Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN EXPRESS COAXP · Entity 2839 | EVP, Chief Financial Officer | May 23, 2013 | May 24, 2013 |
| HANOVER INSURANCE GROUP, INC.THG · Entity 3652 | Director | May 11, 2021 | May 13, 2021 |
| Veritiv CorpVRTV · Entity 107723 | Director | April 28, 2021 | April 29, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN EXPRESS CO
Report date May 23, 2013 · Filed May 24, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 58,254 |
Ending reported balance
After 2013-05-23 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2013-05-23 · Exercise / conversion · Acquired 30,000 · Balance 114,123 Row 2 · 2013-05-23 · Exercise / conversion · Acquired 100,000 · Balance 214,123 Row 3 · 2013-05-23 · Sale · Disposed 115,869 · Balance 98,254 F1: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.17 to $74.95. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Row 4 · 2013-05-23 · Sale · Disposed 40,000 · Balance 58,254 F3: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.17 to $74.95. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $51.87 · Expires 2016-01-22 | Direct | 0 |
Reported balance
After 2013-05-23 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2013-05-23 · Exercise / conversion · Disposed 30,000 · Balance 0 F5: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.10 · Expires 2020-01-26 | Direct | 37,795 |
Reported balance
After 2013-05-23 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2013-05-23 · Exercise / conversion · Disposed 100,000 · Balance 37,795 F6: The options exercised became exercisable as follows: 34,448 shares on 1/26/2011; 34,449 on 1/26/2012; and 31,103 on 1/29/2013. |
| Common StockSEC Table I · non-derivative | Indirect401(k) trust | 20 |
Reported balance
Holding disclosure · report date 2013-05-23 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 20 F4: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.17 to $74.95. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F3: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years.
F4: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
F5: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."
F6: The options exercised became exercisable as follows: 34,448 shares on 1/26/2011; 34,449 on 1/26/2012; and 31,103 on 1/29/2013.
HANOVER INSURANCE GROUP, INC.
Report date May 11, 2021 · Filed May 13, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,356 |
Reported balance
After 2021-05-11 transaction · row 1
1 source rowRow 1 · 2021-05-11 · Grant · Acquired 980 · Balance 15,356 F1: Shares granted pursuant to the Issuer's 2014 Long-Term Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares granted pursuant to the Issuer's 2014 Long-Term Incentive Plan.
Veritiv Corp
Report date April 28, 2021 · Filed April 29, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 33,362 |
Reported balance
After 2021-04-28 transaction · row 1
1 source rowRow 1 · 2021-04-28 · Grant · Acquired 3,319 · Balance 33,362 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 29, 2009 Filed Feb 2, 2009 22:53 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 239,377 | $0.00 Strike: $16.71 | $0.00 |
DisclosureSEC source: 0001127602-09-002288 · form4.xml · derivative · entry 1 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,377 Underlying: Common Stock · 239,377 shares Expires 2019-01-28 F1 · derivative.exercise_date: These shares become exercisable in four cumulative annual installments of 25% each beginning on date shown as "Date Exercisable." Read SEC document |
| January 23, 2009 Filed Jan 27, 2009 22:49 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 1,857 | $15.52 | $28,811.36 |
DisclosureSEC source: 0001127602-09-001778 · form4.xml · nonDerivative · entry 1 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,167 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award. Read SEC document |
| January 31, 2008 Filed Feb 4, 2008 21:55 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $49.13 | $0.00 |
DisclosureSEC source: 0001127602-08-000631 · form4.xml · derivative · entry 1 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2018-01-30 F1 · derivative.exercise_date: These shares become exercisable in four cumulative annual installments of 25% each beginning on date shown as "Date Exercisable." Read SEC document |
| January 25, 2008 Filed Jan 28, 2008 21:01 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 581 | $45.44 | $26,400.64 |
DisclosureSEC source: 0001127602-08-000484 · form4.xml · nonDerivative · entry 2 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,024 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award. Read SEC document |
| January 24, 2008 Filed Jan 28, 2008 21:01 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 604 | $47.53 | $28,708.12 |
DisclosureSEC source: 0001127602-08-000484 · form4.xml · nonDerivative · entry 1 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,605 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award. Read SEC document |
| January 23, 2008 Filed Jan 25, 2008 21:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 605 | $44.12 | $26,689.58 |
DisclosureSEC source: 0001127602-08-000475 · form4.xml · nonDerivative · entry 1 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,209 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award. Read SEC document |
| November 09, 2007 Filed Nov 13, 2007 21:53 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | PurchaseCommon Stock | 700 | $55.97 | $39,179.00 |
DisclosureSEC source: 0001127602-07-004502 · form4.xml · nonDerivative · entry 12 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,814 Read SEC document |
| November 09, 2007 Filed Nov 13, 2007 21:53 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | PurchaseCommon Stock | 2,400 | $55.95 | $134,280.00 |
DisclosureSEC source: 0001127602-07-004502 · form4.xml · nonDerivative · entry 11 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,114 Read SEC document |
| November 09, 2007 Filed Nov 13, 2007 21:53 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | PurchaseCommon Stock | 100 | $55.94 | $5,594.00 |
DisclosureSEC source: 0001127602-07-004502 · form4.xml · nonDerivative · entry 10 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,714 Read SEC document |
| November 09, 2007 Filed Nov 13, 2007 21:53 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | PurchaseCommon Stock | 700 | $55.92 | $39,144.00 |
DisclosureSEC source: 0001127602-07-004502 · form4.xml · nonDerivative · entry 9 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,614 Read SEC document |
| November 09, 2007 Filed Nov 13, 2007 21:53 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | PurchaseCommon Stock | 1,100 | $55.91 | $61,501.00 |
DisclosureSEC source: 0001127602-07-004502 · form4.xml · nonDerivative · entry 8 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,914 Read SEC document |
| November 09, 2007 Filed Nov 13, 2007 21:53 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | PurchaseCommon Stock | 2,700 | $55.89 | $150,903.00 |
DisclosureSEC source: 0001127602-07-004502 · form4.xml · nonDerivative · entry 7 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,814 Read SEC document |
| November 09, 2007 Filed Nov 13, 2007 21:53 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | PurchaseCommon Stock | 1,000 | $55.88 | $55,880.00 |
DisclosureSEC source: 0001127602-07-004502 · form4.xml · nonDerivative · entry 6 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,114 Read SEC document |
| November 09, 2007 Filed Nov 13, 2007 21:53 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | PurchaseCommon Stock | 1,780 | $55.87 | $99,448.60 |
DisclosureSEC source: 0001127602-07-004502 · form4.xml · nonDerivative · entry 5 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,114 Read SEC document |
| November 09, 2007 Filed Nov 13, 2007 21:53 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | PurchaseCommon Stock | 4,201 | $55.86 | $234,667.86 |
DisclosureSEC source: 0001127602-07-004502 · form4.xml · nonDerivative · entry 4 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,334 Read SEC document |
| November 09, 2007 Filed Nov 13, 2007 21:53 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | PurchaseCommon Stock | 2,824 | $55.85 | $157,720.40 |
DisclosureSEC source: 0001127602-07-004502 · form4.xml · nonDerivative · entry 3 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,133 Read SEC document |
| November 09, 2007 Filed Nov 13, 2007 21:53 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | PurchaseCommon Stock | 1,986 | $55.84 | $110,898.24 |
DisclosureSEC source: 0001127602-07-004502 · form4.xml · nonDerivative · entry 2 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,309 Read SEC document |
| November 09, 2007 Filed Nov 13, 2007 21:53 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | PurchaseCommon Stock | 103 | $55.83 | $5,750.49 |
DisclosureSEC source: 0001127602-07-004502 · form4.xml · nonDerivative · entry 1 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,323 Read SEC document |
| October 31, 2007 Filed Nov 2, 2007 14:30 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 95,000 | $0.00 Strike: $60.95 | $0.00 |
DisclosureSEC source: 0001127602-07-004391 · form4.xml · derivative · entry 1 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,000 Underlying: Common Stock · 95,000 shares Expires 2017-10-31 F1 · derivative.exercise_date: These options become exercisable in four equal annual installments (25% on the first, second, third, and fourth anniversary of grant date, respectively) subject to award requirements including continuous employment with the Company. Read SEC document |
| July 25, 2007 Filed Feb 14, 2008 00:47 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | OtherPhantom Stock Units · Derivative | 9 | $61.73 | $555.57 |
DisclosureSEC source: 0001127602-08-001012 · form5.xml · derivative · entry 1 Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10 Underlying: Common Stock · 9 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis. F2 · kind: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan. F3 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service. F3 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service. F4 · balance_after: Includes phantom stock units acquired pursuant to a dividend reinvestment feature of the Company's Supplemental Retirement Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.