Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Senior Vice President | February 06, 2013 | February 07, 2013 |
| Johnson Controls International plcJCI · Entity 2940 | Director | March 09, 2024 | March 11, 2024 |
| SS&C Technologies Holdings IncSSNC · Entity 3276 | Director | May 29, 2024 | May 31, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTERNATIONAL BUSINESS MACHINES CORP
Report date February 06, 2013 · Filed February 07, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 9,264 |
Reported balance
After 2013-02-06 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2013-02-06 · Grant · Acquired 39 · Balance 9,264 F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.
F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.
F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.
Johnson Controls International plc
Report date March 09, 2024 · Filed March 11, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 75,516.404 |
Reported balance
After 2024-03-09 transaction · row 1
1 source rowRow 1 · 2024-03-09 · Tax withholding · Disposed 1,401 · Balance 75,516.404 |
SS&C Technologies Holdings Inc
Report date May 29, 2024 · Filed May 31, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,576 |
Reported balance
After 2024-05-29 transaction · row 1
1 source rowRow 1 · 2024-05-29 · Exercise / conversion · Acquired 3,576 · Balance 13,576 F1: Reflects the vesting of restricted stock units granted to the reporting person on June 2, 2023, together with 43 dividend equivalent rights accrued thereon. F2: Restricted stock units convert into common stock on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-05-29 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-05-29 · Exercise / conversion · Disposed 3,576 · Balance 0 F2: Restricted stock units convert into common stock on a one-for-one basis. F1: Reflects the vesting of restricted stock units granted to the reporting person on June 2, 2023, together with 43 dividend equivalent rights accrued thereon. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the vesting of restricted stock units granted to the reporting person on June 2, 2023, together with 43 dividend equivalent rights accrued thereon.
F2: Restricted stock units convert into common stock on a one-for-one basis.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 06, 2008 Filed May 7, 2008 19:53 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 400 | $121.00 | $48,400.00 |
DisclosureSEC source: 0001181431-08-029475 · rrd205728.xml · nonDerivative · entry 18 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,190.1154 Read SEC document |
| May 06, 2008 Filed May 7, 2008 19:53 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 300 | $120.96 | $36,288.00 |
DisclosureSEC source: 0001181431-08-029475 · rrd205728.xml · nonDerivative · entry 17 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,590.1154 Read SEC document |
| May 06, 2008 Filed May 7, 2008 19:53 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 300 | $120.93 | $36,279.00 |
DisclosureSEC source: 0001181431-08-029475 · rrd205728.xml · nonDerivative · entry 16 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,890.1154 Read SEC document |
| May 06, 2008 Filed May 7, 2008 19:53 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 500 | $120.92 | $60,460.00 |
DisclosureSEC source: 0001181431-08-029475 · rrd205728.xml · nonDerivative · entry 15 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,190.1154 Read SEC document |
| May 06, 2008 Filed May 7, 2008 19:53 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 800 | $120.90 | $96,720.00 |
DisclosureSEC source: 0001181431-08-029475 · rrd205728.xml · nonDerivative · entry 14 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,690.1154 Read SEC document |
| May 06, 2008 Filed May 7, 2008 19:53 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,600 | $120.88 | $314,288.00 |
DisclosureSEC source: 0001181431-08-029475 · rrd205728.xml · nonDerivative · entry 13 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,490.1154 Read SEC document |
| May 06, 2008 Filed May 7, 2008 19:53 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 900 | $120.88 | $108,787.50 |
DisclosureSEC source: 0001181431-08-029475 · rrd205728.xml · nonDerivative · entry 12 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,090.1154 Read SEC document |
| May 06, 2008 Filed May 7, 2008 19:53 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,600 | $120.87 | $193,392.00 |
DisclosureSEC source: 0001181431-08-029475 · rrd205728.xml · nonDerivative · entry 11 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,990.1154 Read SEC document |
| May 06, 2008 Filed May 7, 2008 19:53 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 400 | $120.86 | $48,344.00 |
DisclosureSEC source: 0001181431-08-029475 · rrd205728.xml · nonDerivative · entry 10 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,590.1154 Read SEC document |
| May 06, 2008 Filed May 7, 2008 19:53 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,700 | $120.85 | $205,445.00 |
DisclosureSEC source: 0001181431-08-029475 · rrd205728.xml · nonDerivative · entry 9 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,990.1154 Read SEC document |
| May 06, 2008 Filed May 7, 2008 19:53 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $120.85 | $12,084.50 |
DisclosureSEC source: 0001181431-08-029475 · rrd205728.xml · nonDerivative · entry 8 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,690.1154 Read SEC document |
| May 06, 2008 Filed May 7, 2008 19:53 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 946 | $120.84 | $114,314.64 |
DisclosureSEC source: 0001181431-08-029475 · rrd205728.xml · nonDerivative · entry 7 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,790.1154 Read SEC document |
| May 06, 2008 Filed May 7, 2008 19:53 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,300 | $120.83 | $157,079.00 |
DisclosureSEC source: 0001181431-08-029475 · rrd205728.xml · nonDerivative · entry 6 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,736.1154 Read SEC document |
| May 06, 2008 Filed May 7, 2008 19:53 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $120.82 | $12,082.00 |
DisclosureSEC source: 0001181431-08-029475 · rrd205728.xml · nonDerivative · entry 5 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,036.1154 Read SEC document |
| May 06, 2008 Filed May 7, 2008 19:53 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $120.81 | $24,162.00 |
DisclosureSEC source: 0001181431-08-029475 · rrd205728.xml · nonDerivative · entry 4 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,136.1154 Read SEC document |
| May 06, 2008 Filed May 7, 2008 19:53 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $120.80 | $24,160.00 |
DisclosureSEC source: 0001181431-08-029475 · rrd205728.xml · nonDerivative · entry 3 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,336.1154 Read SEC document |
| May 06, 2008 Filed May 7, 2008 19:53 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 27,076 | $88.96 | $2,408,545.58 |
DisclosureSEC source: 0001181431-08-029475 · rrd205728.xml · nonDerivative · entry 2 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,536.1154 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2008 Filed May 7, 2008 19:53 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 1,124 | $88.96 | $99,985.42 |
DisclosureSEC source: 0001181431-08-029475 · rrd205728.xml · nonDerivative · entry 1 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,460.1154 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2008 Filed May 7, 2008 19:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $121.15 | $24,230.00 |
DisclosureSEC source: 0001181431-08-029476 · rrd205729.xml · nonDerivative · entry 8 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,460.1154 Read SEC document |
| May 06, 2008 Filed May 7, 2008 19:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 539 | $121.14 | $65,294.46 |
DisclosureSEC source: 0001181431-08-029476 · rrd205729.xml · nonDerivative · entry 7 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,660.1154 Read SEC document |
| May 06, 2008 Filed May 7, 2008 19:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $121.14 | $12,113.50 |
DisclosureSEC source: 0001181431-08-029476 · rrd205729.xml · nonDerivative · entry 6 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,199.1154 Read SEC document |
| May 06, 2008 Filed May 7, 2008 19:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,261 | $121.13 | $152,744.93 |
DisclosureSEC source: 0001181431-08-029476 · rrd205729.xml · nonDerivative · entry 5 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,299.1154 Read SEC document |
| May 06, 2008 Filed May 7, 2008 19:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $121.13 | $12,112.75 |
DisclosureSEC source: 0001181431-08-029476 · rrd205729.xml · nonDerivative · entry 4 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,560.1154 Read SEC document |
| May 06, 2008 Filed May 7, 2008 19:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,400 | $121.13 | $169,575.00 |
DisclosureSEC source: 0001181431-08-029476 · rrd205729.xml · nonDerivative · entry 3 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,660.1154 Read SEC document |
| May 06, 2008 Filed May 7, 2008 19:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,500 | $121.12 | $181,680.00 |
DisclosureSEC source: 0001181431-08-029476 · rrd205729.xml · nonDerivative · entry 2 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,060.1154 Read SEC document |
| May 06, 2008 Filed May 7, 2008 19:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $121.05 | $24,210.00 |
DisclosureSEC source: 0001181431-08-029476 · rrd205729.xml · nonDerivative · entry 1 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,560.1154 Read SEC document |
| March 07, 2008 Filed Mar 10, 2008 19:50 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 5,883 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-017510 · rrd198973.xml · derivative · entry 3 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,765 Underlying: Common Stock · 5,883 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| March 07, 2008 Filed Mar 10, 2008 19:50 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 2,494 | $113.28 | $282,507.85 |
DisclosureSEC source: 0001181431-08-017510 · rrd198973.xml · nonDerivative · entry 2 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,336.2951 Read SEC document |
| March 07, 2008 Filed Mar 10, 2008 19:50 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 5,883 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-017510 · rrd198973.xml · nonDerivative · entry 1 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,830.2951 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2008 Filed Feb 7, 2008 19:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 33 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-008300 · rrd194245.xml · derivative · entry 1 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,513 Underlying: Common Stock · 33 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2008 Filed Feb 5, 2008 16:12 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 3,807 | $107.65 | $409,823.55 |
DisclosureSEC source: 0001181431-08-007393 · rrd193479.xml · nonDerivative · entry 2 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,945.285 Read SEC document |
| February 01, 2008 Filed Feb 5, 2008 16:12 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 11,106 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-007393 · rrd193479.xml · nonDerivative · entry 1 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,752.285 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2005 - 2007) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| December 18, 2007 Filed Dec 20, 2007 19:13 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 35,399 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-076819 · rrd183354.xml · derivative · entry 1 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,399 Underlying: Common Stock · 35,399 shares Expires not disclosed F1 · derivative.exercise_price: These units are payable in cash or the company's common stock upon the lapse of the restrictions on 12/18/2012. F1 · kind: These units are payable in cash or the company's common stock upon the lapse of the restrictions on 12/18/2012. F1 · derivative.exercise_date: These units are payable in cash or the company's common stock upon the lapse of the restrictions on 12/18/2012. F1 · derivative.expiration_date: These units are payable in cash or the company's common stock upon the lapse of the restrictions on 12/18/2012. Read SEC document |
| November 21, 2007 Filed Nov 26, 2007 18:33 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 1,466 | $0.00 Strike: $51.16 | $0.00 |
DisclosureSEC source: 0001181431-07-071509 · rrd179764.xml · derivative · entry 2 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,466 shares Expires 2008-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| November 21, 2007 Filed Nov 26, 2007 18:33 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 1,466 | $51.16 | $74,993.23 |
DisclosureSEC source: 0001181431-07-071509 · rrd179764.xml · nonDerivative · entry 1 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,646.3156 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2007 Filed Nov 8, 2007 22:24 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 31 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-067716 · rrd177766.xml · derivative · entry 1 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,480 Underlying: Common Stock · 31 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| August 08, 2007 Filed Aug 9, 2007 17:43 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 30 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-051174 · rrd168892.xml · derivative · entry 1 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,451 Underlying: Common Stock · 30 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| June 17, 2007 Filed Jun 19, 2007 00:28 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 9,434 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-040875 · rrd163230.xml · derivative · entry 3 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,434 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| June 17, 2007 Filed Jun 19, 2007 00:28 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 4,000 | $104.54 | $418,140.00 |
DisclosureSEC source: 0001181431-07-040875 · rrd163230.xml · nonDerivative · entry 2 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,175.5674 Read SEC document |
| June 17, 2007 Filed Jun 19, 2007 00:28 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 9,434 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-040875 · rrd163230.xml · nonDerivative · entry 1 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,175.5674 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2007 Filed May 10, 2007 00:05 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 33 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-031247 · rrd157918.xml · derivative · entry 5 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,422 Underlying: Common Stock · 33 shares Expires not disclosed F4 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F5 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F6 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F6 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| May 08, 2007 Filed May 10, 2007 00:05 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 3,125 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-031247 · rrd157918.xml · derivative · entry 4 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,250 Underlying: Common Stock · 3,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2007 Filed May 10, 2007 00:05 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 8,211 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-031247 · rrd157918.xml · derivative · entry 3 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,211 Underlying: Common Stock · 8,211 shares Expires not disclosed F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,737 of these units on 05/08/2008, for 2,737 of these units on 05/08/2009, and for the remaining 2,737 of these units on 05/08/2010. F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,737 of these units on 05/08/2008, for 2,737 of these units on 05/08/2009, and for the remaining 2,737 of these units on 05/08/2010. F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,737 of these units on 05/08/2008, for 2,737 of these units on 05/08/2009, and for the remaining 2,737 of these units on 05/08/2010. F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,737 of these units on 05/08/2008, for 2,737 of these units on 05/08/2009, and for the remaining 2,737 of these units on 05/08/2010. Read SEC document |
| May 08, 2007 Filed May 10, 2007 00:05 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,325 | $102.80 | $136,210.00 |
DisclosureSEC source: 0001181431-07-031247 · rrd157918.xml · nonDerivative · entry 2 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,741.6805 Read SEC document |
| May 08, 2007 Filed May 10, 2007 00:05 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 3,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-031247 · rrd157918.xml · nonDerivative · entry 1 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,066.6805 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2007 Filed Feb 8, 2007 16:06 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 26 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-009441 · rrd146212.xml · derivative · entry 1 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,389 Underlying: Common Stock · 26 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| February 01, 2007 Filed Feb 3, 2007 02:24 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 2,834 | $98.57 | $279,333.21 |
DisclosureSEC source: 0001181431-07-008245 · rrd145444.xml · nonDerivative · entry 2 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,937.0358 Read SEC document |
| February 01, 2007 Filed Feb 3, 2007 02:24 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 8,657 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-008245 · rrd145444.xml · nonDerivative · entry 1 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,771.0358 F1 · kind: These shares result from performance stock units which vested at the end of the performance period and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| December 29, 2006 Filed Jan 3, 2007 14:10 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-000105 · rrd141082.xml · derivative · entry 1 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,364 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| December 15, 2006 Filed Dec 18, 2006 15:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-070252 · rrd139807.xml · derivative · entry 1 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,356 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.