Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNION PACIFIC CORPUNP · Entity 2854 | SVP HR & SEC UPC & RR | February 07, 2013 | February 11, 2013 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNION PACIFIC CORP
Report date February 07, 2013 · Filed February 11, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 96,877 |
Reported balance
After 2013-02-07 transaction · row 1
1 source rowRow 1 · 2013-02-07 · Tax withholding · Disposed 4,622 · Balance 96,877 |
| Common StockSEC Table I · non-derivative | Indirectby Managed Account | 0 |
Reported balance
Holding disclosure · report date 2013-02-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 01, 2004 Filed Nov 3, 2004 21:19 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 22,061 | $56.50 | $1,246,446.50 |
DisclosureSEC source: 0000100885-04-000200 · edgardoc.xml · nonDerivative · entry 4 SCHAEFER BARBARA W · CIK 0001200014 · SVP HR/SECRETARY - RR & UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,969 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2004 Filed Nov 3, 2004 21:19 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 622 | $62.97 | $39,167.34 |
DisclosureSEC source: 0000100885-04-000200 · edgardoc.xml · nonDerivative · entry 3 SCHAEFER BARBARA W · CIK 0001200014 · SVP HR/SECRETARY - RR & UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,908 Read SEC document |
| November 01, 2004 Filed Nov 3, 2004 21:19 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 5,711 | $62.97 | $359,621.67 |
DisclosureSEC source: 0000100885-04-000200 · edgardoc.xml · nonDerivative · entry 2 SCHAEFER BARBARA W · CIK 0001200014 · SVP HR/SECRETARY - RR & UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,530 Read SEC document |
| November 01, 2004 Filed Nov 3, 2004 21:19 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 7,210 | $49.88 | $359,634.80 |
DisclosureSEC source: 0000100885-04-000200 · edgardoc.xml · nonDerivative · entry 1 SCHAEFER BARBARA W · CIK 0001200014 · SVP HR/SECRETARY - RR & UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,241 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2004 Filed Nov 1, 2004 20:05 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 15,786 | $0.00 Strike: $49.88 | $0.00 |
DisclosureSEC source: 0000100885-04-000197 · edgardoc.xml · derivative · entry 9 SCHAEFER BARBARA W · CIK 0001200014 · SVP HR/SECRETARY - RR & UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,210 Underlying: Common Stock · 15,786 shares Expires 2011-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2004 Filed Nov 1, 2004 20:05 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $47.50 | $0.00 |
DisclosureSEC source: 0000100885-04-000197 · edgardoc.xml · derivative · entry 8 SCHAEFER BARBARA W · CIK 0001200014 · SVP HR/SECRETARY - RR & UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2008-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2004 Filed Nov 1, 2004 20:05 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 1,050 | $63.25 | $66,412.50 |
DisclosureSEC source: 0000100885-04-000197 · edgardoc.xml · nonDerivative · entry 6 SCHAEFER BARBARA W · CIK 0001200014 · SVP HR/SECRETARY - RR & UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,031 Read SEC document |
| October 28, 2004 Filed Nov 1, 2004 20:05 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 12,449 | $63.25 | $787,399.25 |
DisclosureSEC source: 0000100885-04-000197 · edgardoc.xml · nonDerivative · entry 5 SCHAEFER BARBARA W · CIK 0001200014 · SVP HR/SECRETARY - RR & UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,081 Read SEC document |
| October 28, 2004 Filed Nov 1, 2004 20:05 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 15,786 | $49.88 | $787,405.68 |
DisclosureSEC source: 0000100885-04-000197 · edgardoc.xml · nonDerivative · entry 4 SCHAEFER BARBARA W · CIK 0001200014 · SVP HR/SECRETARY - RR & UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,530 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2004 Filed Nov 1, 2004 20:05 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 2,065 | $63.25 | $130,611.25 |
DisclosureSEC source: 0000100885-04-000197 · edgardoc.xml · nonDerivative · entry 3 SCHAEFER BARBARA W · CIK 0001200014 · SVP HR/SECRETARY - RR & UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,744 Read SEC document |
| October 28, 2004 Filed Nov 1, 2004 20:05 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 15,019 | $63.25 | $949,951.75 |
DisclosureSEC source: 0000100885-04-000197 · edgardoc.xml · nonDerivative · entry 2 SCHAEFER BARBARA W · CIK 0001200014 · SVP HR/SECRETARY - RR & UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,809 Read SEC document |
| October 28, 2004 Filed Nov 1, 2004 20:05 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 20,000 | $47.50 | $950,000.00 |
DisclosureSEC source: 0000100885-04-000197 · edgardoc.xml · nonDerivative · entry 1 SCHAEFER BARBARA W · CIK 0001200014 · SVP HR/SECRETARY - RR & UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,828 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2004 Filed Feb 26, 2004 21:05 UTC | UNION PACIFIC CORP UNP · Entity 2854 | OtherCommon Stock | 127.2495 | $63.92 | $8,133.79 |
DisclosureSEC source: 0000100885-04-000125 · primary_doc.xml · nonDerivative · entry 2 SCHAEFER BARBARA W · CIK 0001200014 · SVP - Human Resources UPC & RR 10b5-1 filing: Not disclosed Ownership: Indirect · by Managed Account Disclosed balance after: 0 F1 · shares: Includes holdings in employee benefit plans, Tax Reduction and Payroll Based Stock Plans, as of Transaction Date. Read SEC document |
| January 31, 2004 Filed Feb 4, 2004 00:37 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Disposition to issuerCommon Stock | 5,200 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-04-000119 · primary_doc.xml · nonDerivative · entry 2 SCHAEFER BARBARA W · CIK 0001200014 · Senior Vice President - HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,828 Read SEC document |
| January 31, 2004 Filed Feb 4, 2004 00:37 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 2,086 | $64.15 | $133,816.90 |
DisclosureSEC source: 0000100885-04-000119 · primary_doc.xml · nonDerivative · entry 1 SCHAEFER BARBARA W · CIK 0001200014 · Senior Vice President - HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,028 Read SEC document |
| January 29, 2004 Filed Jan 30, 2004 23:26 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $65.10 | $0.00 |
DisclosureSEC source: 0000100885-04-000091 · edgardoc.xml · derivative · entry 1 SCHAEFER BARBARA W · CIK 0001200014 · SVP - HR CORP & RR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2014-01-29 Read SEC document |
| January 25, 2004 Filed Jan 28, 2004 02:03 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 1,687 | $65.90 | $111,173.30 |
DisclosureSEC source: 0000100885-04-000043 · primary_doc.xml · nonDerivative · entry 1 SCHAEFER BARBARA W · CIK 0001200014 · SVP - HR Corp & RR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,114 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.