Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CORNING INC /NYGLW · Entity 2883 | Retired Officer | August 01, 2013 | August 02, 2013 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CORNING INC /NY
Report date August 01, 2013 · Filed August 02, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 112,992.2569 |
Ending reported balance
After 2013-08-01 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2013-08-01 · Exercise / conversion · Acquired 12,276 · Balance 117,519.2569 Row 2 · 2013-08-01 · Exercise / conversion · Acquired 17,943 · Balance 135,462.2569 Row 3 · 2013-08-01 · Exercise / conversion · Acquired 10,940 · Balance 146,402.2569 Row 4 · 2013-08-01 · Tax withholding · Disposed 20,517 · Balance 125,885.2569 Row 5 · 2013-08-01 · Tax withholding · Disposed 12,893 · Balance 112,992.2569 |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2013-08-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2013-08-01 · Exercise / conversion · Disposed 12,276 · Balance 0 F1: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F2: Earned units vested at retirement pursuant to the 1/11 agreement. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2013-08-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2013-08-01 · Exercise / conversion · Disposed 17,943 · Balance 0 F1: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F3: Earned units vested at retirement pursuant to the 1/12 agreement. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 7,815 |
Reported balance
After 2013-08-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2013-08-01 · Exercise / conversion · Disposed 10,940 · Balance 7,815 F1: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F4: Earned units vested at retirement pursuant to the 3/13 agreement. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2013-08-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2013-08-01 · Disposition to issuer · Disposed 7,815 · Balance 0 F1: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F5: A prorated number of restricted stock units from the March 28, 2013 grant were forfeited at retirement pursuant to the 3/13 agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock.
F2: Earned units vested at retirement pursuant to the 1/11 agreement.
F3: Earned units vested at retirement pursuant to the 1/12 agreement.
F4: Earned units vested at retirement pursuant to the 3/13 agreement.
F5: A prorated number of restricted stock units from the March 28, 2013 grant were forfeited at retirement pursuant to the 3/13 agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2008 Filed Feb 4, 2008 21:44 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 3,211 | $24.61 | $79,022.71 |
DisclosureSEC source: 0000024741-08-000061 · doc.xml · nonDerivative · entry 2 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,671 F1 · balance_after: 159 shares were shown on previous Form 4 as jointly owned with spouse, but are individually owned by reporting person Read SEC document |
| February 01, 2008 Filed Feb 4, 2008 21:44 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 6,609 | $24.61 | $162,647.49 |
DisclosureSEC source: 0000024741-08-000061 · doc.xml · nonDerivative · entry 1 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,882 F1 · balance_after: 159 shares were shown on previous Form 4 as jointly owned with spouse, but are individually owned by reporting person Read SEC document |
| January 02, 2008 Filed Jan 3, 2008 12:12 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to buy) · Derivative | 9,000 | $0.00 Strike: $23.37 | $0.00 |
DisclosureSEC source: 0000024741-08-000014 · doc.xml · derivative · entry 1 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires 2018-01-01 Read SEC document |
| December 05, 2007 Filed Dec 6, 2007 21:58 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to buy) · Derivative | 18,000 | $0.00 Strike: $24.92 | $0.00 |
DisclosureSEC source: 0000024741-07-000473 · doc.xml · derivative · entry 4 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 Underlying: Common Stock · 18,000 shares Expires 2017-12-04 Read SEC document |
| December 05, 2007 Filed Dec 6, 2007 21:58 UTC | CORNING INC /NY GLW · Entity 2883 | GrantCommon Stock | 16,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000024741-07-000473 · doc.xml · nonDerivative · entry 1 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,332 F1 · kind: These shares were granted under the Incentive Stock Plan of Corning Incorporated and are subject to the restrictions and terms contained in an agreement dated December 5, 2007. Read SEC document |
| November 06, 2007 Filed Nov 7, 2007 21:23 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to buy) · Derivative | 3,994 | $0.00 Strike: $9.95 | $0.00 |
DisclosureSEC source: 0000024741-07-000459 · doc.xml · derivative · entry 8 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,994 shares Expires 2011-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 06, 2007 Filed Nov 7, 2007 21:23 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to buy) · Derivative | 5,000 | $0.00 Strike: $7.74 | $0.00 |
DisclosureSEC source: 0000024741-07-000459 · doc.xml · derivative · entry 7 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,375 Underlying: Common Stock · 5,000 shares Expires 2012-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 06, 2007 Filed Nov 7, 2007 21:23 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 200 | $24.20 | $4,840.00 |
DisclosureSEC source: 0000024741-07-000459 · doc.xml · nonDerivative · entry 4 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,332 F1 · balance_after: Total securities beneficially owned includes 331 shares held in the Corporation's Worldwide Employee Share Purchase Plan, including shares acquired through dividend reinvestment feature of the Plan. Read SEC document |
| November 06, 2007 Filed Nov 7, 2007 21:23 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 8,794 | $24.19 | $212,726.86 |
DisclosureSEC source: 0000024741-07-000459 · doc.xml · nonDerivative · entry 3 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,532 F1 · balance_after: Total securities beneficially owned includes 331 shares held in the Corporation's Worldwide Employee Share Purchase Plan, including shares acquired through dividend reinvestment feature of the Plan. Read SEC document |
| November 06, 2007 Filed Nov 7, 2007 21:23 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 3,994 | $9.95 | $39,740.30 |
DisclosureSEC source: 0000024741-07-000459 · doc.xml · nonDerivative · entry 2 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,326 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Total securities beneficially owned includes 331 shares held in the Corporation's Worldwide Employee Share Purchase Plan, including shares acquired through dividend reinvestment feature of the Plan. Read SEC document |
| November 06, 2007 Filed Nov 7, 2007 21:23 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 5,000 | $7.74 | $38,700.00 |
DisclosureSEC source: 0000024741-07-000459 · doc.xml · nonDerivative · entry 1 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,332 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Total securities beneficially owned includes 331 shares held in the Corporation's Worldwide Employee Share Purchase Plan, including shares acquired through dividend reinvestment feature of the Plan. Read SEC document |
| August 07, 2007 Filed Aug 8, 2007 20:06 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to buy) · Derivative | 667 | $0.00 Strike: $4.15 | $0.00 |
DisclosureSEC source: 0000024741-07-000375 · doc.xml · derivative · entry 8 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,667 Underlying: Common Stock · 667 shares Expires 2013-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 07, 2007 Filed Aug 8, 2007 20:06 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to buy) · Derivative | 6,333 | $0.00 Strike: $4.06 | $0.00 |
DisclosureSEC source: 0000024741-07-000375 · doc.xml · derivative · entry 7 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,333 shares Expires 2012-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 07, 2007 Filed Aug 8, 2007 20:06 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 3,500 | $22.99 | $80,465.00 |
DisclosureSEC source: 0000024741-07-000375 · doc.xml · nonDerivative · entry 5 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,331 Read SEC document |
| August 07, 2007 Filed Aug 8, 2007 20:06 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 1,900 | $22.98 | $43,662.00 |
DisclosureSEC source: 0000024741-07-000375 · doc.xml · nonDerivative · entry 4 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,831 Read SEC document |
| August 07, 2007 Filed Aug 8, 2007 20:06 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 1,600 | $22.97 | $36,752.00 |
DisclosureSEC source: 0000024741-07-000375 · doc.xml · nonDerivative · entry 3 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,731 Read SEC document |
| August 07, 2007 Filed Aug 8, 2007 20:06 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 667 | $4.15 | $2,768.05 |
DisclosureSEC source: 0000024741-07-000375 · doc.xml · nonDerivative · entry 2 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 07, 2007 Filed Aug 8, 2007 20:06 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 6,333 | $4.06 | $25,711.98 |
DisclosureSEC source: 0000024741-07-000375 · doc.xml · nonDerivative · entry 1 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,664 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2007 Filed May 10, 2007 20:13 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to buy) · Derivative | 6,000 | $0.00 Strike: $9.95 | $0.00 |
DisclosureSEC source: 0000024741-07-000294 · doc.xml · derivative · entry 5 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,994 Underlying: Common Stock · 6,000 shares Expires 2011-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2007 Filed May 10, 2007 20:13 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 6,000 | $23.65 | $141,900.00 |
DisclosureSEC source: 0000024741-07-000294 · doc.xml · nonDerivative · entry 2 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,331 Read SEC document |
| May 09, 2007 Filed May 10, 2007 20:13 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 6,000 | $9.95 | $59,700.00 |
DisclosureSEC source: 0000024741-07-000294 · doc.xml · nonDerivative · entry 1 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.