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SCHAEFER BARBARA W

Disclosed activity across 1 company

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16691
SEC CIK
0001200014

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
UNION PACIFIC CORPUNP · Entity 2854SVP HR & SEC UPC & RRFebruary 07, 2013February 11, 2013

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

UNION PACIFIC CORP

Report date February 07, 2013 · Filed February 11, 2013

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect96,877 Reported balance After 2013-02-07 transaction · row 1
1 source row

Row 1 · 2013-02-07 · Tax withholding · Disposed 4,622 · Balance 96,877

Common StockSEC Table I · non-derivativeIndirectby Managed Account0 Reported balance Holding disclosure · report date 2013-02-07 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 0

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 25, 2006 Filed Jul 26, 2006 23:05 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 4,381 $83.96 $367,828.76
Disclosure

SEC source: 0000100885-06-000187 · edgardoc.xml · nonDerivative · entry 1

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & R

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,282

Read SEC document
February 17, 2006 Filed Feb 21, 2006 22:05 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,035 $89.00 Strike: $59.82 $181,115.00
Disclosure

SEC source: 0000100885-06-000089 · edgardoc.xml · derivative · entry 5

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC CORP &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,035 shares

Expires 2008-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Trade(s) executed by fiduciary pursuant to an existing 10b5-1 Trading Plan.

Read SEC document
February 17, 2006 Filed Feb 21, 2006 22:05 UTC UNION PACIFIC CORP UNP · Entity 2854 SaleCommon Stock 1,705 $89.00 $151,745.00
Disclosure

SEC source: 0000100885-06-000089 · edgardoc.xml · nonDerivative · entry 3

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC CORP &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,663

F1 · security: Trade(s) executed by fiduciary pursuant to an existing 10b5-1 Trading Plan.

Read SEC document
February 17, 2006 Filed Feb 21, 2006 22:05 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionCommon Stock 2,035 $59.82 $121,733.70
Disclosure

SEC source: 0000100885-06-000089 · edgardoc.xml · nonDerivative · entry 2

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC CORP &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Trade(s) executed by fiduciary pursuant to an existing 10b5-1 Trading Plan.

Read SEC document
February 17, 2006 Filed Feb 21, 2006 22:05 UTC UNION PACIFIC CORP UNP · Entity 2854 SaleCommon Stock 5,403 $89.00 $480,867.00
Disclosure

SEC source: 0000100885-06-000089 · edgardoc.xml · nonDerivative · entry 1

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC CORP &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,333

F1 · security: Trade(s) executed by fiduciary pursuant to an existing 10b5-1 Trading Plan.

Read SEC document
January 30, 2006 Filed Feb 1, 2006 19:03 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 1,813 $87.63 $158,873.19
Disclosure

SEC source: 0000100885-06-000075 · edgardoc.xml · nonDerivative · entry 2

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC CORP &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,736

Read SEC document
January 30, 2006 Filed Feb 1, 2006 19:03 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 536 $87.63 $46,969.68
Disclosure

SEC source: 0000100885-06-000075 · edgardoc.xml · nonDerivative · entry 1

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC CORP &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,549

F1 · security: Transfer of shares for additional tax withholding purposes.

Read SEC document
January 26, 2006 Filed Jan 30, 2006 19:37 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantNon-Qualified Stock Option (right to buy) · Derivative 22,200 $0.00 Strike: $86.05 $0.00
Disclosure

SEC source: 0000100885-06-000064 · edgardoc.xml · derivative · entry 4

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC CORP &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,200

Underlying: Common Stock · 22,200 shares

Expires 2016-01-26

F3 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F3 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

Read SEC document
January 26, 2006 Filed Jan 30, 2006 19:37 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantCommon Stock 4,600 $0.00 $0.00
Disclosure

SEC source: 0000100885-06-000064 · edgardoc.xml · nonDerivative · entry 2

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC CORP &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,085

F2 · security: Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met.

Read SEC document
January 26, 2006 Filed Jan 30, 2006 19:37 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantCommon Stock 2,100 $0.00 $0.00
Disclosure

SEC source: 0000100885-06-000064 · edgardoc.xml · nonDerivative · entry 1

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC CORP &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,485

F1 · security: Retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a four year vesting period from grant date.

Read SEC document
November 28, 2005 Filed Nov 29, 2005 23:14 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantNon-Qualified Stock Option (right to buy) · Derivative 24,212 $0.00 Strike: $77.12 $0.00
Disclosure

SEC source: 0000100885-05-000276 · edgardoc.xml · derivative · entry 11

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC CORP &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,212

Underlying: Common Stock · 24,212 shares

Expires 2012-01-31

F2 · security: Option granted pursuant to an agreement with a reload feature, which provides for a reload option grant if, at the time of exercise, the exercise price for a stock-for-stock exercise is twenty percent (20%) or greater than the option price of the original option on the grant date.

Read SEC document
November 28, 2005 Filed Nov 29, 2005 23:14 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 28,000 $0.00 Strike: $61.14 $0.00
Disclosure

SEC source: 0000100885-05-000276 · edgardoc.xml · derivative · entry 10

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC CORP &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,000 shares

Expires 2012-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2005 Filed Nov 29, 2005 23:14 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 11,665 $0.00 Strike: $59.82 $0.00
Disclosure

SEC source: 0000100885-05-000276 · edgardoc.xml · derivative · entry 9

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC CORP &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,035

Underlying: Common Stock · 11,665 shares

Expires 2008-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2005 Filed Nov 29, 2005 23:14 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 572 $76.85 $43,958.20
Disclosure

SEC source: 0000100885-05-000276 · edgardoc.xml · nonDerivative · entry 7

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC CORP &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,385

F1 · security: Transfer of shares for additional tax withholding purposes.

Read SEC document
November 28, 2005 Filed Nov 29, 2005 23:14 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 1,133 $76.85 $87,071.05
Disclosure

SEC source: 0000100885-05-000276 · edgardoc.xml · nonDerivative · entry 6

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC CORP &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,957

Read SEC document
November 28, 2005 Filed Nov 29, 2005 23:14 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 9,080 $76.85 $697,798.00
Disclosure

SEC source: 0000100885-05-000276 · edgardoc.xml · nonDerivative · entry 5

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC CORP &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,090

Read SEC document
November 28, 2005 Filed Nov 29, 2005 23:14 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionCommon Stock 11,665 $59.82 $697,800.30
Disclosure

SEC source: 0000100885-05-000276 · edgardoc.xml · nonDerivative · entry 4

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC CORP &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,170

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2005 Filed Nov 29, 2005 23:14 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 1,936 $76.85 $148,781.60
Disclosure

SEC source: 0000100885-05-000276 · edgardoc.xml · nonDerivative · entry 3

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC CORP &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,505

Read SEC document
November 28, 2005 Filed Nov 29, 2005 23:14 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 22,276 $76.85 $1,711,910.60
Disclosure

SEC source: 0000100885-05-000276 · edgardoc.xml · nonDerivative · entry 2

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC CORP &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,441

Read SEC document
November 28, 2005 Filed Nov 29, 2005 23:14 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionCommon Stock 28,000 $61.14 $1,711,920.00
Disclosure

SEC source: 0000100885-05-000276 · edgardoc.xml · nonDerivative · entry 1

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC CORP &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2005 Filed Nov 1, 2005 12:22 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 708 $69.18 $48,979.44
Disclosure

SEC source: 0000100885-05-000246 · edgardoc.xml · nonDerivative · entry 1

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC CORP &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,717

F1 · security: Transfer of shares for additional tax withholding purposes.

Read SEC document
March 31, 2005 Filed Apr 1, 2005 14:36 UTC UNION PACIFIC CORP UNP · Entity 2854 SaleCommon Stock 1,100 $69.81 $76,791.00
Disclosure

SEC source: 0000100885-05-000164 · edgardoc.xml · nonDerivative · entry 3

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR/SECRETARY - RR & UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,425

F1 · security: Trade pursuant to a 10b5-1 trading plan adopted on March 1, 2005.

Read SEC document
March 31, 2005 Filed Apr 1, 2005 14:36 UTC UNION PACIFIC CORP UNP · Entity 2854 SaleCommon Stock 100 $69.80 $6,980.00
Disclosure

SEC source: 0000100885-05-000164 · edgardoc.xml · nonDerivative · entry 2

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR/SECRETARY - RR & UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,525

F1 · security: Trade pursuant to a 10b5-1 trading plan adopted on March 1, 2005.

Read SEC document
March 31, 2005 Filed Apr 1, 2005 14:36 UTC UNION PACIFIC CORP UNP · Entity 2854 SaleCommon Stock 3,759 $69.76 $262,227.84
Disclosure

SEC source: 0000100885-05-000164 · edgardoc.xml · nonDerivative · entry 1

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR/SECRETARY - RR & UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,625

F1 · security: Trade pursuant to a 10b5-1 trading plan adopted on March 1, 2005.

Read SEC document
January 27, 2005 Filed Jan 31, 2005 16:24 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantNon-Qualified Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $59.12 $0.00
Disclosure

SEC source: 0000100885-05-000106 · edgardoc.xml · derivative · entry 1

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR/SECRETARY - RR & UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2015-01-27

Read SEC document
January 04, 2005 Filed Jan 6, 2005 23:58 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantNon-Qualified Stock Option (right to buy) · Derivative 11,930 $0.00 Strike: $66.24 $0.00
Disclosure

SEC source: 0000100885-05-000036 · edgardoc.xml · derivative · entry 6

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR/SECRETARY - RR & UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,930

Underlying: Common Stock · 11,930 shares

Expires 2013-01-30

F1 · security: Option granted pursuant to an agreement with a reload feature, which provides for a reload option grant if, at the time of exercise, the exercise price for a stock-for-stock exercise is twenty percent (20%) or greater than the option price of the original option on the grant date.

Read SEC document
January 04, 2005 Filed Jan 6, 2005 23:58 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 13,503 $0.00 Strike: $55.98 $0.00
Disclosure

SEC source: 0000100885-05-000036 · edgardoc.xml · derivative · entry 5

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR/SECRETARY - RR & UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,503 shares

Expires 2013-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2005 Filed Jan 6, 2005 23:58 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 722 $67.44 $48,691.68
Disclosure

SEC source: 0000100885-05-000036 · edgardoc.xml · nonDerivative · entry 3

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR/SECRETARY - RR & UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,384

Read SEC document
January 04, 2005 Filed Jan 6, 2005 23:58 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 11,208 $67.44 $755,867.52
Disclosure

SEC source: 0000100885-05-000036 · edgardoc.xml · nonDerivative · entry 2

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR/SECRETARY - RR & UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,106

Read SEC document
January 04, 2005 Filed Jan 6, 2005 23:58 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionCommon Stock 13,503 $55.98 $755,897.94
Disclosure

SEC source: 0000100885-05-000036 · edgardoc.xml · nonDerivative · entry 1

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR/SECRETARY - RR & UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2005 Filed Jan 5, 2005 22:50 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantNon-Qualified Stock Option (right to buy) · Derivative 19,106 $0.00 Strike: $67.13 $0.00
Disclosure

SEC source: 0000100885-05-000026 · edgardoc.xml · derivative · entry 6

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR/SECRETARY - RR & UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,106

Underlying: Common Stock · 19,106 shares

Expires 2013-01-30

F1 · security: Option granted pursuant to an agreement with a reload feature, which provides for a reload option grant if, at the time of exercise, the exercise price for a stock-for-stock exercise is twenty percent (20%) or greater than the option price of the original option on the grant date.

Read SEC document
January 03, 2005 Filed Jan 5, 2005 22:50 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 21,497 $0.00 Strike: $55.98 $0.00
Disclosure

SEC source: 0000100885-05-000026 · edgardoc.xml · derivative · entry 5

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR/SECRETARY - RR & UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,503

Underlying: Common Stock · 21,497 shares

Expires 2013-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2005 Filed Jan 5, 2005 22:50 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 1,212 $67.25 $81,507.00
Disclosure

SEC source: 0000100885-05-000026 · edgardoc.xml · nonDerivative · entry 3

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR/SECRETARY - RR & UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,811

Read SEC document
January 03, 2005 Filed Jan 5, 2005 22:50 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 17,894 $67.25 $1,203,371.50
Disclosure

SEC source: 0000100885-05-000026 · edgardoc.xml · nonDerivative · entry 2

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR/SECRETARY - RR & UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,023

Read SEC document
January 03, 2005 Filed Jan 5, 2005 22:50 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionCommon Stock 21,497 $55.98 $1,203,402.06
Disclosure

SEC source: 0000100885-05-000026 · edgardoc.xml · nonDerivative · entry 1

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR/SECRETARY - RR & UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2004 Filed Dec 9, 2004 22:43 UTC UNION PACIFIC CORP UNP · Entity 2854 SaleCommon Stock 3,402 $62.96 $214,189.92
Disclosure

SEC source: 0000100885-04-000211 · edgardoc.xml · nonDerivative · entry 1

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR/SECRETARY - RR & UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,420

F1 · security: Trade pursuant to a 10b5-1 trading plan adopted on November 8, 2004.

Read SEC document
November 02, 2004 Filed Nov 3, 2004 21:19 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 11,089 $0.00 Strike: $56.50 $0.00
Disclosure

SEC source: 0000100885-04-000200 · edgardoc.xml · derivative · entry 19

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR/SECRETARY - RR & UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,089 shares

Expires 2006-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option was granted 11/20/96 and became exercisable in equal installments on 1/1/98, 1/1/99, and 1/1/00.

Read SEC document
November 02, 2004 Filed Nov 3, 2004 21:19 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionIncentive Stock Option (right to buy) · Derivative 5,100 $0.00 Strike: $56.50 $0.00
Disclosure

SEC source: 0000100885-04-000200 · edgardoc.xml · derivative · entry 16

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR/SECRETARY - RR & UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,100 shares

Expires 2006-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option was granted 11/20/96 and became exercisable in equal installments on 1/1/98, 1/1/99, and 1/1/00.

Read SEC document
November 02, 2004 Filed Nov 3, 2004 21:19 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 4,585 $62.84 $288,121.40
Disclosure

SEC source: 0000100885-04-000200 · edgardoc.xml · nonDerivative · entry 13

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR/SECRETARY - RR & UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,822

Read SEC document
November 02, 2004 Filed Nov 3, 2004 21:19 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionCommon Stock 5,100 $56.50 $288,150.00
Disclosure

SEC source: 0000100885-04-000200 · edgardoc.xml · nonDerivative · entry 12

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR/SECRETARY - RR & UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2004 Filed Nov 3, 2004 21:19 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 464 $62.84 $29,157.76
Disclosure

SEC source: 0000100885-04-000200 · edgardoc.xml · nonDerivative · entry 11

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR/SECRETARY - RR & UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,307

Read SEC document
November 02, 2004 Filed Nov 3, 2004 21:19 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 9,970 $62.84 $626,514.80
Disclosure

SEC source: 0000100885-04-000200 · edgardoc.xml · nonDerivative · entry 10

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR/SECRETARY - RR & UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,771

Read SEC document
November 02, 2004 Filed Nov 3, 2004 21:19 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionCommon Stock 11,089 $56.50 $626,528.50
Disclosure

SEC source: 0000100885-04-000200 · edgardoc.xml · nonDerivative · entry 9

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR/SECRETARY - RR & UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,741

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2004 Filed Nov 3, 2004 21:19 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 22,061 $0.00 Strike: $56.50 $0.00
Disclosure

SEC source: 0000100885-04-000200 · edgardoc.xml · derivative · entry 18

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR/SECRETARY - RR & UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,089

Underlying: Common Stock · 22,061 shares

Expires 2006-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option was granted 11/20/96 and became exercisable in equal installments on 1/1/98, 1/1/99, and 1/1/00.

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November 01, 2004 Filed Nov 3, 2004 21:19 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,210 $0.00 Strike: $49.88 $0.00
Disclosure

SEC source: 0000100885-04-000200 · edgardoc.xml · derivative · entry 17

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR/SECRETARY - RR & UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,210 shares

Expires 2011-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2004 Filed Nov 3, 2004 21:19 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionIncentive Stock Option (right to buy) · Derivative 2,004 $0.00 Strike: $49.88 $0.00
Disclosure

SEC source: 0000100885-04-000200 · edgardoc.xml · derivative · entry 15

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR/SECRETARY - RR & UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,004 shares

Expires 2011-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2004 Filed Nov 3, 2004 21:19 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 1,587 $62.97 $99,933.39
Disclosure

SEC source: 0000100885-04-000200 · edgardoc.xml · nonDerivative · entry 8

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR/SECRETARY - RR & UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,652

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November 01, 2004 Filed Nov 3, 2004 21:19 UTC UNION PACIFIC CORP UNP · Entity 2854 Exercise / conversionCommon Stock 2,004 $49.88 $99,959.52
Disclosure

SEC source: 0000100885-04-000200 · edgardoc.xml · nonDerivative · entry 7

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR/SECRETARY - RR & UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2004 Filed Nov 3, 2004 21:19 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 940 $62.97 $59,191.80
Disclosure

SEC source: 0000100885-04-000200 · edgardoc.xml · nonDerivative · entry 6

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR/SECRETARY - RR & UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,235

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November 01, 2004 Filed Nov 3, 2004 21:19 UTC UNION PACIFIC CORP UNP · Entity 2854 Tax withholdingCommon Stock 19,794 $62.97 $1,246,428.18
Disclosure

SEC source: 0000100885-04-000200 · edgardoc.xml · nonDerivative · entry 5

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR/SECRETARY - RR & UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,175

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.