01-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.2965=U.S.$1.00. F3 · derivative.exercise_date: The options vested as follows: 1/3 on 1/7/14; 1/3 on 1/7/15; and 1/3 on 1/7/16. Read SEC document |
| October 09, 2018 Filed Oct 10, 2018 15:19 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | SaleCommon Shares | 44,230 | $4.01 | $177,362.30 |
DisclosureSEC source: 0001214659-18-006450 · marketforms-43029.xml · nonDerivative · entry 3 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 497,216 F2 · price: The price reported above was converted from the Canadian price of C$5.20 to USD using an exchange rate of CAD$1.2965=U.S.$1.00. Read SEC document |
| October 09, 2018 Filed Oct 10, 2018 15:19 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Tax withholdingCommon Shares | 55,770 | $4.01 | $223,637.70 |
DisclosureSEC source: 0001214659-18-006450 · marketforms-43029.xml · nonDerivative · entry 2 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 541,446 F2 · price: The price reported above was converted from the Canadian price of C$5.20 to USD using an exchange rate of CAD$1.2965=U.S.$1.00. Read SEC document |
| October 09, 2018 Filed Oct 10, 2018 15:19 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionCommon Shares | 100,000 | $2.24 | $224,000.00 |
DisclosureSEC source: 0001214659-18-006450 · marketforms-43029.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 597,216 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.2965=U.S.$1.00. Read SEC document |
| September 30, 2018 Filed Oct 3, 2018 20:00 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 1,831 | $4.03 | $7,378.93 |
DisclosureSEC source: 0001214659-18-006335 · marketforms-43005.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 497,216 F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the third calendar quarter of 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $3.54 to $4.68, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 12, 2018 Filed Sep 13, 2018 15:57 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionStock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $2.23 | $0.00 |
DisclosureSEC source: 0001214659-18-006022 · marketforms-42928.xml · derivative · entry 4 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 427,300 Underlying: Common Shares · 150,000 shares Expires 2019-01-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of $2.90 using an exchange rate of CAD$1.3014=U.S.$1.00. F3 · derivative.exercise_date: The options vested as follows: 1/3 on 1/7/2014; 1/3 on 1/7/2015; and 1/3 on 1/7/2016. Read SEC document |
| September 12, 2018 Filed Sep 13, 2018 15:57 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | SaleCommon Shares | 60,309 | $3.73 | $224,952.57 |
DisclosureSEC source: 0001214659-18-006022 · marketforms-42928.xml · nonDerivative · entry 3 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 495,385 F2 · price: The price reported above was converted from the Canadian price of C$4.85 to USD using an exchange rate of CAD$1.3014=USD$1.00. Read SEC document |
| September 12, 2018 Filed Sep 13, 2018 15:57 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Tax withholdingCommon Shares | 89,691 | $3.73 | $334,547.43 |
DisclosureSEC source: 0001214659-18-006022 · marketforms-42928.xml · nonDerivative · entry 2 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 555,694 F2 · price: The price reported above was converted from the Canadian price of C$4.85 to USD using an exchange rate of CAD$1.3014=USD$1.00. Read SEC document |
| September 12, 2018 Filed Sep 13, 2018 15:57 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionCommon Shares | 150,000 | $2.23 | $334,500.00 |
DisclosureSEC source: 0001214659-18-006022 · marketforms-42928.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 645,385 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of $2.90 using an exchange rate of CAD$1.3014=U.S.$1.00. Read SEC document |
| June 30, 2018 Filed Jul 2, 2018 20:23 UTC Amendment | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 1,570 | $4.70 | $7,379.00 |
DisclosureSEC source: 0001214659-18-004698 · marketforms-42397.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 495,385 F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the second calendar quarter of 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $4.53 to $4.86, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 30, 2018 Filed Jul 2, 2018 18:43 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 1,570 | $4.70 | $7,379.00 |
DisclosureSEC source: 0001214659-18-004676 · marketforms-42393.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,385 F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the second calendar quarter of 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $4.53 to $4.86, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 29, 2018 Filed Mar 29, 2018 20:00 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 1,844 | $3.98 | $7,339.12 |
DisclosureSEC source: 0001214659-18-002489 · marketforms-41577.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 493,815 F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the first calendar quarter of 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $3.65 to $4.16, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 16:11 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 1,782 | $4.00 | $7,128.00 |
DisclosureSEC source: 0001214659-18-000091 · marketforms-40579.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 491,971 F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the fourth calendar quarter of 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $3.84 to $4.18, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 01, 2017 Filed Dec 1, 2017 22:37 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares · Derivative | 61,700 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-007086 · marketforms-40375.xml · derivative · entry 3 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,700 Underlying: Common Shares · 61,700 shares Expires not disclosed F3 · derivative.exercise_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2020. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. F3 · derivative.expiration_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2020. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. F3 · derivative.underlying_shares: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2020. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. Read SEC document |
| December 01, 2017 Filed Dec 1, 2017 22:37 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares · Derivative | 61,700 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-007086 · marketforms-40375.xml · derivative · entry 2 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,700 Underlying: Common Shares · 61,700 shares Expires not disclosed F2 · derivative.exercise_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2019. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. F2 · derivative.expiration_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2019. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. F2 · derivative.underlying_shares: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2019. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. Read SEC document |
| December 01, 2017 Filed Dec 1, 2017 22:37 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares · Derivative | 349,400 | $0.00 Strike: $3.85 | $0.00 |
DisclosureSEC source: 0001214659-17-007086 · marketforms-40375.xml · derivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,400 Underlying: Common Shares · 349,400 shares Expires 2022-11-30 F1 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2018; 1/3 on 12/1/2019; and 1/3 on 12/1/2020. Read SEC document |
| October 25, 2017 Filed Oct 26, 2017 19:17 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionStock Option (Right to Buy) · Derivative | 239,453 | $0.00 Strike: $3.43 | $0.00 |
DisclosureSEC source: 0001214659-17-006178 · marketforms-39997.xml · derivative · entry 4 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 239,453 shares Expires 2017-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2771=U.S.$1.00. Read SEC document |
| October 25, 2017 Filed Oct 26, 2017 19:17 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | SaleCommon Shares | 39,680 | $4.11 | $163,084.80 |
DisclosureSEC source: 0001214659-17-006178 · marketforms-39997.xml · nonDerivative · entry 3 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,189 F2 · price: The price reported above was converted from the Canadian price of C$5.25 to USD using an exchange rate of C$1.2771=USD $1.00. Read SEC document |
| October 25, 2017 Filed Oct 26, 2017 19:17 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Tax withholdingCommon Shares | 199,773 | $4.11 | $821,067.03 |
DisclosureSEC source: 0001214659-17-006178 · marketforms-39997.xml · nonDerivative · entry 2 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 529,869 F2 · price: The price reported above was converted from the Canadian price of C$5.25 to USD using an exchange rate of C$1.2771=USD $1.00. Read SEC document |
| October 25, 2017 Filed Oct 26, 2017 19:17 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionCommon Shares | 239,453 | $3.43 | $821,323.79 |
DisclosureSEC source: 0001214659-17-006178 · marketforms-39997.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 729,642 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2771=U.S.$1.00. Read SEC document |
| October 13, 2017 Filed Oct 16, 2017 17:46 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionStock Option (Right to Buy) · Derivative | 547 | $0.00 Strike: $3.51 | $0.00 |
DisclosureSEC source: 0001214659-17-006054 · marketforms-39934.xml · derivative · entry 4 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,453 Underlying: Common Shares · 547 shares Expires 2017-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of $4.38 using an exchange rate of CAD$1.2487=U.S.$1.00. Read SEC document |
| October 13, 2017 Filed Oct 16, 2017 17:46 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | SaleCommon Shares | 100 | $4.29 | $429.00 |
DisclosureSEC source: 0001214659-17-006054 · marketforms-39934.xml · nonDerivative · entry 3 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,189 F2 · price: The price reported above was converted from the Canadian price of C$5.36 to USD using an exchange rate of C$1.2487=USD $1.00. Read SEC document |
| October 13, 2017 Filed Oct 16, 2017 17:46 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Tax withholdingCommon Shares | 447 | $4.29 | $1,917.63 |
DisclosureSEC source: 0001214659-17-006054 · marketforms-39934.xml · nonDerivative · entry 2 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,289 F2 · price: The price reported above was converted from the Canadian price of C$5.36 to USD using an exchange rate of C$1.2487=USD $1.00. Read SEC document |
| October 13, 2017 Filed Oct 16, 2017 17:46 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionCommon Shares | 547 | $3.51 | $1,919.97 |
DisclosureSEC source: 0001214659-17-006054 · marketforms-39934.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,736 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of $4.38 using an exchange rate of CAD$1.2487=U.S.$1.00. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:10 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 1,649 | $4.32 | $7,123.68 |
DisclosureSEC source: 0001214659-17-005924 · marketforms-39812.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,189 F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the third calendar quarter of 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $4.08 to $4.50, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| July 21, 2017 Filed Jul 25, 2017 17:32 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionStock Option (Right to Buy) · Derivative | 300,000 | $0.00 Strike: $3.98 | $0.00 |
DisclosureSEC source: 0001214659-17-004548 · marketforms-39273.xml · derivative · entry 4 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 300,000 shares Expires 2017-09-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of $4.99 using an exchange rate of CAD$1.2549=U.S.$1.00. Read SEC document |
| July 21, 2017 Filed Jul 25, 2017 17:32 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | SaleCommon Shares | 43,224 | $4.65 | $200,991.60 |
DisclosureSEC source: 0001214659-17-004548 · marketforms-39273.xml · nonDerivative · entry 3 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 488,540 F2 · price: The sale price reported above was converted from the Canadian sale price of $5.83 to USD using an exchange rate of C$1.2549=USD $1.00. Read SEC document |
| July 21, 2017 Filed Jul 25, 2017 17:32 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Tax withholdingCommon Shares | 256,776 | $4.65 | $1,194,008.40 |
DisclosureSEC source: 0001214659-17-004548 · marketforms-39273.xml · nonDerivative · entry 2 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 531,764 F2 · price: The sale price reported above was converted from the Canadian sale price of $5.83 to USD using an exchange rate of C$1.2549=USD $1.00. Read SEC document |
| July 21, 2017 Filed Jul 25, 2017 17:32 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionCommon Shares | 300,000 | $3.98 | $1,194,000.00 |
DisclosureSEC source: 0001214659-17-004548 · marketforms-39273.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 788,540 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of $4.99 using an exchange rate of CAD$1.2549=U.S.$1.00. Read SEC document |
| June 30, 2017 Filed Jun 30, 2017 22:46 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 1,658 | $4.30 | $7,129.40 |
DisclosureSEC source: 0001214659-17-004255 · marketforms-39155.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 488,540 F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the second calendar quarter of 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $3.97 to $4.86, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.