Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NEWMONT Corp /DE/NEM · Entity 1894 | Vice President and Controller | September 11, 2012 | September 13, 2012 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NEWMONT Corp /DE/
Report date September 11, 2012 · Filed September 13, 2012
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock $1.60 par valueSEC Table I · non-derivative | Direct | 13,551 |
Ending reported balance
After 2012-09-11 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2012-09-11 · Exercise / conversion · Acquired 3,250 · Balance 16,801 Row 2 · 2012-09-11 · Sale · Disposed 3,250 · Balance 13,551 F1: This transaction was executed in multiple trades at prices of $52.10 to $52.23. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price. Row 3 · 2012-09-11 · Exercise / conversion · Acquired 6,000 · Balance 19,551 Row 4 · 2012-09-11 · Sale · Disposed 6,000 · Balance 13,551 F2: This transaction was executed in multiple trades at prices of $51.98 to $52.17. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price. Row 5 · 2012-09-11 · Exercise / conversion · Acquired 9,000 · Balance 22,551 Row 6 · 2012-09-11 · Sale · Disposed 9,000 · Balance 13,551 F3: This transaction was executed in multiple trades at prices of $52.185 to $52.25. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price. Row 7 · 2012-09-11 · Exercise / conversion · Acquired 6,498 · Balance 20,049 Row 8 · 2012-09-11 · Sale · Disposed 6,498 · Balance 13,551 F4: This transaction was executed in multiple trades at prices of $52.10 to $52.17. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.16 · Expires 2015-10-26 | Direct | 0 |
Reported balance
After 2012-09-11 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2012-09-11 · Exercise / conversion · Disposed 3,250 · Balance 0 F6: The option vested in three equal annual installments beginning October 26, 2006. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $42.06 · Expires 2017-04-30 | Direct | 0 |
Reported balance
After 2012-09-11 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2012-09-11 · Exercise / conversion · Disposed 6,000 · Balance 0 F7: The option vested in three equal annual installments beginning April 30, 2008. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.49 · Expires 2018-04-28 | Direct | 0 |
Reported balance
After 2012-09-11 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2012-09-11 · Exercise / conversion · Disposed 9,000 · Balance 0 F8: The option vested in three equal annual installments beginning April 28, 2009. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.95 · Expires 2019-05-04 | Direct | 0 |
Reported balance
After 2012-09-11 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2012-09-11 · Exercise / conversion · Disposed 6,498 · Balance 0 F9: The option vested in three equal annual installments beginning May 4, 2010. |
| Common Stock $1.60 par valueSEC Table I · non-derivative | IndirectBy 401(k) Plan | 1,432 |
Reported balance
Holding disclosure · report date 2012-09-11 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 1,432 F5: As of August 30, 2012, the reporting person held 1,432 shares of Newmont Mining common stock in his 401(k) Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices of $52.10 to $52.23. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
F2: This transaction was executed in multiple trades at prices of $51.98 to $52.17. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
F3: This transaction was executed in multiple trades at prices of $52.185 to $52.25. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
F4: This transaction was executed in multiple trades at prices of $52.10 to $52.17. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
F5: As of August 30, 2012, the reporting person held 1,432 shares of Newmont Mining common stock in his 401(k) Plan.
F6: The option vested in three equal annual installments beginning October 26, 2006.
F7: The option vested in three equal annual installments beginning April 30, 2008.
F8: The option vested in three equal annual installments beginning April 28, 2009.
F9: The option vested in three equal annual installments beginning May 4, 2010.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NOVAGOLD RESOURCES INC
Report date July 15, 2024 · Filed July 15, 2024
Section 16 reporting ended · disclosed 2024-07-15. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 16, 2020 Filed Apr 17, 2020 17:48 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionCommon Shares · Derivative | 50,000 | $0.00 Strike: $3.85 | $0.00 |
DisclosureSEC source: 0001214659-20-003451 · marketforms-48584.xml · derivative · entry 4 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,400 Underlying: Common Shares · 50,000 shares Expires 2022-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options were granted on 12/1/2017 and vest as follows: 1/3 on 12/1/2018; 1/3 on 12/1/2019; 1/3 on 12/1/2020. Read SEC document |
| April 16, 2020 Filed Apr 17, 2020 17:48 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | SaleCommon Shares | 34,525 | $12.44 | $429,491.00 |
DisclosureSEC source: 0001214659-20-003451 · marketforms-48584.xml · nonDerivative · entry 3 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 616,954 F2 · price: The price reported in Column 4 above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.43 to $12.45, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| April 16, 2020 Filed Apr 17, 2020 17:48 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Tax withholdingCommon Shares | 15,475 | $12.44 | $192,509.00 |
DisclosureSEC source: 0001214659-20-003451 · marketforms-48584.xml · nonDerivative · entry 2 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 651,479 F1 · price: The price reported in Column 4 above is a weighted average price. These shares were withheld in multiple transactions at prices ranging from $12.43 to $12.45, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. Read SEC document |
| April 16, 2020 Filed Apr 17, 2020 17:48 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionCommon Shares | 50,000 | $3.85 | $192,500.00 |
DisclosureSEC source: 0001214659-20-003451 · marketforms-48584.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 666,954 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 09, 2020 Filed Apr 10, 2020 17:30 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionCommon Shares · Derivative | 25,000 | $0.00 Strike: $4.58 | $0.00 |
DisclosureSEC source: 0001214659-20-003294 · marketforms-48523.xml · derivative · entry 8 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 25,000 shares Expires 2021-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; 1/3 on 12/1/2018. Read SEC document |
| April 09, 2020 Filed Apr 10, 2020 17:30 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | SaleCommon Shares | 13,492 | $9.95 | $134,245.40 |
DisclosureSEC source: 0001214659-20-003294 · marketforms-48523.xml · nonDerivative · entry 6 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 616,954 Read SEC document |
| April 09, 2020 Filed Apr 10, 2020 17:30 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Tax withholdingCommon Shares | 11,508 | $9.95 | $114,504.60 |
DisclosureSEC source: 0001214659-20-003294 · marketforms-48523.xml · nonDerivative · entry 5 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 630,446 Read SEC document |
| April 09, 2020 Filed Apr 10, 2020 17:30 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionCommon Shares | 25,000 | $4.58 | $114,500.00 |
DisclosureSEC source: 0001214659-20-003294 · marketforms-48523.xml · nonDerivative · entry 4 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 641,954 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 08, 2020 Filed Apr 10, 2020 17:30 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionCommon Shares · Derivative | 25,000 | $0.00 Strike: $4.58 | $0.00 |
DisclosureSEC source: 0001214659-20-003294 · marketforms-48523.xml · derivative · entry 7 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Shares · 25,000 shares Expires 2021-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; 1/3 on 12/1/2018. Read SEC document |
| April 08, 2020 Filed Apr 10, 2020 17:30 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | SaleCommon Shares | 12,621 | $9.26 | $116,903.27 |
DisclosureSEC source: 0001214659-20-003294 · marketforms-48523.xml · nonDerivative · entry 3 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 616,954 Read SEC document |
| April 08, 2020 Filed Apr 10, 2020 17:30 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Tax withholdingCommon Shares | 12,379 | $9.25 | $114,505.75 |
DisclosureSEC source: 0001214659-20-003294 · marketforms-48523.xml · nonDerivative · entry 2 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 629,575 Read SEC document |
| April 08, 2020 Filed Apr 10, 2020 17:30 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionCommon Shares | 25,000 | $4.58 | $114,500.00 |
DisclosureSEC source: 0001214659-20-003294 · marketforms-48523.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 641,954 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2020 Filed Mar 31, 2020 16:22 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 898 | $8.67 | $7,785.66 |
DisclosureSEC source: 0001214659-20-003027 · marketforms-48467.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 616,954 F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the first calendar quarter of 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $7.61 to $9.24, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 24, 2020 Filed Feb 25, 2020 18:03 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionCommon Shares · Derivative | 25,000 | $0.00 Strike: $4.58 | $0.00 |
DisclosureSEC source: 0001214659-20-001807 · marketforms-47897.xml · derivative · entry 4 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Shares · 25,000 shares Expires 2021-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; 1/3 on 12/1/2018. Read SEC document |
| February 24, 2020 Filed Feb 25, 2020 18:03 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | SaleCommon Shares | 13,208 | $9.72 | $128,381.76 |
DisclosureSEC source: 0001214659-20-001807 · marketforms-47897.xml · nonDerivative · entry 3 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 616,056 Read SEC document |
| February 24, 2020 Filed Feb 25, 2020 18:03 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Tax withholdingCommon Shares | 11,792 | $9.71 | $114,500.32 |
DisclosureSEC source: 0001214659-20-001807 · marketforms-47897.xml · nonDerivative · entry 2 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 629,264 Read SEC document |
| February 24, 2020 Filed Feb 25, 2020 18:03 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionCommon Shares | 25,000 | $4.58 | $114,500.00 |
DisclosureSEC source: 0001214659-20-001807 · marketforms-47897.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 641,056 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 16:58 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionCommon Shares · Derivative | 30,000 | $0.00 Strike: $4.58 | $0.00 |
DisclosureSEC source: 0001214659-20-001596 · marketforms-47795.xml · derivative · entry 4 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Shares · 30,000 shares Expires 2021-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; 1/3 on 12/1/2018. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 16:58 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | SaleCommon Shares | 15,289 | $9.34 | $142,799.26 |
DisclosureSEC source: 0001214659-20-001596 · marketforms-47795.xml · nonDerivative · entry 3 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 616,056 Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 16:58 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Tax withholdingCommon Shares | 14,711 | $9.34 | $137,400.74 |
DisclosureSEC source: 0001214659-20-001596 · marketforms-47795.xml · nonDerivative · entry 2 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 631,345 Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 16:58 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionCommon Shares | 30,000 | $4.58 | $137,400.00 |
DisclosureSEC source: 0001214659-20-001596 · marketforms-47795.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 646,056 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2020 Filed Feb 11, 2020 17:31 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionCommon Shares · Derivative | 25,477 | $0.00 Strike: $4.58 | $0.00 |
DisclosureSEC source: 0001214659-20-001169 · marketforms-47723.xml · derivative · entry 4 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,000 Underlying: Common Shares · 25,477 shares Expires 2021-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; 1/3 on 12/1/2018. Read SEC document |
| February 10, 2020 Filed Feb 11, 2020 17:31 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | SaleCommon Shares | 12,583 | $9.05 | $113,876.15 |
DisclosureSEC source: 0001214659-20-001169 · marketforms-47723.xml · nonDerivative · entry 3 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 616,056 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.05 to $9.055, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. Read SEC document |
| February 10, 2020 Filed Feb 11, 2020 17:31 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Tax withholdingCommon Shares | 12,894 | $9.05 | $116,690.70 |
DisclosureSEC source: 0001214659-20-001169 · marketforms-47723.xml · nonDerivative · entry 2 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 628,639 Read SEC document |
| February 10, 2020 Filed Feb 11, 2020 17:31 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionCommon Shares | 25,477 | $4.58 | $116,684.66 |
DisclosureSEC source: 0001214659-20-001169 · marketforms-47723.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 641,533 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2020 Filed Feb 7, 2020 17:59 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionCommon Shares · Derivative | 25,909 | $0.00 Strike: $4.58 | $0.00 |
DisclosureSEC source: 0001214659-20-001050 · marketforms-47702.xml · derivative · entry 4 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,477 Underlying: Common Shares · 25,909 shares Expires 2021-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; 1/3 on 12/1/2018. Read SEC document |
| February 06, 2020 Filed Feb 7, 2020 17:59 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | SaleCommon Shares | 12,940 | $9.15 | $118,401.00 |
DisclosureSEC source: 0001214659-20-001050 · marketforms-47702.xml · nonDerivative · entry 3 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 616,056 Read SEC document |
| February 06, 2020 Filed Feb 7, 2020 17:59 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Tax withholdingCommon Shares | 12,969 | $9.15 | $118,666.35 |
DisclosureSEC source: 0001214659-20-001050 · marketforms-47702.xml · nonDerivative · entry 2 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 628,996 Read SEC document |
| February 06, 2020 Filed Feb 7, 2020 17:59 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionCommon Shares | 25,909 | $4.58 | $118,663.22 |
DisclosureSEC source: 0001214659-20-001050 · marketforms-47702.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 641,965 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2019 Filed Jan 2, 2020 20:26 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 1,107 | $6.86 | $7,594.02 |
DisclosureSEC source: 0001214659-20-000034 · marketforms-47051.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 616,056 F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the fourth calendar quarter of 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $6.31 to $7.51, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 05, 2019 Filed Dec 6, 2019 16:21 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionCommon Shares · Derivative | 216,614 | $0.00 Strike: $4.58 | $0.00 |
DisclosureSEC source: 0001214659-19-007595 · marketforms-46791.xml · derivative · entry 4 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,386 Underlying: Common Shares · 216,614 shares Expires 2021-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; 1/3 on 12/1/2018. Read SEC document |
| December 05, 2019 Filed Dec 6, 2019 16:21 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | SaleCommon Shares | 78,611 | $7.19 | $565,213.09 |
DisclosureSEC source: 0001214659-19-007595 · marketforms-46791.xml · nonDerivative · entry 3 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 614,949 F1 · price: The price reported in Column 4 above is a weighted average price. These shares were withheld or sold in multiple transactions at prices ranging from $7.15 to $7.27, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld or sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 05, 2019 Filed Dec 6, 2019 16:21 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Tax withholdingCommon Shares | 138,003 | $7.19 | $992,241.57 |
DisclosureSEC source: 0001214659-19-007595 · marketforms-46791.xml · nonDerivative · entry 2 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 693,560 F1 · price: The price reported in Column 4 above is a weighted average price. These shares were withheld or sold in multiple transactions at prices ranging from $7.15 to $7.27, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld or sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 05, 2019 Filed Dec 6, 2019 16:21 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionCommon Shares | 216,614 | $4.58 | $992,092.12 |
DisclosureSEC source: 0001214659-19-007595 · marketforms-46791.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 831,563 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2019 Filed Dec 3, 2019 17:10 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionPerformance Share Units ("PSUs") · Derivative | 61,700 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-007549 · marketforms-46730.xml · derivative · entry 5 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 61,700 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The December 1, 2017 grant totaling 61,700 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4. On December 2, 2019, the performance criteria were deemed to have been met with respect to the grant at 150% of the original grant amount, increasing the award to a total of 92,550 common shares. F1 · shares: The December 1, 2017 grant totaling 61,700 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4. On December 2, 2019, the performance criteria were deemed to have been met with respect to the grant at 150% of the original grant amount, increasing the award to a total of 92,550 common shares. F1 · derivative.exercise_date: The December 1, 2017 grant totaling 61,700 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4. On December 2, 2019, the performance criteria were deemed to have been met with respect to the grant at 150% of the original grant amount, increasing the award to a total of 92,550 common shares. F1 · derivative.expiration_date: The December 1, 2017 grant totaling 61,700 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4. On December 2, 2019, the performance criteria were deemed to have been met with respect to the grant at 150% of the original grant amount, increasing the award to a total of 92,550 common shares. F1 · derivative.underlying_shares: The December 1, 2017 grant totaling 61,700 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4. On December 2, 2019, the performance criteria were deemed to have been met with respect to the grant at 150% of the original grant amount, increasing the award to a total of 92,550 common shares. Read SEC document |
| December 02, 2019 Filed Dec 3, 2019 17:10 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Tax withholdingCommon Shares | 41,046 | $6.96 | $285,680.16 |
DisclosureSEC source: 0001214659-19-007549 · marketforms-46730.xml · nonDerivative · entry 2 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 614,949 Read SEC document |
| December 02, 2019 Filed Dec 3, 2019 17:10 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionCommon Shares | 92,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-007549 · marketforms-46730.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 655,995 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The December 1, 2017 grant totaling 61,700 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4. On December 2, 2019, the performance criteria were deemed to have been met with respect to the grant at 150% of the original grant amount, increasing the award to a total of 92,550 common shares. Read SEC document |
| December 01, 2019 Filed Dec 3, 2019 17:10 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantPerformance Share Units ("PSUs") · Derivative | 72,700 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-007549 · marketforms-46730.xml · derivative · entry 4 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,700 Underlying: Common Shares · 72,700 shares Expires not disclosed F3 · derivative.exercise_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2022. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. F3 · derivative.expiration_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2022. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. F3 · derivative.underlying_shares: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2022. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. Read SEC document |
| December 01, 2019 Filed Dec 3, 2019 17:10 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantStock Option (right to buy) · Derivative | 194,000 | $0.00 Strike: $6.96 | $0.00 |
DisclosureSEC source: 0001214659-19-007549 · marketforms-46730.xml · derivative · entry 3 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,000 Underlying: Common Shares · 194,000 shares Expires 2024-11-30 F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2020; 1/3 on 12/1/2021; and 1/3 on 12/1/2022. Read SEC document |
| September 30, 2019 Filed Sep 30, 2019 21:13 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 1,180 | $6.44 | $7,599.20 |
DisclosureSEC source: 0001214659-19-006110 · marketforms-45857.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 563,445 F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the third calendar quarter of 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $5.50 to $7.51, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 27, 2019 Filed Aug 28, 2019 19:45 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionStock Option (Right to Buy) · Derivative | 130,000 | $0.00 Strike: $3.78 | $0.00 |
DisclosureSEC source: 0001214659-19-005491 · marketforms-45591.xml · derivative · entry 4 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 130,000 shares Expires 2020-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.3267=USD$1.00. F4 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2015; 1/3 on 12/1/2016; and 1/3 on 12/1/2017. Read SEC document |
| August 27, 2019 Filed Aug 28, 2019 19:45 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | SaleCommon Shares | 66,560 | $7.76 | $516,505.60 |
DisclosureSEC source: 0001214659-19-005491 · marketforms-45591.xml · nonDerivative · entry 3 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 562,265 F3 · price: The price reported in Column 4 above is a weighted average price. These shares were sold in multiple transactions at prices ranging from C$10.19 to C$10.42, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price was converted from the Canadian weighted average price of C$10.29 to USD using an exchange rate of CAD $1.3267=USD$1.00. Read SEC document |
| August 27, 2019 Filed Aug 28, 2019 19:45 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Tax withholdingCommon Shares | 63,440 | $7.75 | $491,660.00 |
DisclosureSEC source: 0001214659-19-005491 · marketforms-45591.xml · nonDerivative · entry 2 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 628,825 F2 · price: The price reported in Column 4 above is a weighted average price. These shares were withheld in multiple transactions at prices ranging from C$10.19 to C$10.42, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The price was converted from the Canadian weighted average price of C$10.29 to USD using an exchange rate of CAD $1.3267=USD$1.00. Read SEC document |
| August 27, 2019 Filed Aug 28, 2019 19:45 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionCommon Shares | 130,000 | $3.78 | $491,400.00 |
DisclosureSEC source: 0001214659-19-005491 · marketforms-45591.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 692,265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.3267=USD$1.00. Read SEC document |
| August 26, 2019 Filed Aug 27, 2019 17:46 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $3.78 | $0.00 |
DisclosureSEC source: 0001214659-19-005470 · marketforms-45588.xml · derivative · entry 4 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,000 Underlying: Common Shares · 20,000 shares Expires 2020-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.3279=USD$1.00. F3 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2015; 1/3 on 12/1/2016; and 1/3 on 12/1/2017. Read SEC document |
| August 26, 2019 Filed Aug 27, 2019 17:46 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | SaleCommon Shares | 10,059 | $7.61 | $76,548.99 |
DisclosureSEC source: 0001214659-19-005470 · marketforms-45588.xml · nonDerivative · entry 3 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 562,265 F2 · price: The price reported in Column 4 was converted from the Canadian price of C$10.10 to USD using an exchange rate of CAD$1.3279=USD$1.00. Read SEC document |
| August 26, 2019 Filed Aug 27, 2019 17:46 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Tax withholdingCommon Shares | 9,941 | $7.61 | $75,651.01 |
DisclosureSEC source: 0001214659-19-005470 · marketforms-45588.xml · nonDerivative · entry 2 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 572,324 F2 · price: The price reported in Column 4 was converted from the Canadian price of C$10.10 to USD using an exchange rate of CAD$1.3279=USD$1.00. Read SEC document |
| August 26, 2019 Filed Aug 27, 2019 17:46 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionCommon Shares | 20,000 | $3.78 | $75,600.00 |
DisclosureSEC source: 0001214659-19-005470 · marketforms-45588.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 582,265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.3279=USD$1.00. Read SEC document |
| August 23, 2019 Filed Aug 26, 2019 15:28 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $3.77 | $0.00 |
DisclosureSEC source: 0001214659-19-005459 · marketforms-45582.xml · derivative · entry 4 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Shares · 20,000 shares Expires 2020-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.3310=USD$1.00. F3 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2015; 1/3 on 12/1/2016; and 1/3 on 12/1/2017. Read SEC document |
| August 23, 2019 Filed Aug 26, 2019 15:28 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | SaleCommon Shares | 9,949 | $7.51 | $74,716.99 |
DisclosureSEC source: 0001214659-19-005459 · marketforms-45582.xml · nonDerivative · entry 3 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 562,265 F2 · price: The price reported in Column 4 was converted from the Canadian price of C$9.99 to USD using an exchange rate of CAD$1.3310=USD$1.00. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.