Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CORNING INC /NYGLW · Entity 2883 | Retired Officer | August 01, 2013 | August 02, 2013 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CORNING INC /NY
Report date August 01, 2013 · Filed August 02, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 112,992.2569 |
Ending reported balance
After 2013-08-01 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2013-08-01 · Exercise / conversion · Acquired 12,276 · Balance 117,519.2569 Row 2 · 2013-08-01 · Exercise / conversion · Acquired 17,943 · Balance 135,462.2569 Row 3 · 2013-08-01 · Exercise / conversion · Acquired 10,940 · Balance 146,402.2569 Row 4 · 2013-08-01 · Tax withholding · Disposed 20,517 · Balance 125,885.2569 Row 5 · 2013-08-01 · Tax withholding · Disposed 12,893 · Balance 112,992.2569 |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2013-08-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2013-08-01 · Exercise / conversion · Disposed 12,276 · Balance 0 F1: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F2: Earned units vested at retirement pursuant to the 1/11 agreement. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2013-08-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2013-08-01 · Exercise / conversion · Disposed 17,943 · Balance 0 F1: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F3: Earned units vested at retirement pursuant to the 1/12 agreement. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 7,815 |
Reported balance
After 2013-08-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2013-08-01 · Exercise / conversion · Disposed 10,940 · Balance 7,815 F1: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F4: Earned units vested at retirement pursuant to the 3/13 agreement. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2013-08-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2013-08-01 · Disposition to issuer · Disposed 7,815 · Balance 0 F1: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F5: A prorated number of restricted stock units from the March 28, 2013 grant were forfeited at retirement pursuant to the 3/13 agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock.
F2: Earned units vested at retirement pursuant to the 1/11 agreement.
F3: Earned units vested at retirement pursuant to the 1/12 agreement.
F4: Earned units vested at retirement pursuant to the 3/13 agreement.
F5: A prorated number of restricted stock units from the March 28, 2013 grant were forfeited at retirement pursuant to the 3/13 agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 01, 2013 Filed Aug 2, 2013 20:02 UTC | CORNING INC /NY GLW · Entity 2883 | Disposition to issuerRestricted Stock Unit · Derivative | 7,815 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-024257 · form4.xml · derivative · entry 9 Hatton Vincent P · CIK 0001390038 · Retired Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,815 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F5 · shares: A prorated number of restricted stock units from the March 28, 2013 grant were forfeited at retirement pursuant to the 3/13 agreement. F5 · derivative.exercise_date: A prorated number of restricted stock units from the March 28, 2013 grant were forfeited at retirement pursuant to the 3/13 agreement. F5 · derivative.expiration_date: A prorated number of restricted stock units from the March 28, 2013 grant were forfeited at retirement pursuant to the 3/13 agreement. Read SEC document |
| August 01, 2013 Filed Aug 2, 2013 20:02 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 10,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-024257 · form4.xml · derivative · entry 8 Hatton Vincent P · CIK 0001390038 · Retired Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,815 Underlying: Common Stock · 10,940 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F4 · derivative.exercise_date: Earned units vested at retirement pursuant to the 3/13 agreement. F4 · derivative.expiration_date: Earned units vested at retirement pursuant to the 3/13 agreement. Read SEC document |
| August 01, 2013 Filed Aug 2, 2013 20:02 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 17,943 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-024257 · form4.xml · derivative · entry 7 Hatton Vincent P · CIK 0001390038 · Retired Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,943 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F3 · derivative.exercise_date: Earned units vested at retirement pursuant to the 1/12 agreement. F3 · derivative.expiration_date: Earned units vested at retirement pursuant to the 1/12 agreement. Read SEC document |
| August 01, 2013 Filed Aug 2, 2013 20:02 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 12,276 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-024257 · form4.xml · derivative · entry 6 Hatton Vincent P · CIK 0001390038 · Retired Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,276 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: Earned units vested at retirement pursuant to the 1/11 agreement. F2 · derivative.expiration_date: Earned units vested at retirement pursuant to the 1/11 agreement. Read SEC document |
| August 01, 2013 Filed Aug 2, 2013 20:02 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 12,893 | $15.45 | $199,196.85 |
DisclosureSEC source: 0001127602-13-024257 · form4.xml · nonDerivative · entry 5 Hatton Vincent P · CIK 0001390038 · Retired Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,992.2569 Read SEC document |
| August 01, 2013 Filed Aug 2, 2013 20:02 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 20,517 | $15.45 | $316,987.65 |
DisclosureSEC source: 0001127602-13-024257 · form4.xml · nonDerivative · entry 4 Hatton Vincent P · CIK 0001390038 · Retired Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,885.2569 Read SEC document |
| August 01, 2013 Filed Aug 2, 2013 20:02 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 10,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-024257 · form4.xml · nonDerivative · entry 3 Hatton Vincent P · CIK 0001390038 · Retired Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,402.2569 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2013 Filed Aug 2, 2013 20:02 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 17,943 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-024257 · form4.xml · nonDerivative · entry 2 Hatton Vincent P · CIK 0001390038 · Retired Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,462.2569 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2013 Filed Aug 2, 2013 20:02 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 12,276 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-024257 · form4.xml · nonDerivative · entry 1 Hatton Vincent P · CIK 0001390038 · Retired Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,519.2569 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2013 Filed Jun 4, 2013 20:10 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 15,491 | $0.00 Strike: $15.37 | $0.00 |
DisclosureSEC source: 0001127602-13-019323 · form4.xml · derivative · entry 1 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,491 Underlying: Common Stock · 15,491 shares Expires 2023-05-30 F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date. Read SEC document |
| April 30, 2013 Filed May 2, 2013 20:10 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 16,420 | $0.00 Strike: $14.50 | $0.00 |
DisclosureSEC source: 0001127602-13-015222 · form4.xml · derivative · entry 1 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,420 Underlying: Common Stock · 16,420 shares Expires 2023-04-29 F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date. Read SEC document |
| March 28, 2013 Filed Apr 1, 2013 20:05 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 17,862 | $0.00 Strike: $13.33 | $0.00 |
DisclosureSEC source: 0001127602-13-012506 · form4.xml · derivative · entry 2 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,862 Underlying: Common Stock · 17,862 shares Expires 2023-03-27 F3 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date. Read SEC document |
| March 28, 2013 Filed Apr 1, 2013 20:05 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 18,755 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-012506 · form4.xml · derivative · entry 1 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,755 Underlying: Common Stock · 18,755 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on April 18, 2016. Vested shares will be delivered to the reporting person within sixty (60) days after April 18, 2016. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 18, 2016. F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on April 18, 2016. Vested shares will be delivered to the reporting person within sixty (60) days after April 18, 2016. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 18, 2016. Read SEC document |
| February 15, 2013 Filed Feb 20, 2013 21:05 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 13,376 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-13-007012 · form4.xml · derivative · entry 3 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,376 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: Earned Restricted Stock Units awarded December 2, 2009 remained restricted until February 15, 2013, when they vested and converted into GLW common stock per terms of December 2009 Agreement approved by Compensation Committee. F2 · derivative.expiration_date: Earned Restricted Stock Units awarded December 2, 2009 remained restricted until February 15, 2013, when they vested and converted into GLW common stock per terms of December 2009 Agreement approved by Compensation Committee. Read SEC document |
| February 15, 2013 Filed Feb 20, 2013 21:05 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 4,631 | $12.79 | $59,230.49 |
DisclosureSEC source: 0001127602-13-007012 · form4.xml · nonDerivative · entry 2 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,243.2569 Read SEC document |
| February 15, 2013 Filed Feb 20, 2013 21:05 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 13,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-007012 · form4.xml · nonDerivative · entry 1 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,874.2569 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Corning Incorporated Common Stock. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 21:06 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 1,229 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-001108 · form4.xml · derivative · entry 3 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,943 Underlying: Common Stock · 1,229 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the January 2012 agreement. F2 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the January 2012 agreement. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 21:06 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 1,229 | $12.86 | $15,804.94 |
DisclosureSEC source: 0001127602-13-001108 · form4.xml · nonDerivative · entry 2 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,498.2569 Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 21:06 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 1,229 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-001108 · form4.xml · nonDerivative · entry 1 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,727.2569 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2012 Filed Mar 2, 2012 22:06 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 16,063 | $0.00 Strike: $12.97 | $0.00 |
DisclosureSEC source: 0001127602-12-009330 · form4.xml · derivative · entry 1 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,063 Underlying: Common Stock · 16,063 shares Expires 2022-02-28 F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date. Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 21:15 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionPerformance Share Unit · Derivative | 75,790 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-12-003971 · form4.xml · derivative · entry 4 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,790 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Performance Share Unit represented a contingent right to receive one share of GLW common stock. F2 · price: Each Performance Share Unit represented a contingent right to receive one share of GLW common stock. F2 · derivative.exercise_date: Each Performance Share Unit represented a contingent right to receive one share of GLW common stock. F3 · derivative.expiration_date: Earned Performance Share Units awarded February 3, 2010, remained restricted until February 1, 2012, when they vested and converted into GLW common stock per terms of December 2008 Agreement approved by Compensation Committee. Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 21:15 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 16,150 | $0.00 Strike: $12.90 | $0.00 |
DisclosureSEC source: 0001127602-12-003971 · form4.xml · derivative · entry 3 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,150 Underlying: Common Stock · 16,150 shares Expires 2022-01-31 F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date. Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 21:15 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 26,239 | $12.90 | $338,483.10 |
DisclosureSEC source: 0001127602-12-003971 · form4.xml · nonDerivative · entry 2 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,498.2569 Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 21:15 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 75,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-003971 · form4.xml · nonDerivative · entry 1 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,737.2569 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each Performance Share Unit represented a contingent right to receive one share of GLW common stock. Read SEC document |
| January 03, 2012 Filed Jan 5, 2012 21:09 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 752 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-001132 · form4.xml · derivative · entry 5 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,276 Underlying: Common Stock · 752 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock F4 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the January 2011 agreement. F4 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the January 2011 agreement. Read SEC document |
| January 03, 2012 Filed Jan 5, 2012 21:09 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 19,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-001132 · form4.xml · derivative · entry 4 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,172 Underlying: Common Stock · 19,172 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock F3 · derivative.exercise_date: The Restricted Stock Units vest 100% on February 16, 2015. Vested shares will be delivered to the reporting person within sixty (60) days after February 16, 2015. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to February 16, 2015. F3 · derivative.expiration_date: The Restricted Stock Units vest 100% on February 16, 2015. Vested shares will be delivered to the reporting person within sixty (60) days after February 16, 2015. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to February 16, 2015. Read SEC document |
| January 03, 2012 Filed Jan 5, 2012 21:09 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 15,976 | $0.00 Strike: $13.04 | $0.00 |
DisclosureSEC source: 0001127602-12-001132 · form4.xml · derivative · entry 3 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,976 Underlying: Common Stock · 15,976 shares Expires 2022-01-02 F1 · derivative.exercise_date: The options will vest 100% at the end of three years from grant date. Read SEC document |
| January 03, 2012 Filed Jan 5, 2012 21:09 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 752 | $13.04 | $9,806.08 |
DisclosureSEC source: 0001127602-12-001132 · form4.xml · nonDerivative · entry 2 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,947.2569 Read SEC document |
| January 03, 2012 Filed Jan 5, 2012 21:09 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 752 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-001132 · form4.xml · nonDerivative · entry 1 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,699.2569 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2011 Filed Mar 2, 2011 21:05 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 8,406 | $0.00 Strike: $22.03 | $0.00 |
DisclosureSEC source: 0001127602-11-008447 · form4.xml · derivative · entry 1 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,406 Underlying: Common Stock · 8,406 shares Expires 2021-02-28 F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on March 1, 2012. Read SEC document |
| February 22, 2011 Filed Feb 23, 2011 21:08 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 11,500 | $0.00 Strike: $10.98 | $0.00 |
DisclosureSEC source: 0001127602-11-007033 · form4.xml · derivative · entry 10 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,500 shares Expires 2015-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2011 Filed Feb 23, 2011 21:08 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 11,500 | $0.00 Strike: $11.84 | $0.00 |
DisclosureSEC source: 0001127602-11-007033 · form4.xml · derivative · entry 9 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,500 shares Expires 2015-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2011 Filed Feb 23, 2011 21:08 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 23,000 | $0.00 Strike: $12.70 | $0.00 |
DisclosureSEC source: 0001127602-11-007033 · form4.xml · derivative · entry 8 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,000 shares Expires 2014-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2011 Filed Feb 23, 2011 21:08 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 9,250 | $0.00 Strike: $12.79 | $0.00 |
DisclosureSEC source: 0001127602-11-007033 · form4.xml · derivative · entry 7 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,250 shares Expires 2014-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2011 Filed Feb 23, 2011 21:08 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 10,000 | $22.81 | $228,104.00 |
DisclosureSEC source: 0001127602-11-007033 · form4.xml · nonDerivative · entry 6 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,947.2569 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.8103 to $22.811, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| February 22, 2011 Filed Feb 23, 2011 21:08 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 55,250 | $22.79 | $1,258,965.18 |
DisclosureSEC source: 0001127602-11-007033 · form4.xml · nonDerivative · entry 5 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,947.2569 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.74 to $22.81, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| February 22, 2011 Filed Feb 23, 2011 21:08 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 11,500 | $10.98 | $126,270.00 |
DisclosureSEC source: 0001127602-11-007033 · form4.xml · nonDerivative · entry 4 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,197.2569 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2011 Filed Feb 23, 2011 21:08 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 11,500 | $11.84 | $136,160.00 |
DisclosureSEC source: 0001127602-11-007033 · form4.xml · nonDerivative · entry 3 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,697.2569 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2011 Filed Feb 23, 2011 21:08 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 23,000 | $12.70 | $292,100.00 |
DisclosureSEC source: 0001127602-11-007033 · form4.xml · nonDerivative · entry 2 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,197.2569 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2011 Filed Feb 23, 2011 21:08 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 9,250 | $12.79 | $118,307.50 |
DisclosureSEC source: 0001127602-11-007033 · form4.xml · nonDerivative · entry 1 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,197.2569 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2011 Filed Feb 2, 2011 22:15 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 8,162 | $0.00 Strike: $22.69 | $0.00 |
DisclosureSEC source: 0001127602-11-003534 · form4.xml · derivative · entry 2 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,162 Underlying: Common Stock · 8,162 shares Expires 2021-01-31 F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 1, 2012. Read SEC document |
| February 01, 2011 Filed Feb 2, 2011 22:15 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 928 | $22.69 | $21,056.32 |
DisclosureSEC source: 0001127602-11-003534 · form4.xml · nonDerivative · entry 1 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,947.2569 Read SEC document |
| January 03, 2011 Filed Jan 5, 2011 22:24 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionRestricted Stock Unit · Derivative | 624 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-001096 · form4.xml · derivative · entry 5 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,376 Underlying: Common Stock · 624 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock F4 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the December 2009 agreement. F4 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the December 2009 agreement. Read SEC document |
| January 03, 2011 Filed Jan 5, 2011 22:24 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 13,028 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-001096 · form4.xml · derivative · entry 4 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,028 Underlying: Common Stock · 13,028 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock F3 · derivative.exercise_date: The Restricted Stock Units vest 100% on February 14, 2014. Vested shares will be delivered to the reporting person within 60 (sixty) days after February 14, 2014. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to February 14, 2014. F3 · derivative.expiration_date: The Restricted Stock Units vest 100% on February 14, 2014. Vested shares will be delivered to the reporting person within 60 (sixty) days after February 14, 2014. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to February 14, 2014. Read SEC document |
| January 03, 2011 Filed Jan 5, 2011 22:24 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 9,650 | $0.00 Strike: $19.19 | $0.00 |
DisclosureSEC source: 0001127602-11-001096 · form4.xml · derivative · entry 3 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,650 Underlying: Common Stock · 9,650 shares Expires 2021-01-02 F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 3, 2012. Read SEC document |
| January 03, 2011 Filed Jan 5, 2011 22:24 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 624 | $19.19 | $11,974.56 |
DisclosureSEC source: 0001127602-11-001096 · form4.xml · nonDerivative · entry 2 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,875.2569 Read SEC document |
| January 03, 2011 Filed Jan 5, 2011 22:24 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 624 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-001096 · form4.xml · nonDerivative · entry 1 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,499.2569 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2010 Filed Nov 5, 2010 20:41 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 9,250 | $0.00 Strike: $10.40 | $0.00 |
DisclosureSEC source: 0001127602-10-027139 · form4.xml · derivative · entry 6 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,250 shares Expires 2014-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2010 Filed Nov 5, 2010 20:41 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to Buy) · Derivative | 18,500 | $0.00 Strike: $11.21 | $0.00 |
DisclosureSEC source: 0001127602-10-027139 · form4.xml · derivative · entry 5 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,500 shares Expires 2013-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2010 Filed Nov 5, 2010 20:41 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 27,750 | $18.81 | $522,038.55 |
DisclosureSEC source: 0001127602-10-027139 · form4.xml · nonDerivative · entry 4 Hatton Vincent P · CIK 0001390038 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,870.63 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.81 and $18.82, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.