Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DEXCOM INCDXCM · Entity 3114 | Director | May 28, 2026 | June 01, 2026 |
| Prospector Capital Corp.PRSR · Entity 144033 | Director | January 07, 2021 | January 07, 2021 |
| QUALCOMM INC/DEQCOM · Entity 2852 | Vice Chairman | December 31, 2013 | January 03, 2014 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DEXCOM INC
Report date May 28, 2026 · Filed June 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,565 |
Reported balance
After 2026-05-28 transaction · row 1
1 source rowRow 1 · 2026-05-28 · Grant · Acquired 5,565 · Balance 5,565 F1: The RSU Award was granted on May 28, 2026 and 100% of the RSU Award will vest on the earlier of the one year anniversary of the grant date or the date of DexCom, Inc.'s 2027 Annual Meeting of Stockholders. Each share is represented by a restricted stock unit (RSU) that represents a contingent right to receive one share of DexCom, Inc. Common Stock upon settlement. |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 63,667 |
Reported balance
Holding disclosure · report date 2026-05-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 63,667 F2: Shares are held by the Steven R. and Lisa J. Altman, TTEE's Altman Family Trust DTD 8/21/92, with respect to which the Reporting Person is a trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: The RSU Award was granted on May 28, 2026 and 100% of the RSU Award will vest on the earlier of the one year anniversary of the grant date or the date of DexCom, Inc.'s 2027 Annual Meeting of Stockholders. Each share is represented by a restricted stock unit (RSU) that represents a contingent right to receive one share of DexCom, Inc. Common Stock upon settlement.
F2: Shares are held by the Steven R. and Lisa J. Altman, TTEE's Altman Family Trust DTD 8/21/92, with respect to which the Reporting Person is a trustee.
Prospector Capital Corp.
Report date January 07, 2021 · Filed January 07, 2021
Jointly reported with Prospector Sponsor LLC, ABERLE DEREK K, Stone Nick
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Ordinary SharesSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2021-01-07 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: The Class B ordinary shares are convertible for the Issuer's Class A ordinary shares as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-251523) (the "Registration Statement") and have no expiration date. The Class B ordinary shares beneficially owned by the Reporting Persons include up to 1,125,000 Class B ordinary shares subject to forfeiture to the Issuer depending on the extent to which the underwriters' over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Registration Statement. F2: Prospector Sponsor LLC is the record holder of the securities reported herein. Derek Aberle, Nick Stone and Steve Altman are among the managing members of Prospector Sponsor LLC and share voting and investment discretion with respect to the securities held of record by Prospector Sponsor LLC. Each of the Messrs. Aberle, Stone and Altman disclaims any beneficial ownership of the securities held by Prospector Sponsor LLC other than to the extent of any pecuniary interest he may have therein, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: The Class B ordinary shares are convertible for the Issuer's Class A ordinary shares as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-251523) (the "Registration Statement") and have no expiration date. The Class B ordinary shares beneficially owned by the Reporting Persons include up to 1,125,000 Class B ordinary shares subject to forfeiture to the Issuer depending on the extent to which the underwriters' over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Registration Statement.
F2: Prospector Sponsor LLC is the record holder of the securities reported herein. Derek Aberle, Nick Stone and Steve Altman are among the managing members of Prospector Sponsor LLC and share voting and investment discretion with respect to the securities held of record by Prospector Sponsor LLC. Each of the Messrs. Aberle, Stone and Altman disclaims any beneficial ownership of the securities held by Prospector Sponsor LLC other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
QUALCOMM INC/DE
Report date December 31, 2013 · Filed January 03, 2014
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Trust | 51,745 |
Reported balance
After 2013-12-03 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2013-12-03 · Gift · Disposed 10,000 · Balance 51,745 F1: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. |
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $1.00 | Indirectby Grantor Trust | 62,214.592 |
Reported balance
After 2013-12-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2013-12-31 · Grant · Acquired 1,017 · Balance 62,214.592 F2: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F3: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company. F4: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. |
Filing footnotes · ownership attribution and instrument terms
F1: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.
F2: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.
F3: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company.
F4: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2013 Filed Oct 3, 2013 18:57 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 58,559 | $44.75 | $2,620,515.25 |
DisclosureSEC source: 0001234452-13-000421 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 138,672 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| September 29, 2013 Filed Oct 1, 2013 21:21 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantRestricted Stock Unit · Derivative | 10,241 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000400 · edgardoc.xml · derivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,241 Underlying: Common Stock · 10,241 shares Expires 2023-09-28 F1 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Upon vesting, the restricted stock units will be paid out in whole shares of common stock. Read SEC document |
| September 10, 2013 Filed Sep 11, 2013 18:21 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 15,917 | $0.00 Strike: $44.75 | $0.00 |
DisclosureSEC source: 0001234452-13-000365 · edgardoc.xml · derivative · entry 6 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,497 Underlying: Common Stock · 15,917 shares Expires 2019-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant. Read SEC document |
| September 10, 2013 Filed Sep 11, 2013 18:21 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 9,083 | $0.00 Strike: $35.66 | $0.00 |
DisclosureSEC source: 0001234452-13-000365 · edgardoc.xml · derivative · entry 5 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,167 Underlying: Common Stock · 9,083 shares Expires 2018-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| September 10, 2013 Filed Sep 11, 2013 18:21 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 9,083 | $69.50 | $631,268.50 |
DisclosureSEC source: 0001234452-13-000365 · edgardoc.xml · nonDerivative · entry 4 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 80,113 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| September 10, 2013 Filed Sep 11, 2013 18:21 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 9,083 | $35.66 | $323,899.78 |
DisclosureSEC source: 0001234452-13-000365 · edgardoc.xml · nonDerivative · entry 3 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 89,196 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| September 10, 2013 Filed Sep 11, 2013 18:21 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 15,917 | $69.50 | $1,106,231.50 |
DisclosureSEC source: 0001234452-13-000365 · edgardoc.xml · nonDerivative · entry 2 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 80,113 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| September 10, 2013 Filed Sep 11, 2013 18:21 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 15,917 | $44.75 | $712,285.75 |
DisclosureSEC source: 0001234452-13-000365 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 96,030 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| September 03, 2013 Filed Sep 4, 2013 23:49 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 65,916 | $0.00 Strike: $44.75 | $0.00 |
DisclosureSEC source: 0001234452-13-000350 · edgardoc.xml · derivative · entry 6 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,414 Underlying: Common Stock · 65,916 shares Expires 2019-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant. Read SEC document |
| September 03, 2013 Filed Sep 4, 2013 23:49 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 9,084 | $0.00 Strike: $35.66 | $0.00 |
DisclosureSEC source: 0001234452-13-000350 · edgardoc.xml · derivative · entry 5 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,250 Underlying: Common Stock · 9,084 shares Expires 2018-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| September 03, 2013 Filed Sep 4, 2013 23:49 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 9,084 | $67.18 | $610,230.42 |
DisclosureSEC source: 0001234452-13-000350 · edgardoc.xml · nonDerivative · entry 4 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 80,113 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3 · price: The sale prices for this transaction ranged from $66.98 to $67.43. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| September 03, 2013 Filed Sep 4, 2013 23:49 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 9,084 | $35.66 | $323,935.44 |
DisclosureSEC source: 0001234452-13-000350 · edgardoc.xml · nonDerivative · entry 3 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 89,197 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| September 03, 2013 Filed Sep 4, 2013 23:49 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 65,916 | $67.18 | $4,427,999.58 |
DisclosureSEC source: 0001234452-13-000350 · edgardoc.xml · nonDerivative · entry 2 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 80,113 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3 · price: The sale prices for this transaction ranged from $66.98 to $67.43. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| September 03, 2013 Filed Sep 4, 2013 23:49 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 65,916 | $44.75 | $2,949,741.00 |
DisclosureSEC source: 0001234452-13-000350 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 146,029 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| August 01, 2013 Filed Aug 2, 2013 16:18 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 62,170 | $0.00 Strike: $44.75 | $0.00 |
DisclosureSEC source: 0001234452-13-000310 · edgardoc.xml · derivative · entry 6 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,330 Underlying: Common Stock · 62,170 shares Expires 2019-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant. Read SEC document |
| August 01, 2013 Filed Aug 2, 2013 16:18 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 12,830 | $0.00 Strike: $44.02 | $0.00 |
DisclosureSEC source: 0001234452-13-000310 · edgardoc.xml · derivative · entry 5 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,830 shares Expires 2015-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| August 01, 2013 Filed Aug 2, 2013 16:18 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 12,830 | $64.61 | $829,006.60 |
DisclosureSEC source: 0001234452-13-000310 · edgardoc.xml · nonDerivative · entry 4 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 80,113 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3 · price: The sale prices for this transaction ranged from $64.50 to $64.77. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F4 · balance_after: Includes 187 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2013. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| August 01, 2013 Filed Aug 2, 2013 16:18 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 12,830 | $44.02 | $564,776.60 |
DisclosureSEC source: 0001234452-13-000310 · edgardoc.xml · nonDerivative · entry 3 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 92,943 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| August 01, 2013 Filed Aug 2, 2013 16:18 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 62,170 | $64.61 | $4,017,095.90 |
DisclosureSEC source: 0001234452-13-000310 · edgardoc.xml · nonDerivative · entry 2 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 80,113 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3 · price: The sale prices for this transaction ranged from $64.50 to $64.77. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| August 01, 2013 Filed Aug 2, 2013 16:18 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 62,170 | $44.75 | $2,782,107.50 |
DisclosureSEC source: 0001234452-13-000310 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 142,283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| July 26, 2013 Filed Jul 29, 2013 23:01 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 15,917 | $0.00 Strike: $44.02 | $0.00 |
DisclosureSEC source: 0001234452-13-000302 · edgardoc.xml · derivative · entry 6 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,830 Underlying: Common Stock · 15,917 shares Expires 2015-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| July 26, 2013 Filed Jul 29, 2013 23:01 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 9,083 | $0.00 Strike: $35.66 | $0.00 |
DisclosureSEC source: 0001234452-13-000302 · edgardoc.xml · derivative · entry 5 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,334 Underlying: Common Stock · 9,083 shares Expires 2018-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| July 26, 2013 Filed Jul 29, 2013 23:01 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 15,917 | $64.50 | $1,026,646.50 |
DisclosureSEC source: 0001234452-13-000302 · edgardoc.xml · nonDerivative · entry 4 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 79,926 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| July 26, 2013 Filed Jul 29, 2013 23:01 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 15,917 | $44.02 | $700,666.34 |
DisclosureSEC source: 0001234452-13-000302 · edgardoc.xml · nonDerivative · entry 3 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 95,843 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| July 26, 2013 Filed Jul 29, 2013 23:01 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 9,083 | $64.50 | $585,853.50 |
DisclosureSEC source: 0001234452-13-000302 · edgardoc.xml · nonDerivative · entry 2 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 79,926 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| July 26, 2013 Filed Jul 29, 2013 23:01 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 9,083 | $35.66 | $323,899.78 |
DisclosureSEC source: 0001234452-13-000302 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 89,009 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| July 01, 2013 Filed Jul 2, 2013 18:55 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 40,917 | $0.00 Strike: $44.02 | $0.00 |
DisclosureSEC source: 0001234452-13-000265 · edgardoc.xml · derivative · entry 6 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,747 Underlying: Common Stock · 40,917 shares Expires 2015-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| July 01, 2013 Filed Jul 2, 2013 18:55 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 9,083 | $0.00 Strike: $35.66 | $0.00 |
DisclosureSEC source: 0001234452-13-000265 · edgardoc.xml · derivative · entry 5 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,417 Underlying: Common Stock · 9,083 shares Expires 2018-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| July 01, 2013 Filed Jul 2, 2013 18:55 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 9,083 | $61.41 | $557,756.15 |
DisclosureSEC source: 0001234452-13-000265 · edgardoc.xml · nonDerivative · entry 4 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 79,926 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3 · price: The sale prices for this transaction ranged from $61.13 to $61.61. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| July 01, 2013 Filed Jul 2, 2013 18:55 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 9,083 | $35.66 | $323,899.78 |
DisclosureSEC source: 0001234452-13-000265 · edgardoc.xml · nonDerivative · entry 3 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 89,009 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| July 01, 2013 Filed Jul 2, 2013 18:55 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 40,917 | $61.41 | $2,512,573.85 |
DisclosureSEC source: 0001234452-13-000265 · edgardoc.xml · nonDerivative · entry 2 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 79,926 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3 · price: The sale prices for this transaction ranged from $61.13 to $61.61. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| July 01, 2013 Filed Jul 2, 2013 18:55 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 40,917 | $44.02 | $1,801,166.34 |
DisclosureSEC source: 0001234452-13-000265 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 120,843 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| June 03, 2013 Filed Jun 5, 2013 19:07 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $44.02 | $0.00 |
DisclosureSEC source: 0001234452-13-000242 · edgardoc.xml · derivative · entry 3 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,664 Underlying: Common Stock · 50,000 shares Expires 2015-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| June 03, 2013 Filed Jun 5, 2013 19:07 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 50,000 | $63.30 | $3,165,235.00 |
DisclosureSEC source: 0001234452-13-000242 · edgardoc.xml · nonDerivative · entry 2 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 79,926 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3 · price: The sale prices for this transaction ranged from $63.05 to $63.43. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| June 03, 2013 Filed Jun 5, 2013 19:07 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 50,000 | $44.02 | $2,201,000.00 |
DisclosureSEC source: 0001234452-13-000242 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 129,926 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| May 10, 2013 Filed May 13, 2013 20:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 15,916 | $0.00 Strike: $44.02 | $0.00 |
DisclosureSEC source: 0001234452-13-000205 · edgardoc.xml · derivative · entry 6 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,664 Underlying: Common Stock · 15,916 shares Expires 2015-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| May 10, 2013 Filed May 13, 2013 20:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 9,084 | $0.00 Strike: $35.66 | $0.00 |
DisclosureSEC source: 0001234452-13-000205 · edgardoc.xml · derivative · entry 5 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,500 Underlying: Common Stock · 9,084 shares Expires 2018-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| May 10, 2013 Filed May 13, 2013 20:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 15,916 | $64.50 | $1,026,582.00 |
DisclosureSEC source: 0001234452-13-000205 · edgardoc.xml · nonDerivative · entry 4 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 79,926 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| May 10, 2013 Filed May 13, 2013 20:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 15,916 | $44.02 | $700,622.32 |
DisclosureSEC source: 0001234452-13-000205 · edgardoc.xml · nonDerivative · entry 3 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 95,842 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| May 10, 2013 Filed May 13, 2013 20:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 9,084 | $64.50 | $585,918.00 |
DisclosureSEC source: 0001234452-13-000205 · edgardoc.xml · nonDerivative · entry 2 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 79,926 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| May 10, 2013 Filed May 13, 2013 20:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 9,084 | $35.66 | $323,935.44 |
DisclosureSEC source: 0001234452-13-000205 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 89,010 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| May 01, 2013 Filed May 3, 2013 14:22 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $44.02 | $0.00 |
DisclosureSEC source: 0001234452-13-000189 · edgardoc.xml · derivative · entry 3 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,580 Underlying: Common Stock · 50,000 shares Expires 2015-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| May 01, 2013 Filed May 3, 2013 14:22 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 50,000 | $61.59 | $3,079,560.00 |
DisclosureSEC source: 0001234452-13-000189 · edgardoc.xml · nonDerivative · entry 2 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 79,926 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3 · price: The sale prices for this transaction ranged from $61.43 to $61.84. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| May 01, 2013 Filed May 3, 2013 14:22 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 50,000 | $44.02 | $2,201,000.00 |
DisclosureSEC source: 0001234452-13-000189 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 129,926 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| April 26, 2013 Filed Apr 29, 2013 22:27 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 190,917 | $0.00 Strike: $44.02 | $0.00 |
DisclosureSEC source: 0001234452-13-000183 · edgardoc.xml · derivative · entry 6 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,580 Underlying: Common Stock · 190,917 shares Expires 2015-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| April 26, 2013 Filed Apr 29, 2013 22:27 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 9,083 | $0.00 Strike: $35.66 | $0.00 |
DisclosureSEC source: 0001234452-13-000183 · edgardoc.xml · derivative · entry 5 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,584 Underlying: Common Stock · 9,083 shares Expires 2018-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| April 26, 2013 Filed Apr 29, 2013 22:27 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 190,917 | $62.19 | $11,872,631.85 |
DisclosureSEC source: 0001234452-13-000183 · edgardoc.xml · nonDerivative · entry 4 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 79,926 F2 · price: The sale prices for this transaction ranged from $62.00 to $62.348. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| April 26, 2013 Filed Apr 29, 2013 22:27 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 190,917 | $44.02 | $8,404,166.34 |
DisclosureSEC source: 0001234452-13-000183 · edgardoc.xml · nonDerivative · entry 3 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 270,843 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| April 26, 2013 Filed Apr 29, 2013 22:27 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 9,083 | $62.19 | $564,848.15 |
DisclosureSEC source: 0001234452-13-000183 · edgardoc.xml · nonDerivative · entry 2 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 79,926 F2 · price: The sale prices for this transaction ranged from $62.00 to $62.348. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| April 26, 2013 Filed Apr 29, 2013 22:27 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 9,083 | $35.66 | $323,899.78 |
DisclosureSEC source: 0001234452-13-000183 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 89,009 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.