Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STEPAN COSCL · Entity 4733 | VP of Human Resources | June 15, 2018 | June 19, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STEPAN CO
Report date June 15, 2018 · Filed June 19, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 21,813.499 |
Reported balance
After 2018-06-15 transaction · row 1
1 source rowRow 1 · 2018-06-15 · Grant · Acquired 55.231 · Balance 21,813.499 F1: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan. |
| Share UnitsSEC Table II · derivative / convertible security | Direct | 6,752.214 |
Reported balance
After 2018-06-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-06-15 · Grant · Acquired 19.962 · Balance 6,752.214 F3: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. F4: Share Units convert on a one-for-one basis into Common Stock. F6: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP. F5: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. |
| Common StockSEC Table I · non-derivative | IndirectBy Esop II Trust | 4,609.569 |
Reported balance
Holding disclosure · report date 2018-06-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,609.569 F2: Reflects ESOP II acquisitions that have occurred since the Reporting Person's last ownership report covering ESOP II holdings. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan.
F2: Reflects ESOP II acquisitions that have occurred since the Reporting Person's last ownership report covering ESOP II holdings.
F3: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.
F4: Share Units convert on a one-for-one basis into Common Stock.
F5: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected.
F6: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 10, 2016 Filed Nov 14, 2016 19:38 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionCommon Stock | 1,000 | $25.61 | $25,605.00 |
DisclosureSEC source: 0001127602-16-066899 · form4.xml · nonDerivative · entry 5 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,342.81 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 19:38 UTC | STEPAN CO SCL · Entity 4733 | SaleCommon Stock | 1,000 | $73.93 | $73,930.00 |
DisclosureSEC source: 0001127602-16-066899 · form4.xml · nonDerivative · entry 4 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,342.81 Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 19:38 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionCommon Stock | 1,000 | $25.61 | $25,605.00 |
DisclosureSEC source: 0001127602-16-066899 · form4.xml · nonDerivative · entry 3 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,342.81 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 19:38 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $25.61 | $0.00 |
DisclosureSEC source: 0001127602-16-066899 · form4.xml · derivative · entry 14 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,832 Underlying: Common Stock · 1,000 shares Expires 2018-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 19:38 UTC | STEPAN CO SCL · Entity 4733 | SaleCommon Stock | 1,000 | $72.93 | $72,930.00 |
DisclosureSEC source: 0001127602-16-066899 · form4.xml · nonDerivative · entry 2 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,342.81 Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 19:38 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionCommon Stock | 1,000 | $25.61 | $25,605.00 |
DisclosureSEC source: 0001127602-16-066899 · form4.xml · nonDerivative · entry 1 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,342.81 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 20:16 UTC | STEPAN CO SCL · Entity 4733 | GrantShare Units · Derivative | 17.865 | $70.32 | $1,256.27 |
DisclosureSEC source: 0001127602-16-062793 · form4.xml · derivative · entry 4 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,629.799 Underlying: Common Stock · 17.865 shares Expires not disclosed F3 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. F4 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock. F6 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP. F5 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. F5 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 20:16 UTC | STEPAN CO SCL · Entity 4733 | GrantCommon Stock | 49.428 | $70.32 | $3,475.78 |
DisclosureSEC source: 0001127602-16-062793 · form4.xml · nonDerivative · entry 1 Servatius Gregory · CIK 0001351355 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,342.81 F1 · shares: Reflects acquisition of deferred share units under the Performance Award Deferred Compensation Plan ("Plan") pursuant to a dividend equivalent feature of the Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.