Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CAPITAL ONE FINANCIAL CORP
Report date January 31, 2013 · Filed February 13, 2013
Section 16 reporting ended · disclosed 2013-02-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 207,085 |
Reported balance
After 2013-01-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2013-01-31 · Grant · Acquired 17,942 · Balance 207,085 F1: This restricted stock will vest in 1/3 increments beginning on February 10, 2014 and annually thereafter. |
| 2013 Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 13,931 |
Reported balance
After 2013-01-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2013-01-31 · Grant · Acquired 13,931 · Balance 13,931 F2: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the twenty trading days preceding the vesting date. F3: These restricted stock units will vest in 1/3 increments beginning on February 10, 2014 and annually thereafter. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2013-12-15 | Direct | 12,665 |
Reported balance
After 2013-01-31 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2013-01-31 · Grant · Acquired 12,665 · Balance 12,665 F2: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the twenty trading days preceding the vesting date. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $56.32 · Expires 2023-01-30 | Direct | 33,462 |
Reported balance
After 2013-01-31 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2013-01-31 · Grant · Acquired 33,462 · Balance 33,462 F4: This option becomes exercisable in 1/3 increments beginning on February 10, 2014 and annually thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: This restricted stock will vest in 1/3 increments beginning on February 10, 2014 and annually thereafter.
F2: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the twenty trading days preceding the vesting date.
F3: These restricted stock units will vest in 1/3 increments beginning on February 10, 2014 and annually thereafter.
F4: This option becomes exercisable in 1/3 increments beginning on February 10, 2014 and annually thereafter.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 03, 2004 Filed Feb 5, 2004 21:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 14,295 | $71.50 | $1,022,092.50 |
DisclosureSEC source: 0001242043-04-000007 · sch307.xml · nonDerivative · entry 14 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,168 F1 · balance_after: Includes 3,264 shares acquired under the Company's Associate Stock Purchase Plan since last reported through December 31, 2003. Read SEC document |
| February 03, 2004 Filed Feb 5, 2004 21:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 14,295 | $46.38 | $663,002.10 |
DisclosureSEC source: 0001242043-04-000007 · sch307.xml · nonDerivative · entry 13 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,463 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2004 Filed Feb 5, 2004 21:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 19,200 | $71.50 | $1,372,800.00 |
DisclosureSEC source: 0001242043-04-000007 · sch307.xml · nonDerivative · entry 12 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,168 Read SEC document |
| February 03, 2004 Filed Feb 5, 2004 21:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 19,200 | $34.13 | $655,296.00 |
DisclosureSEC source: 0001242043-04-000007 · sch307.xml · nonDerivative · entry 11 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,368 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2004 Filed Feb 5, 2004 21:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 367 | $71.50 | $26,240.50 |
DisclosureSEC source: 0001242043-04-000007 · sch307.xml · nonDerivative · entry 10 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,168 Read SEC document |
| February 03, 2004 Filed Feb 5, 2004 21:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 367 | $48.00 | $17,616.00 |
DisclosureSEC source: 0001242043-04-000007 · sch307.xml · nonDerivative · entry 9 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,535 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2004 Filed Feb 5, 2004 21:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 23,406 | $71.50 | $1,673,529.00 |
DisclosureSEC source: 0001242043-04-000007 · sch307.xml · nonDerivative · entry 8 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,168 Read SEC document |
| February 03, 2004 Filed Feb 5, 2004 21:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 23,406 | $37.08 | $867,894.48 |
DisclosureSEC source: 0001242043-04-000007 · sch307.xml · nonDerivative · entry 7 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2004 Filed Feb 5, 2004 21:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 372 | $71.50 | $26,598.00 |
DisclosureSEC source: 0001242043-04-000007 · sch307.xml · nonDerivative · entry 6 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,168 Read SEC document |
| February 03, 2004 Filed Feb 5, 2004 21:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 372 | $30.93 | $11,505.96 |
DisclosureSEC source: 0001242043-04-000007 · sch307.xml · nonDerivative · entry 5 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,540 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2004 Filed Feb 5, 2004 21:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 13,011 | $71.50 | $930,286.50 |
DisclosureSEC source: 0001242043-04-000007 · sch307.xml · nonDerivative · entry 4 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,168 Read SEC document |
| February 03, 2004 Filed Feb 5, 2004 21:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 13,011 | $33.77 | $439,381.47 |
DisclosureSEC source: 0001242043-04-000007 · sch307.xml · nonDerivative · entry 3 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,179 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2004 Filed Feb 5, 2004 21:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 597 | $71.50 | $42,685.50 |
DisclosureSEC source: 0001242043-04-000007 · sch307.xml · nonDerivative · entry 2 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,168 Read SEC document |
| February 03, 2004 Filed Feb 5, 2004 21:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 597 | $22.13 | $13,211.61 |
DisclosureSEC source: 0001242043-04-000007 · sch307.xml · nonDerivative · entry 1 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,765 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2003 Filed Dec 18, 2003 00:32 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantEmployee Stock Option (Right to Buy) · Derivative | 34,500 | $0.00 Strike: $56.27 | $0.00 |
DisclosureSEC source: 0001242043-03-000141 · sch293.xml · derivative · entry 2 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,500 Underlying: Common Stock · 34,500 shares Expires 2013-12-15 F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on December 15, 2004 and annually from that date thereafter. Read SEC document |
| December 15, 2003 Filed Dec 18, 2003 00:32 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 17,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001242043-03-000141 · sch293.xml · nonDerivative · entry 1 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,982 F1 · security: This grant of resticted stock will vest in the following manner: 25% will vest on December 15, 2004, 25% will vest on December 15, 2005 and 50% will vest on December 15, 2006. Read SEC document |
| November 14, 2003 Filed Nov 17, 2003 23:07 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 5,046 | $60.05 | $303,012.30 |
DisclosureSEC source: 0001242043-03-000120 · sch283.xml · nonDerivative · entry 3 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,962 Read SEC document |
| November 14, 2003 Filed Feb 5, 2004 21:18 UTC Amendment | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 5,046 | $60.05 | $303,012.30 |
DisclosureSEC source: 0001242043-04-000006 · sch306.xml · nonDerivative · entry 3 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,884 Read SEC document |
| November 13, 2003 Filed Nov 17, 2003 23:07 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantEmployee Stock Option (Right to Buy) · Derivative | 17,000 | $0.00 Strike: $60.14 | $0.00 |
DisclosureSEC source: 0001242043-03-000120 · sch283.xml · derivative · entry 5 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,000 Underlying: Common Stock · 17,000 shares Expires 2010-05-30 Read SEC document |
| November 13, 2003 Filed Nov 17, 2003 23:07 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 22,046 | $0.00 Strike: $46.38 | $0.00 |
DisclosureSEC source: 0001242043-03-000120 · sch283.xml · derivative · entry 4 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,954 Underlying: Common Stock · 22,046 shares Expires 2010-05-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on May 30, 2001 and annually from that date thereafter. Read SEC document |
| November 13, 2003 Filed Nov 17, 2003 23:07 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 17,000 | $60.14 | $1,022,380.00 |
DisclosureSEC source: 0001242043-03-000120 · sch283.xml · nonDerivative · entry 2 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,008 Read SEC document |
| November 13, 2003 Filed Nov 17, 2003 23:07 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 22,046 | $46.38 | $1,022,493.48 |
DisclosureSEC source: 0001242043-03-000120 · sch283.xml · nonDerivative · entry 1 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,008 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2003 Filed Feb 5, 2004 21:18 UTC Amendment | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantEmployee Stock Option (Right to Buy) · Derivative | 16,737 | $0.00 Strike: $60.14 | $0.00 |
DisclosureSEC source: 0001242043-04-000006 · sch306.xml · derivative · entry 5 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,737 Underlying: Common Stock · 16,737 shares Expires 2010-05-30 Read SEC document |
| November 13, 2003 Filed Feb 5, 2004 21:18 UTC Amendment | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 21,705 | $0.00 Strike: $46.38 | $0.00 |
DisclosureSEC source: 0001242043-04-000006 · sch306.xml · derivative · entry 4 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,295 Underlying: Common Stock · 21,705 shares Expires 2010-05-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on May 30, 2001 and annually from that date thereafter. Read SEC document |
| November 13, 2003 Filed Feb 5, 2004 21:18 UTC Amendment | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 16,737 | $60.14 | $1,006,563.18 |
DisclosureSEC source: 0001242043-04-000006 · sch306.xml · nonDerivative · entry 2 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,930 Read SEC document |
| November 13, 2003 Filed Feb 5, 2004 21:18 UTC Amendment | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 21,705 | $46.38 | $1,006,677.90 |
DisclosureSEC source: 0001242043-04-000006 · sch306.xml · nonDerivative · entry 1 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 18, 2003 Filed Sep 22, 2003 23:52 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantEmployee Stock Option (Right to Buy) · Derivative | 1,638 | $0.00 Strike: $60.98 | $0.00 |
DisclosureSEC source: 0001242043-03-000075 · sch237.xml · derivative · entry 4 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,638 Underlying: Common Stock · 1,638 shares Expires 2008-12-17 Read SEC document |
| September 18, 2003 Filed Sep 22, 2003 23:52 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,694 | $0.00 Strike: $37.08 | $0.00 |
DisclosureSEC source: 0001242043-03-000075 · sch237.xml · derivative · entry 3 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,406 Underlying: Common Stock · 2,694 shares Expires 2008-12-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on December 17, 1999 and annually from that date thereafter. Read SEC document |
| September 18, 2003 Filed Sep 22, 2003 23:52 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,638 | $60.98 | $99,885.24 |
DisclosureSEC source: 0001242043-03-000075 · sch237.xml · nonDerivative · entry 2 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,962 Read SEC document |
| September 18, 2003 Filed Sep 22, 2003 23:52 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 2,694 | $37.08 | $99,893.52 |
DisclosureSEC source: 0001242043-03-000075 · sch237.xml · nonDerivative · entry 1 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2003 Filed Jun 16, 2003 20:42 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GiftCommon Stock | 1,093 | $0.00 | $0.00 |
DisclosureSEC source: 0001242043-03-000001 · sch150.xml · nonDerivative · entry 2 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,906 Read SEC document |
| May 15, 2003 Filed Jun 16, 2003 20:42 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GiftCommon Stock | 107 | $0.00 | $0.00 |
DisclosureSEC source: 0001242043-03-000001 · sch150.xml · nonDerivative · entry 1 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,999 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.