Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CAPITAL ONE FINANCIAL CORP
Report date January 31, 2013 · Filed February 13, 2013
Section 16 reporting ended · disclosed 2013-02-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 207,085 |
Reported balance
After 2013-01-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2013-01-31 · Grant · Acquired 17,942 · Balance 207,085 F1: This restricted stock will vest in 1/3 increments beginning on February 10, 2014 and annually thereafter. |
| 2013 Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 13,931 |
Reported balance
After 2013-01-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2013-01-31 · Grant · Acquired 13,931 · Balance 13,931 F2: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the twenty trading days preceding the vesting date. F3: These restricted stock units will vest in 1/3 increments beginning on February 10, 2014 and annually thereafter. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2013-12-15 | Direct | 12,665 |
Reported balance
After 2013-01-31 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2013-01-31 · Grant · Acquired 12,665 · Balance 12,665 F2: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the twenty trading days preceding the vesting date. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $56.32 · Expires 2023-01-30 | Direct | 33,462 |
Reported balance
After 2013-01-31 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2013-01-31 · Grant · Acquired 33,462 · Balance 33,462 F4: This option becomes exercisable in 1/3 increments beginning on February 10, 2014 and annually thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: This restricted stock will vest in 1/3 increments beginning on February 10, 2014 and annually thereafter.
F2: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the twenty trading days preceding the vesting date.
F3: These restricted stock units will vest in 1/3 increments beginning on February 10, 2014 and annually thereafter.
F4: This option becomes exercisable in 1/3 increments beginning on February 10, 2014 and annually thereafter.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 31, 2007 Filed Aug 2, 2007 21:57 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 3 | $12.52 | $37.56 |
DisclosureSEC source: 0000927628-07-000040 · sch1065.xml · nonDerivative · entry 1 SCHNALL PETER A · CIK 0001238041 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,860 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 25, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 15, 2007 Filed Mar 16, 2007 22:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,176 | $75.83 | $89,176.08 |
DisclosureSEC source: 0000927628-07-000015 · sch974.xml · nonDerivative · entry 1 SCHNALL PETER A · CIK 0001238041 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,421 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on March 15, 2005. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| March 03, 2007 Filed Mar 7, 2007 00:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 824 | $76.79 | $63,274.96 |
DisclosureSEC source: 0001181431-07-017459 · rrd150260.xml · nonDerivative · entry 2 SCHNALL PETER A · CIK 0001238041 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,597 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on March 3, 2006. This is authorized in the applicable restricted stock award agreement. F3 · balance_after: Includes shares acquired by the reporting person under the Company's Associate Stock Purchase Plan since last reported through this filing date. Read SEC document |
| March 02, 2007 Filed Mar 7, 2007 00:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock · Derivative | 73,850 | $0.00 Strike: $76.79 | $0.00 |
DisclosureSEC source: 0001181431-07-017459 · rrd150260.xml · derivative · entry 3 SCHNALL PETER A · CIK 0001238041 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,850 Underlying: Common Stock · 73,850 shares Expires 2017-03-01 F4 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on March 2, 2008 and annually thereafter. Read SEC document |
| March 02, 2007 Filed Mar 7, 2007 00:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 12,470 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-017459 · rrd150260.xml · nonDerivative · entry 1 SCHNALL PETER A · CIK 0001238041 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,421 F1 · kind: This grant of restricted stock will vest in the following manner, provided that the issuer achieves a predetermined earnings per share for 2007: 25% of the shares will vest on March 2, 2008, 25% will vest on March 2, 2009 and the remaining 50% will vest on March 2, 2010. Read SEC document |
| December 20, 2006 Filed Dec 22, 2006 19:02 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantEmployee Stock Option (Right to Buy · Derivative | 1,298 | $0.00 Strike: $76.96 | $0.00 |
DisclosureSEC source: 0001181431-06-071629 · rrd140506.xml · derivative · entry 4 SCHNALL PETER A · CIK 0001238041 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,298 Underlying: Common Stock · 1,298 shares Expires 2013-12-14 Read SEC document |
| December 20, 2006 Filed Dec 22, 2006 19:02 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy · Derivative | 1,776 | $56.28 Strike: $56.28 | $99,953.28 |
DisclosureSEC source: 0001181431-06-071629 · rrd140506.xml · derivative · entry 3 SCHNALL PETER A · CIK 0001238041 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,724 Underlying: Common Stock · 1,776 shares Expires 2013-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 20, 2006 Filed Dec 22, 2006 19:02 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,298 | $76.96 | $99,894.08 |
DisclosureSEC source: 0001181431-06-071629 · rrd140506.xml · nonDerivative · entry 2 SCHNALL PETER A · CIK 0001238041 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,709 Read SEC document |
| December 20, 2006 Filed Dec 22, 2006 19:02 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 1,776 | $56.28 | $99,953.28 |
DisclosureSEC source: 0001181431-06-071629 · rrd140506.xml · nonDerivative · entry 1 SCHNALL PETER A · CIK 0001238041 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,007 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2006 Filed Dec 20, 2006 00:54 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 3,528 | $77.15 | $272,185.20 |
DisclosureSEC source: 0001181431-06-070853 · rrd140116.xml · nonDerivative · entry 1 SCHNALL PETER A · CIK 0001238041 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,231 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on December 15, 2003. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| December 01, 2006 Filed Dec 6, 2006 00:59 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 3 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-06-067764 · rrd138387.xml · nonDerivative · entry 1 SCHNALL PETER A · CIK 0001238041 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,759 F1 · price: Pursuant to the terms and conditions of the Agreement and Plan of Merger, dated as of March 12, 2006 (the "Merger Agreement"), between Capital One Financial Corporation ("Capital One") and North Fork Bancorporation Inc. ("North Fork"), at the effective time of the merger on December 1st, 2006, each outstanding share of North Fork common stock was converted into the right to receive either $28.144 in cash or 0.3692 of a share of Capital One common stock, at the election of each North Fork stockholder and subject to proration as described in the Merger Agreement. The amounts of Capital One common stock disclosed were received by the reporting person in consideration for his North Fork holdings. F2 · balance_after: Includes shares acquired by the reporting person under the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| November 02, 2006 Filed Nov 6, 2006 23:16 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,451 | $64.95 Strike: $64.95 | $94,242.45 |
DisclosureSEC source: 0000927628-06-000070 · sch931.xml · derivative · entry 9 SCHNALL PETER A · CIK 0001238041 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,451 shares Expires 2007-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2006 Filed Nov 6, 2006 23:16 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 160 | $62.60 Strike: $62.60 | $10,016.00 |
DisclosureSEC source: 0000927628-06-000070 · sch931.xml · derivative · entry 8 SCHNALL PETER A · CIK 0001238041 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 160 shares Expires 2007-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2006 Filed Nov 6, 2006 23:16 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 732 | $55.59 Strike: $55.59 | $40,691.88 |
DisclosureSEC source: 0000927628-06-000070 · sch931.xml · derivative · entry 7 SCHNALL PETER A · CIK 0001238041 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 732 shares Expires 2007-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2006 Filed Nov 6, 2006 23:16 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 789 | $54.56 Strike: $54.56 | $43,047.84 |
DisclosureSEC source: 0000927628-06-000070 · sch931.xml · derivative · entry 6 SCHNALL PETER A · CIK 0001238041 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 789 shares Expires 2007-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2006 Filed Nov 6, 2006 23:16 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 3,132 | $76.86 | $240,725.52 |
DisclosureSEC source: 0000927628-06-000070 · sch931.xml · nonDerivative · entry 5 SCHNALL PETER A · CIK 0001238041 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,673 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2005 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · balance_after: Includes shares acquired by the reporting person under the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| November 02, 2006 Filed Nov 6, 2006 23:16 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 789 | $54.56 | $43,047.84 |
DisclosureSEC source: 0000927628-06-000070 · sch931.xml · nonDerivative · entry 4 SCHNALL PETER A · CIK 0001238041 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,805 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2005 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 02, 2006 Filed Nov 6, 2006 23:16 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 160 | $62.60 | $10,016.00 |
DisclosureSEC source: 0000927628-06-000070 · sch931.xml · nonDerivative · entry 3 SCHNALL PETER A · CIK 0001238041 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,016 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2005 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 02, 2006 Filed Nov 6, 2006 23:16 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 1,451 | $64.95 | $94,242.45 |
DisclosureSEC source: 0000927628-06-000070 · sch931.xml · nonDerivative · entry 2 SCHNALL PETER A · CIK 0001238041 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,856 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2005 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 02, 2006 Filed Nov 6, 2006 23:16 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 732 | $55.59 | $40,691.88 |
DisclosureSEC source: 0000927628-06-000070 · sch931.xml · nonDerivative · entry 1 SCHNALL PETER A · CIK 0001238041 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,405 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2005 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 12, 2006 Filed Sep 14, 2006 21:04 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 40,000 | $48.54 Strike: $48.54 | $1,941,600.00 |
DisclosureSEC source: 0000927628-06-000068 · sch921.xml · derivative · entry 3 SCHNALL PETER A · CIK 0001238041 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,046 Underlying: Common Stock · 40,000 shares Expires 2011-10-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable if, among other possible criteria, the Company achieved a cumulative earnings per share of more than $5.03 in four consecutive fiscal quarters prior to December 31, 2004. This criterion was fulfilled on March 31, 2004 and these stock options vested in their entirety on April 22, 2004. Read SEC document |
| September 12, 2006 Filed Sep 14, 2006 21:04 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 40,000 | $75.00 | $3,000,000.00 |
DisclosureSEC source: 0000927628-06-000068 · sch921.xml · nonDerivative · entry 2 SCHNALL PETER A · CIK 0001238041 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,516 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 25, 2006 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · balance_after: Includes shares acquired by the reporting person under the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| September 12, 2006 Filed Sep 14, 2006 21:04 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 40,000 | $48.54 | $1,941,600.00 |
DisclosureSEC source: 0000927628-06-000068 · sch921.xml · nonDerivative · entry 1 SCHNALL PETER A · CIK 0001238041 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,516 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 25, 2006 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| July 25, 2006 Filed Jul 27, 2006 21:06 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 12,000 | $77.30 | $927,600.00 |
DisclosureSEC source: 0000927628-06-000066 · sch919.xml · nonDerivative · entry 1 SCHNALL PETER A · CIK 0001238041 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,348 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 25, 2006, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · balance_after: Includes shares acquired by the reporting person under the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| July 25, 2006 Filed Jul 27, 2006 22:50 UTC Amendment | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 12,000 | $77.30 | $927,600.00 |
DisclosureSEC source: 0000927628-06-000067 · sch920.xml · nonDerivative · entry 1 SCHNALL PETER A · CIK 0001238041 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,348 F1 · security: The purpose of this amended form is solely to correct a clerical error regarding the date on which the original form was signed. F2 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 25, 2006, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F3 · balance_after: Includes shares acquired by the reporting person under the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| May 23, 2006 Filed Jun 12, 2006 22:40 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-06-000059 · sch910.xml · nonDerivative · entry 1 SCHNALL PETER A · CIK 0001238041 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,276 F1 · balance_after: Includes shares acquired by the reporting person under the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| May 01, 2006 Filed May 3, 2006 21:27 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,000 | $86.89 | $86,890.00 |
DisclosureSEC source: 0000927628-06-000040 · sch884.xml · nonDerivative · entry 8 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,126 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on January 30, 2006, in accordance with Rule 10b5-1under the Securities Exchange Act of 1934, as amended. F2 · balance_after: Includes shares acquired by the reporting person under the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| May 01, 2006 Filed May 3, 2006 21:27 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,000 | $86.80 | $86,800.00 |
DisclosureSEC source: 0000927628-06-000040 · sch884.xml · nonDerivative · entry 7 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,126 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on January 30, 2006, in accordance with Rule 10b5-1under the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 01, 2006 Filed May 3, 2006 21:27 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,000 | $86.93 | $86,930.00 |
DisclosureSEC source: 0000927628-06-000040 · sch884.xml · nonDerivative · entry 6 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,126 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on January 30, 2006, in accordance with Rule 10b5-1under the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 01, 2006 Filed May 3, 2006 21:27 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,000 | $86.95 | $86,950.00 |
DisclosureSEC source: 0000927628-06-000040 · sch884.xml · nonDerivative · entry 5 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,126 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on January 30, 2006, in accordance with Rule 10b5-1under the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 01, 2006 Filed May 3, 2006 21:27 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,000 | $86.98 | $86,980.00 |
DisclosureSEC source: 0000927628-06-000040 · sch884.xml · nonDerivative · entry 4 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,126 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on January 30, 2006, in accordance with Rule 10b5-1under the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 01, 2006 Filed May 3, 2006 21:27 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,000 | $86.99 | $86,990.00 |
DisclosureSEC source: 0000927628-06-000040 · sch884.xml · nonDerivative · entry 3 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,126 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on January 30, 2006, in accordance with Rule 10b5-1under the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 01, 2006 Filed May 3, 2006 21:27 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,000 | $87.00 | $87,000.00 |
DisclosureSEC source: 0000927628-06-000040 · sch884.xml · nonDerivative · entry 2 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,126 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on January 30, 2006, in accordance with Rule 10b5-1under the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 01, 2006 Filed May 3, 2006 21:27 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,000 | $87.05 | $87,050.00 |
DisclosureSEC source: 0000927628-06-000040 · sch884.xml · nonDerivative · entry 1 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,126 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on January 30, 2006, in accordance with Rule 10b5-1under the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 17, 2006 Filed Mar 21, 2006 22:54 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,176 | $82.69 | $97,243.44 |
DisclosureSEC source: 0000927628-06-000029 · sch859.xml · nonDerivative · entry 1 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,048 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on March 15, 2005. This is authorized in the applicable restricted stock award agreement. F2 · balance_after: Includes shares acquired by the reporting person under the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| March 03, 2006 Filed Mar 8, 2006 02:21 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantEmployee Stock Option (Right to Buy) · Derivative | 48,340 | $0.00 Strike: $88.81 | $0.00 |
DisclosureSEC source: 0000927628-06-000024 · sch848.xml · derivative · entry 2 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,340 Underlying: Common Stock · 48,340 shares Expires 2016-03-02 F4 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on March 3, 2007 and annually thereafter. Read SEC document |
| March 03, 2006 Filed Mar 8, 2006 02:21 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 10,220 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-06-000024 · sch848.xml · nonDerivative · entry 1 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,161 F1 · security: This grant of restricted stock will vest in the following manner: 25% of the shares will vest on March 3, 2007, 25% will vest on March 3, 2008 and the remaining 50% will vest on March 3, 2009. F2 · balance_after: This amount excludes 34,888 shares that were over reported on the last form filed for the reporting person, due to a system error. F3 · balance_after: Includes 2 shares acquired by the reporting person under the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| February 14, 2006 Filed Feb 16, 2006 21:42 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,929 | $34.13 Strike: $34.13 | $99,966.77 |
DisclosureSEC source: 0000927628-06-000013 · sch815.xml · derivative · entry 7 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,929 shares Expires 2012-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2006 Filed Feb 16, 2006 21:42 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,521 | $64.95 Strike: $64.95 | $98,788.95 |
DisclosureSEC source: 0000927628-06-000013 · sch815.xml · derivative · entry 6 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,521 shares Expires 2007-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2006 Filed Feb 16, 2006 21:42 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantDirector Stock Option (Right to Buy) · Derivative | 1,158 | $0.00 Strike: $86.27 | $0.00 |
DisclosureSEC source: 0000927628-06-000013 · sch815.xml · derivative · entry 5 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,158 Underlying: Common Stock · 1,158 shares Expires 2012-12-05 Read SEC document |
| February 14, 2006 Filed Feb 16, 2006 21:42 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,145 | $86.27 | $98,779.15 |
DisclosureSEC source: 0000927628-06-000013 · sch815.xml · nonDerivative · entry 4 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,018 Read SEC document |
| February 14, 2006 Filed Feb 16, 2006 21:42 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,158 | $86.27 | $99,900.66 |
DisclosureSEC source: 0000927628-06-000013 · sch815.xml · nonDerivative · entry 3 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,163 Read SEC document |
| February 14, 2006 Filed Feb 16, 2006 21:42 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 1,521 | $64.95 | $98,788.95 |
DisclosureSEC source: 0000927628-06-000013 · sch815.xml · nonDerivative · entry 2 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,321 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2006 Filed Feb 16, 2006 21:42 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 2,929 | $34.13 | $99,966.77 |
DisclosureSEC source: 0000927628-06-000013 · sch815.xml · nonDerivative · entry 1 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2006 Filed Feb 15, 2006 02:50 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 16,271 | $0.00 Strike: $34.13 | $0.00 |
DisclosureSEC source: 0000927628-06-000011 · sch809.xml · derivative · entry 10 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,271 shares Expires 2012-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on December 6, 2003 and annually from that date thereafter. Read SEC document |
| February 13, 2006 Filed Feb 15, 2006 02:50 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 18,617 | $0.00 Strike: $68.33 | $0.00 |
DisclosureSEC source: 0000927628-06-000011 · sch809.xml · derivative · entry 9 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,617 shares Expires 2006-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2006 Filed Feb 15, 2006 02:50 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 16,271 | $84.30 | $1,371,645.30 |
DisclosureSEC source: 0000927628-06-000011 · sch809.xml · nonDerivative · entry 6 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,792 F2 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 11, 2005 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F3 · balance_after: Includes 66 shares acquired by the reporting person under the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| February 13, 2006 Filed Feb 15, 2006 02:50 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 18,617 | $68.33 | $1,272,099.61 |
DisclosureSEC source: 0000927628-06-000011 · sch809.xml · nonDerivative · entry 5 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,063 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2005 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 13, 2006 Filed Feb 16, 2006 22:29 UTC Amendment | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 16,271 | $34.13 | $555,329.23 |
DisclosureSEC source: 0000927628-06-000014 · sch817.xml · nonDerivative · entry 2 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,680 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 11, 2005 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F4 · date: Transaction mistakenly registered in original report as ocurring on February 10, 2006. Read SEC document |
| February 10, 2006 Filed Feb 15, 2006 02:50 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 277 | $0.00 Strike: $55.59 | $0.00 |
DisclosureSEC source: 0000927628-06-000011 · sch809.xml · derivative · entry 8 SCHNALL PETER A · CIK 0001238041 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 277 shares Expires 2006-10-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.