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Biotest AG

Disclosed activity across 1 company

Tapewire entity
166607
SEC CIK
0001709152

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ADMA BIOLOGICS, INC.ADMA · Entity 447710% ownerMay 14, 2018May 16, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ADMA BIOLOGICS, INC.

Report date May 14, 2018 · Filed May 16, 2018

Jointly reported with Biotest Pharmaceuticals Corp

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Non-Voting Common StockSEC Table I · non-derivativeIndirectBy Biotest Pharmaceuticals Corporation0 Reported balance After 2018-05-14 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2018-05-14 · Sale · Disposed 8,591,160 · Balance 0

F1: On May 14, 2018, pursuant to a Share Transfer, Amendment and Release Agreement, by and among, among other parties, the issuer, Biotest Pharmaceuticals Corporation ("BPC") and Biotest AG, BPC transferred to the issuer, for no cash consideration, 8,591,160 shares of the issuer's non-voting common stock previously issued to BPC in June 2017 and representing 100% of the issuer's then-issued and outstanding non-voting common stock.

F2: The shares were owned directly by BPC, a ten percent owner of the issuer and a wholly owned subsidiary of Biotest AG, and indirectly by Biotest AG.

Common StockSEC Table I · non-derivativeIndirectBy Biotest Pharmaceuticals Corporation10,109,534 Reported balance Holding disclosure · report date 2018-05-14 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 10,109,534

F3: The shares are owned directly by BPC, a ten percent owner of the issuer and a wholly owned subsidiary of Biotest AG, and indirectly by Biotest AG.

Filing footnotes · ownership attribution and instrument terms

F1: On May 14, 2018, pursuant to a Share Transfer, Amendment and Release Agreement, by and among, among other parties, the issuer, Biotest Pharmaceuticals Corporation ("BPC") and Biotest AG, BPC transferred to the issuer, for no cash consideration, 8,591,160 shares of the issuer's non-voting common stock previously issued to BPC in June 2017 and representing 100% of the issuer's then-issued and outstanding non-voting common stock.

F2: The shares were owned directly by BPC, a ten percent owner of the issuer and a wholly owned subsidiary of Biotest AG, and indirectly by Biotest AG.

F3: The shares are owned directly by BPC, a ten percent owner of the issuer and a wholly owned subsidiary of Biotest AG, and indirectly by Biotest AG.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 14, 2018 Filed May 16, 2018 21:00 UTC ADMA BIOLOGICS, INC. ADMA · Entity 4477 SaleNon-Voting Common Stock 8,591,160 $0.00 $0.00
Disclosure

SEC source: 0001193805-18-000697 · e618019_4-biotest.xml · nonDerivative · entry 1

Biotest AG · CIK 0001709152 · 10% owner

Biotest Pharmaceuticals Corp · CIK 0001708960 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Biotest Pharmaceuticals Corporation

Disclosed balance after: 0

F1 · shares: On May 14, 2018, pursuant to a Share Transfer, Amendment and Release Agreement, by and among, among other parties, the issuer, Biotest Pharmaceuticals Corporation ("BPC") and Biotest AG, BPC transferred to the issuer, for no cash consideration, 8,591,160 shares of the issuer's non-voting common stock previously issued to BPC in June 2017 and representing 100% of the issuer's then-issued and outstanding non-voting common stock.

F2 · ownership.nature: The shares were owned directly by BPC, a ten percent owner of the issuer and a wholly owned subsidiary of Biotest AG, and indirectly by Biotest AG.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 18:54 UTC ADMA BIOLOGICS, INC. ADMA · Entity 4477 PurchaseCommon Stock 5,813,954 $2.15 $12,500,001.10
Disclosure

SEC source: 0001193805-17-003457 · e617475_4-biotest.xml · nonDerivative · entry 1

Biotest AG · CIK 0001709152 · Director · 10% owner

Biotest Pharmaceuticals Corp · CIK 0001708960 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Biotest Pharmaceuticals Corporation

Disclosed balance after: 10,109,534

F1 · shares: Represents a purchase from the underwriters in the issuer's public offering.

F2 · ownership.nature: The shares are owned directly by Biotest Pharmaceuticals Corporation, a ten percent owner of the issuer and a wholly owned subsidiary of Biotest AG, and indirectly by Biotest AG. Biotest AG is a director and a ten percent owner of the issuer.

Read SEC document
November 09, 2017 Filed Nov 17, 2017 02:32 UTC Amendment ADMA BIOLOGICS, INC. ADMA · Entity 4477 PurchaseCommon Stock 5,813,954 $2.15 $12,500,001.10
Disclosure

SEC source: 0001193805-17-003506 · e617500_4a-biotest.xml · nonDerivative · entry 1

Biotest AG · CIK 0001709152 · Director · 10% owner

Biotest Pharmaceuticals Corp · CIK 0001708960 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Biotest Pharmaceuticals Corporation

Disclosed balance after: 10,109,534

F1 · shares: Represents a purchase from the underwriters in the issuer's public offering.

F2 · ownership.nature: The shares are owned directly by Biotest Pharmaceuticals Corporation, a ten percent owner of the issuer and a wholly owned subsidiary of Biotest AG, and indirectly by Biotest AG. Biotest AG is a director and a ten percent owner of the issuer.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.