Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NEWMONT Corp /DE/NEM · Entity 1894 | Vice President and Controller | September 11, 2012 | September 13, 2012 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NEWMONT Corp /DE/
Report date September 11, 2012 · Filed September 13, 2012
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock $1.60 par valueSEC Table I · non-derivative | Direct | 13,551 |
Ending reported balance
After 2012-09-11 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2012-09-11 · Exercise / conversion · Acquired 3,250 · Balance 16,801 Row 2 · 2012-09-11 · Sale · Disposed 3,250 · Balance 13,551 F1: This transaction was executed in multiple trades at prices of $52.10 to $52.23. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price. Row 3 · 2012-09-11 · Exercise / conversion · Acquired 6,000 · Balance 19,551 Row 4 · 2012-09-11 · Sale · Disposed 6,000 · Balance 13,551 F2: This transaction was executed in multiple trades at prices of $51.98 to $52.17. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price. Row 5 · 2012-09-11 · Exercise / conversion · Acquired 9,000 · Balance 22,551 Row 6 · 2012-09-11 · Sale · Disposed 9,000 · Balance 13,551 F3: This transaction was executed in multiple trades at prices of $52.185 to $52.25. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price. Row 7 · 2012-09-11 · Exercise / conversion · Acquired 6,498 · Balance 20,049 Row 8 · 2012-09-11 · Sale · Disposed 6,498 · Balance 13,551 F4: This transaction was executed in multiple trades at prices of $52.10 to $52.17. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.16 · Expires 2015-10-26 | Direct | 0 |
Reported balance
After 2012-09-11 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2012-09-11 · Exercise / conversion · Disposed 3,250 · Balance 0 F6: The option vested in three equal annual installments beginning October 26, 2006. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $42.06 · Expires 2017-04-30 | Direct | 0 |
Reported balance
After 2012-09-11 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2012-09-11 · Exercise / conversion · Disposed 6,000 · Balance 0 F7: The option vested in three equal annual installments beginning April 30, 2008. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.49 · Expires 2018-04-28 | Direct | 0 |
Reported balance
After 2012-09-11 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2012-09-11 · Exercise / conversion · Disposed 9,000 · Balance 0 F8: The option vested in three equal annual installments beginning April 28, 2009. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.95 · Expires 2019-05-04 | Direct | 0 |
Reported balance
After 2012-09-11 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2012-09-11 · Exercise / conversion · Disposed 6,498 · Balance 0 F9: The option vested in three equal annual installments beginning May 4, 2010. |
| Common Stock $1.60 par valueSEC Table I · non-derivative | IndirectBy 401(k) Plan | 1,432 |
Reported balance
Holding disclosure · report date 2012-09-11 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 1,432 F5: As of August 30, 2012, the reporting person held 1,432 shares of Newmont Mining common stock in his 401(k) Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices of $52.10 to $52.23. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
F2: This transaction was executed in multiple trades at prices of $51.98 to $52.17. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
F3: This transaction was executed in multiple trades at prices of $52.185 to $52.25. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
F4: This transaction was executed in multiple trades at prices of $52.10 to $52.17. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
F5: As of August 30, 2012, the reporting person held 1,432 shares of Newmont Mining common stock in his 401(k) Plan.
F6: The option vested in three equal annual installments beginning October 26, 2006.
F7: The option vested in three equal annual installments beginning April 30, 2008.
F8: The option vested in three equal annual installments beginning April 28, 2009.
F9: The option vested in three equal annual installments beginning May 4, 2010.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NOVAGOLD RESOURCES INC
Report date July 15, 2024 · Filed July 15, 2024
Section 16 reporting ended · disclosed 2024-07-15. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2017 Filed Apr 7, 2017 17:26 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 1,351 | $5.25 | $7,092.75 |
DisclosureSEC source: 0001214659-17-002447 · marketforms-38526.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 486,882 F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the first calendar quarter of 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $4.70 to $6.08, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 31, 2016 Filed Jan 3, 2017 21:32 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 1,742 | $4.61 | $8,030.62 |
DisclosureSEC source: 0001214659-17-000030 · marketforms-37496.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,531 F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the fourth calendar quarter of 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $3.88 to $5.65, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 02, 2016 Filed Dec 5, 2016 20:29 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | SaleCommon Shares | 100,809 | $4.58 | $461,271.74 |
DisclosureSEC source: 0001214659-16-015183 · marketforms-37253.xml · nonDerivative · entry 2 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 483,789 Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 20:29 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares · Derivative | 130,300 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015183 · marketforms-37253.xml · derivative · entry 4 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,300 Underlying: Common Shares · 130,300 shares Expires not disclosed F3 · derivative.exercise_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2018. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. F3 · derivative.expiration_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2018. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. F3 · derivative.underlying_shares: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2018. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 20:29 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares · Derivative | 373,000 | $0.00 Strike: $4.58 | $0.00 |
DisclosureSEC source: 0001214659-16-015183 · marketforms-37253.xml · derivative · entry 3 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,000 Underlying: Common Shares · 373,000 shares Expires 2021-11-30 F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; and 1/3 on 12/1/2018. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 20:29 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionCommon Shares | 23,537 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015183 · marketforms-37253.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 584,598 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The December 1, 2014 grant totaling 181,050 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4. On December 1, 2016, the performance criteria were deemed to have been met with respect to the grant at 113% of the original grant amount, increasing the award to 204,587 common shares, which were issued to the reporting person on December 1, 2016. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 22:04 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 876 | $6.55 | $5,737.80 |
DisclosureSEC source: 0001214659-16-013931 · marketforms-36359.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 561,061 F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the third calendar quarter of 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $5.90 to $7.22, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 11, 2012 Filed Sep 13, 2012 17:26 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionStock Option (right to buy) · Derivative | 6,498 | $0.00 Strike: $39.95 | $0.00 |
DisclosureSEC source: 0001164727-12-000071 · edgar.xml · derivative · entry 13 Ottewell David A. · CIK 0001515674 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,498 shares Expires 2019-05-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: The option vested in three equal annual installments beginning May 4, 2010. Read SEC document |
| September 11, 2012 Filed Sep 13, 2012 17:26 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionStock Option (right to buy) · Derivative | 9,000 | $0.00 Strike: $44.49 | $0.00 |
DisclosureSEC source: 0001164727-12-000071 · edgar.xml · derivative · entry 12 Ottewell David A. · CIK 0001515674 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,000 shares Expires 2018-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The option vested in three equal annual installments beginning April 28, 2009. Read SEC document |
| September 11, 2012 Filed Sep 13, 2012 17:26 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionStock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $42.06 | $0.00 |
DisclosureSEC source: 0001164727-12-000071 · edgar.xml · derivative · entry 11 Ottewell David A. · CIK 0001515674 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2017-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The option vested in three equal annual installments beginning April 30, 2008. Read SEC document |
| September 11, 2012 Filed Sep 13, 2012 17:26 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionStock Option (right to buy) · Derivative | 3,250 | $0.00 Strike: $45.16 | $0.00 |
DisclosureSEC source: 0001164727-12-000071 · edgar.xml · derivative · entry 10 Ottewell David A. · CIK 0001515674 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,250 shares Expires 2015-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option vested in three equal annual installments beginning October 26, 2006. Read SEC document |
| September 11, 2012 Filed Sep 13, 2012 17:26 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock $1.60 par value | 6,498 | $52.14 | $338,777.78 |
DisclosureSEC source: 0001164727-12-000071 · edgar.xml · nonDerivative · entry 8 Ottewell David A. · CIK 0001515674 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,551 F4 · price: This transaction was executed in multiple trades at prices of $52.10 to $52.17. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price. Read SEC document |
| September 11, 2012 Filed Sep 13, 2012 17:26 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock $1.60 par value | 6,498 | $39.95 | $259,595.10 |
DisclosureSEC source: 0001164727-12-000071 · edgar.xml · nonDerivative · entry 7 Ottewell David A. · CIK 0001515674 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,049 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 11, 2012 Filed Sep 13, 2012 17:26 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock $1.60 par value | 9,000 | $52.24 | $470,151.90 |
DisclosureSEC source: 0001164727-12-000071 · edgar.xml · nonDerivative · entry 6 Ottewell David A. · CIK 0001515674 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,551 F3 · price: This transaction was executed in multiple trades at prices of $52.185 to $52.25. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price. Read SEC document |
| September 11, 2012 Filed Sep 13, 2012 17:26 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock $1.60 par value | 9,000 | $44.49 | $400,410.00 |
DisclosureSEC source: 0001164727-12-000071 · edgar.xml · nonDerivative · entry 5 Ottewell David A. · CIK 0001515674 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,551 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 11, 2012 Filed Sep 13, 2012 17:26 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock $1.60 par value | 6,000 | $52.05 | $312,271.20 |
DisclosureSEC source: 0001164727-12-000071 · edgar.xml · nonDerivative · entry 4 Ottewell David A. · CIK 0001515674 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,551 F2 · price: This transaction was executed in multiple trades at prices of $51.98 to $52.17. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price. Read SEC document |
| September 11, 2012 Filed Sep 13, 2012 17:26 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock $1.60 par value | 6,000 | $42.06 | $252,360.00 |
DisclosureSEC source: 0001164727-12-000071 · edgar.xml · nonDerivative · entry 3 Ottewell David A. · CIK 0001515674 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,551 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 11, 2012 Filed Sep 13, 2012 17:26 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock $1.60 par value | 3,250 | $52.17 | $169,540.48 |
DisclosureSEC source: 0001164727-12-000071 · edgar.xml · nonDerivative · entry 2 Ottewell David A. · CIK 0001515674 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,551 F1 · price: This transaction was executed in multiple trades at prices of $52.10 to $52.23. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price. Read SEC document |
| September 11, 2012 Filed Sep 13, 2012 17:26 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock $1.60 par value | 3,250 | $45.16 | $146,770.00 |
DisclosureSEC source: 0001164727-12-000071 · edgar.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,801 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2012 Filed May 3, 2012 19:58 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock $1.60 par value | 4,636 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-12-000048 · edgar.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,551 Read SEC document |
| March 02, 2012 Filed Mar 6, 2012 01:32 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock $1.60 par value | 2,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-12-000032 · edgar.xml · nonDerivative · entry 2 Ottewell David A. · CIK 0001515674 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,915 Read SEC document |
| March 01, 2012 Filed Mar 6, 2012 01:32 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock $1.60 par value | 227 | $58.26 | $13,224.75 |
DisclosureSEC source: 0001164727-12-000032 · edgar.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,581 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. F2 · price: This transaction was executed in multiple trades at prices of $58.13 to $58.26. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price). Read SEC document |
| February 28, 2012 Filed Mar 1, 2012 23:02 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock $1.60 par value | 214 | $61.62 | $13,186.57 |
DisclosureSEC source: 0001164727-12-000025 · edgar.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,808 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. F2 · price: This transaction was executed in multiple trades at prices of $61.57 to $61.62. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price). Read SEC document |
| February 23, 2012 Filed Feb 27, 2012 21:52 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock $1.60 par value | 272 | $62.33 | $16,953.43 |
DisclosureSEC source: 0001164727-12-000011 · edgar.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,022 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2011, solely to cover taxes and fees. F2 · price: This transaction was executed in multiple trades at prices of $62.16 and $62.33. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price). Read SEC document |
| April 28, 2011 Filed May 2, 2011 20:35 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 31 | $58.49 | $1,813.19 |
DisclosureSEC source: 0001164727-11-000088 · edgar.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Interim Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,294 F1 · price: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2011. F2 · balance_after: As of March 31, 2011 the reporting preson held 1,011 shares of Newmont Mining common stock in his 401(k) Plan. Read SEC document |
| April 25, 2011 Filed Apr 27, 2011 20:17 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantStock Option (right to buy) · Derivative | 5,400 | $0.00 Strike: $58.69 | $0.00 |
DisclosureSEC source: 0001164727-11-000075 · edgar.xml · derivative · entry 1 Ottewell David A. · CIK 0001515674 · Interim Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,400 Underlying: Common Stock · 5,400 shares Expires 2021-04-25 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on April 25, 2012. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.