person · Reporting owner

Ottewell David A.

Disclosed activity across 2 companies

Tapewire entity: 16735
SEC CIK: 0001515674

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
NEWMONT Corp /DE/NEM · Entity 1894	Vice President and Controller	September 11, 2012	September 13, 2012

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NEWMONT Corp /DE/

Report date September 11, 2012 · Filed September 13, 2012

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock $1.60 par valueSEC Table I · non-derivative	Direct	13,551	Ending reported balance After 2012-09-11 transaction · row 8 8 source rows · reconciled sequence Row 1 · 2012-09-11 · Exercise / conversion · Acquired 3,250 · Balance 16,801 Row 2 · 2012-09-11 · Sale · Disposed 3,250 · Balance 13,551 F1: This transaction was executed in multiple trades at prices of $52.10 to $52.23. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price. Row 3 · 2012-09-11 · Exercise / conversion · Acquired 6,000 · Balance 19,551 Row 4 · 2012-09-11 · Sale · Disposed 6,000 · Balance 13,551 F2: This transaction was executed in multiple trades at prices of $51.98 to $52.17. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price. Row 5 · 2012-09-11 · Exercise / conversion · Acquired 9,000 · Balance 22,551 Row 6 · 2012-09-11 · Sale · Disposed 9,000 · Balance 13,551 F3: This transaction was executed in multiple trades at prices of $52.185 to $52.25. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price. Row 7 · 2012-09-11 · Exercise / conversion · Acquired 6,498 · Balance 20,049 Row 8 · 2012-09-11 · Sale · Disposed 6,498 · Balance 13,551 F4: This transaction was executed in multiple trades at prices of $52.10 to $52.17. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.16 · Expires 2015-10-26	Direct	0	Reported balance After 2012-09-11 transaction · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · 2012-09-11 · Exercise / conversion · Disposed 3,250 · Balance 0 F6: The option vested in three equal annual installments beginning October 26, 2006.
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $42.06 · Expires 2017-04-30	Direct	0	Reported balance After 2012-09-11 transaction · row 11 Instrument identity requires review; Table II rows are not merged. 1 source row Row 11 · 2012-09-11 · Exercise / conversion · Disposed 6,000 · Balance 0 F7: The option vested in three equal annual installments beginning April 30, 2008.
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.49 · Expires 2018-04-28	Direct	0	Reported balance After 2012-09-11 transaction · row 12 Instrument identity requires review; Table II rows are not merged. 1 source row Row 12 · 2012-09-11 · Exercise / conversion · Disposed 9,000 · Balance 0 F8: The option vested in three equal annual installments beginning April 28, 2009.
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.95 · Expires 2019-05-04	Direct	0	Reported balance After 2012-09-11 transaction · row 13 Instrument identity requires review; Table II rows are not merged. 1 source row Row 13 · 2012-09-11 · Exercise / conversion · Disposed 6,498 · Balance 0 F9: The option vested in three equal annual installments beginning May 4, 2010.
Common Stock $1.60 par valueSEC Table I · non-derivative	IndirectBy 401(k) Plan	1,432	Reported balance Holding disclosure · report date 2012-09-11 · row 9 Holding and transaction disclosures are not merged. 1 source row Row 9 · Balance 1,432 F5: As of August 30, 2012, the reporting person held 1,432 shares of Newmont Mining common stock in his 401(k) Plan.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices of $52.10 to $52.23. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.

F2: This transaction was executed in multiple trades at prices of $51.98 to $52.17. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.

F3: This transaction was executed in multiple trades at prices of $52.185 to $52.25. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.

F4: This transaction was executed in multiple trades at prices of $52.10 to $52.17. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.

F5: As of August 30, 2012, the reporting person held 1,432 shares of Newmont Mining common stock in his 401(k) Plan.

F6: The option vested in three equal annual installments beginning October 26, 2006.

F7: The option vested in three equal annual installments beginning April 30, 2008.

F8: The option vested in three equal annual installments beginning April 28, 2009.

F9: The option vested in three equal annual installments beginning May 4, 2010.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

NOVAGOLD RESOURCES INC

Report date July 15, 2024 · Filed July 15, 2024

Section 16 reporting ended · disclosed 2024-07-15. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
August 23, 2019 Filed Aug 26, 2019 15:28 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	Tax withholdingCommon Shares	10,051	$7.51	$75,483.01	Disclosure SEC source: 0001214659-19-005459 · marketforms-45582.xml · nonDerivative · entry 2 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 572,214 F2 · price: The price reported in Column 4 was converted from the Canadian price of C$9.99 to USD using an exchange rate of CAD$1.3310=USD$1.00. Read SEC document
August 23, 2019 Filed Aug 26, 2019 15:28 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	Exercise / conversionCommon Shares	20,000	$3.77	$75,400.00	Disclosure SEC source: 0001214659-19-005459 · marketforms-45582.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 582,265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.3310=USD$1.00. Read SEC document
August 15, 2019 Filed Aug 16, 2019 16:02 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	Exercise / conversionStock Option (Right to Buy) · Derivative	30,000	$0.00 Strike: $3.77	$0.00	Disclosure SEC source: 0001214659-19-005351 · marketforms-45509.xml · derivative · entry 4 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,000 Underlying: Common Shares · 30,000 shares Expires 2020-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.3325=USD$1.00. F4 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2015; 1/3 on 12/1/2016; and 1/3 on 12/1/2017. Read SEC document
August 15, 2019 Filed Aug 16, 2019 16:02 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	SaleCommon Shares	14,040	$7.09	$99,543.60	Disclosure SEC source: 0001214659-19-005351 · marketforms-45509.xml · nonDerivative · entry 3 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 562,265 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$9.43 to C$9.46, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$9.44 to USD using an exchange rate of CAD$1.3325=USD$1.00. Read SEC document
August 15, 2019 Filed Aug 16, 2019 16:02 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	Tax withholdingCommon Shares	15,960	$7.08	$112,996.80	Disclosure SEC source: 0001214659-19-005351 · marketforms-45509.xml · nonDerivative · entry 2 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 576,305 F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions ranging from C$9.43 to C$9.45, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$9.44 to USD using an exchange rate of CAD$1.3325=USD$1.00. Read SEC document
August 15, 2019 Filed Aug 16, 2019 16:02 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	Exercise / conversionCommon Shares	30,000	$3.77	$113,100.00	Disclosure SEC source: 0001214659-19-005351 · marketforms-45509.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 592,265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.3325=USD$1.00. Read SEC document
August 12, 2019 Filed Aug 12, 2019 22:55 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	Exercise / conversionStock Option (Right to Buy) · Derivative	38,143	$0.00 Strike: $3.79	$0.00	Disclosure SEC source: 0001214659-19-005153 · marketforms-45483.xml · derivative · entry 4 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Shares · 38,143 shares Expires 2020-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.3234=USD$1.00. F4 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2015; 1/3 on 12/1/2016; and 1/3 on 12/1/2017. Read SEC document
August 12, 2019 Filed Aug 12, 2019 22:55 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	SaleCommon Shares	17,740	$7.09	$125,776.60	Disclosure SEC source: 0001214659-19-005153 · marketforms-45483.xml · nonDerivative · entry 3 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 562,265 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$9.37 to C$9.39, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$9.38 to USD using an exchange rate of CAD$1.3234=USD$1.00. Read SEC document
August 12, 2019 Filed Aug 12, 2019 22:55 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	Tax withholdingCommon Shares	20,403	$7.09	$144,657.27	Disclosure SEC source: 0001214659-19-005153 · marketforms-45483.xml · nonDerivative · entry 2 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 580,005 F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions ranging from C$9.38 to C$9.39, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$9.39 to USD using an exchange rate of CAD$1.3234=USD$1.00. Read SEC document
August 12, 2019 Filed Aug 12, 2019 22:55 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	Exercise / conversionCommon Shares	38,143	$3.79	$144,561.97	Disclosure SEC source: 0001214659-19-005153 · marketforms-45483.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,408 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.3234=USD$1.00. Read SEC document
August 09, 2019 Filed Aug 12, 2019 15:43 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	Exercise / conversionStock Option (Right to Buy) · Derivative	23,257	$0.00 Strike: $3.80	$0.00	Disclosure SEC source: 0001214659-19-005134 · marketforms-45474.xml · derivative · entry 4 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,143 Underlying: Common Shares · 23,257 shares Expires 2020-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.3221=USD$1.00. F4 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2015; 1/3 on 12/1/2016; and 1/3 on 12/1/2017. Read SEC document
August 09, 2019 Filed Aug 12, 2019 15:43 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	SaleCommon Shares	10,676	$7.02	$74,945.52	Disclosure SEC source: 0001214659-19-005134 · marketforms-45474.xml · nonDerivative · entry 3 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 562,265 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$9.28 to C$9.29, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average sale price reported above was converted from the Canadian weighted average sale price of C$9.28 to USD using an exchange rate of CAD$1.3221=USD$1.00. Read SEC document
August 09, 2019 Filed Aug 12, 2019 15:43 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	Tax withholdingCommon Shares	12,581	$7.02	$88,318.62	Disclosure SEC source: 0001214659-19-005134 · marketforms-45474.xml · nonDerivative · entry 2 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 572,941 F2 · price: The price reported in Column 4 was converted from the Canadian price of C$9.28 to USD using an exchange rate of CAD$1.3221=USD$1.00. Read SEC document
August 09, 2019 Filed Aug 12, 2019 15:43 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	Exercise / conversionCommon Shares	23,257	$3.80	$88,376.60	Disclosure SEC source: 0001214659-19-005134 · marketforms-45474.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 585,522 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.3221=USD$1.00. Read SEC document
July 18, 2019 Filed Jul 19, 2019 15:22 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	Exercise / conversionStock Option (Right to Buy) · Derivative	100,000	$0.00 Strike: $3.84	$0.00	Disclosure SEC source: 0001214659-19-004683 · marketforms-45339.xml · derivative · entry 4 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,400 Underlying: Common Shares · 100,000 shares Expires 2020-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.3069=USD $1.00. F4 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2015; 1/3 on 12/1/2016; and 1/3 on 12/1/2017. Read SEC document
July 18, 2019 Filed Jul 19, 2019 15:22 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	SaleCommon Shares	40,536	$6.46	$261,862.56	Disclosure SEC source: 0001214659-19-004683 · marketforms-45339.xml · nonDerivative · entry 3 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 562,265 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$8.43 to C$8.46, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average sale price reported above was converted from the Canadian weighted average sale price of C$8.44 to USD using an exchange rate of CAD$1.3069=USD$1.00. Read SEC document
July 18, 2019 Filed Jul 19, 2019 15:22 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	Tax withholdingCommon Shares	59,464	$6.46	$384,137.44	Disclosure SEC source: 0001214659-19-004683 · marketforms-45339.xml · nonDerivative · entry 2 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 602,801 F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions ranging from C$8.43 to $8.46, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$8.44 to USD using an exchange rate of CAD$1.3069=USD$1.00. Read SEC document
July 18, 2019 Filed Jul 19, 2019 15:22 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	Exercise / conversionCommon Shares	100,000	$3.84	$384,000.00	Disclosure SEC source: 0001214659-19-004683 · marketforms-45339.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 662,265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.3069=USD $1.00. Read SEC document
July 16, 2019 Filed Jul 17, 2019 15:30 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	Exercise / conversionStock Option (Right to Buy) · Derivative	100,000	$0.00 Strike: $3.85	$0.00	Disclosure SEC source: 0001214659-19-004642 · marketforms-45323.xml · derivative · entry 4 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,400 Underlying: Common Shares · 100,000 shares Expires 2020-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$5.02 using an exchange rate of CAD$1.3052=USD$1.00. F4 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2015, 1/3 on 12/1/2016, and 1/3 on 12/1/2017. Read SEC document
July 16, 2019 Filed Jul 17, 2019 15:30 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	SaleCommon Shares	38,385	$6.24	$239,522.40	Disclosure SEC source: 0001214659-19-004642 · marketforms-45323.xml · nonDerivative · entry 3 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 562,265 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from C$8.14 to C$8.155, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$8.15 to USD using an exchange rate of CAD$1.3052=USD$1.00. Read SEC document
July 16, 2019 Filed Jul 17, 2019 15:30 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	Tax withholdingCommon Shares	61,615	$6.24	$384,477.60	Disclosure SEC source: 0001214659-19-004642 · marketforms-45323.xml · nonDerivative · entry 2 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,650 F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions ranging from C$8.14 to C$8.15, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$8.15 to USD using an exchange rate of CAD$1.3052=USD$1.00. Read SEC document
July 16, 2019 Filed Jul 17, 2019 15:30 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	Exercise / conversionCommon Shares	100,000	$3.85	$385,000.00	Disclosure SEC source: 0001214659-19-004642 · marketforms-45323.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 662,265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$5.02 using an exchange rate of CAD$1.3052=USD$1.00. Read SEC document
June 30, 2019 Filed Jul 2, 2019 15:35 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	GrantCommon Shares	1,809	$4.20	$7,597.80	Disclosure SEC source: 0001214659-19-004437 · marketforms-45278.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 562,265 F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the second calendar quarter of 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $3.87 to $4.90, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document
June 28, 2019 Filed Jul 1, 2019 16:04 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	Exercise / conversionStock Option (right to buy) · Derivative	50,000	$0.00 Strike: $2.43	$0.00	Disclosure SEC source: 0001214659-19-004413 · marketforms-45274.xml · derivative · entry 4 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 50,000 shares Expires 2019-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of $3.18 using an exchange rate of CAD$1.3087=USD$1.00. F4 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2014; 1/3 on 12/1/2015; and 1/3 on 12/1/2016. Read SEC document
June 28, 2019 Filed Jul 1, 2019 16:04 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	SaleCommon Shares	28,968	$5.78	$167,435.04	Disclosure SEC source: 0001214659-19-004413 · marketforms-45274.xml · nonDerivative · entry 3 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 560,456 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from C$7.55 to C$7.57, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. The weighted average price of C$7.56 was converted to US currency using an exchange rate of CAD$1.3087=USD$1.00. Read SEC document
June 28, 2019 Filed Jul 1, 2019 16:04 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	Tax withholdingCommon Shares	21,032	$5.78	$121,564.96	Disclosure SEC source: 0001214659-19-004413 · marketforms-45274.xml · nonDerivative · entry 2 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 589,424 F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions at prices ranging from C$7.55 to C$7.57, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this Form 4. The weighted average price of C$7.56 was converted to US currency using an exchange rate of CAD$1.3087=USD$1.00. Read SEC document
June 28, 2019 Filed Jul 1, 2019 16:04 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	Exercise / conversionCommon Shares	50,000	$2.43	$121,500.00	Disclosure SEC source: 0001214659-19-004413 · marketforms-45274.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 610,456 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of $3.18 using an exchange rate of CAD$1.3087=USD$1.00. Read SEC document
June 13, 2019 Filed Jun 14, 2019 16:53 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	Exercise / conversionStock Option (right to buy) · Derivative	40,002	$0.00 Strike: $2.39	$0.00	Disclosure SEC source: 0001214659-19-004196 · marketforms-45217.xml · derivative · entry 4 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Shares · 40,002 shares Expires 2019-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of $3.18 using an exchange rate of CAD$1.3324=USD$1.00. F4 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2014; 1/3 on 12/1/2015; and 1/3 on 12/1/2016. Read SEC document
June 13, 2019 Filed Jun 14, 2019 16:53 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	SaleCommon Shares	18,087	$4.36	$78,859.32	Disclosure SEC source: 0001214659-19-004196 · marketforms-45217.xml · nonDerivative · entry 3 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 560,456 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from C$5.80 to C$5.81, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. The weighted average price of C$5.81 was converted to US currency using an exchange rate of CAD$1.3324=USD$1.00. Read SEC document
June 13, 2019 Filed Jun 14, 2019 16:53 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	Tax withholdingCommon Shares	21,915	$4.36	$95,549.40	Disclosure SEC source: 0001214659-19-004196 · marketforms-45217.xml · nonDerivative · entry 2 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 578,543 F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions at prices ranging from C$5.80 to C$5.81, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this Form 4. The weighted average price of C$5.80 was converted to US currency using an exchange rate of CAD$1.3324=USD$1.00. Read SEC document
June 13, 2019 Filed Jun 14, 2019 16:53 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	Exercise / conversionCommon Shares	40,002	$2.39	$95,604.78	Disclosure SEC source: 0001214659-19-004196 · marketforms-45217.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,458 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of $3.18 using an exchange rate of CAD$1.3324=USD$1.00. Read SEC document
June 12, 2019 Filed Jun 13, 2019 15:25 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	Exercise / conversionStock Option (right to buy) · Derivative	59,543	$0.00 Strike: $2.39	$0.00	Disclosure SEC source: 0001214659-19-004183 · marketforms-45214.xml · derivative · entry 4 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,002 Underlying: Common Shares · 59,543 shares Expires 2019-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of $3.18 using an exchange rate of CAD$1.3303=USD$1.00. F4 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2014; 1/3 on 12/1/2015; and 1/3 on 12/1/2016. Read SEC document
June 12, 2019 Filed Jun 13, 2019 15:25 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	SaleCommon Shares	26,166	$4.27	$111,728.82	Disclosure SEC source: 0001214659-19-004183 · marketforms-45214.xml · nonDerivative · entry 3 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 560,456 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from C$5.66 to C$5.68, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. The weighted average price of C$5.68 was converted to US currency using an exchange rate of CAD$1.3303=USD$1.00. Read SEC document
June 12, 2019 Filed Jun 13, 2019 15:25 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	Tax withholdingCommon Shares	33,377	$4.26	$142,186.02	Disclosure SEC source: 0001214659-19-004183 · marketforms-45214.xml · nonDerivative · entry 2 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 586,622 F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions at prices ranging from C$5.66 to C$5.68, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this Form 4. The weighted average price of C$5.67 was converted to US currency using an exchange rate of CAD$1.3303=USD$1.00. Read SEC document
June 12, 2019 Filed Jun 13, 2019 15:25 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	Exercise / conversionCommon Shares	59,543	$2.39	$142,307.77	Disclosure SEC source: 0001214659-19-004183 · marketforms-45214.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 619,999 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of $3.18 using an exchange rate of CAD$1.3303=USD$1.00. Read SEC document
June 07, 2019 Filed Jun 10, 2019 15:45 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	Exercise / conversionStock Option (Right to Buy) · Derivative	455	$0.00 Strike: $2.39	$0.00	Disclosure SEC source: 0001214659-19-004130 · marketforms-45196.xml · derivative · entry 4 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,545 Underlying: Common Shares · 455 shares Expires 2019-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of $3.18 using an exchange rate of CAD$1.3283=US$1.00. F3 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2014, 1/3 on 12/1/2015, and 1/3 on 12/1/2016. Read SEC document
June 07, 2019 Filed Jun 10, 2019 15:45 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	SaleCommon Shares	200	$4.27	$854.00	Disclosure SEC source: 0001214659-19-004130 · marketforms-45196.xml · nonDerivative · entry 3 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 560,456 F2 · price: The price reported in Column 4 above was converted from the Canadian price of $5.67 using an exchange rate of CAD$1.3283=US$1.00. Read SEC document
June 07, 2019 Filed Jun 10, 2019 15:45 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	Tax withholdingCommon Shares	255	$4.27	$1,088.85	Disclosure SEC source: 0001214659-19-004130 · marketforms-45196.xml · nonDerivative · entry 2 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 560,656 F2 · price: The price reported in Column 4 above was converted from the Canadian price of $5.67 using an exchange rate of CAD$1.3283=US$1.00. Read SEC document
June 07, 2019 Filed Jun 10, 2019 15:45 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	Exercise / conversionCommon Shares	455	$2.39	$1,087.45	Disclosure SEC source: 0001214659-19-004130 · marketforms-45196.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 560,911 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of $3.18 using an exchange rate of CAD$1.3283=US$1.00. Read SEC document
March 29, 2019 Filed Mar 29, 2019 17:40 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	GrantCommon Shares	1,916	$3.95	$7,568.20	Disclosure SEC source: 0001214659-19-002357 · marketforms-44708.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 560,456 F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the first calendar quarter of 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $3.72 to $4.25, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document
March 13, 2019 Filed Mar 14, 2019 15:24 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	Exercise / conversionStock Option (right to buy) · Derivative	50,000	$0.00 Strike: $2.39	$0.00	Disclosure SEC source: 0001214659-19-002110 · marketforms-44579.xml · derivative · entry 4 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Shares · 50,000 shares Expires 2019-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$3.18 using an exchange rate of CAD$1.3326=US$1.00. F3 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/14; 1/3 on 12/1/15; and 1/3 on 12/1/16. Read SEC document
March 13, 2019 Filed Mar 14, 2019 15:24 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	SaleCommon Shares	22,586	$4.35	$98,249.10	Disclosure SEC source: 0001214659-19-002110 · marketforms-44579.xml · nonDerivative · entry 3 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 558,540 F2 · price: The price reported in Column 4 was converted from the Canadian price of C$5.80 to USD using an exchange rate of C$1.3326=US$1.00. Read SEC document
March 13, 2019 Filed Mar 14, 2019 15:24 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	Tax withholdingCommon Shares	27,414	$4.35	$119,250.90	Disclosure SEC source: 0001214659-19-002110 · marketforms-44579.xml · nonDerivative · entry 2 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 581,126 F2 · price: The price reported in Column 4 was converted from the Canadian price of C$5.80 to USD using an exchange rate of C$1.3326=US$1.00. Read SEC document
March 13, 2019 Filed Mar 14, 2019 15:24 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	Exercise / conversionCommon Shares	50,000	$2.39	$119,500.00	Disclosure SEC source: 0001214659-19-002110 · marketforms-44579.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 608,540 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$3.18 using an exchange rate of CAD$1.3326=US$1.00. Read SEC document
March 11, 2019 Filed Mar 12, 2019 15:06 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	Exercise / conversionStock Option (right to buy) · Derivative	133	$0.00 Strike: $2.37	$0.00	Disclosure SEC source: 0001214659-19-002057 · marketforms-44563.xml · derivative · entry 4 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Shares · 133 shares Expires 2019-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$3.18 using an exchange rate of CAD$1.3414=US$1.00. F3 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/14; 1/3 on 12/1/15; and 1/3 on 12/1/16. Read SEC document
March 11, 2019 Filed Mar 12, 2019 15:06 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	SaleCommon Shares	58	$4.21	$244.18	Disclosure SEC source: 0001214659-19-002057 · marketforms-44563.xml · nonDerivative · entry 3 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 558,540 F2 · price: The price reported in Column 4 was converted from the Canadian price of C$5.65 to USD using an exchange rate of C$1.3414=US$1.00. Read SEC document
March 11, 2019 Filed Mar 12, 2019 15:06 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	Tax withholdingCommon Shares	75	$4.21	$315.75	Disclosure SEC source: 0001214659-19-002057 · marketforms-44563.xml · nonDerivative · entry 2 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 558,598 F2 · price: The price reported in Column 4 was converted from the Canadian price of C$5.65 to USD using an exchange rate of C$1.3414=US$1.00. Read SEC document
March 11, 2019 Filed Mar 12, 2019 15:06 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	Exercise / conversionCommon Shares	133	$2.37	$315.21	Disclosure SEC source: 0001214659-19-002057 · marketforms-44563.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 558,673 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$3.18 using an exchange rate of CAD$1.3414=US$1.00. Read SEC document
March 08, 2019 Filed Mar 11, 2019 15:31 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	Exercise / conversionStock Option (right to buy) · Derivative	199,867	$0.00 Strike: $2.37	$0.00	Disclosure SEC source: 0001214659-19-002016 · marketforms-44538.xml · derivative · entry 4 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,133 Underlying: Common Shares · 199,867 shares Expires 2019-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$3.18 using an exchange rate of CAD$1.3422=US$1.00. F4 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/14; 1/3 on 12/1/15; and 1/3 on 12/1/16. Read SEC document
March 08, 2019 Filed Mar 11, 2019 15:31 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	SaleCommon Shares	85,583	$4.15	$355,169.45	Disclosure SEC source: 0001214659-19-002016 · marketforms-44538.xml · nonDerivative · entry 3 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 558,540 F3 · price: The price reported in Column 4 is a weighted average price. These shares weresold in multiple transactions ranging from C$5.45 to $5.65, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$5.56 to USD using an exchange rate of C$1.3422=US$1.00. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.