Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BRISTOL MYERS SQUIBB COBMY · Entity 1662 | EVP Commercial Operations | May 31, 2013 | June 04, 2013 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BRISTOL MYERS SQUIBB CO
Report date May 31, 2013 · Filed June 04, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.10 par valueSEC Table I · non-derivative | Direct | 173,374.93 |
Reported balance
After 2013-05-31 transaction · row 1
1 source rowRow 1 · 2013-05-31 · Sale · Disposed 91,282 · Balance 173,374.93 |
| Common Stock, $0.10 par valueSEC Table I · non-derivative | IndirectBy BMY Savings & Investment Program | 3,742.65 |
Reported balance
Holding disclosure · report date 2013-05-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,742.65 F1: Based on a plan statement as of the end of the most recent fiscal quarter. |
Filing footnotes · ownership attribution and instrument terms
F1: Based on a plan statement as of the end of the most recent fiscal quarter.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 06, 2012 Filed Mar 9, 2012 02:27 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionPerformance Shares · Derivative | 49,989 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-007109 · doc4.xml · derivative · entry 12 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,696.4655 Underlying: Common Stock, $0.10 par value · 49,989 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012. F1 · shares: Represents distribution of performance shares earned under the 2009-2011 Long-Term Performance Award. F12 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012. F12 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012. F16 · balance_after: This amount represents an aggregate of the derivative securities beneficially owned under the 2010-2012 Long-Term Performance Award only. Read SEC document |
| March 06, 2012 Filed Mar 9, 2012 02:27 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherPerformance Shares · Derivative | 1,621.0855 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-007109 · doc4.xml · derivative · entry 11 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,685.4655 Underlying: Common Stock, $0.10 par value · 1,621.0855 shares Expires not disclosed F14 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013. F15 · shares: Represents dividend equivalents earned under the 2010-2012 Long Term Performance Award. F14 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013. F14 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013. F11 · balance_after: This amount represents an aggregate of the derivative securities beneficially owned under the 2009-2011 and 2010-2012 Long-Term Performance Awards. Read SEC document |
| March 06, 2012 Filed Mar 9, 2012 02:27 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 17,824 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-007109 · doc4.xml · derivative · entry 10 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,064.38 Underlying: Common Stock, $0.10 par value · 17,824 shares Expires not disclosed F12 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012. F13 · shares: Represents performance shares earned under the 2009-2011 Long-Term Performance Award. F12 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012. F12 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012. F11 · balance_after: This amount represents an aggregate of the derivative securities beneficially owned under the 2009-2011 and 2010-2012 Long-Term Performance Awards. Read SEC document |
| March 06, 2012 Filed Mar 9, 2012 02:27 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 19,015 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-007109 · doc4.xml · derivative · entry 9 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,240.38 Underlying: Common Stock, $0.10 par value · 19,015 shares Expires not disclosed F9 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013. F10 · shares: Represents performance shares earned under the 2010-2012 Long-Term Performance Award. F9 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013. F9 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013. F11 · balance_after: This amount represents an aggregate of the derivative securities beneficially owned under the 2009-2011 and 2010-2012 Long-Term Performance Awards. Read SEC document |
| March 06, 2012 Filed Mar 9, 2012 02:27 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantMarket Share Units · Derivative | 29,293 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-007109 · doc4.xml · derivative · entry 8 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,293 Underlying: Common Stock, $0.10 par value · 29,293 shares Expires 2016-03-06 F7 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the vesting date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F8 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. F8 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| March 06, 2012 Filed Mar 9, 2012 02:27 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 23,376 | $32.33 | $755,746.08 |
DisclosureSEC source: 0001225208-12-007109 · doc4.xml · nonDerivative · entry 4 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,293.58 F4 · shares: Shares withheld for payment of taxes upon distribution of the 2009-2011 Long-Term Performance Award. Read SEC document |
| March 06, 2012 Filed Mar 9, 2012 02:27 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 1,696 | $32.33 | $54,831.68 |
DisclosureSEC source: 0001225208-12-007109 · doc4.xml · nonDerivative · entry 3 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,669.58 F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units. Read SEC document |
| March 06, 2012 Filed Mar 9, 2012 02:27 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 3,594 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-007109 · doc4.xml · nonDerivative · entry 2 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,365.58 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents vesting of one-quarter of restricted stock units granted on March 6, 2009. The balance of the award is scheduled to vest on the fourth anniversary of the grant date. Read SEC document |
| March 06, 2012 Filed Mar 9, 2012 02:27 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 49,989 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-007109 · doc4.xml · nonDerivative · entry 1 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,771.58 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents distribution of performance shares earned under the 2009-2011 Long-Term Performance Award. Read SEC document |
| March 02, 2012 Filed Mar 6, 2012 00:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 6,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-006726 · doc4.xml · derivative · entry 9 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,736 Underlying: Common Stock, $0.10 par value · 6,789 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the vesting date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 2, 2010. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date. F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 2, 2010. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date. F7 · balance_after: Represents an aggregate of the derivative securities beneficially owned under the awards granted on March 2, 2010 and March 1, 2011. Read SEC document |
| March 02, 2012 Filed Mar 6, 2012 00:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 3,259 | $32.59 | $106,210.81 |
DisclosureSEC source: 0001225208-12-006726 · doc4.xml · nonDerivative · entry 6 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,782.58 F3 · shares: Shares withheld for payment of taxes upon vesting of market share units. Read SEC document |
| March 02, 2012 Filed Mar 6, 2012 00:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 2,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-006726 · doc4.xml · nonDerivative · entry 5 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,041.58 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 02, 2012 Filed Mar 6, 2012 00:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 6,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-006726 · doc4.xml · nonDerivative · entry 4 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,865.58 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents vesting of one-quarter of market share units granted on March 2, 2010. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date. Read SEC document |
| March 01, 2012 Filed Mar 6, 2012 00:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 9,386 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-006726 · doc4.xml · derivative · entry 8 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,525 Underlying: Common Stock, $0.10 par value · 9,386 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the vesting date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date. F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date. F7 · balance_after: Represents an aggregate of the derivative securities beneficially owned under the awards granted on March 2, 2010 and March 1, 2011. Read SEC document |
| March 01, 2012 Filed Mar 6, 2012 00:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 4,337 | $32.64 | $141,559.68 |
DisclosureSEC source: 0001225208-12-006726 · doc4.xml · nonDerivative · entry 3 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,076.58 F3 · shares: Shares withheld for payment of taxes upon vesting of market share units. Read SEC document |
| March 01, 2012 Filed Mar 6, 2012 00:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 2,543 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-006726 · doc4.xml · nonDerivative · entry 2 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,413.58 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 01, 2012 Filed Mar 6, 2012 00:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 9,386 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-006726 · doc4.xml · nonDerivative · entry 1 Cazala Beatrice J · CIK 0001457948 · EVP Commercial Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,870.58 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date. Read SEC document |
| March 12, 2011 Filed Mar 15, 2011 16:11 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionRestricted Stock Units · Derivative | 2,682 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-009660 · doc4.xml · derivative · entry 4 Cazala Beatrice J · CIK 0001457948 · SVP Comm Ops & Pres GC Euro EM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,793 Underlying: Common Stock, $0.10 par value · 2,682 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F5 · derivative.exercise_date: Shares consist of restricted stock units that vest 25% on each of the first, second, third and fourth anniversaries of the grant date and are converted into shares of common stock. F5 · derivative.expiration_date: Shares consist of restricted stock units that vest 25% on each of the first, second, third and fourth anniversaries of the grant date and are converted into shares of common stock. Read SEC document |
| March 12, 2011 Filed Mar 15, 2011 16:11 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 1,244 | $26.41 | $32,854.04 |
DisclosureSEC source: 0001225208-11-009660 · doc4.xml · nonDerivative · entry 2 Cazala Beatrice J · CIK 0001457948 · SVP Comm Ops & Pres GC Euro EM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,256.58 F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units. Read SEC document |
| March 12, 2011 Filed Mar 15, 2011 16:11 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 2,682 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-009660 · doc4.xml · nonDerivative · entry 1 Cazala Beatrice J · CIK 0001457948 · SVP Comm Ops & Pres GC Euro EM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,500.58 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired upon vesting of restricted stock units. Read SEC document |
| March 07, 2011 Filed Mar 8, 2011 22:32 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionRestricted Stock Units · Derivative | 4,027 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-009169 · doc4.xml · derivative · entry 7 Cazala Beatrice J · CIK 0001457948 · SVP Comm Ops & Pres GC Euro EM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,475 Underlying: Common Stock, $0.10 par value · 4,027 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F5 · derivative.exercise_date: Shares consist of restricted stock units that vest 25% on each of the first, second, third and fourth anniversaries of the grant date and are converted into shares of common stock. F5 · derivative.expiration_date: Shares consist of restricted stock units that vest 25% on each of the first, second, third and fourth anniversaries of the grant date and are converted into shares of common stock. Read SEC document |
| March 07, 2011 Filed Mar 8, 2011 22:32 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 1,867 | $26.31 | $49,120.77 |
DisclosureSEC source: 0001225208-11-009169 · doc4.xml · nonDerivative · entry 4 Cazala Beatrice J · CIK 0001457948 · SVP Comm Ops & Pres GC Euro EM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,818.58 F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units. Read SEC document |
| March 07, 2011 Filed Mar 8, 2011 22:32 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 4,027 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-009169 · doc4.xml · nonDerivative · entry 3 Cazala Beatrice J · CIK 0001457948 · SVP Comm Ops & Pres GC Euro EM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,685.58 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired upon vesting of restricted stock units. Read SEC document |
| March 06, 2011 Filed Mar 8, 2011 22:32 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionRestricted Stock Units · Derivative | 3,595 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-009169 · doc4.xml · derivative · entry 6 Cazala Beatrice J · CIK 0001457948 · SVP Comm Ops & Pres GC Euro EM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,502 Underlying: Common Stock, $0.10 par value · 3,595 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F5 · derivative.exercise_date: Shares consist of restricted stock units that vest 25% on each of the first, second, third and fourth anniversaries of the grant date and are converted into shares of common stock. F5 · derivative.expiration_date: Shares consist of restricted stock units that vest 25% on each of the first, second, third and fourth anniversaries of the grant date and are converted into shares of common stock. Read SEC document |
| March 06, 2011 Filed Mar 8, 2011 22:32 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 1,667 | $26.43 | $44,058.81 |
DisclosureSEC source: 0001225208-11-009169 · doc4.xml · nonDerivative · entry 2 Cazala Beatrice J · CIK 0001457948 · SVP Comm Ops & Pres GC Euro EM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,658.58 F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units. Read SEC document |
| March 06, 2011 Filed Mar 8, 2011 22:32 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 3,595 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-009169 · doc4.xml · nonDerivative · entry 1 Cazala Beatrice J · CIK 0001457948 · SVP Comm Ops & Pres GC Euro EM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,325.58 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired upon vesting of restricted stock units. Read SEC document |
| March 02, 2011 Filed Mar 5, 2011 00:30 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 6,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-008877 · doc4.xml · derivative · entry 5 Cazala Beatrice J · CIK 0001457948 · SVP Comm Ops & Pres GC Euro EM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,911 Underlying: Common Stock, $0.10 par value · 6,789 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock based on the average of the closing share price of the company's common stock on the vesting date and the nine trading days immediately preceding the vesting date. F6 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a performance factor. F6 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a performance factor. Read SEC document |
| March 02, 2011 Filed Mar 5, 2011 00:30 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 2,715 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-008877 · doc4.xml · nonDerivative · entry 3 Cazala Beatrice J · CIK 0001457948 · SVP Comm Ops & Pres GC Euro EM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,730.58 F3 · shares: Shares withheld for payment of taxes upon vesting of market share units. Read SEC document |
| March 02, 2011 Filed Mar 5, 2011 00:30 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 248 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-008877 · doc4.xml · nonDerivative · entry 2 Cazala Beatrice J · CIK 0001457948 · SVP Comm Ops & Pres GC Euro EM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,445.58 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 02, 2011 Filed Mar 5, 2011 00:30 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 6,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-008877 · doc4.xml · nonDerivative · entry 1 Cazala Beatrice J · CIK 0001457948 · SVP Comm Ops & Pres GC Euro EM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,197.58 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired upon vesting of market share units. Read SEC document |
| March 02, 2011 Filed Mar 16, 2011 20:34 UTC Amendment | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 2,715 | $25.39 | $68,933.85 |
DisclosureSEC source: 0001225208-11-009865 · doc4a.xml · nonDerivative · entry 1 Cazala Beatrice J · CIK 0001457948 · SVP Comm Ops & Pres GC Euro EM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,730.58 F1 · shares: This Form 4 is amended to report the correct price for the shares withheld for payment of taxes upon vesting of market share units. Read SEC document |
| March 01, 2011 Filed Mar 4, 2011 02:46 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantRestricted Stock Units · Derivative | 19,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-008692 · doc4.xml · derivative · entry 11 Cazala Beatrice J · CIK 0001457948 · SVP Comm Ops & Pres GC Euro EM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,097 Underlying: Common Stock, $0.10 par value · 19,577 shares Expires not disclosed F12 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F13 · derivative.exercise_date: One-third of the restricted stock units will vest on each of the third, fourth and fifth anniversaries of the grant date and be converted into shares of common stock. F13 · derivative.expiration_date: One-third of the restricted stock units will vest on each of the third, fourth and fifth anniversaries of the grant date and be converted into shares of common stock. Read SEC document |
| March 01, 2011 Filed Mar 4, 2011 02:46 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionPerformance Shares · Derivative | 33,665 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-008692 · doc4.xml · derivative · entry 10 Cazala Beatrice J · CIK 0001457948 · SVP Comm Ops & Pres GC Euro EM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,546.38 Underlying: Common Stock, $0.10 par value · 33,665 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011. F1 · shares: Consists of performance shares earned under the 2008-2010 Regular Long-Term Performance Award and the 2008-2010 Special Long-Term Performance Award. F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011. F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011. Read SEC document |
| March 01, 2011 Filed Mar 4, 2011 02:46 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherPerformance Shares · Derivative | 829.38 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-008692 · doc4.xml · derivative · entry 9 Cazala Beatrice J · CIK 0001457948 · SVP Comm Ops & Pres GC Euro EM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,211.38 Underlying: Common Stock, $0.10 par value · 829.38 shares Expires not disclosed F11 · derivative.exercise_price: Shares represent dividend equivalents earned under the 2010-2012 regular performance share unit award and will convert into one share of common stock upon payout in the first quarter of 2013. F11 · shares: Shares represent dividend equivalents earned under the 2010-2012 regular performance share unit award and will convert into one share of common stock upon payout in the first quarter of 2013. F11 · derivative.exercise_date: Shares represent dividend equivalents earned under the 2010-2012 regular performance share unit award and will convert into one share of common stock upon payout in the first quarter of 2013. F11 · derivative.expiration_date: Shares represent dividend equivalents earned under the 2010-2012 regular performance share unit award and will convert into one share of common stock upon payout in the first quarter of 2013. Read SEC document |
| March 01, 2011 Filed Mar 4, 2011 02:46 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 10,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-008692 · doc4.xml · derivative · entry 8 Cazala Beatrice J · CIK 0001457948 · SVP Comm Ops & Pres GC Euro EM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,382 Underlying: Common Stock, $0.10 par value · 10,136 shares Expires not disclosed F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011. F1 · shares: Consists of performance shares earned under the 2008-2010 Regular Long-Term Performance Award and the 2008-2010 Special Long-Term Performance Award. F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011. F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011. Read SEC document |
| March 01, 2011 Filed Mar 4, 2011 02:46 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 15,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-008692 · doc4.xml · derivative · entry 7 Cazala Beatrice J · CIK 0001457948 · SVP Comm Ops & Pres GC Euro EM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,246 Underlying: Common Stock, $0.10 par value · 15,215 shares Expires not disclosed F8 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012. F9 · shares: Consists of performance shares earned under the 2009-2011 Long-Term Performance Award. F8 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012. F8 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012. Read SEC document |
| March 01, 2011 Filed Mar 4, 2011 02:46 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 16,231 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-008692 · doc4.xml · derivative · entry 6 Cazala Beatrice J · CIK 0001457948 · SVP Comm Ops & Pres GC Euro EM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,031 Underlying: Common Stock, $0.10 par value · 16,231 shares Expires not disclosed F6 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013. F7 · shares: Consists of performance shares earned under the 2010-2012 Long-Term Performance Award. F6 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013. F6 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013. Read SEC document |
| March 01, 2011 Filed Mar 4, 2011 02:46 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantMarket Share Units · Derivative | 37,544 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-008692 · doc4.xml · derivative · entry 5 Cazala Beatrice J · CIK 0001457948 · SVP Comm Ops & Pres GC Euro EM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,700 Underlying: Common Stock, $0.10 par value · 37,544 shares Expires not disclosed F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock based on the average of the closing share price of the company's common stock on the vesting date and the nine trading days immediately preceding the vesting date. F5 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a performance factor. F5 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a performance factor. Read SEC document |
| March 01, 2011 Filed Mar 4, 2011 02:46 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 6,810 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-008692 · doc4.xml · nonDerivative · entry 3 Cazala Beatrice J · CIK 0001457948 · SVP Comm Ops & Pres GC Euro EM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,408.58 F3 · shares: Shares withheld for payment of taxes upon payout of the 2008-2010 special long-term performance award. Read SEC document |
| March 01, 2011 Filed Mar 4, 2011 02:46 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 5,533 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-008692 · doc4.xml · nonDerivative · entry 2 Cazala Beatrice J · CIK 0001457948 · SVP Comm Ops & Pres GC Euro EM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,218.58 F2 · shares: Shares withheld for payment of taxes upon payout of the 2008-2010 regular long-term performance award. Read SEC document |
| March 01, 2011 Filed Mar 4, 2011 02:46 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 33,665 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-008692 · doc4.xml · nonDerivative · entry 1 Cazala Beatrice J · CIK 0001457948 · SVP Comm Ops & Pres GC Euro EM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,751.58 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Consists of performance shares earned under the 2008-2010 Regular Long-Term Performance Award and the 2008-2010 Special Long-Term Performance Award. Read SEC document |
| March 01, 2011 Filed Mar 16, 2011 20:31 UTC Amendment | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 6,810 | $25.58 | $174,199.80 |
DisclosureSEC source: 0001225208-11-009846 · doc4a.xml · nonDerivative · entry 2 Cazala Beatrice J · CIK 0001457948 · SVP Comm Ops & Pres GC Euro EM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,408.58 F2 · shares: This Form 4 is amended to report the correct price for the shares withheld for the payment of taxes upon payout of the 2008-2010 special long-term performance award. Read SEC document |
| March 01, 2011 Filed Mar 16, 2011 20:31 UTC Amendment | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 5,533 | $25.58 | $141,534.14 |
DisclosureSEC source: 0001225208-11-009846 · doc4a.xml · nonDerivative · entry 1 Cazala Beatrice J · CIK 0001457948 · SVP Comm Ops & Pres GC Euro EM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,218.58 F1 · shares: This Form 4 is amended to report the correct price for the shares withheld for payment of taxes upon payout of the 2008-2010 regular long-term performance award. Read SEC document |
| March 01, 2011 Filed Dec 29, 2011 15:36 UTC Amendment | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 5,553 | $25.58 | $142,045.74 |
DisclosureSEC source: 0001225208-11-026998 · doc4a.xml · nonDerivative · entry 1 Cazala Beatrice J · CIK 0001457948 · SVP Comm Ops & Pres GC Euro EM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,198.58 F1 · shares: This Form 4 is being amended to report the correct number of shares withheld for payment of taxes upon payout of the 2008-2010 regular long-term performance award. Read SEC document |
| July 01, 2010 Filed Jul 6, 2010 19:53 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionRestricted Stock Units · Derivative | 3,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-016730 · doc4.xml · derivative · entry 4 Cazala Beatrice J · CIK 0001457948 · SVP Comm Ops & Pres GC Euro EM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,520 Underlying: Common Stock, $0.10 par value · 3,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F3 · derivative.exercise_date: Each restricted stock unit converts into one share of common stock upon vesting. F3 · derivative.expiration_date: Each restricted stock unit converts into one share of common stock upon vesting. Read SEC document |
| July 01, 2010 Filed Jul 6, 2010 19:53 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 767 | $24.76 | $18,990.92 |
DisclosureSEC source: 0001225208-10-016730 · doc4.xml · nonDerivative · entry 2 Cazala Beatrice J · CIK 0001457948 · SVP Comm Ops & Pres GC Euro EM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,086.58 F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units. Read SEC document |
| July 01, 2010 Filed Jul 6, 2010 19:53 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 3,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-016730 · doc4.xml · nonDerivative · entry 1 Cazala Beatrice J · CIK 0001457948 · SVP Comm Ops & Pres GC Euro EM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,853.58 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 05, 2010 Filed Apr 7, 2010 19:35 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionRestricted Stock Units · Derivative | 2,214 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-010092 · doc4.xml · derivative · entry 4 Cazala Beatrice J · CIK 0001457948 · Pres Global Comm & Pres Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,854 Underlying: Common Stock, $0.10 par value · 2,214 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F3 · derivative.exercise_date: Twenty-five percent of the restricted stock units will vest on each of the first, second, third and fourth anniversaries of the grant date and be converted into shares of common stock. F3 · derivative.expiration_date: Twenty-five percent of the restricted stock units will vest on each of the first, second, third and fourth anniversaries of the grant date and be converted into shares of common stock. Read SEC document |
| April 05, 2010 Filed Apr 7, 2010 19:35 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 510 | $26.76 | $13,647.60 |
DisclosureSEC source: 0001225208-10-010092 · doc4.xml · nonDerivative · entry 2 Cazala Beatrice J · CIK 0001457948 · Pres Global Comm & Pres Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,519.58 F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units. Read SEC document |
| April 05, 2010 Filed Apr 7, 2010 19:35 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 2,214 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-010092 · doc4.xml · nonDerivative · entry 1 Cazala Beatrice J · CIK 0001457948 · Pres Global Comm & Pres Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,029.58 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.