Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DEXCOM INCDXCM · Entity 3114 | Director | May 28, 2026 | June 01, 2026 |
| Prospector Capital Corp.PRSR · Entity 144033 | Director | January 07, 2021 | January 07, 2021 |
| QUALCOMM INC/DEQCOM · Entity 2852 | Vice Chairman | December 31, 2013 | January 03, 2014 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DEXCOM INC
Report date May 28, 2026 · Filed June 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,565 |
Reported balance
After 2026-05-28 transaction · row 1
1 source rowRow 1 · 2026-05-28 · Grant · Acquired 5,565 · Balance 5,565 F1: The RSU Award was granted on May 28, 2026 and 100% of the RSU Award will vest on the earlier of the one year anniversary of the grant date or the date of DexCom, Inc.'s 2027 Annual Meeting of Stockholders. Each share is represented by a restricted stock unit (RSU) that represents a contingent right to receive one share of DexCom, Inc. Common Stock upon settlement. |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 63,667 |
Reported balance
Holding disclosure · report date 2026-05-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 63,667 F2: Shares are held by the Steven R. and Lisa J. Altman, TTEE's Altman Family Trust DTD 8/21/92, with respect to which the Reporting Person is a trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: The RSU Award was granted on May 28, 2026 and 100% of the RSU Award will vest on the earlier of the one year anniversary of the grant date or the date of DexCom, Inc.'s 2027 Annual Meeting of Stockholders. Each share is represented by a restricted stock unit (RSU) that represents a contingent right to receive one share of DexCom, Inc. Common Stock upon settlement.
F2: Shares are held by the Steven R. and Lisa J. Altman, TTEE's Altman Family Trust DTD 8/21/92, with respect to which the Reporting Person is a trustee.
Prospector Capital Corp.
Report date January 07, 2021 · Filed January 07, 2021
Jointly reported with Prospector Sponsor LLC, ABERLE DEREK K, Stone Nick
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Ordinary SharesSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2021-01-07 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: The Class B ordinary shares are convertible for the Issuer's Class A ordinary shares as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-251523) (the "Registration Statement") and have no expiration date. The Class B ordinary shares beneficially owned by the Reporting Persons include up to 1,125,000 Class B ordinary shares subject to forfeiture to the Issuer depending on the extent to which the underwriters' over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Registration Statement. F2: Prospector Sponsor LLC is the record holder of the securities reported herein. Derek Aberle, Nick Stone and Steve Altman are among the managing members of Prospector Sponsor LLC and share voting and investment discretion with respect to the securities held of record by Prospector Sponsor LLC. Each of the Messrs. Aberle, Stone and Altman disclaims any beneficial ownership of the securities held by Prospector Sponsor LLC other than to the extent of any pecuniary interest he may have therein, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: The Class B ordinary shares are convertible for the Issuer's Class A ordinary shares as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-251523) (the "Registration Statement") and have no expiration date. The Class B ordinary shares beneficially owned by the Reporting Persons include up to 1,125,000 Class B ordinary shares subject to forfeiture to the Issuer depending on the extent to which the underwriters' over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Registration Statement.
F2: Prospector Sponsor LLC is the record holder of the securities reported herein. Derek Aberle, Nick Stone and Steve Altman are among the managing members of Prospector Sponsor LLC and share voting and investment discretion with respect to the securities held of record by Prospector Sponsor LLC. Each of the Messrs. Aberle, Stone and Altman disclaims any beneficial ownership of the securities held by Prospector Sponsor LLC other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
QUALCOMM INC/DE
Report date December 31, 2013 · Filed January 03, 2014
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Trust | 51,745 |
Reported balance
After 2013-12-03 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2013-12-03 · Gift · Disposed 10,000 · Balance 51,745 F1: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. |
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $1.00 | Indirectby Grantor Trust | 62,214.592 |
Reported balance
After 2013-12-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2013-12-31 · Grant · Acquired 1,017 · Balance 62,214.592 F2: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F3: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company. F4: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. |
Filing footnotes · ownership attribution and instrument terms
F1: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.
F2: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.
F3: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company.
F4: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2013 Filed Apr 2, 2013 21:54 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 65,917 | $0.00 Strike: $44.02 | $0.00 |
DisclosureSEC source: 0001234452-13-000151 · edgardoc.xml · derivative · entry 6 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,497 Underlying: Common Stock · 65,917 shares Expires 2015-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| April 01, 2013 Filed Apr 2, 2013 21:54 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 9,083 | $0.00 Strike: $35.66 | $0.00 |
DisclosureSEC source: 0001234452-13-000151 · edgardoc.xml · derivative · entry 5 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,667 Underlying: Common Stock · 9,083 shares Expires 2018-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| April 01, 2013 Filed Apr 2, 2013 21:54 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 65,917 | $66.72 | $4,397,725.16 |
DisclosureSEC source: 0001234452-13-000151 · edgardoc.xml · nonDerivative · entry 4 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 79,926 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3 · price: The sale prices for this transaction ranged from $66.60 to $66.80. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| April 01, 2013 Filed Apr 2, 2013 21:54 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 65,917 | $44.02 | $2,901,666.34 |
DisclosureSEC source: 0001234452-13-000151 · edgardoc.xml · nonDerivative · entry 3 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 145,843 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| April 01, 2013 Filed Apr 2, 2013 21:54 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 9,083 | $66.72 | $605,982.34 |
DisclosureSEC source: 0001234452-13-000151 · edgardoc.xml · nonDerivative · entry 2 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 79,926 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3 · price: The sale prices for this transaction ranged from $66.60 to $66.80. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| April 01, 2013 Filed Apr 2, 2013 21:54 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 9,083 | $35.66 | $323,899.78 |
DisclosureSEC source: 0001234452-13-000151 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 89,009 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| March 01, 2013 Filed Mar 5, 2013 21:17 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 65,916 | $0.00 Strike: $44.02 | $0.00 |
DisclosureSEC source: 0001234452-13-000088 · edgardoc.xml · derivative · entry 6 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 442,414 Underlying: Common Stock · 65,916 shares Expires 2015-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| March 01, 2013 Filed Mar 5, 2013 21:17 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 9,084 | $0.00 Strike: $35.66 | $0.00 |
DisclosureSEC source: 0001234452-13-000088 · edgardoc.xml · derivative · entry 5 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,750 Underlying: Common Stock · 9,084 shares Expires 2018-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| March 01, 2013 Filed Mar 5, 2013 21:17 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 65,916 | $65.39 | $4,310,049.49 |
DisclosureSEC source: 0001234452-13-000088 · edgardoc.xml · nonDerivative · entry 4 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 79,926 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3 · price: The sale prices for this transaction ranged from $65.33 to $65.48. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| March 01, 2013 Filed Mar 5, 2013 21:17 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 65,916 | $44.02 | $2,901,622.32 |
DisclosureSEC source: 0001234452-13-000088 · edgardoc.xml · nonDerivative · entry 3 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 145,842 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| March 01, 2013 Filed Mar 5, 2013 21:17 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 9,084 | $65.39 | $593,975.51 |
DisclosureSEC source: 0001234452-13-000088 · edgardoc.xml · nonDerivative · entry 2 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 79,926 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3 · price: The sale prices for this transaction ranged from $65.33 to $65.48. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| March 01, 2013 Filed Mar 5, 2013 21:17 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 9,084 | $35.66 | $323,935.44 |
DisclosureSEC source: 0001234452-13-000088 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 89,010 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| February 01, 2013 Filed Feb 5, 2013 23:16 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 65,917 | $0.00 Strike: $44.02 | $0.00 |
DisclosureSEC source: 0001234452-13-000052 · edgardoc.xml · derivative · entry 7 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 508,330 Underlying: Common Stock · 65,917 shares Expires 2015-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| February 01, 2013 Filed Feb 5, 2013 23:16 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 9,083 | $0.00 Strike: $35.66 | $0.00 |
DisclosureSEC source: 0001234452-13-000052 · edgardoc.xml · derivative · entry 6 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,834 Underlying: Common Stock · 9,083 shares Expires 2018-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| February 01, 2013 Filed Feb 5, 2013 23:16 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GiftCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000052 · edgardoc.xml · nonDerivative · entry 5 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 79,926 F3 · balance_after: Includes 210 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2013. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| February 01, 2013 Filed Feb 5, 2013 23:16 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 65,917 | $66.35 | $4,373,592.95 |
DisclosureSEC source: 0001234452-13-000052 · edgardoc.xml · nonDerivative · entry 4 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 104,926 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| February 01, 2013 Filed Feb 5, 2013 23:16 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 65,917 | $44.02 | $2,901,666.34 |
DisclosureSEC source: 0001234452-13-000052 · edgardoc.xml · nonDerivative · entry 3 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 170,843 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| February 01, 2013 Filed Feb 5, 2013 23:16 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 9,083 | $66.35 | $602,657.05 |
DisclosureSEC source: 0001234452-13-000052 · edgardoc.xml · nonDerivative · entry 2 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 104,926 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| February 01, 2013 Filed Feb 5, 2013 23:16 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 9,083 | $35.66 | $323,899.78 |
DisclosureSEC source: 0001234452-13-000052 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 114,009 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| January 02, 2013 Filed Jan 3, 2013 23:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $44.02 | $0.00 |
DisclosureSEC source: 0001234452-13-000016 · edgardoc.xml · derivative · entry 9 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 574,247 Underlying: Common Stock · 25,000 shares Expires 2015-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| January 02, 2013 Filed Jan 3, 2013 23:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 20,753 | $0.00 Strike: $44.02 | $0.00 |
DisclosureSEC source: 0001234452-13-000016 · edgardoc.xml · derivative · entry 8 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 599,247 Underlying: Common Stock · 20,753 shares Expires 2015-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| January 02, 2013 Filed Jan 3, 2013 23:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 29,247 | $0.00 Strike: $43.62 | $0.00 |
DisclosureSEC source: 0001234452-13-000016 · edgardoc.xml · derivative · entry 7 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,247 shares Expires 2014-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| January 02, 2013 Filed Jan 3, 2013 23:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 25,000 | $64.50 | $1,612,500.00 |
DisclosureSEC source: 0001234452-13-000016 · edgardoc.xml · nonDerivative · entry 6 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 104,716 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F4 · price: The sale prices for this transaction ranged from $64.50 to $64.5007. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| January 02, 2013 Filed Jan 3, 2013 23:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 25,000 | $44.02 | $1,100,500.00 |
DisclosureSEC source: 0001234452-13-000016 · edgardoc.xml · nonDerivative · entry 5 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 129,716 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| January 02, 2013 Filed Jan 3, 2013 23:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 20,753 | $63.98 | $1,327,729.21 |
DisclosureSEC source: 0001234452-13-000016 · edgardoc.xml · nonDerivative · entry 4 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 104,716 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3 · price: The sale prices for this transaction ranged from $63.58 to $64.37. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| January 02, 2013 Filed Jan 3, 2013 23:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 20,753 | $44.02 | $913,547.06 |
DisclosureSEC source: 0001234452-13-000016 · edgardoc.xml · nonDerivative · entry 3 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 125,469 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| January 02, 2013 Filed Jan 3, 2013 23:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 29,247 | $63.98 | $1,871,155.79 |
DisclosureSEC source: 0001234452-13-000016 · edgardoc.xml · nonDerivative · entry 2 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 104,716 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3 · price: The sale prices for this transaction ranged from $63.58 to $64.37. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| January 02, 2013 Filed Jan 3, 2013 23:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 29,247 | $43.62 | $1,275,754.14 |
DisclosureSEC source: 0001234452-13-000016 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 133,963 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| December 31, 2012 Filed Jan 3, 2013 23:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 1,497 | $61.15 Strike: $1.00 | $91,537.36 |
DisclosureSEC source: 0001234452-13-000016 · edgardoc.xml · derivative · entry 10 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 61,197.592 Underlying: Common Stock · 1,497 shares Expires not disclosed F6 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F7 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company. F8 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F6 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| December 11, 2012 Filed Dec 13, 2012 19:10 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 15,917 | $0.00 Strike: $43.62 | $0.00 |
DisclosureSEC source: 0001234452-12-000461 · edgardoc.xml · derivative · entry 6 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,247 Underlying: Common Stock · 15,917 shares Expires 2014-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| December 11, 2012 Filed Dec 13, 2012 19:10 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 9,083 | $0.00 Strike: $35.66 | $0.00 |
DisclosureSEC source: 0001234452-12-000461 · edgardoc.xml · derivative · entry 5 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,917 Underlying: Common Stock · 9,083 shares Expires 2018-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| December 11, 2012 Filed Dec 13, 2012 19:10 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 15,917 | $64.50 | $1,026,646.50 |
DisclosureSEC source: 0001234452-12-000461 · edgardoc.xml · nonDerivative · entry 4 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 104,716 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3 · price: The sale prices for this transaction ranged from $64.5 to $64.5001. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| December 11, 2012 Filed Dec 13, 2012 19:10 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 15,917 | $43.62 | $694,299.54 |
DisclosureSEC source: 0001234452-12-000461 · edgardoc.xml · nonDerivative · entry 3 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 120,633 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| December 11, 2012 Filed Dec 13, 2012 19:10 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 9,083 | $64.50 | $585,853.50 |
DisclosureSEC source: 0001234452-12-000461 · edgardoc.xml · nonDerivative · entry 2 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 104,716 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3 · price: The sale prices for this transaction ranged from $64.5 to $64.5001. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| December 11, 2012 Filed Dec 13, 2012 19:10 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 9,083 | $35.66 | $323,899.78 |
DisclosureSEC source: 0001234452-12-000461 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 113,799 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| December 03, 2012 Filed Dec 5, 2012 22:10 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $43.62 | $0.00 |
DisclosureSEC source: 0001234452-12-000451 · edgardoc.xml · derivative · entry 3 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,164 Underlying: Common Stock · 50,000 shares Expires 2014-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| December 03, 2012 Filed Dec 5, 2012 22:10 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 50,000 | $63.78 | $3,189,190.00 |
DisclosureSEC source: 0001234452-12-000451 · edgardoc.xml · nonDerivative · entry 2 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 104,716 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3 · price: The sale prices for this transaction ranged from $63.68 to $63.86. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| December 03, 2012 Filed Dec 5, 2012 22:10 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 50,000 | $43.62 | $2,181,000.00 |
DisclosureSEC source: 0001234452-12-000451 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 154,716 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| November 21, 2012 Filed Nov 26, 2012 23:17 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $43.62 | $0.00 |
DisclosureSEC source: 0001234452-12-000439 · edgardoc.xml · derivative · entry 3 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,164 Underlying: Common Stock · 100,000 shares Expires 2014-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| November 21, 2012 Filed Nov 26, 2012 23:17 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 100,000 | $62.32 | $6,231,990.00 |
DisclosureSEC source: 0001234452-12-000439 · edgardoc.xml · nonDerivative · entry 2 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 104,716 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3 · price: The sale prices for this transaction ranged from $62.30 to $62.37. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| November 21, 2012 Filed Nov 26, 2012 23:17 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 100,000 | $43.62 | $4,362,000.00 |
DisclosureSEC source: 0001234452-12-000439 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 204,716 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| November 15, 2012 Filed Nov 19, 2012 16:22 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 47,068 | $61.33 | $2,886,812.23 |
DisclosureSEC source: 0001234452-12-000417 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 104,716 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F2 · price: The sale prices for this transaction ranged from $61.15 to $61.47. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 13, 2012 Filed Nov 14, 2012 23:45 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 81,332 | $0.00 Strike: $43.62 | $0.00 |
DisclosureSEC source: 0001234452-12-000403 · edgardoc.xml · derivative · entry 12 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,164 Underlying: Common Stock · 81,332 shares Expires 2014-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| November 13, 2012 Filed Nov 14, 2012 23:45 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 8,645 | $0.00 Strike: $37.29 | $0.00 |
DisclosureSEC source: 0001234452-12-000403 · edgardoc.xml · derivative · entry 11 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,645 shares Expires 2017-11-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| November 13, 2012 Filed Nov 14, 2012 23:45 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 939 | $0.00 Strike: $37.29 | $0.00 |
DisclosureSEC source: 0001234452-12-000403 · edgardoc.xml · derivative · entry 10 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,645 Underlying: Common Stock · 939 shares Expires 2017-11-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| November 13, 2012 Filed Nov 14, 2012 23:45 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 9,084 | $0.00 Strike: $35.66 | $0.00 |
DisclosureSEC source: 0001234452-12-000403 · edgardoc.xml · derivative · entry 9 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,000 Underlying: Common Stock · 9,084 shares Expires 2018-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| November 13, 2012 Filed Nov 14, 2012 23:45 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 9,584 | $62.01 | $594,258.80 |
DisclosureSEC source: 0001234452-12-000403 · edgardoc.xml · nonDerivative · entry 8 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 151,784 F2 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| November 13, 2012 Filed Nov 14, 2012 23:45 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 9,584 | $37.29 | $357,387.36 |
DisclosureSEC source: 0001234452-12-000403 · edgardoc.xml · nonDerivative · entry 7 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 161,368 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| November 13, 2012 Filed Nov 14, 2012 23:45 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 81,332 | $62.01 | $5,043,015.06 |
DisclosureSEC source: 0001234452-12-000403 · edgardoc.xml · nonDerivative · entry 6 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 151,784 F3 · price: The sale prices for this transaction ranged from $62.00 to $62.0391. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| November 13, 2012 Filed Nov 14, 2012 23:45 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 81,332 | $43.62 | $3,547,701.84 |
DisclosureSEC source: 0001234452-12-000403 · edgardoc.xml · nonDerivative · entry 5 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 233,116 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.