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Ottewell David A.

Disclosed activity across 2 companies

Tapewire entity
16735
SEC CIK
0001515674

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NEWMONT Corp /DE/NEM · Entity 1894Vice President and ControllerSeptember 11, 2012September 13, 2012

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NEWMONT Corp /DE/

Report date September 11, 2012 · Filed September 13, 2012

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock $1.60 par valueSEC Table I · non-derivativeDirect13,551 Ending reported balance After 2012-09-11 transaction · row 8
8 source rows · reconciled sequence

Row 1 · 2012-09-11 · Exercise / conversion · Acquired 3,250 · Balance 16,801

Row 2 · 2012-09-11 · Sale · Disposed 3,250 · Balance 13,551

F1: This transaction was executed in multiple trades at prices of $52.10 to $52.23. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.

Row 3 · 2012-09-11 · Exercise / conversion · Acquired 6,000 · Balance 19,551

Row 4 · 2012-09-11 · Sale · Disposed 6,000 · Balance 13,551

F2: This transaction was executed in multiple trades at prices of $51.98 to $52.17. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.

Row 5 · 2012-09-11 · Exercise / conversion · Acquired 9,000 · Balance 22,551

Row 6 · 2012-09-11 · Sale · Disposed 9,000 · Balance 13,551

F3: This transaction was executed in multiple trades at prices of $52.185 to $52.25. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.

Row 7 · 2012-09-11 · Exercise / conversion · Acquired 6,498 · Balance 20,049

Row 8 · 2012-09-11 · Sale · Disposed 6,498 · Balance 13,551

F4: This transaction was executed in multiple trades at prices of $52.10 to $52.17. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.16 · Expires 2015-10-26Direct0 Reported balance After 2012-09-11 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2012-09-11 · Exercise / conversion · Disposed 3,250 · Balance 0

F6: The option vested in three equal annual installments beginning October 26, 2006.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $42.06 · Expires 2017-04-30Direct0 Reported balance After 2012-09-11 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2012-09-11 · Exercise / conversion · Disposed 6,000 · Balance 0

F7: The option vested in three equal annual installments beginning April 30, 2008.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.49 · Expires 2018-04-28Direct0 Reported balance After 2012-09-11 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2012-09-11 · Exercise / conversion · Disposed 9,000 · Balance 0

F8: The option vested in three equal annual installments beginning April 28, 2009.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.95 · Expires 2019-05-04Direct0 Reported balance After 2012-09-11 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2012-09-11 · Exercise / conversion · Disposed 6,498 · Balance 0

F9: The option vested in three equal annual installments beginning May 4, 2010.

Common Stock $1.60 par valueSEC Table I · non-derivativeIndirectBy 401(k) Plan1,432 Reported balance Holding disclosure · report date 2012-09-11 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 1,432

F5: As of August 30, 2012, the reporting person held 1,432 shares of Newmont Mining common stock in his 401(k) Plan.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices of $52.10 to $52.23. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.

F2: This transaction was executed in multiple trades at prices of $51.98 to $52.17. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.

F3: This transaction was executed in multiple trades at prices of $52.185 to $52.25. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.

F4: This transaction was executed in multiple trades at prices of $52.10 to $52.17. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.

F5: As of August 30, 2012, the reporting person held 1,432 shares of Newmont Mining common stock in his 401(k) Plan.

F6: The option vested in three equal annual installments beginning October 26, 2006.

F7: The option vested in three equal annual installments beginning April 30, 2008.

F8: The option vested in three equal annual installments beginning April 28, 2009.

F9: The option vested in three equal annual installments beginning May 4, 2010.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

NOVAGOLD RESOURCES INC

Report date July 15, 2024 · Filed July 15, 2024

Section 16 reporting ended · disclosed 2024-07-15. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2024 Filed Jul 2, 2024 19:44 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionPerformance Share Units ("PSUs") · Derivative 35,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-24-011835 · marketforms-66456.xml · derivative · entry 3

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 35,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The December 15, 2022 grant totaling 35,500 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 16, 2022. On July 1, 2024, the performance criteria were deemed to have been met with respect to the grant at 100% of the original grant amount.

F1 · derivative.exercise_date: The December 15, 2022 grant totaling 35,500 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 16, 2022. On July 1, 2024, the performance criteria were deemed to have been met with respect to the grant at 100% of the original grant amount.

F1 · derivative.expiration_date: The December 15, 2022 grant totaling 35,500 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 16, 2022. On July 1, 2024, the performance criteria were deemed to have been met with respect to the grant at 100% of the original grant amount.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 19:44 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Tax withholdingCommon Shares 9,532 $3.46 $32,980.72
Disclosure

SEC source: 0001214659-24-011835 · marketforms-66456.xml · nonDerivative · entry 2

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 824,117

Read SEC document
July 01, 2024 Filed Jul 2, 2024 19:44 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionCommon Shares 35,500 $0.00 $0.00
Disclosure

SEC source: 0001214659-24-011835 · marketforms-66456.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 833,649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The December 15, 2022 grant totaling 35,500 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 16, 2022. On July 1, 2024, the performance criteria were deemed to have been met with respect to the grant at 100% of the original grant amount.

Read SEC document
December 31, 2023 Filed Jan 4, 2024 15:58 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 1,918 $3.78 $7,250.04
Disclosure

SEC source: 0001214659-24-000225 · marketforms-64013.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 798,149

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the fourth calendar quarter of 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $3.44 to $4.32, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
December 01, 2023 Filed Dec 4, 2023 19:04 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionPerformance Share Units ("PSUs") · Derivative 52,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-23-015958 · marketforms-63661.xml · derivative · entry 3

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 52,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The December 1, 2020 grant totaling 52,400 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2020. On December 1, 2023, the minimum threshold performance criteria was deemed not to have been met resulting in the grant being forfeited with 0% vesting.

F3 · derivative.exercise_date: The December 1, 2020 grant totaling 52,400 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2020. On December 1, 2023, the minimum threshold performance criteria was deemed not to have been met resulting in the grant being forfeited with 0% vesting.

F3 · derivative.expiration_date: The December 1, 2020 grant totaling 52,400 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2020. On December 1, 2023, the minimum threshold performance criteria was deemed not to have been met resulting in the grant being forfeited with 0% vesting.

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December 01, 2023 Filed Dec 4, 2023 19:04 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantPerformance Share Units ("PSUs") · Derivative 138,100 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-23-015958 · marketforms-63661.xml · derivative · entry 2

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,100

Underlying: Common Shares · 138,100 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2026. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

F2 · derivative.expiration_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2026. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

F2 · derivative.underlying_shares: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2026. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

Read SEC document
December 01, 2023 Filed Dec 4, 2023 19:04 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantStock Option (right to buy) · Derivative 318,600 $0.00 Strike: $4.20 $0.00
Disclosure

SEC source: 0001214659-23-015958 · marketforms-63661.xml · derivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 318,600

Underlying: Common Shares · 318,600 shares

Expires 2028-11-30

F1 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2024; 1/3 on 12/1/2025; and 1/3 on 12/1/2026.

Read SEC document
September 30, 2023 Filed Oct 3, 2023 16:52 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 2,077 $4.19 $8,702.63
Disclosure

SEC source: 0001214659-23-012998 · marketforms-62729.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 796,231

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the third calendar quarter of 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $3.95 to $4.45, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 19:53 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 1,567 $5.55 $8,696.85
Disclosure

SEC source: 0001214659-23-009125 · marketforms-62029.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 794,154

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the second calendar quarter of 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $5.07 to $6.31, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 15:37 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 1,443 $5.99 $8,643.57
Disclosure

SEC source: 0001214659-23-004642 · marketforms-61131.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 792,587

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the first calendar quarter of 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $5.60 to $6.61, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:53 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 1,613 $5.19 $8,371.47
Disclosure

SEC source: 0001214659-23-000221 · marketforms-58099.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 791,144

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the fourth calendar quarter of 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $4.61 to $5.95, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
December 15, 2022 Filed Dec 16, 2022 22:02 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantPerformance Share Units ("PSUs") · Derivative 35,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-22-015044 · marketforms-57876.xml · derivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,500

Underlying: Common Shares · 35,500 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to vesting criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof at 100% of the PSU grant amount if the vesting criteria is met. The anticipated vesting date is June 30, 2024. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the vesting criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

F1 · derivative.expiration_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to vesting criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof at 100% of the PSU grant amount if the vesting criteria is met. The anticipated vesting date is June 30, 2024. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the vesting criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

F1 · derivative.underlying_shares: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to vesting criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof at 100% of the PSU grant amount if the vesting criteria is met. The anticipated vesting date is June 30, 2024. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the vesting criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

Read SEC document
December 07, 2022 Filed Dec 8, 2022 17:02 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionCommon Shares · Derivative 184,600 $0.00 Strike: $3.67 $0.00
Disclosure

SEC source: 0001214659-22-014679 · marketforms-57835.xml · derivative · entry 4

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 184,600 shares

Expires 2023-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options were granted on 12/1/2018 and vest as follows: 1/3 on 12/1/2019; 1/3 on 12/1/2020; 1/3 on 12/1/2021.

Read SEC document
December 07, 2022 Filed Dec 8, 2022 17:02 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 SaleCommon Shares 71,186 $5.96 $424,268.56
Disclosure

SEC source: 0001214659-22-014679 · marketforms-57835.xml · nonDerivative · entry 3

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 789,531

F2 · price: The price reported in Column 4 above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.95 to $5.975, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 07, 2022 Filed Dec 8, 2022 17:02 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Tax withholdingCommon Shares 113,414 $5.97 $677,081.58
Disclosure

SEC source: 0001214659-22-014679 · marketforms-57835.xml · nonDerivative · entry 2

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 860,717

F1 · price: The price reported in Column 4 above is a weighted average price. These shares were withheld in multiple transactions at prices ranging from $5.97 to $5.9788, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote.

Read SEC document
December 07, 2022 Filed Dec 8, 2022 17:02 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionCommon Shares 184,600 $3.67 $677,482.00
Disclosure

SEC source: 0001214659-22-014679 · marketforms-57835.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 974,131

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2022 Filed Dec 7, 2022 17:33 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionCommon Shares · Derivative 150,000 $0.00 Strike: $3.67 $0.00
Disclosure

SEC source: 0001214659-22-014604 · marketforms-57792.xml · derivative · entry 4

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,600

Underlying: Common Shares · 150,000 shares

Expires 2023-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options were granted on 12/1/2018 and vest as follows: 1/3 on 12/1/2019; 1/3 on 12/1/2020; 1/3 on 12/1/2021.

Read SEC document
December 06, 2022 Filed Dec 7, 2022 17:33 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 SaleCommon Shares 57,592 $5.97 $343,824.24
Disclosure

SEC source: 0001214659-22-014604 · marketforms-57792.xml · nonDerivative · entry 3

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 789,531

F2 · price: The price reported in Column 4 above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.94 to $5.985, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 06, 2022 Filed Dec 7, 2022 17:33 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Tax withholdingCommon Shares 92,408 $5.96 $550,751.68
Disclosure

SEC source: 0001214659-22-014604 · marketforms-57792.xml · nonDerivative · entry 2

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 847,123

F1 · price: The price reported in Column 4 above is a weighted average price. These shares were withheld in multiple transactions at prices ranging from $5.925 to $5.99, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote.

Read SEC document
December 06, 2022 Filed Dec 7, 2022 17:33 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionCommon Shares 150,000 $3.67 $550,500.00
Disclosure

SEC source: 0001214659-22-014604 · marketforms-57792.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 939,531

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2022 Filed Dec 1, 2022 21:37 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionPerformance Share Units ("PSUs") · Derivative 72,700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-22-014408 · marketforms-57751.xml · derivative · entry 3

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 72,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The December 1, 2019 grant totaling 72,700 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2019. On December 1, 2022, the minimum threshold performance criteria was deemed not to have been met resulting in the grant being forfeited with 0% vesting.

F3 · derivative.exercise_date: The December 1, 2019 grant totaling 72,700 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2019. On December 1, 2022, the minimum threshold performance criteria was deemed not to have been met resulting in the grant being forfeited with 0% vesting.

F3 · derivative.expiration_date: The December 1, 2019 grant totaling 72,700 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2019. On December 1, 2022, the minimum threshold performance criteria was deemed not to have been met resulting in the grant being forfeited with 0% vesting.

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December 01, 2022 Filed Dec 1, 2022 21:37 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantPerformance Share Units ("PSUs") · Derivative 96,600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-22-014408 · marketforms-57751.xml · derivative · entry 2

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,600

Underlying: Common Shares · 96,600 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2025. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

F2 · derivative.expiration_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2025. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

F2 · derivative.underlying_shares: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2025. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

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December 01, 2022 Filed Dec 1, 2022 21:37 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantStock Option (right to buy) · Derivative 228,500 $0.00 Strike: $5.77 $0.00
Disclosure

SEC source: 0001214659-22-014408 · marketforms-57751.xml · derivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,500

Underlying: Common Shares · 228,500 shares

Expires 2027-11-30

F1 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2023; 1/3 on 12/1/2024; and 1/3 on 12/1/2024.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 19:56 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 1,846 $4.53 $8,362.38
Disclosure

SEC source: 0001214659-22-011799 · marketforms-57238.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 789,531

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the third calendar quarter of 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $4.17 to $4.86, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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June 30, 2022 Filed Jul 1, 2022 16:54 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 1,340 $6.25 $8,375.00
Disclosure

SEC source: 0001214659-22-008515 · marketforms-56595.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 787,685

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the second calendar quarter of 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $5.46 to $7.70, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 31, 2022 Filed Apr 1, 2022 20:25 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 1,197 $6.95 $8,319.15
Disclosure

SEC source: 0001214659-22-004715 · marketforms-55944.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 786,345

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the first calendar quarter of 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $6.39 to $7.62, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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December 31, 2021 Filed Jan 4, 2022 17:59 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 1,136 $7.14 $8,111.04
Disclosure

SEC source: 0001214659-22-000135 · marketforms-54876.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 785,148

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the fourth calendar quarter of 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $6.89 to $7.46, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
December 13, 2021 Filed Dec 14, 2021 20:08 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionCommon Shares · Derivative 35,007 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0001214659-21-013077 · marketforms-54629.xml · derivative · entry 4

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 35,007 shares

Expires 2022-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options were granted on 12/1/2017 and vest as follows: 1/3 on 12/1/2018; 1/3 on 12/1/2019; 1/3 on 12/1/2020.

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December 13, 2021 Filed Dec 14, 2021 20:08 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 SaleCommon Shares 16,143 $7.14 $115,261.02
Disclosure

SEC source: 0001214659-21-013077 · marketforms-54629.xml · nonDerivative · entry 3

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 784,012

F1 · price: The price reported in Column 4 above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.13 to $7.145, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 13, 2021 Filed Dec 14, 2021 20:08 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Tax withholdingCommon Shares 18,864 $7.15 $134,783.28
Disclosure

SEC source: 0001214659-21-013077 · marketforms-54629.xml · nonDerivative · entry 2

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800,155

Read SEC document
December 13, 2021 Filed Dec 14, 2021 20:08 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionCommon Shares 35,007 $3.85 $134,776.95
Disclosure

SEC source: 0001214659-21-013077 · marketforms-54629.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 819,019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2021 Filed Dec 1, 2021 23:24 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionPerformance Share Units ("PSUs") · Derivative 134,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-21-012470 · marketforms-54422.xml · derivative · entry 5

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 134,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The December 1, 2018 grant totaling 134,000 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2018. On December 1, 2021, the performance criteria were deemed to have been met with respect to the grant at 93% of the original grant amount, decreasing the award to a total of 124,620 common shares.

F1 · derivative.exercise_date: The December 1, 2018 grant totaling 134,000 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2018. On December 1, 2021, the performance criteria were deemed to have been met with respect to the grant at 93% of the original grant amount, decreasing the award to a total of 124,620 common shares.

F1 · derivative.expiration_date: The December 1, 2018 grant totaling 134,000 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2018. On December 1, 2021, the performance criteria were deemed to have been met with respect to the grant at 93% of the original grant amount, decreasing the award to a total of 124,620 common shares.

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December 01, 2021 Filed Dec 1, 2021 23:24 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantPerformance Share Units ("PSUs") · Derivative 80,200 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-21-012470 · marketforms-54422.xml · derivative · entry 4

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,200

Underlying: Common Shares · 80,200 shares

Expires not disclosed

F3 · derivative.exercise_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2024. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

F3 · derivative.expiration_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2024. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

F3 · derivative.underlying_shares: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2024. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

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December 01, 2021 Filed Dec 1, 2021 23:24 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantStock Option (right to buy) · Derivative 215,700 $0.00 Strike: $6.75 $0.00
Disclosure

SEC source: 0001214659-21-012470 · marketforms-54422.xml · derivative · entry 3

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,700

Underlying: Common Shares · 215,700 shares

Expires 2026-11-30

F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2022; 1/3 on 12/1/2023; and 1/3 on 12/1/2024.

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December 01, 2021 Filed Dec 1, 2021 23:24 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Tax withholdingCommon Shares 55,269 $6.75 $373,065.75
Disclosure

SEC source: 0001214659-21-012470 · marketforms-54422.xml · nonDerivative · entry 2

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 784,012

Read SEC document
December 01, 2021 Filed Dec 1, 2021 23:24 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionCommon Shares 124,620 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-012470 · marketforms-54422.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 839,281

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The December 1, 2018 grant totaling 134,000 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2018. On December 1, 2021, the performance criteria were deemed to have been met with respect to the grant at 93% of the original grant amount, decreasing the award to a total of 124,620 common shares.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 21:30 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 1,081 $7.51 $8,118.31
Disclosure

SEC source: 0001214659-21-010073 · marketforms-53948.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 714,661

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the third calendar quarter of 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $6.91 to $8.80, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
June 30, 2021 Filed Jun 30, 2021 22:12 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 863 $9.41 $8,120.83
Disclosure

SEC source: 0001214659-21-007094 · marketforms-53279.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 713,580

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the second calendar quarter of 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $8.19 to $10.40, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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March 31, 2021 Filed Mar 31, 2021 20:30 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 894 $9.03 $8,072.82
Disclosure

SEC source: 0001214659-21-003702 · marketforms-52138.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 712,717

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the first calendar quarter of 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $8.41 to $9.85, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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December 31, 2020 Filed Jan 5, 2021 20:35 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 720 $10.87 $7,826.40
Disclosure

SEC source: 0001214659-21-000107 · marketforms-50867.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 711,823

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the fourth calendar quarter of 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $10.09 to $11.30, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
December 07, 2020 Filed Dec 8, 2020 18:52 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionCommon Shares · Derivative 264,393 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0001214659-20-010246 · marketforms-50577.xml · derivative · entry 4

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,007

Underlying: Common Shares · 264,393 shares

Expires 2022-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options were granted on 12/1/2017 and vest as follows: 1/3 on 12/1/2018; 1/3 on 12/1/2019; 1/3 on 12/1/2020.

Read SEC document
December 07, 2020 Filed Dec 8, 2020 18:52 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 SaleCommon Shares 167,308 $10.49 $1,755,060.92
Disclosure

SEC source: 0001214659-20-010246 · marketforms-50577.xml · nonDerivative · entry 3

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 711,103

F2 · price: The price reported in Column 4 above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.35 to $10.64, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 07, 2020 Filed Dec 8, 2020 18:52 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Tax withholdingCommon Shares 97,085 $10.49 $1,018,421.65
Disclosure

SEC source: 0001214659-20-010246 · marketforms-50577.xml · nonDerivative · entry 2

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 878,411

F1 · price: The price reported in Column 4 above is a weighted average price. These shares were withheld in multiple transactions at prices ranging from $10.35 to $10.64, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote.

Read SEC document
December 07, 2020 Filed Dec 8, 2020 18:52 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionCommon Shares 264,393 $3.85 $1,017,913.05
Disclosure

SEC source: 0001214659-20-010246 · marketforms-50577.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 975,496

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2020 Filed Dec 1, 2020 21:55 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionPerformance Share Units ("PSUs") · Derivative 61,700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-20-010050 · marketforms-50355.xml · derivative · entry 4

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 61,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The December 1, 2017 grant totaling 61,700 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2017. On December 1, 2020, the performance criteria were deemed to have been met with respect to the grant at 150% of the original grant amount, increasing the award to a total of 92,550 common shares.

F1 · shares: The December 1, 2017 grant totaling 61,700 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2017. On December 1, 2020, the performance criteria were deemed to have been met with respect to the grant at 150% of the original grant amount, increasing the award to a total of 92,550 common shares.

F1 · derivative.exercise_date: The December 1, 2017 grant totaling 61,700 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2017. On December 1, 2020, the performance criteria were deemed to have been met with respect to the grant at 150% of the original grant amount, increasing the award to a total of 92,550 common shares.

F1 · derivative.expiration_date: The December 1, 2017 grant totaling 61,700 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2017. On December 1, 2020, the performance criteria were deemed to have been met with respect to the grant at 150% of the original grant amount, increasing the award to a total of 92,550 common shares.

F1 · derivative.underlying_shares: The December 1, 2017 grant totaling 61,700 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2017. On December 1, 2020, the performance criteria were deemed to have been met with respect to the grant at 150% of the original grant amount, increasing the award to a total of 92,550 common shares.

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December 01, 2020 Filed Dec 1, 2020 21:55 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantPerformance Share Units ("PSUs") · Derivative 52,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-20-010050 · marketforms-50355.xml · derivative · entry 3

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,400

Underlying: Common Shares · 52,400 shares

Expires not disclosed

F3 · derivative.exercise_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2023. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

F3 · derivative.expiration_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2023. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

F3 · derivative.underlying_shares: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2023. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

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December 01, 2020 Filed Dec 1, 2020 21:55 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantStock Option (right to buy) · Derivative 141,700 $0.00 Strike: $9.96 $0.00
Disclosure

SEC source: 0001214659-20-010050 · marketforms-50355.xml · derivative · entry 2

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,700

Underlying: Common Shares · 141,700 shares

Expires 2025-11-30

F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2021; 1/3 on 12/1/2022; and 1/3 on 12/1/2023.

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December 01, 2020 Filed Dec 1, 2020 21:55 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionCommon Shares 92,550 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-010050 · marketforms-50355.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 711,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The December 1, 2017 grant totaling 61,700 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2017. On December 1, 2020, the performance criteria were deemed to have been met with respect to the grant at 150% of the original grant amount, increasing the award to a total of 92,550 common shares.

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September 30, 2020 Filed Sep 30, 2020 16:23 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 800 $9.79 $7,832.00
Disclosure

SEC source: 0001214659-20-008201 · marketforms-49780.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 618,553

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the third calendar quarter of 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $8.67 to $11.70, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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June 30, 2020 Filed Jul 1, 2020 15:52 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 799 $9.79 $7,822.21
Disclosure

SEC source: 0001214659-20-005991 · marketforms-49152.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 617,753

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the second calendar quarter of 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $8.09 to $12.05, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.