Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CAPITAL ONE FINANCIAL CORP
Report date January 31, 2013 · Filed February 13, 2013
Section 16 reporting ended · disclosed 2013-02-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 207,085 |
Reported balance
After 2013-01-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2013-01-31 · Grant · Acquired 17,942 · Balance 207,085 F1: This restricted stock will vest in 1/3 increments beginning on February 10, 2014 and annually thereafter. |
| 2013 Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 13,931 |
Reported balance
After 2013-01-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2013-01-31 · Grant · Acquired 13,931 · Balance 13,931 F2: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the twenty trading days preceding the vesting date. F3: These restricted stock units will vest in 1/3 increments beginning on February 10, 2014 and annually thereafter. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2013-12-15 | Direct | 12,665 |
Reported balance
After 2013-01-31 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2013-01-31 · Grant · Acquired 12,665 · Balance 12,665 F2: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the twenty trading days preceding the vesting date. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $56.32 · Expires 2023-01-30 | Direct | 33,462 |
Reported balance
After 2013-01-31 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2013-01-31 · Grant · Acquired 33,462 · Balance 33,462 F4: This option becomes exercisable in 1/3 increments beginning on February 10, 2014 and annually thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: This restricted stock will vest in 1/3 increments beginning on February 10, 2014 and annually thereafter.
F2: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the twenty trading days preceding the vesting date.
F3: These restricted stock units will vest in 1/3 increments beginning on February 10, 2014 and annually thereafter.
F4: This option becomes exercisable in 1/3 increments beginning on February 10, 2014 and annually thereafter.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 10, 2006 Filed Feb 15, 2006 02:50 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 756 | $0.00 Strike: $54.56 | $0.00 |
DisclosureSEC source: 0000927628-06-000011 · sch809.xml · derivative · entry 7 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 756 shares Expires 2006-10-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2006 Filed Feb 15, 2006 02:50 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 16,271 | $34.13 | $555,329.23 |
DisclosureSEC source: 0000927628-06-000011 · sch809.xml · nonDerivative · entry 4 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,446 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 11, 2005 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 10, 2006 Filed Feb 15, 2006 02:50 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 19,650 | $85.00 | $1,670,250.00 |
DisclosureSEC source: 0000927628-06-000011 · sch809.xml · nonDerivative · entry 3 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,175 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2005 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 10, 2006 Filed Feb 15, 2006 02:50 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 277 | $55.59 | $15,398.43 |
DisclosureSEC source: 0000927628-06-000011 · sch809.xml · nonDerivative · entry 2 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,825 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2005 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 10, 2006 Filed Feb 15, 2006 02:50 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 756 | $54.56 | $41,247.36 |
DisclosureSEC source: 0000927628-06-000011 · sch809.xml · nonDerivative · entry 1 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,548 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2005 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 10, 2006 Filed Feb 16, 2006 22:29 UTC Amendment | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 18,617 | $0.00 Strike: $68.33 | $0.00 |
DisclosureSEC source: 0000927628-06-000014 · sch817.xml · derivative · entry 3 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,617 shares Expires 2006-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · date: Transaction mistakenly registered in original report as ocurring on February 13, 2006. Read SEC document |
| February 10, 2006 Filed Feb 16, 2006 22:29 UTC Amendment | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 18,617 | $68.33 | $1,272,099.61 |
DisclosureSEC source: 0000927628-06-000014 · sch817.xml · nonDerivative · entry 1 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,409 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2005 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · date: Transaction mistakenly registered in original report as ocurring on February 13, 2006. Read SEC document |
| December 20, 2005 Filed Dec 21, 2005 23:59 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,764 | $85.12 | $150,151.68 |
DisclosureSEC source: 0000927628-05-000132 · sch758.xml · nonDerivative · entry 1 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,973 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on December 15, 2003. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| December 12, 2005 Filed Feb 15, 2006 01:17 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GiftCommon Stock | 2,391 | $84.34 | $201,656.94 |
DisclosureSEC source: 0000927628-06-000005 · sch807.xml · nonDerivative · entry 1 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,726 F1 · balance_after: Includes 144 shares acquired by the reporting person under the Company's Associate Stock Purchase Plan. Read SEC document |
| December 06, 2005 Filed Dec 8, 2005 19:37 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 13,260 | $84.70 | $1,123,122.00 |
DisclosureSEC source: 0000927628-05-000119 · sch739.xml · nonDerivative · entry 1 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,737 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on December 6, 2002. This is authorized in the applicable restricted stock award agreement. F2 · balance_after: Includes shares acquired by the reporting person under the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| July 25, 2005 Filed Jul 27, 2005 19:09 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 8,772 | $0.00 Strike: $48.54 | $0.00 |
DisclosureSEC source: 0000927628-05-000070 · sch687.xml · derivative · entry 3 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,772 shares Expires 2006-10-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on October 18, 2002 and annually from that date thereafter. Read SEC document |
| July 25, 2005 Filed Jul 27, 2005 19:09 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 8,772 | $84.00 | $736,848.00 |
DisclosureSEC source: 0000927628-05-000070 · sch687.xml · nonDerivative · entry 2 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,651 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended Read SEC document |
| July 25, 2005 Filed Jul 27, 2005 19:09 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 8,772 | $48.54 | $425,792.88 |
DisclosureSEC source: 0000927628-05-000070 · sch687.xml · nonDerivative · entry 1 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,423 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended Read SEC document |
| July 13, 2005 Filed Jul 21, 2005 21:01 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-05-000065 · sch673.xml · nonDerivative · entry 1 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,651 F1 · balance_after: Includes shares acquired by the reporting person under the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| May 02, 2005 Filed May 4, 2005 20:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 19,200 | $34.13 Strike: $34.13 | $655,296.00 |
DisclosureSEC source: 0000927628-05-000056 · sch651.xml · derivative · entry 7 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,271 Underlying: Common Stock · 19,200 shares Expires 2012-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on December 6, 2003 and annually from that date thereafter. Read SEC document |
| May 02, 2005 Filed May 4, 2005 20:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 80,018 | $48.54 Strike: $48.54 | $3,884,073.72 |
DisclosureSEC source: 0000927628-05-000056 · sch651.xml · derivative · entry 6 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,772 Underlying: Common Stock · 80,018 shares Expires 2006-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on October 18, 2002 and annually from that date thereafter. Read SEC document |
| May 02, 2005 Filed May 4, 2005 20:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 19,200 | $71.50 | $1,372,800.00 |
DisclosureSEC source: 0000927628-05-000056 · sch651.xml · nonDerivative · entry 4 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,505 F1 · balance_after: Includes shares acquired by the reporting person under the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| May 02, 2005 Filed May 4, 2005 20:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 80,018 | $71.50 | $5,721,287.00 |
DisclosureSEC source: 0000927628-05-000056 · sch651.xml · nonDerivative · entry 3 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,705 Read SEC document |
| May 02, 2005 Filed May 4, 2005 20:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 19,200 | $34.13 | $655,296.00 |
DisclosureSEC source: 0000927628-05-000056 · sch651.xml · nonDerivative · entry 2 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,723 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2005 Filed May 4, 2005 20:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 80,018 | $48.54 | $3,884,073.72 |
DisclosureSEC source: 0000927628-05-000056 · sch651.xml · nonDerivative · entry 1 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,523 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2005 Filed Mar 17, 2005 23:56 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantEmployee Stock Option (Right to Buy) · Derivative | 45,760 | $0.00 Strike: $78.71 | $0.00 |
DisclosureSEC source: 0000927628-05-000043 · sch616.xml · derivative · entry 2 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,760 Underlying: Common Stock · 45,760 shares Expires 2015-03-14 F3 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on March 15, 2006 and annually from that date thereafter. Read SEC document |
| March 15, 2005 Filed Mar 17, 2005 23:56 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 11,350 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-05-000043 · sch616.xml · nonDerivative · entry 1 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,416 F1 · security: This grant of resticted stock will vest in the following manner: 25% will vest on March 15, 2006, 25% will vest on March 15, 2007 and 50% will vest on March 15, 2008. F2 · balance_after: Includes shares acquired under the Company's Associate Stock Purchase Plan since last reported through this filing date. Read SEC document |
| February 01, 2005 Filed Feb 3, 2005 21:20 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 770 | $0.00 Strike: $78.82 | $0.00 |
DisclosureSEC source: 0000927628-05-000004 · sch462.xml · derivative · entry 4 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 770 Underlying: Common Stock · 770 shares Expires 2011-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2005 Filed Feb 3, 2005 21:20 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,038 | $0.00 Strike: $49.07 | $0.00 |
DisclosureSEC source: 0000927628-05-000004 · sch462.xml · derivative · entry 3 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,824 Underlying: Common Stock · 2,038 shares Expires 2011-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on December 13, 2002 and annually from that date thereafter. Read SEC document |
| February 01, 2005 Filed Feb 3, 2005 21:20 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,268 | $78.82 | $99,943.76 |
DisclosureSEC source: 0000927628-05-000004 · sch462.xml · nonDerivative · entry 2 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,806 Read SEC document |
| February 01, 2005 Filed Feb 3, 2005 21:20 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 2,038 | $49.07 | $100,004.66 |
DisclosureSEC source: 0000927628-05-000004 · sch462.xml · nonDerivative · entry 1 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,074 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2005 Filed May 4, 2005 20:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantEmployee Stock Option (Right to Buy) · Derivative | 498 | $0.00 Strike: $78.82 | $0.00 |
DisclosureSEC source: 0000927628-05-000056 · sch651.xml · derivative · entry 5 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,268 Underlying: Common Stock · 498 shares Expires 2011-12-13 F2 · security: This form amends the original Form 4 filed on February 3, 2005, on which a reload grant for 1268 shares was incorrectly undereported by 498 shares. Read SEC document |
| December 31, 2004 Filed Feb 14, 2005 23:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | OtherCommon Stock | 61 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-05-000015 · sch476.xml · nonDerivative · entry 2 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,163 F1 · kind: Shares acquired under the Company's Associate Stock Purchase Plan. Read SEC document |
| December 23, 2004 Filed Dec 29, 2004 00:35 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,339 | $81.92 | $109,690.88 |
DisclosureSEC source: 0000927628-04-000019 · sch433.xml · nonDerivative · entry 1 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,036 F1 · kind: Represents the withholding by the issuer of restricted stock to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| December 02, 2004 Filed Dec 7, 2004 00:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 60,000 | $48.54 Strike: $48.54 | $2,912,400.00 |
DisclosureSEC source: 0000927628-04-000004 · sch408.xml · derivative · entry 4 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,790 Underlying: Common Stock · 60,000 shares Expires 2006-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on October 18, 2002 and annually from that date thereafter. Read SEC document |
| December 02, 2004 Filed Dec 7, 2004 00:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 60,000 | $80.00 | $4,800,000.00 |
DisclosureSEC source: 0000927628-04-000004 · sch408.xml · nonDerivative · entry 3 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,375 F2 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 26, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F1 · balance_after: Includes shares acquired under the Company's Associate Stock Purchase Plan since last reported through this filing date. Read SEC document |
| December 02, 2004 Filed Dec 7, 2004 00:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 60,000 | $48.54 | $2,912,400.00 |
DisclosureSEC source: 0000927628-04-000004 · sch408.xml · nonDerivative · entry 2 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,375 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 26, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 30, 2004 Filed Feb 14, 2005 23:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | OtherCommon Stock | 66 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-05-000015 · sch476.xml · nonDerivative · entry 1 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,102 F1 · kind: Shares acquired under the Company's Associate Stock Purchase Plan. Read SEC document |
| November 12, 2004 Filed Dec 7, 2004 00:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-04-000004 · sch408.xml · nonDerivative · entry 1 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,375 F1 · balance_after: Includes shares acquired under the Company's Associate Stock Purchase Plan since last reported through this filing date. Read SEC document |
| July 29, 2004 Filed Jul 30, 2004 22:02 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 7,593 | $68.30 | $518,601.90 |
DisclosureSEC source: 0001242043-04-000035 · sch336.xml · nonDerivative · entry 5 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,109 F1 · balance_after: Includes 366 shares acquired under the Company's Associate Stock Purchase Plan since last reported through July 28, 2004. Read SEC document |
| July 28, 2004 Filed Jul 30, 2004 22:02 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantEmployee Stock Option (Right to Buy) · Derivative | 1,463 | $0.00 Strike: $68.33 | $0.00 |
DisclosureSEC source: 0001242043-04-000035 · sch336.xml · derivative · entry 9 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,463 Underlying: Common Stock · 1,463 shares Expires 2011-12-13 Read SEC document |
| July 28, 2004 Filed Jul 30, 2004 22:02 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,038 | $0.00 Strike: $49.07 | $0.00 |
DisclosureSEC source: 0001242043-04-000035 · sch336.xml · derivative · entry 8 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,862 Underlying: Common Stock · 2,038 shares Expires 2011-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on December 13, 2002 and annually from that date thereafter. Read SEC document |
| July 28, 2004 Filed Jul 30, 2004 22:02 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantEmployee Stock Option (Right to Buy) · Derivative | 18,617 | $0.00 Strike: $68.33 | $0.00 |
DisclosureSEC source: 0001242043-04-000035 · sch336.xml · derivative · entry 7 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,617 Underlying: Common Stock · 18,617 shares Expires 2006-10-18 Read SEC document |
| July 28, 2004 Filed Jul 30, 2004 22:02 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 26,210 | $0.00 Strike: $48.54 | $0.00 |
DisclosureSEC source: 0001242043-04-000035 · sch336.xml · derivative · entry 6 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,790 Underlying: Common Stock · 26,210 shares Expires 2006-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on October 18, 2002 and annually from that date thereafter. Read SEC document |
| July 28, 2004 Filed Jul 30, 2004 22:02 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,463 | $68.33 | $99,966.79 |
DisclosureSEC source: 0001242043-04-000035 · sch336.xml · nonDerivative · entry 4 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,702 Read SEC document |
| July 28, 2004 Filed Jul 30, 2004 22:02 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 18,617 | $68.33 | $1,272,099.61 |
DisclosureSEC source: 0001242043-04-000035 · sch336.xml · nonDerivative · entry 3 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,165 Read SEC document |
| July 28, 2004 Filed Jul 30, 2004 22:02 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 2,038 | $49.07 | $100,004.66 |
DisclosureSEC source: 0001242043-04-000035 · sch336.xml · nonDerivative · entry 2 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,782 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2004 Filed Jul 30, 2004 22:02 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 26,210 | $48.54 | $1,272,233.40 |
DisclosureSEC source: 0001242043-04-000035 · sch336.xml · nonDerivative · entry 1 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,744 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2004 Filed Feb 5, 2004 21:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 19,200 | $0.00 Strike: $34.13 | $0.00 |
DisclosureSEC source: 0001242043-04-000007 · sch307.xml · derivative · entry 21 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,400 Underlying: Common Stock · 19,200 shares Expires 2012-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options become exercisable in 33 1/3% increments on the anniversary of the grant in each of 2003, 2004 and 2005. Read SEC document |
| February 03, 2004 Filed Feb 5, 2004 21:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 14,295 | $0.00 Strike: $46.38 | $0.00 |
DisclosureSEC source: 0001242043-04-000007 · sch307.xml · derivative · entry 20 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,295 shares Expires 2010-05-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on May 30, 2001 and annually from that date thereafter. Read SEC document |
| February 03, 2004 Filed Feb 5, 2004 21:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 23,406 | $0.00 Strike: $37.08 | $0.00 |
DisclosureSEC source: 0001242043-04-000007 · sch307.xml · derivative · entry 19 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,406 shares Expires 2008-12-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on December 17, 1999 and annually from that date thereafter. Read SEC document |
| February 03, 2004 Filed Feb 5, 2004 21:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 13,011 | $0.00 Strike: $33.77 | $0.00 |
DisclosureSEC source: 0001242043-04-000007 · sch307.xml · derivative · entry 18 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,011 shares Expires 2008-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option became exercisable when the trading price of the Common Stock equalled or exceeded $175.00 (pre-stock split) for at least ten trading days in any thirty calendar-day period before the third anniversary of the grant date of this option. This criterion was fulfilled on September 06, 2000. Read SEC document |
| February 03, 2004 Filed Feb 5, 2004 21:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 367 | $0.00 Strike: $48.00 | $0.00 |
DisclosureSEC source: 0001242043-04-000007 · sch307.xml · derivative · entry 17 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 367 shares Expires 2006-10-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2004 Filed Feb 5, 2004 21:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 372 | $0.00 Strike: $30.93 | $0.00 |
DisclosureSEC source: 0001242043-04-000007 · sch307.xml · derivative · entry 16 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 372 shares Expires 2006-10-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2004 Filed Feb 5, 2004 21:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 597 | $0.00 Strike: $22.13 | $0.00 |
DisclosureSEC source: 0001242043-04-000007 · sch307.xml · derivative · entry 15 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 597 shares Expires 2006-10-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.