Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DEXCOM INCDXCM · Entity 3114 | Director | May 28, 2026 | June 01, 2026 |
| Prospector Capital Corp.PRSR · Entity 144033 | Director | January 07, 2021 | January 07, 2021 |
| QUALCOMM INC/DEQCOM · Entity 2852 | Vice Chairman | December 31, 2013 | January 03, 2014 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DEXCOM INC
Report date May 28, 2026 · Filed June 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,565 |
Reported balance
After 2026-05-28 transaction · row 1
1 source rowRow 1 · 2026-05-28 · Grant · Acquired 5,565 · Balance 5,565 F1: The RSU Award was granted on May 28, 2026 and 100% of the RSU Award will vest on the earlier of the one year anniversary of the grant date or the date of DexCom, Inc.'s 2027 Annual Meeting of Stockholders. Each share is represented by a restricted stock unit (RSU) that represents a contingent right to receive one share of DexCom, Inc. Common Stock upon settlement. |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 63,667 |
Reported balance
Holding disclosure · report date 2026-05-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 63,667 F2: Shares are held by the Steven R. and Lisa J. Altman, TTEE's Altman Family Trust DTD 8/21/92, with respect to which the Reporting Person is a trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: The RSU Award was granted on May 28, 2026 and 100% of the RSU Award will vest on the earlier of the one year anniversary of the grant date or the date of DexCom, Inc.'s 2027 Annual Meeting of Stockholders. Each share is represented by a restricted stock unit (RSU) that represents a contingent right to receive one share of DexCom, Inc. Common Stock upon settlement.
F2: Shares are held by the Steven R. and Lisa J. Altman, TTEE's Altman Family Trust DTD 8/21/92, with respect to which the Reporting Person is a trustee.
Prospector Capital Corp.
Report date January 07, 2021 · Filed January 07, 2021
Jointly reported with Prospector Sponsor LLC, ABERLE DEREK K, Stone Nick
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Ordinary SharesSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2021-01-07 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: The Class B ordinary shares are convertible for the Issuer's Class A ordinary shares as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-251523) (the "Registration Statement") and have no expiration date. The Class B ordinary shares beneficially owned by the Reporting Persons include up to 1,125,000 Class B ordinary shares subject to forfeiture to the Issuer depending on the extent to which the underwriters' over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Registration Statement. F2: Prospector Sponsor LLC is the record holder of the securities reported herein. Derek Aberle, Nick Stone and Steve Altman are among the managing members of Prospector Sponsor LLC and share voting and investment discretion with respect to the securities held of record by Prospector Sponsor LLC. Each of the Messrs. Aberle, Stone and Altman disclaims any beneficial ownership of the securities held by Prospector Sponsor LLC other than to the extent of any pecuniary interest he may have therein, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: The Class B ordinary shares are convertible for the Issuer's Class A ordinary shares as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-251523) (the "Registration Statement") and have no expiration date. The Class B ordinary shares beneficially owned by the Reporting Persons include up to 1,125,000 Class B ordinary shares subject to forfeiture to the Issuer depending on the extent to which the underwriters' over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Registration Statement.
F2: Prospector Sponsor LLC is the record holder of the securities reported herein. Derek Aberle, Nick Stone and Steve Altman are among the managing members of Prospector Sponsor LLC and share voting and investment discretion with respect to the securities held of record by Prospector Sponsor LLC. Each of the Messrs. Aberle, Stone and Altman disclaims any beneficial ownership of the securities held by Prospector Sponsor LLC other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
QUALCOMM INC/DE
Report date December 31, 2013 · Filed January 03, 2014
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Trust | 51,745 |
Reported balance
After 2013-12-03 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2013-12-03 · Gift · Disposed 10,000 · Balance 51,745 F1: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. |
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $1.00 | Indirectby Grantor Trust | 62,214.592 |
Reported balance
After 2013-12-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2013-12-31 · Grant · Acquired 1,017 · Balance 62,214.592 F2: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F3: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company. F4: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. |
Filing footnotes · ownership attribution and instrument terms
F1: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.
F2: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.
F3: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company.
F4: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 13, 2012 Filed Nov 14, 2012 23:45 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 9,084 | $62.01 | $563,256.15 |
DisclosureSEC source: 0001234452-12-000403 · edgardoc.xml · nonDerivative · entry 4 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 151,784 F3 · price: The sale prices for this transaction ranged from $62.00 to $62.0391. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| November 13, 2012 Filed Nov 14, 2012 23:45 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 9,084 | $35.66 | $323,935.44 |
DisclosureSEC source: 0001234452-12-000403 · edgardoc.xml · nonDerivative · entry 3 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 160,868 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| November 11, 2012 Filed Nov 14, 2012 23:45 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 41,208 | $58.61 | $2,415,200.88 |
DisclosureSEC source: 0001234452-12-000403 · edgardoc.xml · nonDerivative · entry 2 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 151,784 F2 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| November 11, 2012 Filed Nov 14, 2012 23:45 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantCommon Stock | 88,276 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-12-000403 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 192,992 F1 · shares: These shares represent performance-based restricted stock units that vested on October 31, 2012. On November 11, 2012, the Compensation Committee certified that the performance goals had been attained and approved the restricted stock units earned by the reporting person. F2 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| November 09, 2012 Filed Nov 13, 2012 23:23 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 15,191 | $61.83 | $939,230.67 |
DisclosureSEC source: 0001234452-12-000379 · edgardoc.xml · nonDerivative · entry 3 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 104,716 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3 · price: The sale prices for this transaction ranged from $61.49 to $62.13 The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| November 08, 2012 Filed Nov 13, 2012 23:23 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 28,490.8807 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001234452-12-000379 · edgardoc.xml · derivative · entry 4 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,739.1193 Underlying: Common Stock · 28,490.8807 shares Expires 2020-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Amount includes dividend equivalents earned on vested restricted stock units. F5 · derivative.exercise_date: These shares are represented by restricted stock units. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock. Read SEC document |
| November 08, 2012 Filed Nov 13, 2012 23:23 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 13,299 | $60.67 | $806,850.33 |
DisclosureSEC source: 0001234452-12-000379 · edgardoc.xml · nonDerivative · entry 2 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 119,907 F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| November 08, 2012 Filed Nov 13, 2012 23:23 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 28,490.8807 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-12-000379 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 133,206 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| November 01, 2012 Filed Nov 5, 2012 18:11 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 11,766 | $0.00 Strike: $43.62 | $0.00 |
DisclosureSEC source: 0001234452-12-000364 · edgardoc.xml · derivative · entry 9 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,496 Underlying: Common Stock · 11,766 shares Expires 2014-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| November 01, 2012 Filed Nov 5, 2012 18:11 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 28,750 | $0.00 Strike: $37.29 | $0.00 |
DisclosureSEC source: 0001234452-12-000364 · edgardoc.xml · derivative · entry 8 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,584 Underlying: Common Stock · 28,750 shares Expires 2017-11-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| November 01, 2012 Filed Nov 5, 2012 18:11 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 9,484 | $0.00 Strike: $35.66 | $0.00 |
DisclosureSEC source: 0001234452-12-000364 · edgardoc.xml · derivative · entry 7 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,084 Underlying: Common Stock · 9,484 shares Expires 2018-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| November 01, 2012 Filed Nov 5, 2012 18:11 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 11,766 | $59.50 | $700,077.00 |
DisclosureSEC source: 0001234452-12-000364 · edgardoc.xml · nonDerivative · entry 6 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 104,716 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| November 01, 2012 Filed Nov 5, 2012 18:11 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 11,766 | $43.62 | $513,232.92 |
DisclosureSEC source: 0001234452-12-000364 · edgardoc.xml · nonDerivative · entry 5 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 116,482 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| November 01, 2012 Filed Nov 5, 2012 18:11 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 28,750 | $59.50 | $1,710,625.00 |
DisclosureSEC source: 0001234452-12-000364 · edgardoc.xml · nonDerivative · entry 4 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 104,716 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| November 01, 2012 Filed Nov 5, 2012 18:11 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 28,750 | $37.29 | $1,072,087.50 |
DisclosureSEC source: 0001234452-12-000364 · edgardoc.xml · nonDerivative · entry 3 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 133,466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| November 01, 2012 Filed Nov 5, 2012 18:11 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 9,484 | $59.50 | $564,298.00 |
DisclosureSEC source: 0001234452-12-000364 · edgardoc.xml · nonDerivative · entry 2 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 104,716 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| November 01, 2012 Filed Nov 5, 2012 18:11 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 9,484 | $35.66 | $338,199.44 |
DisclosureSEC source: 0001234452-12-000364 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 114,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| October 01, 2012 Filed Oct 3, 2012 15:07 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 17,766 | $0.00 Strike: $35.66 | $0.00 |
DisclosureSEC source: 0001234452-12-000341 · edgardoc.xml · derivative · entry 6 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,568 Underlying: Common Stock · 17,766 shares Expires 2018-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| October 01, 2012 Filed Oct 3, 2012 15:07 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 32,234 | $0.00 Strike: $34.83 | $0.00 |
DisclosureSEC source: 0001234452-12-000341 · edgardoc.xml · derivative · entry 5 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,234 shares Expires 2016-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| October 01, 2012 Filed Oct 3, 2012 15:07 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 17,766 | $62.73 | $1,114,461.18 |
DisclosureSEC source: 0001234452-12-000341 · edgardoc.xml · nonDerivative · entry 4 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 104,716 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| October 01, 2012 Filed Oct 3, 2012 15:07 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 17,766 | $35.66 | $633,535.56 |
DisclosureSEC source: 0001234452-12-000341 · edgardoc.xml · nonDerivative · entry 3 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 122,482 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| October 01, 2012 Filed Oct 3, 2012 15:07 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 32,234 | $62.73 | $2,022,038.82 |
DisclosureSEC source: 0001234452-12-000341 · edgardoc.xml · nonDerivative · entry 2 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 104,716 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| October 01, 2012 Filed Oct 3, 2012 15:07 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 32,234 | $34.83 | $1,122,710.22 |
DisclosureSEC source: 0001234452-12-000341 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 136,950 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| September 14, 2012 Filed Sep 18, 2012 18:18 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 3,617 | $0.00 Strike: $34.83 | $0.00 |
DisclosureSEC source: 0001234452-12-000322 · edgardoc.xml · derivative · entry 6 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Spouse Disclosed balance after: 0 Underlying: Common Stock · 3,617 shares Expires 2016-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| September 14, 2012 Filed Sep 18, 2012 18:18 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 21,383 | $0.00 Strike: $34.83 | $0.00 |
DisclosureSEC source: 0001234452-12-000322 · edgardoc.xml · derivative · entry 5 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,234 Underlying: Common Stock · 21,383 shares Expires 2016-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| September 14, 2012 Filed Sep 18, 2012 18:18 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 21,383 | $64.50 | $1,379,216.33 |
DisclosureSEC source: 0001234452-12-000322 · edgardoc.xml · nonDerivative · entry 4 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 104,716 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3 · price: The sale prices for this transaction ranged from $64.50 to $64.51 The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| September 14, 2012 Filed Sep 18, 2012 18:18 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 21,383 | $34.83 | $744,769.89 |
DisclosureSEC source: 0001234452-12-000322 · edgardoc.xml · nonDerivative · entry 3 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 126,099 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| September 14, 2012 Filed Sep 18, 2012 18:18 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 3,617 | $64.50 | $233,298.67 |
DisclosureSEC source: 0001234452-12-000322 · edgardoc.xml · nonDerivative · entry 2 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 104,716 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3 · price: The sale prices for this transaction ranged from $64.50 to $64.51 The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| September 14, 2012 Filed Sep 18, 2012 18:18 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 3,617 | $34.83 | $125,980.11 |
DisclosureSEC source: 0001234452-12-000322 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 108,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| September 04, 2012 Filed Sep 6, 2012 17:46 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $34.83 | $0.00 |
DisclosureSEC source: 0001234452-12-000312 · edgardoc.xml · derivative · entry 3 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Spouse Disclosed balance after: 3,617 Underlying: Common Stock · 50,000 shares Expires 2016-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| September 04, 2012 Filed Sep 6, 2012 17:46 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 50,000 | $60.97 | $3,048,635.00 |
DisclosureSEC source: 0001234452-12-000312 · edgardoc.xml · nonDerivative · entry 2 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 104,716 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3 · price: The sale prices for this transaction ranged from $60.5001 to $61.19. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| September 04, 2012 Filed Sep 6, 2012 17:46 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 50,000 | $34.83 | $1,741,500.00 |
DisclosureSEC source: 0001234452-12-000312 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 154,716 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| August 28, 2012 Filed Aug 31, 2012 00:43 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 128,080 | $0.00 Strike: $37.29 | $0.00 |
DisclosureSEC source: 0001234452-12-000304 · edgardoc.xml · derivative · entry 7 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Children's Trust Disclosed balance after: 0 Underlying: Common Stock · 128,080 shares Expires 2017-11-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| August 28, 2012 Filed Aug 31, 2012 00:43 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 156,356 | $0.00 Strike: $34.83 | $0.00 |
DisclosureSEC source: 0001234452-12-000304 · edgardoc.xml · derivative · entry 6 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Children's Trust Disclosed balance after: 0 Underlying: Common Stock · 156,356 shares Expires 2016-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| August 28, 2012 Filed Aug 31, 2012 00:43 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 128,080 | $62.13 | $7,957,213.35 |
DisclosureSEC source: 0001234452-12-000304 · edgardoc.xml · nonDerivative · entry 4 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Children's Trust Disclosed balance after: 0 F2 · price: The sale prices for this transaction ranged from $62.00 to $62.50. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Jeffrey Altman, trustee of the Altman Children's Trust dated 5/11/2010. Read SEC document |
| August 28, 2012 Filed Aug 31, 2012 00:43 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 128,080 | $37.29 | $4,776,103.20 |
DisclosureSEC source: 0001234452-12-000304 · edgardoc.xml · nonDerivative · entry 3 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Children's Trust Disclosed balance after: 128,080 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Jeffrey Altman, trustee of the Altman Children's Trust dated 5/11/2010. Read SEC document |
| August 28, 2012 Filed Aug 31, 2012 00:43 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 156,356 | $62.13 | $9,713,913.58 |
DisclosureSEC source: 0001234452-12-000304 · edgardoc.xml · nonDerivative · entry 2 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Children's Trust Disclosed balance after: 0 F2 · price: The sale prices for this transaction ranged from $62.00 to $62.50. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Jeffrey Altman, trustee of the Altman Children's Trust dated 5/11/2010. Read SEC document |
| August 28, 2012 Filed Aug 31, 2012 00:43 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 156,356 | $34.83 | $5,445,879.48 |
DisclosureSEC source: 0001234452-12-000304 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Children's Trust Disclosed balance after: 156,356 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Jeffrey Altman, trustee of the Altman Children's Trust dated 5/11/2010. Read SEC document |
| August 01, 2012 Filed Aug 3, 2012 16:58 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,562 | $0.00 Strike: $37.29 | $0.00 |
DisclosureSEC source: 0001234452-12-000287 · edgardoc.xml · derivative · entry 9 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Spouse Disclosed balance after: 0 Underlying: Common Stock · 5,562 shares Expires 2017-11-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| August 01, 2012 Filed Aug 3, 2012 16:58 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 19,210 | $0.00 Strike: $43.62 | $0.00 |
DisclosureSEC source: 0001234452-12-000287 · edgardoc.xml · derivative · entry 8 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,262 Underlying: Common Stock · 19,210 shares Expires 2014-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| August 01, 2012 Filed Aug 3, 2012 16:58 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 25,228 | $0.00 Strike: $37.29 | $0.00 |
DisclosureSEC source: 0001234452-12-000287 · edgardoc.xml · derivative · entry 7 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,334 Underlying: Common Stock · 25,228 shares Expires 2017-11-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| August 01, 2012 Filed Aug 3, 2012 16:58 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 5,562 | $59.85 | $332,859.56 |
DisclosureSEC source: 0001234452-12-000287 · edgardoc.xml · nonDerivative · entry 6 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 104,716 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3 · price: The sale prices for this transaction ranged from $59.50 to $60.03. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F4 · balance_after: Includes 209 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2012. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| August 01, 2012 Filed Aug 3, 2012 16:58 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 5,562 | $37.29 | $207,406.98 |
DisclosureSEC source: 0001234452-12-000287 · edgardoc.xml · nonDerivative · entry 5 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 110,278 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| August 01, 2012 Filed Aug 3, 2012 16:58 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 25,228 | $59.85 | $1,509,777.23 |
DisclosureSEC source: 0001234452-12-000287 · edgardoc.xml · nonDerivative · entry 4 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 104,716 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3 · price: The sale prices for this transaction ranged from $59.50 to $60.03. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| August 01, 2012 Filed Aug 3, 2012 16:58 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 25,228 | $37.29 | $940,752.12 |
DisclosureSEC source: 0001234452-12-000287 · edgardoc.xml · nonDerivative · entry 3 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 129,944 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| August 01, 2012 Filed Aug 3, 2012 16:58 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 19,210 | $59.85 | $1,149,628.21 |
DisclosureSEC source: 0001234452-12-000287 · edgardoc.xml · nonDerivative · entry 2 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 104,716 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3 · price: The sale prices for this transaction ranged from $59.50 to $60.03. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| August 01, 2012 Filed Aug 3, 2012 16:58 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 19,210 | $43.62 | $837,940.20 |
DisclosureSEC source: 0001234452-12-000287 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 123,926 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| July 27, 2012 Filed Jul 31, 2012 19:43 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 40,917 | $0.00 Strike: $37.29 | $0.00 |
DisclosureSEC source: 0001234452-12-000283 · edgardoc.xml · derivative · entry 6 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,562 Underlying: Common Stock · 40,917 shares Expires 2017-11-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| July 27, 2012 Filed Jul 31, 2012 19:43 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 9,083 | $0.00 Strike: $35.66 | $0.00 |
DisclosureSEC source: 0001234452-12-000283 · edgardoc.xml · derivative · entry 5 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,334 Underlying: Common Stock · 9,083 shares Expires 2018-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| July 27, 2012 Filed Jul 31, 2012 19:43 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 40,917 | $59.50 | $2,434,622.88 |
DisclosureSEC source: 0001234452-12-000283 · edgardoc.xml · nonDerivative · entry 4 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 104,507 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3 · price: The sale prices for this transaction ranged from $59.50 to $59.51. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.