Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DEXCOM INCDXCM · Entity 3114 | Director | May 28, 2026 | June 01, 2026 |
| Prospector Capital Corp.PRSR · Entity 144033 | Director | January 07, 2021 | January 07, 2021 |
| QUALCOMM INC/DEQCOM · Entity 2852 | Vice Chairman | December 31, 2013 | January 03, 2014 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DEXCOM INC
Report date May 28, 2026 · Filed June 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,565 |
Reported balance
After 2026-05-28 transaction · row 1
1 source rowRow 1 · 2026-05-28 · Grant · Acquired 5,565 · Balance 5,565 F1: The RSU Award was granted on May 28, 2026 and 100% of the RSU Award will vest on the earlier of the one year anniversary of the grant date or the date of DexCom, Inc.'s 2027 Annual Meeting of Stockholders. Each share is represented by a restricted stock unit (RSU) that represents a contingent right to receive one share of DexCom, Inc. Common Stock upon settlement. |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 63,667 |
Reported balance
Holding disclosure · report date 2026-05-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 63,667 F2: Shares are held by the Steven R. and Lisa J. Altman, TTEE's Altman Family Trust DTD 8/21/92, with respect to which the Reporting Person is a trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: The RSU Award was granted on May 28, 2026 and 100% of the RSU Award will vest on the earlier of the one year anniversary of the grant date or the date of DexCom, Inc.'s 2027 Annual Meeting of Stockholders. Each share is represented by a restricted stock unit (RSU) that represents a contingent right to receive one share of DexCom, Inc. Common Stock upon settlement.
F2: Shares are held by the Steven R. and Lisa J. Altman, TTEE's Altman Family Trust DTD 8/21/92, with respect to which the Reporting Person is a trustee.
Prospector Capital Corp.
Report date January 07, 2021 · Filed January 07, 2021
Jointly reported with Prospector Sponsor LLC, ABERLE DEREK K, Stone Nick
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Ordinary SharesSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2021-01-07 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: The Class B ordinary shares are convertible for the Issuer's Class A ordinary shares as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-251523) (the "Registration Statement") and have no expiration date. The Class B ordinary shares beneficially owned by the Reporting Persons include up to 1,125,000 Class B ordinary shares subject to forfeiture to the Issuer depending on the extent to which the underwriters' over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Registration Statement. F2: Prospector Sponsor LLC is the record holder of the securities reported herein. Derek Aberle, Nick Stone and Steve Altman are among the managing members of Prospector Sponsor LLC and share voting and investment discretion with respect to the securities held of record by Prospector Sponsor LLC. Each of the Messrs. Aberle, Stone and Altman disclaims any beneficial ownership of the securities held by Prospector Sponsor LLC other than to the extent of any pecuniary interest he may have therein, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: The Class B ordinary shares are convertible for the Issuer's Class A ordinary shares as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-251523) (the "Registration Statement") and have no expiration date. The Class B ordinary shares beneficially owned by the Reporting Persons include up to 1,125,000 Class B ordinary shares subject to forfeiture to the Issuer depending on the extent to which the underwriters' over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Registration Statement.
F2: Prospector Sponsor LLC is the record holder of the securities reported herein. Derek Aberle, Nick Stone and Steve Altman are among the managing members of Prospector Sponsor LLC and share voting and investment discretion with respect to the securities held of record by Prospector Sponsor LLC. Each of the Messrs. Aberle, Stone and Altman disclaims any beneficial ownership of the securities held by Prospector Sponsor LLC other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
QUALCOMM INC/DE
Report date December 31, 2013 · Filed January 03, 2014
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Trust | 51,745 |
Reported balance
After 2013-12-03 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2013-12-03 · Gift · Disposed 10,000 · Balance 51,745 F1: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. |
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $1.00 | Indirectby Grantor Trust | 62,214.592 |
Reported balance
After 2013-12-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2013-12-31 · Grant · Acquired 1,017 · Balance 62,214.592 F2: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F3: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company. F4: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. |
Filing footnotes · ownership attribution and instrument terms
F1: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.
F2: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.
F3: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company.
F4: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2019 Filed Oct 3, 2019 22:40 UTC | DEXCOM INC DXCM · Entity 3114 | SaleCommon Stock | 1,700 | $148.83 | $253,010.32 |
DisclosureSEC source: 0001093557-19-000223 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 49,604 F1 · shares: On August 6, 2018, Mr. Altman adopted a 10b5-1 Plan. This 10b5-1 Plan allows the orderly disposition of shares owned by Mr. Altman. The shares set forth above were sold pursuant to the 10b5-1 Plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $148.28 to $149.15. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F3 · ownership.nature: Shares are held by the Steven R. and Lisa J. Altman, TTEE's Altman Family Trust DTD 8/21/92, with respect to which the reporting person is a trustee. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 01:38 UTC | DEXCOM INC DXCM · Entity 3114 | SaleCommon Stock | 2,500 | $151.62 | $379,051.75 |
DisclosureSEC source: 0001093557-19-000169 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 51,304 F1 · shares: On August 6, 2018, Mr. Altman adopted a 10b5-1 Plan. This 10b5-1 Plan allows the orderly disposition of shares owned by Mr. Altman. The shares set forth above were sold pursuant to the 10b5-1 Plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $151.49 to $151.92. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F3 · ownership.nature: Shares are held by the Steven R. and Lisa J. Altman, TTEE's Altman Family Trust DTD 8/21/92, with respect to which the reporting person is a trustee. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 23:53 UTC | DEXCOM INC DXCM · Entity 3114 | GrantCommon Stock | 2,676 | $0.00 | $2.68 |
DisclosureSEC source: 0001093557-19-000147 · wf-form4_155969242489886.xml · nonDerivative · entry 2 ALTMAN STEVEN R · CIK 0001191307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,676 F2 · shares: The RSU Award was granted on May 31, 2019 and 100% of the RSU will vest on the earlier of the one year anniversary of the grant date or the date of DexCom Inc's 2020 Annual Meeting. Each share is represented by a restricted stock unit (RSU) that represents a contingent right to receive one share of DexCom, Inc. Common Stock upon settlement. F3 · balance_after: Represents 2,676 restricted stock units which were granted on May 31, 2019 and will vest on the earlier of the one year anniversary of the grant date or the date of DexCom Inc's 2020 Annual Meeting. Read SEC document |
| May 30, 2019 Filed Jun 4, 2019 23:53 UTC | DEXCOM INC DXCM · Entity 3114 | OtherCommon Stock | 3,449 | $0.00 | $0.00 |
DisclosureSEC source: 0001093557-19-000147 · wf-form4_155969242489886.xml · nonDerivative · entry 3 ALTMAN STEVEN R · CIK 0001191307 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 53,804 F1 · shares: Shares were transferred from direct ownership to ownership under the Steven R. and Lisa J. Altman, TTEE's Altman Family Trust DTD 8/21/92, upon vesting of previously awarded restricted stock units. F4 · ownership.nature: Shares are held by the Steven R. and Lisa J. Altman, TTEE's Altman Family Trust DTD 8/21/92, with respect to which the reporting person is a trustee. Read SEC document |
| May 30, 2019 Filed Jun 4, 2019 23:53 UTC | DEXCOM INC DXCM · Entity 3114 | OtherCommon Stock | 3,449 | $0.00 | $0.00 |
DisclosureSEC source: 0001093557-19-000147 · wf-form4_155969242489886.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Shares were transferred from direct ownership to ownership under the Steven R. and Lisa J. Altman, TTEE's Altman Family Trust DTD 8/21/92, upon vesting of previously awarded restricted stock units. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 23:09 UTC | DEXCOM INC DXCM · Entity 3114 | SaleCommon Stock | 2,500 | $119.60 | $298,999.00 |
DisclosureSEC source: 0001093557-19-000093 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 50,355 F1 · shares: On August 6, 2018, Mr. Altman adopted a 10b5-1 Plan. This 10b5-1 Plan allows the orderly disposition of shares owned by Mr. Altman. The shares set forth above were sold pursuant to the 10b5-1 Plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $119.11 to $119.95. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F3 · ownership.nature: Shares are held by the Steven R. and Lisa J. Altman, TTEE's Altman Family Trust DTD 8/21/92, with respect to which the reporting person is a trustee. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 22:03 UTC | DEXCOM INC DXCM · Entity 3114 | SaleCommon Stock | 2,500 | $117.04 | $292,593.25 |
DisclosureSEC source: 0001093557-19-000005 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 52,855 F1 · shares: On August 6, 2018, Mr. Altman adopted a 10b5-1 Plan. This 10b5-1 Plan allows the orderly disposition of shares owned by Mr. Altman. The shares set forth above were sold pursuant to the 10b5-1 Plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $117.01 to $117.33. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F3 · ownership.nature: Shares are held by the Steven R. and Lisa J. Altman, TTEE's Altman Family Trust DTD 8/21/92, with respect to which the reporting person is a trustee. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:50 UTC | DEXCOM INC DXCM · Entity 3114 | SaleCommon Stock | 100 | $140.88 | $14,087.50 |
DisclosureSEC source: 0001093557-18-000213 · edgardoc.xml · nonDerivative · entry 7 ALTMAN STEVEN R · CIK 0001191307 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 55,355 F1 · shares: On August 6, 2018, Mr. Altman adopted a 10b5-1 Plan. This 10b5-1 Plan allows the orderly disposition of shares owned by Mr. Altman. The shares set forth above were sold pursuant to the 10b5-1 Plan. F3 · ownership.nature: Shares are held by the Steven R. and Lisa J. Altman, TTEE's Altman Family Trust DTD 8/21/92, with respect to which the reporting person is a trustee. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:50 UTC | DEXCOM INC DXCM · Entity 3114 | SaleCommon Stock | 100 | $139.14 | $13,914.00 |
DisclosureSEC source: 0001093557-18-000213 · edgardoc.xml · nonDerivative · entry 6 ALTMAN STEVEN R · CIK 0001191307 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 55,455 F1 · shares: On August 6, 2018, Mr. Altman adopted a 10b5-1 Plan. This 10b5-1 Plan allows the orderly disposition of shares owned by Mr. Altman. The shares set forth above were sold pursuant to the 10b5-1 Plan. F3 · ownership.nature: Shares are held by the Steven R. and Lisa J. Altman, TTEE's Altman Family Trust DTD 8/21/92, with respect to which the reporting person is a trustee. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:50 UTC | DEXCOM INC DXCM · Entity 3114 | SaleCommon Stock | 300 | $138.08 | $41,422.50 |
DisclosureSEC source: 0001093557-18-000213 · edgardoc.xml · nonDerivative · entry 5 ALTMAN STEVEN R · CIK 0001191307 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 55,555 F1 · shares: On August 6, 2018, Mr. Altman adopted a 10b5-1 Plan. This 10b5-1 Plan allows the orderly disposition of shares owned by Mr. Altman. The shares set forth above were sold pursuant to the 10b5-1 Plan. F7 · price: This transaction was executed in multiple trades at prices ranging from $137.80 to $138.24. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F3 · ownership.nature: Shares are held by the Steven R. and Lisa J. Altman, TTEE's Altman Family Trust DTD 8/21/92, with respect to which the reporting person is a trustee. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:50 UTC | DEXCOM INC DXCM · Entity 3114 | SaleCommon Stock | 650 | $137.01 | $89,054.49 |
DisclosureSEC source: 0001093557-18-000213 · edgardoc.xml · nonDerivative · entry 4 ALTMAN STEVEN R · CIK 0001191307 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 55,855 F1 · shares: On August 6, 2018, Mr. Altman adopted a 10b5-1 Plan. This 10b5-1 Plan allows the orderly disposition of shares owned by Mr. Altman. The shares set forth above were sold pursuant to the 10b5-1 Plan. F6 · price: This transaction was executed in multiple trades at prices ranging from $136.72 to $137.41. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F3 · ownership.nature: Shares are held by the Steven R. and Lisa J. Altman, TTEE's Altman Family Trust DTD 8/21/92, with respect to which the reporting person is a trustee. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:50 UTC | DEXCOM INC DXCM · Entity 3114 | SaleCommon Stock | 300 | $135.82 | $40,744.50 |
DisclosureSEC source: 0001093557-18-000213 · edgardoc.xml · nonDerivative · entry 3 ALTMAN STEVEN R · CIK 0001191307 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 56,505 F1 · shares: On August 6, 2018, Mr. Altman adopted a 10b5-1 Plan. This 10b5-1 Plan allows the orderly disposition of shares owned by Mr. Altman. The shares set forth above were sold pursuant to the 10b5-1 Plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $135.37 to $136.07. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:50 UTC | DEXCOM INC DXCM · Entity 3114 | SaleCommon Stock | 700 | $133.53 | $93,472.47 |
DisclosureSEC source: 0001093557-18-000213 · edgardoc.xml · nonDerivative · entry 2 ALTMAN STEVEN R · CIK 0001191307 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 56,805 F1 · shares: On August 6, 2018, Mr. Altman adopted a 10b5-1 Plan. This 10b5-1 Plan allows the orderly disposition of shares owned by Mr. Altman. The shares set forth above were sold pursuant to the 10b5-1 Plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $133.21 to $133.90. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F3 · ownership.nature: Shares are held by the Steven R. and Lisa J. Altman, TTEE's Altman Family Trust DTD 8/21/92, with respect to which the reporting person is a trustee. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:50 UTC | DEXCOM INC DXCM · Entity 3114 | SaleCommon Stock | 350 | $132.68 | $46,438.49 |
DisclosureSEC source: 0001093557-18-000213 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 57,505 F1 · shares: On August 6, 2018, Mr. Altman adopted a 10b5-1 Plan. This 10b5-1 Plan allows the orderly disposition of shares owned by Mr. Altman. The shares set forth above were sold pursuant to the 10b5-1 Plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $132.14 to $133.06. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F3 · ownership.nature: Shares are held by the Steven R. and Lisa J. Altman, TTEE's Altman Family Trust DTD 8/21/92, with respect to which the reporting person is a trustee. Read SEC document |
| August 24, 2018 Filed Aug 29, 2018 00:32 UTC | DEXCOM INC DXCM · Entity 3114 | SaleCommon Stock | 5,000 | $136.47 | $682,359.00 |
DisclosureSEC source: 0001093557-18-000181 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Foundation Disclosed balance after: 0 F1 · price: This transaction was executed in multiple trades at prices ranging from $136.47 to $136.56. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F2 · ownership.nature: Shares held by The Lisa and Steve Altman Family Foundation with respect to which the reporting person is an authorized agent. Read SEC document |
| August 24, 2018 Filed Feb 15, 2019 22:19 UTC | DEXCOM INC DXCM · Entity 3114 | OtherCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001093557-19-000031 · edgardoc.xml · nonDerivative · entry 4 ALTMAN STEVEN R · CIK 0001191307 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 57,855 F2 · shares: Shares were transferred from the Steven R. and Lisa J. Altman, TTEE's Altman Family Trust DTD 8/21/92, to ownership under The Lisa and Steve Altman Family Foundation with respect to which the reporting person is an authorized agent. Read SEC document |
| August 24, 2018 Filed Feb 15, 2019 22:19 UTC | DEXCOM INC DXCM · Entity 3114 | OtherCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001093557-19-000031 · edgardoc.xml · nonDerivative · entry 2 ALTMAN STEVEN R · CIK 0001191307 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Foundation Disclosed balance after: 5,000 F2 · shares: Shares were transferred from the Steven R. and Lisa J. Altman, TTEE's Altman Family Trust DTD 8/21/92, to ownership under The Lisa and Steve Altman Family Foundation with respect to which the reporting person is an authorized agent. Read SEC document |
| June 01, 2018 Filed Jun 27, 2018 00:00 UTC Amendment | DEXCOM INC DXCM · Entity 3114 | GrantCommon Stock | 3,449 | $0.00 | $3.45 |
DisclosureSEC source: 0001093557-18-000127 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,449 F1 · shares: The RSU Award was granted on June 1, 2018 and 100% of the RSU will vest on the earlier of the one year anniversary of the grant date or the date of DexCom Inc's 2019 Annual Meeting. Each share is represented by a restricted stock unit (RSU) that represents a contingent right to receive one share of DexCom, Inc. commom stock upon settlement. Read SEC document |
| June 01, 2018 Filed Feb 15, 2019 22:19 UTC | DEXCOM INC DXCM · Entity 3114 | OtherCommon Stock | 4,353 | $0.00 | $0.00 |
DisclosureSEC source: 0001093557-19-000031 · edgardoc.xml · nonDerivative · entry 3 ALTMAN STEVEN R · CIK 0001191307 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 62,855 F1 · shares: Shares were transferred from direct ownership to ownership under the Steven R. and Lisa J. Altman, TTEE's Altman Family Trust DTD 8/21/92, upon vesting of previously awarded restricted stock units. Read SEC document |
| June 01, 2018 Filed Feb 15, 2019 22:19 UTC | DEXCOM INC DXCM · Entity 3114 | OtherCommon Stock | 4,353 | $0.00 | $0.00 |
DisclosureSEC source: 0001093557-19-000031 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,449 F1 · shares: Shares were transferred from direct ownership to ownership under the Steven R. and Lisa J. Altman, TTEE's Altman Family Trust DTD 8/21/92, upon vesting of previously awarded restricted stock units. Read SEC document |
| May 31, 2018 Filed Jun 5, 2018 00:01 UTC | DEXCOM INC DXCM · Entity 3114 | GrantCommon Stock | 3,457 | $0.00 | $3.46 |
DisclosureSEC source: 0001093557-18-000112 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,810 F1 · security: Each share is represented by a restricted stock unit (RSU) that represents a contingent right to receive one share of DexCom, Inc. commom stock upon settlement. F2 · shares: The RSU Award was granted on May 31, 2018 and 100% of the RSU will vest on the earlier of the one year anniversary of the grant date or the date of DexCom Inc's 2019 Annual Meeting. F3 · balance_after: Represents 7,810 unvested restricted stock units, 4,353 of which were granted on June 1, 2017 and shall vest on June 1, 2018 and 3,457 of which were granted on May 31, 2018 and will vest on the earlier of the one year anniversary of the grant date or the date of DexCom Inc's 2019 Annual Meeting. Read SEC document |
| November 07, 2017 Filed Nov 10, 2017 01:19 UTC | DEXCOM INC DXCM · Entity 3114 | PurchaseCommon Stock | 25,000 | $50.01 | $1,250,250.00 |
DisclosureSEC source: 0001093557-17-000225 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 58,502 F1 · ownership.nature: Shares are held by the Steven R. and Lisa J. Altman, TTEE's Altman Family Trust DTD 8/21/92, with respect to which the reporting person is a trustee. Read SEC document |
| November 06, 2017 Filed Nov 9, 2017 01:44 UTC | DEXCOM INC DXCM · Entity 3114 | PurchaseCommon Stock | 10,000 | $49.61 | $496,100.00 |
DisclosureSEC source: 0001093557-17-000223 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 33,502 F1 · ownership.nature: Shares are held by the Steven R. and Lisa J. Altman, TTEE's Altman Family Trust DTD 8/21/92, with respect to which the reporting person is a trustee. Read SEC document |
| June 01, 2017 Filed Jun 6, 2017 00:47 UTC | DEXCOM INC DXCM · Entity 3114 | GrantCommon Stock | 4,353 | $0.00 | $4.35 |
DisclosureSEC source: 0001093557-17-000144 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,353 F1 · shares: Share units are restricted and subject to vesting in one annual installment from the date of grant. Share units represent a contingent right to receive one share of DexCom, Inc. common stock. Read SEC document |
| December 31, 2013 Filed Jan 3, 2014 19:32 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 1,017 | $66.60 Strike: $1.00 | $67,731.69 |
DisclosureSEC source: 0001234452-14-000016 · edgardoc.xml · derivative · entry 2 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 62,214.592 Underlying: Common Stock · 1,017 shares Expires not disclosed F2 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F3 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company. F4 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F2 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| December 03, 2013 Filed Jan 3, 2014 19:32 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-14-000016 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 51,745 F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| November 29, 2013 Filed Dec 3, 2013 22:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 49,925 | $73.66 | $3,677,380.64 |
DisclosureSEC source: 0001234452-13-000619 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 61,745 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F2 · price: The sale prices for this transaction ranged from $73.39 to $73.88. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| November 25, 2013 Filed Nov 26, 2013 21:12 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 53,540 | $72.49 | $3,881,114.60 |
DisclosureSEC source: 0001234452-13-000586 · edgardoc.xml · nonDerivative · entry 2 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 112,609 F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| November 25, 2013 Filed Nov 26, 2013 21:12 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantCommon Stock | 104,404 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000586 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 166,149 F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| November 25, 2013 Filed Dec 3, 2013 22:06 UTC Amendment | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 54,479 | $72.49 | $3,949,182.71 |
DisclosureSEC source: 0001234452-13-000609 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 111,670 F1 · shares: Correction of taxes withheld on the RSU shares released. F2 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| November 20, 2013 Filed Nov 21, 2013 23:50 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 3,413 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000557 · edgardoc.xml · derivative · entry 4 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,828 Underlying: Common Stock · 3,413 shares Expires 2023-09-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Upon vesting, the restricted stock units will be paid out in whole shares of common stock. Read SEC document |
| November 20, 2013 Filed Nov 21, 2013 23:50 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 1,781 | $71.03 | $126,504.43 |
DisclosureSEC source: 0001234452-13-000557 · edgardoc.xml · nonDerivative · entry 3 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 61,745 F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| November 20, 2013 Filed Nov 21, 2013 23:50 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 3,413 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000557 · edgardoc.xml · nonDerivative · entry 2 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 63,526 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| November 14, 2013 Filed Nov 21, 2013 23:50 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GiftCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000557 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 60,113 F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| November 13, 2013 Filed Nov 14, 2013 00:50 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 28,938 | $0.00 Strike: $44.75 | $0.00 |
DisclosureSEC source: 0001234452-13-000512 · edgardoc.xml · derivative · entry 7 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,938 shares Expires 2019-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant. Read SEC document |
| November 13, 2013 Filed Nov 14, 2013 00:50 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 9,084 | $0.00 Strike: $35.66 | $0.00 |
DisclosureSEC source: 0001234452-13-000512 · edgardoc.xml · derivative · entry 6 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,084 shares Expires 2018-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| November 13, 2013 Filed Nov 14, 2013 00:50 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 9,084 | $69.55 | $631,794.93 |
DisclosureSEC source: 0001234452-13-000512 · edgardoc.xml · nonDerivative · entry 5 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 80,113 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F4 · price: The sale prices for this transaction ranged from $69.50 to $69.60. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| November 13, 2013 Filed Nov 14, 2013 00:50 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 9,084 | $35.66 | $323,935.44 |
DisclosureSEC source: 0001234452-13-000512 · edgardoc.xml · nonDerivative · entry 4 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 89,197 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| November 13, 2013 Filed Nov 14, 2013 00:50 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 28,938 | $69.55 | $2,012,646.58 |
DisclosureSEC source: 0001234452-13-000512 · edgardoc.xml · nonDerivative · entry 3 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 80,113 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F4 · price: The sale prices for this transaction ranged from $69.50 to $69.60. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| November 13, 2013 Filed Nov 14, 2013 00:50 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 28,938 | $44.75 | $1,294,975.50 |
DisclosureSEC source: 0001234452-13-000512 · edgardoc.xml · nonDerivative · entry 2 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 109,051 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| November 12, 2013 Filed Nov 14, 2013 00:50 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 13,879 | $67.87 | $942,024.63 |
DisclosureSEC source: 0001234452-13-000512 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 80,113 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F2 · price: The sale prices for this transaction ranged from $67.62 to $68.185. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| November 08, 2013 Filed Nov 12, 2013 23:21 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 2,285.6631 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000492 · edgardoc.xml · derivative · entry 4 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,285.6631 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These dividend equivalents vest the same as the underlying restricted stock units. F3 · derivative.expiration_date: These dividend equivalents vest the same as the underlying restricted stock units. Read SEC document |
| November 08, 2013 Filed Nov 12, 2013 23:21 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 26,739.1193 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000492 · edgardoc.xml · derivative · entry 3 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,739.1193 shares Expires 2020-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These shares are represented by restricted stock units. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock. Read SEC document |
| November 08, 2013 Filed Nov 12, 2013 23:21 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 15,145 | $67.45 | $1,021,530.25 |
DisclosureSEC source: 0001234452-13-000492 · edgardoc.xml · nonDerivative · entry 2 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 93,992 F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| November 08, 2013 Filed Nov 12, 2013 23:21 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 29,024.7824 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000492 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 109,137.7824 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| October 07, 2013 Filed Oct 8, 2013 18:40 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 9,083 | $0.00 Strike: $35.66 | $0.00 |
DisclosureSEC source: 0001234452-13-000445 · edgardoc.xml · derivative · entry 3 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,084 Underlying: Common Stock · 9,083 shares Expires 2018-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| October 07, 2013 Filed Oct 8, 2013 18:40 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 9,083 | $66.30 | $602,202.90 |
DisclosureSEC source: 0001234452-13-000445 · edgardoc.xml · nonDerivative · entry 2 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 80,113 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| October 07, 2013 Filed Oct 8, 2013 18:40 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 9,083 | $35.66 | $323,899.78 |
DisclosureSEC source: 0001234452-13-000445 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 89,196 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| October 01, 2013 Filed Oct 3, 2013 18:57 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 58,559 | $0.00 Strike: $44.75 | $0.00 |
DisclosureSEC source: 0001234452-13-000421 · edgardoc.xml · derivative · entry 3 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,938 Underlying: Common Stock · 58,559 shares Expires 2019-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant. Read SEC document |
| October 01, 2013 Filed Oct 3, 2013 18:57 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 58,559 | $67.39 | $3,946,250.02 |
DisclosureSEC source: 0001234452-13-000421 · edgardoc.xml · nonDerivative · entry 2 ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 80,113 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3 · price: The sale prices for this transaction ranged from $67.2675 to $67.53. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.