Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NEW ROYAL HOLDCO I INC.GDEN · Entity 12205 | Director | June 05, 2018 | June 06, 2018 |
| Sow Good Inc.ANFC · Entity 6993 | 10% owner | September 08, 2017 | September 27, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NEW ROYAL HOLDCO I INC.
Report date June 05, 2018 · Filed June 06, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,151 |
Reported balance
After 2018-06-05 transaction · row 1
1 source rowRow 1 · 2018-06-05 · Grant · Acquired 5,452 · Balance 12,151 F1: Represents time-based restricted stock units ("RSUs"), which are contingent rights to receive common stock. RSUs that have not been forfeited shall vest on 6/5/2019. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents time-based restricted stock units ("RSUs"), which are contingent rights to receive common stock. RSUs that have not been forfeited shall vest on 6/5/2019.
Sow Good Inc.
Report date September 08, 2017 · Filed September 27, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy trust | 46,863,643 |
Reported balance
After 2017-09-08 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-09-08 · Other · Acquired 18,000,000 · Balance 46,863,643 F1: The reporting person is the trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein. |
| Common StockSEC Table I · non-derivative | IndirectBy trust | 46,863,643 |
Reported balance
After 2017-09-08 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-09-08 · Other · Acquired 3,686,139 · Balance 46,863,643 F1: The reporting person is the trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein. |
| Common StockSEC Table I · non-derivative | IndirectBy trust | 46,863,643 |
Reported balance
After 2017-09-08 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2017-09-08 · Other · Acquired 3,686,121 · Balance 46,863,643 F1: The reporting person is the trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein. |
| Common StockSEC Table I · non-derivative | IndirectBy trust | 46,863,643 |
Reported balance
After 2017-09-08 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2017-09-08 · Other · Acquired 4,041,783 · Balance 46,863,643 F1: The reporting person is the trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein. |
| Common StockSEC Table I · non-derivative | IndirectBy trust | 46,863,643 |
Reported balance
After 2017-09-08 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2017-09-08 · Other · Acquired 4,041,774 · Balance 46,863,643 F1: The reporting person is the trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein. |
| Common StockSEC Table I · non-derivative | Direct | 46,863,643 |
Reported balance
After 2017-09-22 transaction · row 6
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 6 · 2017-09-22 · Purchase · Acquired 8,000,293 · Balance 46,863,643 |
| Common StockSEC Table I · non-derivative | Direct | 46,863,643 |
Reported balance
After 2017-09-22 transaction · row 7
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 7 · 2017-09-22 · Other · Acquired 1,521,198 · Balance 46,863,643 |
| Subscription Rights (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.01 · Expires 2017-09-08 | IndirectBy trust | 0 |
Reported balance
After 2017-09-08 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-09-08 · Other · Disposed 18,000,000 · Balance 0 F1: The reporting person is the trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein. |
| Subscription Rights (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.01 · Expires 2017-09-08 | IndirectBy trust | 0 |
Reported balance
After 2017-09-08 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-09-08 · Other · Disposed 3,686,139 · Balance 0 F1: The reporting person is the trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein. |
| Subscription Rights (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.01 · Expires 2017-09-08 | IndirectBy trust | 0 |
Reported balance
After 2017-09-08 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2017-09-08 · Other · Disposed 3,686,121 · Balance 0 F1: The reporting person is the trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein. |
| Subscription Rights (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.01 · Expires 2017-09-08 | IndirectBy trust | 0 |
Reported balance
After 2017-09-08 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2017-09-08 · Other · Disposed 4,041,783 · Balance 0 F1: The reporting person is the trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein. |
| Subscription Rights (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.01 · Expires 2017-09-08 | IndirectBy trust | 0 |
Reported balance
After 2017-09-08 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2017-09-08 · Other · Disposed 4,041,774 · Balance 0 F1: The reporting person is the trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein. |
| Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.01 · Expires 2022-09-22 | Direct | 0 |
Reported balance
After 2017-09-22 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2017-09-22 · Purchase · Acquired 15,000 · Balance 0 |
| Subscription Rights (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.01 · Expires 2017-09-08 | Direct | 0 |
Reported balance
After 2017-09-08 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2017-09-08 · Other · Disposed 1,521,198 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person is the trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 05, 2018 Filed Jun 6, 2018 13:33 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | GrantCommon Stock | 5,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-036021 · doc4.xml · nonDerivative · entry 1 SELL NEIL I · CIK 0000902655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,151 F1 · shares: Represents time-based restricted stock units ("RSUs"), which are contingent rights to receive common stock. RSUs that have not been forfeited shall vest on 6/5/2019. Read SEC document |
| September 22, 2017 Filed Sep 27, 2017 15:12 UTC | Sow Good Inc. ANFC · Entity 6993 | PurchaseWarrant (right to buy) · Derivative | 15,000 | $0.00 Strike: $0.01 | $0.00 |
DisclosureSEC source: 0001014108-17-000167 · primary_doc.xml · derivative · entry 13 SELL NEIL I · CIK 0000902655 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2022-09-22 Read SEC document |
| September 22, 2017 Filed Sep 27, 2017 15:12 UTC | Sow Good Inc. ANFC · Entity 6993 | OtherCommon Stock | 1,521,198 | $0.01 | $18,254.38 |
DisclosureSEC source: 0001014108-17-000167 · primary_doc.xml · nonDerivative · entry 7 SELL NEIL I · CIK 0000902655 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,863,643 Read SEC document |
| September 22, 2017 Filed Sep 27, 2017 15:12 UTC | Sow Good Inc. ANFC · Entity 6993 | PurchaseCommon Stock | 8,000,293 | $0.01 | $96,003.52 |
DisclosureSEC source: 0001014108-17-000167 · primary_doc.xml · nonDerivative · entry 6 SELL NEIL I · CIK 0000902655 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,863,643 Read SEC document |
| September 08, 2017 Filed Sep 27, 2017 15:12 UTC | Sow Good Inc. ANFC · Entity 6993 | OtherSubscription Rights (right to buy) · Derivative | 1,521,198 | $0.00 Strike: $0.01 | $0.00 |
DisclosureSEC source: 0001014108-17-000167 · primary_doc.xml · derivative · entry 14 SELL NEIL I · CIK 0000902655 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,521,198 shares Expires 2017-09-08 Read SEC document |
| September 08, 2017 Filed Sep 27, 2017 15:12 UTC | Sow Good Inc. ANFC · Entity 6993 | OtherSubscription Rights (right to buy) · Derivative | 4,041,774 | $0.00 Strike: $0.01 | $0.00 |
DisclosureSEC source: 0001014108-17-000167 · primary_doc.xml · derivative · entry 12 SELL NEIL I · CIK 0000902655 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 0 Underlying: Common Stock · 4,041,774 shares Expires 2017-09-08 F1 · ownership.nature: The reporting person is the trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein. Read SEC document |
| September 08, 2017 Filed Sep 27, 2017 15:12 UTC | Sow Good Inc. ANFC · Entity 6993 | OtherSubscription Rights (right to buy) · Derivative | 4,041,783 | $0.00 Strike: $0.01 | $0.00 |
DisclosureSEC source: 0001014108-17-000167 · primary_doc.xml · derivative · entry 11 SELL NEIL I · CIK 0000902655 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 0 Underlying: Common Stock · 4,041,783 shares Expires 2017-09-08 F1 · ownership.nature: The reporting person is the trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein. Read SEC document |
| September 08, 2017 Filed Sep 27, 2017 15:12 UTC | Sow Good Inc. ANFC · Entity 6993 | OtherSubscription Rights (right to buy) · Derivative | 3,686,121 | $0.00 Strike: $0.01 | $0.00 |
DisclosureSEC source: 0001014108-17-000167 · primary_doc.xml · derivative · entry 10 SELL NEIL I · CIK 0000902655 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 0 Underlying: Common Stock · 3,686,121 shares Expires 2017-09-08 F1 · ownership.nature: The reporting person is the trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein. Read SEC document |
| September 08, 2017 Filed Sep 27, 2017 15:12 UTC | Sow Good Inc. ANFC · Entity 6993 | OtherSubscription Rights (right to buy) · Derivative | 3,686,139 | $0.00 Strike: $0.01 | $0.00 |
DisclosureSEC source: 0001014108-17-000167 · primary_doc.xml · derivative · entry 9 SELL NEIL I · CIK 0000902655 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 0 Underlying: Common Stock · 3,686,139 shares Expires 2017-09-08 F1 · ownership.nature: The reporting person is the trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein. Read SEC document |
| September 08, 2017 Filed Sep 27, 2017 15:12 UTC | Sow Good Inc. ANFC · Entity 6993 | OtherSubscription Rights (right to buy) · Derivative | 18,000,000 | $0.00 Strike: $0.01 | $0.00 |
DisclosureSEC source: 0001014108-17-000167 · primary_doc.xml · derivative · entry 8 SELL NEIL I · CIK 0000902655 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 0 Underlying: Common Stock · 18,000,000 shares Expires 2017-09-08 F1 · ownership.nature: The reporting person is the trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein. Read SEC document |
| September 08, 2017 Filed Sep 27, 2017 15:12 UTC | Sow Good Inc. ANFC · Entity 6993 | OtherCommon Stock | 4,041,774 | $0.01 | $48,501.29 |
DisclosureSEC source: 0001014108-17-000167 · primary_doc.xml · nonDerivative · entry 5 SELL NEIL I · CIK 0000902655 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 46,863,643 F1 · ownership.nature: The reporting person is the trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein. Read SEC document |
| September 08, 2017 Filed Sep 27, 2017 15:12 UTC | Sow Good Inc. ANFC · Entity 6993 | OtherCommon Stock | 4,041,783 | $0.01 | $48,501.40 |
DisclosureSEC source: 0001014108-17-000167 · primary_doc.xml · nonDerivative · entry 4 SELL NEIL I · CIK 0000902655 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 46,863,643 F1 · ownership.nature: The reporting person is the trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein. Read SEC document |
| September 08, 2017 Filed Sep 27, 2017 15:12 UTC | Sow Good Inc. ANFC · Entity 6993 | OtherCommon Stock | 3,686,121 | $0.01 | $44,233.45 |
DisclosureSEC source: 0001014108-17-000167 · primary_doc.xml · nonDerivative · entry 3 SELL NEIL I · CIK 0000902655 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 46,863,643 F1 · ownership.nature: The reporting person is the trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein. Read SEC document |
| September 08, 2017 Filed Sep 27, 2017 15:12 UTC | Sow Good Inc. ANFC · Entity 6993 | OtherCommon Stock | 3,686,139 | $0.01 | $44,233.67 |
DisclosureSEC source: 0001014108-17-000167 · primary_doc.xml · nonDerivative · entry 2 SELL NEIL I · CIK 0000902655 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 46,863,643 F1 · ownership.nature: The reporting person is the trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein. Read SEC document |
| September 08, 2017 Filed Sep 27, 2017 15:12 UTC | Sow Good Inc. ANFC · Entity 6993 | OtherCommon Stock | 18,000,000 | $0.01 | $216,000.00 |
DisclosureSEC source: 0001014108-17-000167 · primary_doc.xml · nonDerivative · entry 1 SELL NEIL I · CIK 0000902655 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 46,863,643 F1 · ownership.nature: The reporting person is the trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein. Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 16:27 UTC | NEW ROYAL HOLDCO I INC. GDEN · Entity 12205 | GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $20.06 | $0.00 |
DisclosureSEC source: 0001209191-17-040153 · doc4.xml · derivative · entry 1 SELL NEIL I · CIK 0000902655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2027-06-12 F1 · derivative.exercise_date: The option vests on June 13, 2018. Notwithstanding the foregoing vesting schedule, in no event may the option be exercised prior to the earlier of (i) 08/01/18, or (ii) immediately prior to the consummation of a "change in control" under Section 2.8(a), (c) or (d) of the 2015 Incentive Award Plan which results in an "ownership change" as defined in Section 382 of the Internal Revenue Code of 1986, as amended, or any successor statute. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.