Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Senior Vice President | May 08, 2013 | May 09, 2013 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTERNATIONAL BUSINESS MACHINES CORP
Report date May 08, 2013 · Filed May 09, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,490 |
Reported balance
After 2013-05-08 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2013-05-08 · Grant · Acquired 12 · Balance 2,490 F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.
F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.
F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 08, 2012 Filed Feb 9, 2012 17:59 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 103 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-007115 · rrd333494.xml · derivative · entry 1 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,482 Underlying: Common Stock · 103 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 02, 2012 Filed Feb 3, 2012 19:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $191.98 | $38,396.00 |
DisclosureSEC source: 0001181431-12-005657 · rrd332463.xml · nonDerivative · entry 20 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,176.615 Read SEC document |
| February 02, 2012 Filed Feb 3, 2012 19:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 133 | $191.97 | $25,532.01 |
DisclosureSEC source: 0001181431-12-005657 · rrd332463.xml · nonDerivative · entry 19 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,376.615 Read SEC document |
| February 02, 2012 Filed Feb 3, 2012 19:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 900 | $191.96 | $172,764.00 |
DisclosureSEC source: 0001181431-12-005657 · rrd332463.xml · nonDerivative · entry 18 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,509.615 Read SEC document |
| February 02, 2012 Filed Feb 3, 2012 19:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,200 | $191.95 | $422,290.00 |
DisclosureSEC source: 0001181431-12-005657 · rrd332463.xml · nonDerivative · entry 17 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,409.615 Read SEC document |
| February 02, 2012 Filed Feb 3, 2012 19:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,900 | $191.94 | $364,686.00 |
DisclosureSEC source: 0001181431-12-005657 · rrd332463.xml · nonDerivative · entry 16 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,609.615 Read SEC document |
| February 02, 2012 Filed Feb 3, 2012 19:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $191.93 | $19,193.00 |
DisclosureSEC source: 0001181431-12-005657 · rrd332463.xml · nonDerivative · entry 15 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,509.615 Read SEC document |
| February 02, 2012 Filed Feb 3, 2012 19:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,846 | $191.92 | $546,204.32 |
DisclosureSEC source: 0001181431-12-005657 · rrd332463.xml · nonDerivative · entry 14 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,609.615 Read SEC document |
| February 02, 2012 Filed Feb 3, 2012 19:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 45 | $191.92 | $8,636.18 |
DisclosureSEC source: 0001181431-12-005657 · rrd332463.xml · nonDerivative · entry 13 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,455.615 Read SEC document |
| February 02, 2012 Filed Feb 3, 2012 19:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 670 | $191.91 | $128,579.70 |
DisclosureSEC source: 0001181431-12-005657 · rrd332463.xml · nonDerivative · entry 12 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,500.615 Read SEC document |
| February 02, 2012 Filed Feb 3, 2012 19:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 909 | $191.90 | $174,437.10 |
DisclosureSEC source: 0001181431-12-005657 · rrd332463.xml · nonDerivative · entry 11 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,170.615 Read SEC document |
| February 02, 2012 Filed Feb 3, 2012 19:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $191.89 | $19,189.00 |
DisclosureSEC source: 0001181431-12-005657 · rrd332463.xml · nonDerivative · entry 10 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,079.615 Read SEC document |
| February 02, 2012 Filed Feb 3, 2012 19:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 600 | $191.88 | $115,128.00 |
DisclosureSEC source: 0001181431-12-005657 · rrd332463.xml · nonDerivative · entry 9 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,179.615 Read SEC document |
| February 02, 2012 Filed Feb 3, 2012 19:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $191.87 | $38,374.00 |
DisclosureSEC source: 0001181431-12-005657 · rrd332463.xml · nonDerivative · entry 8 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,779.615 Read SEC document |
| February 02, 2012 Filed Feb 3, 2012 19:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 850 | $191.86 | $163,081.00 |
DisclosureSEC source: 0001181431-12-005657 · rrd332463.xml · nonDerivative · entry 7 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,979.615 Read SEC document |
| February 02, 2012 Filed Feb 3, 2012 19:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $191.85 | $38,370.00 |
DisclosureSEC source: 0001181431-12-005657 · rrd332463.xml · nonDerivative · entry 6 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,829.615 Read SEC document |
| February 02, 2012 Filed Feb 3, 2012 19:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 300 | $191.84 | $57,552.00 |
DisclosureSEC source: 0001181431-12-005657 · rrd332463.xml · nonDerivative · entry 5 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,029.615 Read SEC document |
| February 02, 2012 Filed Feb 3, 2012 19:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,038 | $191.82 | $199,109.37 |
DisclosureSEC source: 0001181431-12-005657 · rrd332463.xml · nonDerivative · entry 4 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,329.615 Read SEC document |
| February 02, 2012 Filed Feb 3, 2012 19:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 300 | $191.81 | $57,543.00 |
DisclosureSEC source: 0001181431-12-005657 · rrd332463.xml · nonDerivative · entry 3 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,367.615 Read SEC document |
| February 02, 2012 Filed Feb 3, 2012 19:59 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $192.06 | $19,206.00 |
DisclosureSEC source: 0001181431-12-005660 · rrd332464.xml · nonDerivative · entry 11 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,490.615 Read SEC document |
| February 02, 2012 Filed Feb 3, 2012 19:59 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 884 | $192.05 | $169,772.20 |
DisclosureSEC source: 0001181431-12-005660 · rrd332464.xml · nonDerivative · entry 10 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,590.615 Read SEC document |
| February 02, 2012 Filed Feb 3, 2012 19:59 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 900 | $192.04 | $172,836.00 |
DisclosureSEC source: 0001181431-12-005660 · rrd332464.xml · nonDerivative · entry 9 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,474.615 Read SEC document |
| February 02, 2012 Filed Feb 3, 2012 19:59 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $192.04 | $19,203.80 |
DisclosureSEC source: 0001181431-12-005660 · rrd332464.xml · nonDerivative · entry 8 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,374.615 Read SEC document |
| February 02, 2012 Filed Feb 3, 2012 19:59 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,590 | $192.03 | $305,327.70 |
DisclosureSEC source: 0001181431-12-005660 · rrd332464.xml · nonDerivative · entry 7 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,474.615 Read SEC document |
| February 02, 2012 Filed Feb 3, 2012 19:59 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 612 | $192.02 | $117,516.24 |
DisclosureSEC source: 0001181431-12-005660 · rrd332464.xml · nonDerivative · entry 6 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,064.615 Read SEC document |
| February 02, 2012 Filed Feb 3, 2012 19:59 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $192.01 | $19,201.01 |
DisclosureSEC source: 0001181431-12-005660 · rrd332464.xml · nonDerivative · entry 5 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,676.615 Read SEC document |
| February 02, 2012 Filed Feb 3, 2012 19:59 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,600 | $192.01 | $307,216.00 |
DisclosureSEC source: 0001181431-12-005660 · rrd332464.xml · nonDerivative · entry 4 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,776.615 Read SEC document |
| February 02, 2012 Filed Feb 3, 2012 19:59 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 300 | $192.00 | $57,600.00 |
DisclosureSEC source: 0001181431-12-005660 · rrd332464.xml · nonDerivative · entry 3 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,376.615 Read SEC document |
| February 02, 2012 Filed Feb 3, 2012 19:59 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,400 | $191.99 | $268,786.00 |
DisclosureSEC source: 0001181431-12-005660 · rrd332464.xml · nonDerivative · entry 2 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,676.615 Read SEC document |
| February 02, 2012 Filed Feb 3, 2012 19:59 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $191.98 | $19,198.10 |
DisclosureSEC source: 0001181431-12-005660 · rrd332464.xml · nonDerivative · entry 1 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,076.615 Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 19:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 17,157 | $193.61 | $3,321,766.77 |
DisclosureSEC source: 0001181431-12-005657 · rrd332463.xml · nonDerivative · entry 2 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,667.615 Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 19:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 38,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-005657 · rrd332463.xml · nonDerivative · entry 1 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,824.615 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2009-2011) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| November 08, 2011 Filed Nov 9, 2011 19:13 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 106 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-055544 · rrd325452.xml · derivative · entry 1 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,387 Underlying: Common Stock · 106 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 08, 2011 Filed Aug 9, 2011 14:53 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 118 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-044548 · rrd319502.xml · derivative · entry 1 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,296 Underlying: Common Stock · 118 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 08, 2011 Filed May 10, 2011 15:25 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 2,337 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-028436 · rrd310991.xml · derivative · entry 3 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,337 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2011 Filed May 10, 2011 15:25 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,081 | $169.21 | $182,916.01 |
DisclosureSEC source: 0001181431-11-028436 · rrd310991.xml · nonDerivative · entry 2 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,430.313 Read SEC document |
| May 08, 2011 Filed May 10, 2011 15:25 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 2,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-028436 · rrd310991.xml · nonDerivative · entry 1 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,511.313 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2011 Filed May 10, 2011 15:25 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 116 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-028436 · rrd310991.xml · derivative · entry 4 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,173 Underlying: Common Stock · 116 shares Expires not disclosed F3 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F4 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F5 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F5 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 17, 2011 Filed Feb 18, 2011 19:20 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 31,125 | $0.00 Strike: $101.33 | $0.00 |
DisclosureSEC source: 0001181431-11-011431 · rrd302073.xml · derivative · entry 5 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,125 shares Expires 2015-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| February 17, 2011 Filed Feb 18, 2011 19:20 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 10,546 | $0.00 Strike: $102.80 | $0.00 |
DisclosureSEC source: 0001181431-11-011431 · rrd302073.xml · derivative · entry 4 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,546 shares Expires 2017-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in one installment on the date shown above. Read SEC document |
| February 17, 2011 Filed Feb 18, 2011 19:20 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 41,671 | $164.20 | $6,842,378.20 |
DisclosureSEC source: 0001181431-11-011431 · rrd302073.xml · nonDerivative · entry 3 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,039.057 Read SEC document |
| February 17, 2011 Filed Feb 18, 2011 19:20 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 10,546 | $102.80 | $1,084,128.80 |
DisclosureSEC source: 0001181431-11-011431 · rrd302073.xml · nonDerivative · entry 2 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,710.057 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2011 Filed Feb 18, 2011 19:20 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 31,125 | $101.33 | $3,153,896.25 |
DisclosureSEC source: 0001181431-11-011431 · rrd302073.xml · nonDerivative · entry 1 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,164.057 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2011 Filed Feb 15, 2011 19:16 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 477 | $0.00 Strike: $101.33 | $0.00 |
DisclosureSEC source: 0001181431-11-010286 · rrd301520.xml · derivative · entry 16 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,125 Underlying: Common Stock · 477 shares Expires 2015-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| February 14, 2011 Filed Feb 15, 2011 19:16 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 477 | $164.20 | $78,323.40 |
DisclosureSEC source: 0001181431-11-010286 · rrd301520.xml · nonDerivative · entry 11 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,024.375 Read SEC document |
| February 14, 2011 Filed Feb 15, 2011 19:16 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 477 | $101.33 | $48,334.41 |
DisclosureSEC source: 0001181431-11-010286 · rrd301520.xml · nonDerivative · entry 10 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,501.375 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2011 Filed Feb 15, 2011 19:16 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 23,321 | $0.00 Strike: $91.04 | $0.00 |
DisclosureSEC source: 0001181431-11-010286 · rrd301520.xml · derivative · entry 15 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,321 shares Expires 2016-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| February 11, 2011 Filed Feb 15, 2011 19:16 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 4,933 | $0.00 Strike: $92.12 | $0.00 |
DisclosureSEC source: 0001181431-11-010286 · rrd301520.xml · derivative · entry 14 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,933 shares Expires 2015-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This grant vested in one installment on the date shown above. Read SEC document |
| February 11, 2011 Filed Feb 15, 2011 19:16 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 11,066 | $0.00 Strike: $82.76 | $0.00 |
DisclosureSEC source: 0001181431-11-010286 · rrd301520.xml · derivative · entry 13 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,066 shares Expires 2016-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This grant vested in one installment on the date shown above. Read SEC document |
| February 11, 2011 Filed Feb 15, 2011 19:16 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 14,300 | $0.00 Strike: $101.33 | $0.00 |
DisclosureSEC source: 0001181431-11-010286 · rrd301520.xml · derivative · entry 12 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,602 Underlying: Common Stock · 14,300 shares Expires 2015-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.