Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CORNING INC /NYGLW · Entity 2883 | Retired Officer | August 01, 2013 | August 02, 2013 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CORNING INC /NY
Report date August 01, 2013 · Filed August 02, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 112,992.2569 |
Ending reported balance
After 2013-08-01 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2013-08-01 · Exercise / conversion · Acquired 12,276 · Balance 117,519.2569 Row 2 · 2013-08-01 · Exercise / conversion · Acquired 17,943 · Balance 135,462.2569 Row 3 · 2013-08-01 · Exercise / conversion · Acquired 10,940 · Balance 146,402.2569 Row 4 · 2013-08-01 · Tax withholding · Disposed 20,517 · Balance 125,885.2569 Row 5 · 2013-08-01 · Tax withholding · Disposed 12,893 · Balance 112,992.2569 |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2013-08-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2013-08-01 · Exercise / conversion · Disposed 12,276 · Balance 0 F1: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F2: Earned units vested at retirement pursuant to the 1/11 agreement. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2013-08-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2013-08-01 · Exercise / conversion · Disposed 17,943 · Balance 0 F1: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F3: Earned units vested at retirement pursuant to the 1/12 agreement. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 7,815 |
Reported balance
After 2013-08-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2013-08-01 · Exercise / conversion · Disposed 10,940 · Balance 7,815 F1: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F4: Earned units vested at retirement pursuant to the 3/13 agreement. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2013-08-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2013-08-01 · Disposition to issuer · Disposed 7,815 · Balance 0 F1: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F5: A prorated number of restricted stock units from the March 28, 2013 grant were forfeited at retirement pursuant to the 3/13 agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock.
F2: Earned units vested at retirement pursuant to the 1/11 agreement.
F3: Earned units vested at retirement pursuant to the 1/12 agreement.
F4: Earned units vested at retirement pursuant to the 3/13 agreement.
F5: A prorated number of restricted stock units from the March 28, 2013 grant were forfeited at retirement pursuant to the 3/13 agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 04, 2010 Filed Nov 5, 2010 20:41 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 9,250 | $10.40 | $96,200.00 |
DisclosureSEC source: 0001127602-10-027139 · form4.xml · nonDerivative · entry 3 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,620.63 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2010 Filed Nov 5, 2010 20:41 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 18,500 | $11.21 | $207,385.00 |
DisclosureSEC source: 0001127602-10-027139 · form4.xml · nonDerivative · entry 2 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,370.63 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2010 Filed Nov 5, 2010 20:41 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 15,000 | $18.80 | $282,001.50 |
DisclosureSEC source: 0001127602-10-027139 · form4.xml · nonDerivative · entry 1 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,870.63 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.80 and $18.805, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| August 19, 2010 Filed Mar 29, 2011 20:41 UTC | CORNING INC /NY GLW · Entity 2883 | PurchaseCommon Stock - Jt. Tenant W/wife | 1,000 | $16.11 | $16,105.50 |
DisclosureSEC source: 0001127602-11-011346 · form4.xml · nonDerivative · entry 1 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,300 F1 · date: The reporting person's financial advisor caused the purchase to be made for the joint account without proper consultation with the issuer or the reporting person. The purchase was only recently discovered when the reporting person met with another financial advisor for a comprehensive review of the reporting person's financial situation. F2 · kind: The reporting person today paid Corning Incorporated the amount of $2,764.50, representing the full amount of the profit realized in connection with the short-swing transaction. Read SEC document |
| May 10, 2010 Filed May 11, 2010 20:05 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 15,000 | $18.27 | $274,024.50 |
DisclosureSEC source: 0001127602-10-013737 · form4.xml · nonDerivative · entry 1 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,870.63 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.26 to $18.27, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| February 03, 2010 Filed Feb 5, 2010 21:18 UTC | CORNING INC /NY GLW · Entity 2883 | GrantPerformance Share Unit · Derivative | 75,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-10-003606 · form4.xml · derivative · entry 1 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,790 Underlying: Common Stock · 75,790 shares Expires not disclosed F1 · derivative.exercise_price: Each earned Performance Share Unit represents contingent right to receive one share of GLW common stock. F2 · derivative.exercise_date: Performance Share Units were earned February 3, 2010 per Board Compensation Committee decision of extent that performance criteria were satisfied for fiscal year 2009 under December 2008 Agreement. Earned units remain restricted until February 1, 2012, when they vest and convert to GLW common stock, subject to service-based vesting requirement. F2 · derivative.expiration_date: Performance Share Units were earned February 3, 2010 per Board Compensation Committee decision of extent that performance criteria were satisfied for fiscal year 2009 under December 2008 Agreement. Earned units remain restricted until February 1, 2012, when they vest and convert to GLW common stock, subject to service-based vesting requirement. Read SEC document |
| February 01, 2010 Filed Feb 3, 2010 21:08 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 10,334 | $0.00 Strike: $18.16 | $0.00 |
DisclosureSEC source: 0001127602-10-003327 · form4.xml · derivative · entry 3 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,334 Underlying: Common Stock · 10,334 shares Expires 2020-01-31 Read SEC document |
| February 01, 2010 Filed Feb 3, 2010 21:08 UTC | CORNING INC /NY GLW · Entity 2883 | Disposition to issuerCommon Stock | 2,174 | $18.16 | $39,479.84 |
DisclosureSEC source: 0001127602-10-003327 · form4.xml · nonDerivative · entry 2 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,870.63 Read SEC document |
| February 01, 2010 Filed Feb 3, 2010 21:08 UTC | CORNING INC /NY GLW · Entity 2883 | Disposition to issuerCommon Stock | 4,594 | $18.16 | $83,427.04 |
DisclosureSEC source: 0001127602-10-003327 · form4.xml · nonDerivative · entry 1 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,044.63 Read SEC document |
| February 01, 2010 Filed Feb 6, 2010 00:46 UTC Amendment | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 2,174 | $18.16 | $39,479.84 |
DisclosureSEC source: 0001127602-10-003665 · form4a.xml · nonDerivative · entry 2 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,870.63 F1 · kind: Original Form 4 inadvertently listed Code D instead of Code F for shares withheld to satisfy tax withholding obligation on vesting of restricted stock. Read SEC document |
| February 01, 2010 Filed Feb 6, 2010 00:46 UTC Amendment | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 4,594 | $18.16 | $83,427.04 |
DisclosureSEC source: 0001127602-10-003665 · form4a.xml · nonDerivative · entry 1 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,044.63 F1 · kind: Original Form 4 inadvertently listed Code D instead of Code F for shares withheld to satisfy tax withholding obligation on vesting of restricted stock. Read SEC document |
| January 04, 2010 Filed Jan 6, 2010 21:07 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 10,333 | $0.00 Strike: $19.56 | $0.00 |
DisclosureSEC source: 0001127602-10-000938 · form4.xml · derivative · entry 1 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,333 Underlying: Common Stock · 10,333 shares Expires 2020-01-03 Read SEC document |
| December 02, 2009 Filed Dec 4, 2009 22:17 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 14,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-024424 · form4.xml · derivative · entry 2 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Underlying: Common Stock · 14,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on February 15, 2013. Vested shares will be delivered to the reporting person within 60 (sixty) days after February 15, 2013. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to February 15, 2013. F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on February 15, 2013. Vested shares will be delivered to the reporting person within 60 (sixty) days after February 15, 2013. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to February 15, 2013. Read SEC document |
| December 02, 2009 Filed Dec 4, 2009 22:17 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 10,333 | $0.00 Strike: $17.82 | $0.00 |
DisclosureSEC source: 0001127602-09-024424 · form4.xml · derivative · entry 1 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,333 Underlying: Common Stock · 10,333 shares Expires 2019-12-01 Read SEC document |
| November 06, 2009 Filed Nov 6, 2009 21:14 UTC | CORNING INC /NY GLW · Entity 2883 | GiftCommon Stock | 2,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-022009 · form4.xml · nonDerivative · entry 2 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,631 Read SEC document |
| November 06, 2009 Filed Nov 6, 2009 21:14 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 11,467 | $15.33 | $175,793.70 |
DisclosureSEC source: 0001127602-09-022009 · form4.xml · nonDerivative · entry 1 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,231 Read SEC document |
| August 04, 2009 Filed Aug 5, 2009 20:06 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock · Derivative | 3,004.69 | $16.76 Strike: $0.00 | $50,358.60 |
DisclosureSEC source: 0001127602-09-016809 · form4.xml · derivative · entry 3 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,004.69 shares Expires not disclosed F2 · derivative.exercise_price: 1 for 1 conversion of phantom stock units F3 · kind: Intra-plan transfer of funds from phantom stock units in Supplemental Investment Plan into another fund within the Plan F4 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. Read SEC document |
| August 04, 2009 Filed Aug 5, 2009 20:06 UTC | CORNING INC /NY GLW · Entity 2883 | OtherCommon Stock | 3,394.21 | $16.76 | $56,886.96 |
DisclosureSEC source: 0001127602-09-016809 · form4.xml · nonDerivative · entry 1 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Indirect · Trustee U/employee Benefit Plan Disclosed balance after: 0 F1 · kind: Intra-plan transfer of funds from Corning common stock fund of 401(k) Investment Plan to another fund within the Plan. Read SEC document |
| May 18, 2009 Filed May 19, 2009 20:24 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 17,667 | $0.00 Strike: $4.15 | $0.00 |
DisclosureSEC source: 0001127602-09-011877 · form4.xml · derivative · entry 5 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,667 shares Expires 2013-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2009 Filed May 19, 2009 20:24 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 3,801 | $14.11 | $53,632.11 |
DisclosureSEC source: 0001127602-09-011877 · form4.xml · nonDerivative · entry 3 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,698 Read SEC document |
| May 18, 2009 Filed May 19, 2009 20:24 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 13,866 | $14.10 | $195,510.60 |
DisclosureSEC source: 0001127602-09-011877 · form4.xml · nonDerivative · entry 2 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,499 Read SEC document |
| May 18, 2009 Filed May 19, 2009 20:24 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 17,667 | $4.15 | $73,318.05 |
DisclosureSEC source: 0001127602-09-011877 · form4.xml · nonDerivative · entry 1 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,365 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2009 Filed Feb 5, 2009 21:32 UTC | CORNING INC /NY GLW · Entity 2883 | Disposition to issuerCommon Stock | 13,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-002690 · form4.xml · nonDerivative · entry 1 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,698 Read SEC document |
| February 02, 2009 Filed Feb 3, 2009 21:24 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 42,000 | $0.00 Strike: $10.25 | $0.00 |
DisclosureSEC source: 0001127602-09-002442 · form4.xml · derivative · entry 5 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,000 Underlying: Common Stock · 42,000 shares Expires 2019-02-01 Read SEC document |
| February 02, 2009 Filed Feb 3, 2009 21:24 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 2,028 | $10.25 | $20,787.00 |
DisclosureSEC source: 0001127602-09-002442 · form4.xml · nonDerivative · entry 2 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,138 Read SEC document |
| February 02, 2009 Filed Feb 3, 2009 21:24 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 4,505 | $10.25 | $46,176.25 |
DisclosureSEC source: 0001127602-09-002442 · form4.xml · nonDerivative · entry 1 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,166 Read SEC document |
| January 02, 2009 Filed Jan 5, 2009 21:52 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 42,000 | $0.00 Strike: $10.05 | $0.00 |
DisclosureSEC source: 0001127602-09-000494 · form4.xml · derivative · entry 1 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,000 Underlying: Common Stock · 42,000 shares Expires 2019-01-01 Read SEC document |
| December 03, 2008 Filed Dec 5, 2008 21:14 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 42,000 | $0.00 Strike: $8.67 | $0.00 |
DisclosureSEC source: 0001127602-08-010684 · form4.xml · derivative · entry 1 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,000 Underlying: Common Stock · 42,000 shares Expires 2018-12-02 Read SEC document |
| May 08, 2008 Filed May 9, 2008 20:26 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to buy) · Derivative | 16,875 | $0.00 Strike: $7.74 | $0.00 |
DisclosureSEC source: 0000024741-08-000209 · doc.xml · derivative · entry 12 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,875 shares Expires 2012-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2008 Filed May 9, 2008 20:26 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 1,800 | $26.20 | $47,160.00 |
DisclosureSEC source: 0000024741-08-000209 · doc.xml · nonDerivative · entry 10 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,671 Read SEC document |
| May 08, 2008 Filed May 9, 2008 20:26 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 900 | $26.20 | $23,577.75 |
DisclosureSEC source: 0000024741-08-000209 · doc.xml · nonDerivative · entry 9 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,471 Read SEC document |
| May 08, 2008 Filed May 9, 2008 20:26 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 3,300 | $26.20 | $86,443.50 |
DisclosureSEC source: 0000024741-08-000209 · doc.xml · nonDerivative · entry 8 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,371 Read SEC document |
| May 08, 2008 Filed May 9, 2008 20:26 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 3,175 | $26.19 | $83,153.25 |
DisclosureSEC source: 0000024741-08-000209 · doc.xml · nonDerivative · entry 7 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,671 Read SEC document |
| May 08, 2008 Filed May 9, 2008 20:26 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 900 | $26.18 | $23,562.00 |
DisclosureSEC source: 0000024741-08-000209 · doc.xml · nonDerivative · entry 6 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,846 Read SEC document |
| May 08, 2008 Filed May 9, 2008 20:26 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 4,700 | $26.17 | $122,999.00 |
DisclosureSEC source: 0000024741-08-000209 · doc.xml · nonDerivative · entry 5 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,746 Read SEC document |
| May 08, 2008 Filed May 9, 2008 20:26 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 600 | $26.16 | $15,696.00 |
DisclosureSEC source: 0000024741-08-000209 · doc.xml · nonDerivative · entry 4 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,446 Read SEC document |
| May 08, 2008 Filed May 9, 2008 20:26 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 600 | $26.16 | $15,694.50 |
DisclosureSEC source: 0000024741-08-000209 · doc.xml · nonDerivative · entry 3 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,046 Read SEC document |
| May 08, 2008 Filed May 9, 2008 20:26 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 900 | $26.16 | $23,539.50 |
DisclosureSEC source: 0000024741-08-000209 · doc.xml · nonDerivative · entry 2 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,646 Read SEC document |
| May 08, 2008 Filed May 9, 2008 20:26 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 16,875 | $7.74 | $130,612.50 |
DisclosureSEC source: 0000024741-08-000209 · doc.xml · nonDerivative · entry 1 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2008 Filed Feb 25, 2008 13:47 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to buy) · Derivative | 10,472 | $0.00 Strike: $7.74 | $0.00 |
DisclosureSEC source: 0000024741-08-000136 · doc.xml · derivative · entry 11 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,875 Underlying: Common Stock · 10,472 shares Expires 2012-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2008 Filed Feb 25, 2008 13:47 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to buy) · Derivative | 7,028 | $0.00 Strike: $7.74 | $0.00 |
DisclosureSEC source: 0000024741-08-000136 · doc.xml · derivative · entry 10 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,347 Underlying: Common Stock · 7,028 shares Expires 2012-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2008 Filed Feb 25, 2008 13:47 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 500 | $23.35 | $11,673.75 |
DisclosureSEC source: 0000024741-08-000136 · doc.xml · nonDerivative · entry 7 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,671 Read SEC document |
| February 22, 2008 Filed Feb 25, 2008 13:47 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 5,500 | $23.35 | $128,397.50 |
DisclosureSEC source: 0000024741-08-000136 · doc.xml · nonDerivative · entry 6 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,171 Read SEC document |
| February 22, 2008 Filed Feb 25, 2008 13:47 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 300 | $23.33 | $6,999.75 |
DisclosureSEC source: 0000024741-08-000136 · doc.xml · nonDerivative · entry 5 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,671 Read SEC document |
| February 22, 2008 Filed Feb 25, 2008 13:47 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 2,700 | $23.33 | $62,991.00 |
DisclosureSEC source: 0000024741-08-000136 · doc.xml · nonDerivative · entry 4 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,971 Read SEC document |
| February 22, 2008 Filed Feb 25, 2008 13:47 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 8,500 | $23.33 | $198,262.50 |
DisclosureSEC source: 0000024741-08-000136 · doc.xml · nonDerivative · entry 3 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,671 Read SEC document |
| February 22, 2008 Filed Feb 25, 2008 13:47 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 7,028 | $7.74 | $54,396.72 |
DisclosureSEC source: 0000024741-08-000136 · doc.xml · nonDerivative · entry 2 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,171 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2008 Filed Feb 25, 2008 13:47 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 10,472 | $7.74 | $81,053.28 |
DisclosureSEC source: 0000024741-08-000136 · doc.xml · nonDerivative · entry 1 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,143 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2008 Filed Feb 6, 2008 21:30 UTC | CORNING INC /NY GLW · Entity 2883 | GrantCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000024741-08-000087 · doc.xml · nonDerivative · entry 1 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,671 F1 · kind: These shares were granted under the Incentive Stock Plan of Corning Incorporated and are subject to the restrictions and terms contained in an agreement dated February 6, 2008. Read SEC document |
| February 01, 2008 Filed Feb 4, 2008 21:44 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to buy) · Derivative | 9,000 | $0.00 Strike: $24.61 | $0.00 |
DisclosureSEC source: 0000024741-08-000061 · doc.xml · derivative · entry 5 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires 2018-01-31 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.