Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NEWMONT Corp /DE/NEM · Entity 1894 | SVP, Australia & New Zealand | November 08, 2013 | November 12, 2013 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NEWMONT Corp /DE/
Report date November 08, 2013 · Filed November 12, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1.60 par valueSEC Table I · non-derivative | Direct | 62,060 |
Reported balance
After 2013-11-08 transaction · row 1
1 source rowRow 1 · 2013-11-08 · Grant · Acquired 285 · Balance 62,060 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 18, 2005 Filed Mar 22, 2005 23:46 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 48 | $44.54 | $2,137.92 |
DisclosureSEC source: 0001164727-05-000062 · edgar.xml · nonDerivative · entry 1 SANTA CRUZ CARLOS · CIK 0001173853 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,487 Read SEC document |
| February 24, 2005 Filed Mar 1, 2005 00:34 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 2,973 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-05-000050 · edgar.xml · nonDerivative · entry 1 SANTA CRUZ CARLOS · CIK 0001173853 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,535 Read SEC document |
| February 01, 2005 Filed Feb 2, 2005 22:50 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Disposition to issuerCommon Stock, $1.60 par value | 149 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001164727-05-000014 · edgar.xml · nonDerivative · entry 1 SANTA CRUZ CARLOS · CIK 0001173853 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,562 F1 · price: Forfeiture of restricted stock. Read SEC document |
| December 07, 2004 Filed Dec 9, 2004 19:04 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $45.74 | $0.00 |
DisclosureSEC source: 0001164727-04-000167 · edgar.xml · derivative · entry 1 SANTA CRUZ CARLOS · CIK 0001173853 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2014-12-07 F1 · derivative.exercise_date: The option vests in three equall annual installments beginning December 7, 2005. Read SEC document |
| April 27, 2004 Filed Apr 29, 2004 19:00 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $40.43 | $0.00 |
DisclosureSEC source: 0001164727-04-000066 · edgar.xml · derivative · entry 1 SANTA CRUZ CARLOS · CIK 0001173853 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2014-04-27 F1 · derivative.exercise_date: The option vests in three equall annual installments beginning April 27, 2005. Read SEC document |
| February 03, 2004 Filed Feb 5, 2004 19:23 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 5,240 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-04-000026 · edgar.xml · nonDerivative · entry 1 SANTA CRUZ CARLOS · CIK 0001173853 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,711 Read SEC document |
| December 26, 2003 Filed Dec 30, 2003 00:27 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $28.56 | $0.00 |
DisclosureSEC source: 0000950127-03-001483 · a03-0695_ex.xml · derivative · entry 6 SANTA CRUZ CARLOS · CIK 0001173853 · VP and Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2012-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests in 4 equal installments on May 14, 2003, 2004, 2005 and 2006. Read SEC document |
| December 26, 2003 Filed Dec 30, 2003 00:27 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,125 | $0.00 Strike: $23.67 | $0.00 |
DisclosureSEC source: 0000950127-03-001483 · a03-0695_ex.xml · derivative · entry 5 SANTA CRUZ CARLOS · CIK 0001173853 · VP and Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,125 shares Expires 2011-11-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vests in 4 equal installments on November 12, 2002, 2003, 2004 and 2005. Read SEC document |
| December 26, 2003 Filed Dec 30, 2003 00:27 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock $1.60 par value | 2,500 | $47.00 | $117,500.00 |
DisclosureSEC source: 0000950127-03-001483 · a03-0695_ex.xml · nonDerivative · entry 4 SANTA CRUZ CARLOS · CIK 0001173853 · VP and Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,471 Read SEC document |
| December 26, 2003 Filed Dec 30, 2003 00:27 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock $1.60 par value | 2,500 | $28.56 | $71,400.00 |
DisclosureSEC source: 0000950127-03-001483 · a03-0695_ex.xml · nonDerivative · entry 3 SANTA CRUZ CARLOS · CIK 0001173853 · VP and Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,971 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 26, 2003 Filed Dec 30, 2003 00:27 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock $1.60 par value | 3,125 | $47.00 | $146,875.00 |
DisclosureSEC source: 0000950127-03-001483 · a03-0695_ex.xml · nonDerivative · entry 2 SANTA CRUZ CARLOS · CIK 0001173853 · VP and Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,471 Read SEC document |
| December 26, 2003 Filed Dec 30, 2003 00:27 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock $1.60 par value | 3,125 | $23.67 | $73,968.75 |
DisclosureSEC source: 0000950127-03-001483 · a03-0695_ex.xml · nonDerivative · entry 1 SANTA CRUZ CARLOS · CIK 0001173853 · VP and Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,596 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2003 Filed Dec 4, 2003 17:04 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $49.73 | $0.00 |
DisclosureSEC source: 0001164727-03-000185 · edgar.xml · derivative · entry 1 SANTA CRUZ CARLOS · CIK 0001173853 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2013-12-02 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on December 2, 2004. Read SEC document |
| May 06, 2003 Filed May 9, 2003 19:15 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $28.11 | $0.00 |
DisclosureSEC source: 0001164727-03-000101 · edgar.xml · derivative · entry 1 SANTA CRUZ CARLOS · CIK 0001173853 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2013-05-06 F1 · derivative.exercise_date: The option vests in four equal annual installments beginning on May 6, 2004. Read SEC document |
| May 06, 2003 Filed May 9, 2003 19:20 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $28.11 | $0.00 |
DisclosureSEC source: 0001164727-03-000102 · edgar.xml · derivative · entry 1 SANTA CRUZ CARLOS · CIK 0001173853 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2013-05-06 F1 · derivative.exercise_date: The option vests in four equal annual installments beginning on May 6, 2004. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.