Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Senior Vice President | February 06, 2013 | February 07, 2013 |
| Johnson Controls International plcJCI · Entity 2940 | Director | March 09, 2024 | March 11, 2024 |
| SS&C Technologies Holdings IncSSNC · Entity 3276 | Director | May 29, 2024 | May 31, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTERNATIONAL BUSINESS MACHINES CORP
Report date February 06, 2013 · Filed February 07, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 9,264 |
Reported balance
After 2013-02-06 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2013-02-06 · Grant · Acquired 39 · Balance 9,264 F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.
F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.
F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.
Johnson Controls International plc
Report date March 09, 2024 · Filed March 11, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 75,516.404 |
Reported balance
After 2024-03-09 transaction · row 1
1 source rowRow 1 · 2024-03-09 · Tax withholding · Disposed 1,401 · Balance 75,516.404 |
SS&C Technologies Holdings Inc
Report date May 29, 2024 · Filed May 31, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,576 |
Reported balance
After 2024-05-29 transaction · row 1
1 source rowRow 1 · 2024-05-29 · Exercise / conversion · Acquired 3,576 · Balance 13,576 F1: Reflects the vesting of restricted stock units granted to the reporting person on June 2, 2023, together with 43 dividend equivalent rights accrued thereon. F2: Restricted stock units convert into common stock on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-05-29 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-05-29 · Exercise / conversion · Disposed 3,576 · Balance 0 F2: Restricted stock units convert into common stock on a one-for-one basis. F1: Reflects the vesting of restricted stock units granted to the reporting person on June 2, 2023, together with 43 dividend equivalent rights accrued thereon. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the vesting of restricted stock units granted to the reporting person on June 2, 2023, together with 43 dividend equivalent rights accrued thereon.
F2: Restricted stock units convert into common stock on a one-for-one basis.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 05, 2009 Filed Aug 6, 2009 21:14 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $117.96 | $23,591.00 |
DisclosureSEC source: 0001181431-09-038341 · rrd250032.xml · nonDerivative · entry 6 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,820.1005 Read SEC document |
| August 05, 2009 Filed Aug 6, 2009 21:14 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 900 | $117.95 | $106,155.00 |
DisclosureSEC source: 0001181431-09-038341 · rrd250032.xml · nonDerivative · entry 5 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,020.1005 Read SEC document |
| August 05, 2009 Filed Aug 6, 2009 21:14 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $117.94 | $11,794.00 |
DisclosureSEC source: 0001181431-09-038341 · rrd250032.xml · nonDerivative · entry 4 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,920.1005 Read SEC document |
| August 05, 2009 Filed Aug 6, 2009 21:14 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $117.93 | $23,586.00 |
DisclosureSEC source: 0001181431-09-038341 · rrd250032.xml · nonDerivative · entry 3 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,020.1005 Read SEC document |
| August 05, 2009 Filed Aug 6, 2009 21:14 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 26,032 | $103.25 | $2,687,804.00 |
DisclosureSEC source: 0001181431-09-038341 · rrd250032.xml · nonDerivative · entry 2 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,220.1005 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 05, 2009 Filed Aug 6, 2009 21:14 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 37,000 | $78.13 | $2,890,810.00 |
DisclosureSEC source: 0001181431-09-038341 · rrd250032.xml · nonDerivative · entry 1 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,188.1005 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 05, 2009 Filed Aug 6, 2009 21:19 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,396 | $118.36 | $283,590.56 |
DisclosureSEC source: 0001181431-09-038346 · rrd250038.xml · nonDerivative · entry 12 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,188.1005 Read SEC document |
| August 05, 2009 Filed Aug 6, 2009 21:19 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 510 | $118.35 | $60,358.50 |
DisclosureSEC source: 0001181431-09-038346 · rrd250038.xml · nonDerivative · entry 11 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,584.1005 Read SEC document |
| August 05, 2009 Filed Aug 6, 2009 21:19 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 300 | $118.34 | $35,502.00 |
DisclosureSEC source: 0001181431-09-038346 · rrd250038.xml · nonDerivative · entry 10 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,094.1005 Read SEC document |
| August 05, 2009 Filed Aug 6, 2009 21:19 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $118.33 | $11,833.00 |
DisclosureSEC source: 0001181431-09-038346 · rrd250038.xml · nonDerivative · entry 9 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,394.1005 Read SEC document |
| August 05, 2009 Filed Aug 6, 2009 21:19 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $118.31 | $11,831.00 |
DisclosureSEC source: 0001181431-09-038346 · rrd250038.xml · nonDerivative · entry 8 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,494.1005 Read SEC document |
| August 05, 2009 Filed Aug 6, 2009 21:19 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 700 | $118.30 | $82,810.00 |
DisclosureSEC source: 0001181431-09-038346 · rrd250038.xml · nonDerivative · entry 7 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,594.1005 Read SEC document |
| August 05, 2009 Filed Aug 6, 2009 21:19 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 850 | $118.27 | $100,529.50 |
DisclosureSEC source: 0001181431-09-038346 · rrd250038.xml · nonDerivative · entry 6 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,294.1005 Read SEC document |
| August 05, 2009 Filed Aug 6, 2009 21:19 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 657 | $118.27 | $77,700.11 |
DisclosureSEC source: 0001181431-09-038346 · rrd250038.xml · nonDerivative · entry 5 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,144.1005 Read SEC document |
| August 05, 2009 Filed Aug 6, 2009 21:19 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,242 | $118.26 | $265,138.92 |
DisclosureSEC source: 0001181431-09-038346 · rrd250038.xml · nonDerivative · entry 4 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,801.1005 Read SEC document |
| August 05, 2009 Filed Aug 6, 2009 21:19 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 550 | $118.25 | $65,037.50 |
DisclosureSEC source: 0001181431-09-038346 · rrd250038.xml · nonDerivative · entry 3 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,043.1005 Read SEC document |
| August 05, 2009 Filed Aug 6, 2009 21:19 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 900 | $118.25 | $106,420.50 |
DisclosureSEC source: 0001181431-09-038346 · rrd250038.xml · nonDerivative · entry 2 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,593.1005 Read SEC document |
| August 05, 2009 Filed Aug 6, 2009 21:19 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,520 | $118.24 | $179,724.80 |
DisclosureSEC source: 0001181431-09-038346 · rrd250038.xml · nonDerivative · entry 1 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,493.1005 Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:41 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 2,804 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024239 · rrd242212.xml · derivative · entry 9 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,608 Underlying: Common Stock · 2,804 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:41 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 2,737 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024239 · rrd242212.xml · derivative · entry 8 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,737 Underlying: Common Stock · 2,737 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:41 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 3,125 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024239 · rrd242212.xml · derivative · entry 7 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:41 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,371 | $101.79 | $139,554.09 |
DisclosureSEC source: 0001181431-09-024239 · rrd242212.xml · nonDerivative · entry 6 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,188.7201 Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:41 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,230 | $101.79 | $125,201.70 |
DisclosureSEC source: 0001181431-09-024239 · rrd242212.xml · nonDerivative · entry 5 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,559.7201 Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:41 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,201 | $101.79 | $122,249.79 |
DisclosureSEC source: 0001181431-09-024239 · rrd242212.xml · nonDerivative · entry 4 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,789.7201 Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:41 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 3,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024239 · rrd242212.xml · nonDerivative · entry 3 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,990.7201 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:41 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 2,804 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024239 · rrd242212.xml · nonDerivative · entry 2 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,865.7201 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:41 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 2,737 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024239 · rrd242212.xml · nonDerivative · entry 1 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,061.7201 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2009 Filed May 7, 2009 18:12 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 46 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-023359 · rrd241782.xml · derivative · entry 1 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,711 Underlying: Common Stock · 46 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 06, 2009 Filed Feb 9, 2009 15:53 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 45 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-007219 · rrd232467.xml · derivative · entry 1 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,665 Underlying: Common Stock · 45 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2009 Filed Feb 3, 2009 23:18 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 8,091 | $92.36 | $747,284.76 |
DisclosureSEC source: 0001181431-09-006250 · rrd231570.xml · nonDerivative · entry 2 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,317.561 Read SEC document |
| February 01, 2009 Filed Feb 3, 2009 23:18 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 21,563 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-006250 · rrd231570.xml · nonDerivative · entry 1 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,408.561 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2006-2008) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| November 06, 2008 Filed Nov 7, 2008 17:56 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 51 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-060256 · rrd222632.xml · derivative · entry 1 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,623 Underlying: Common Stock · 51 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 06, 2008 Filed Aug 7, 2008 16:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 33 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-046722 · rrd215275.xml · derivative · entry 1 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,566 Underlying: Common Stock · 33 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 08, 2008 Filed May 9, 2008 21:37 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 2,737 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-030291 · rrd206151.xml · derivative · entry 7 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,474 Underlying: Common Stock · 2,737 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2008 Filed May 9, 2008 21:37 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 3,125 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-030291 · rrd206151.xml · derivative · entry 6 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,125 Underlying: Common Stock · 3,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2008 Filed May 9, 2008 21:37 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 8,412 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-030291 · rrd206151.xml · derivative · entry 5 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,412 Underlying: Common Stock · 8,412 shares Expires not disclosed F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,804 of these units on 05/08/2009, for 2,804 of these units on 05/08/2010, and for the remaining 2,804 of these units on 05/08/2011. F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,804 of these units on 05/08/2009, for 2,804 of these units on 05/08/2010, and for the remaining 2,804 of these units on 05/08/2011. F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,804 of these units on 05/08/2009, for 2,804 of these units on 05/08/2010, and for the remaining 2,804 of these units on 05/08/2011. F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,804 of these units on 05/08/2009, for 2,804 of these units on 05/08/2010, and for the remaining 2,804 of these units on 05/08/2011. Read SEC document |
| May 08, 2008 Filed May 9, 2008 21:37 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,325 | $124.46 | $164,909.50 |
DisclosureSEC source: 0001181431-08-030291 · rrd206151.xml · nonDerivative · entry 4 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,838.7546 Read SEC document |
| May 08, 2008 Filed May 9, 2008 21:37 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,161 | $124.46 | $144,498.06 |
DisclosureSEC source: 0001181431-08-030291 · rrd206151.xml · nonDerivative · entry 3 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,163.7546 Read SEC document |
| May 08, 2008 Filed May 9, 2008 21:37 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 3,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-030291 · rrd206151.xml · nonDerivative · entry 2 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,324.7546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2008 Filed May 9, 2008 21:37 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 2,737 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-030291 · rrd206151.xml · nonDerivative · entry 1 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,199.7546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2008 Filed May 8, 2008 18:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 35 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-029757 · rrd205890.xml · derivative · entry 1 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,536 Underlying: Common Stock · 35 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 06, 2008 Filed May 7, 2008 19:53 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 1,124 | $0.00 Strike: $88.96 | $0.00 |
DisclosureSEC source: 0001181431-08-029475 · rrd205728.xml · derivative · entry 27 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,124 shares Expires 2009-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| May 06, 2008 Filed May 7, 2008 19:53 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 27,076 | $0.00 Strike: $88.96 | $0.00 |
DisclosureSEC source: 0001181431-08-029475 · rrd205728.xml · derivative · entry 26 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,076 shares Expires 2009-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| May 06, 2008 Filed May 7, 2008 19:53 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,700 | $121.04 | $326,808.00 |
DisclosureSEC source: 0001181431-08-029475 · rrd205728.xml · nonDerivative · entry 25 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,760.1154 Read SEC document |
| May 06, 2008 Filed May 7, 2008 19:53 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,000 | $121.03 | $121,030.00 |
DisclosureSEC source: 0001181431-08-029475 · rrd205728.xml · nonDerivative · entry 24 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,460.1154 Read SEC document |
| May 06, 2008 Filed May 7, 2008 19:53 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 250 | $121.03 | $30,256.88 |
DisclosureSEC source: 0001181431-08-029475 · rrd205728.xml · nonDerivative · entry 23 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,460.1154 Read SEC document |
| May 06, 2008 Filed May 7, 2008 19:53 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,000 | $121.03 | $121,027.00 |
DisclosureSEC source: 0001181431-08-029475 · rrd205728.xml · nonDerivative · entry 22 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,710.1154 Read SEC document |
| May 06, 2008 Filed May 7, 2008 19:53 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 600 | $121.03 | $72,615.00 |
DisclosureSEC source: 0001181431-08-029475 · rrd205728.xml · nonDerivative · entry 21 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,710.1154 Read SEC document |
| May 06, 2008 Filed May 7, 2008 19:53 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,480 | $121.02 | $300,129.60 |
DisclosureSEC source: 0001181431-08-029475 · rrd205728.xml · nonDerivative · entry 20 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,310.1154 Read SEC document |
| May 06, 2008 Filed May 7, 2008 19:53 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,400 | $121.01 | $169,414.00 |
DisclosureSEC source: 0001181431-08-029475 · rrd205728.xml · nonDerivative · entry 19 Daniels Michael E · CIK 0001333915 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,790.1154 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.