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person · Reporting owner

Israel James

Disclosed activity across 2 companies

Tapewire entity
16557
SEC CIK
0001350112

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DEERE & CODE · Entity 106President, Worldwide FinancialJanuary 29, 2014January 31, 2014

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DEERE & CO

Report date January 29, 2014 · Filed January 31, 2014

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
$1 Par Common StockSEC Table I · non-derivativeDirect45,442 Reported balance After 2014-01-29 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2014-01-29 · Gift · Disposed 3,851 · Balance 45,442

F1: Transfer of shares to a trust account for the benefit of the reporting person and his spouse.

F2: Includes 45,442 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

$1 Par Common StockSEC Table I · non-derivativeIndirectBy Trust9,252 Reported balance After 2014-01-29 transaction · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · 2014-01-29 · Gift · Acquired 3,851 · Balance 9,252

F1: Transfer of shares to a trust account for the benefit of the reporting person and his spouse.

$1 Par Common StockSEC Table I · non-derivativeIndirectBy Trust14,200 Reported balance Holding disclosure · report date 2014-01-29 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 14,200

F3: Shares held by family trust for the benefit of reporting person's spouse and children.

Filing footnotes · ownership attribution and instrument terms

F1: Transfer of shares to a trust account for the benefit of the reporting person and his spouse.

F2: Includes 45,442 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

F3: Shares held by family trust for the benefit of reporting person's spouse and children.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Great Western Bancorp, Inc.

Report date February 01, 2022 · Filed February 03, 2022

Section 16 reporting ended · disclosed 2022-02-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect11,606 Ending reported balance After 2022-02-01 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2022-02-01 · Exercise / conversion · Acquired 1,522 · Balance 1,522

F1: The restricted stock units vested 100% on the grant date, December 2, 2016. The restricted stock units were delivered upon change in control.

Row 2 · 2022-02-01 · Exercise / conversion · Acquired 1,461 · Balance 2,983

F2: The restricted stock units vested 100% on the grant date, December 1, 2017. The restricted stock units were delivered upon change in control.

Row 3 · 2022-02-01 · Exercise / conversion · Acquired 1,608 · Balance 4,591

F3: The restricted stock units vested 100% on the grant date, November 30, 2018. The restricted stock units were delivered upon change in control.

Row 4 · 2022-02-01 · Exercise / conversion · Acquired 1,746 · Balance 6,337

F4: The restricted stock units vested 100% on the grant date, November 29, 2019. The restricted stock units were delivered upon change in control.

Row 5 · 2022-02-01 · Exercise / conversion · Acquired 3,476 · Balance 9,813

F5: The restricted stock units vested 100% on the grant date, November 27, 2020. The restricted stock units were delivered upon change in control.

Row 6 · 2022-02-01 · Exercise / conversion · Acquired 1,793 · Balance 11,606

F6: The restricted stock units vested 100% on the grant date, November 26, 2021. The restricted stock units were delivered upon change in control.

Restricted Stock Units - 2016SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-02-01 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2022-02-01 · Exercise / conversion · Disposed 1,522 · Balance 0

F7: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.

F1: The restricted stock units vested 100% on the grant date, December 2, 2016. The restricted stock units were delivered upon change in control.

Restricted Stock Units - 2017SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-02-01 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2022-02-01 · Exercise / conversion · Disposed 1,461 · Balance 0

F7: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.

F2: The restricted stock units vested 100% on the grant date, December 1, 2017. The restricted stock units were delivered upon change in control.

Restricted Stock Units - 2018SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-02-01 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2022-02-01 · Exercise / conversion · Disposed 1,608 · Balance 0

F7: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.

F3: The restricted stock units vested 100% on the grant date, November 30, 2018. The restricted stock units were delivered upon change in control.

Restricted Stock Units - 2019SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-02-01 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2022-02-01 · Exercise / conversion · Disposed 1,746 · Balance 0

F7: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.

F4: The restricted stock units vested 100% on the grant date, November 29, 2019. The restricted stock units were delivered upon change in control.

Restricted Stock Units - 2020SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-02-01 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2022-02-01 · Exercise / conversion · Disposed 3,476 · Balance 0

F7: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.

F5: The restricted stock units vested 100% on the grant date, November 27, 2020. The restricted stock units were delivered upon change in control.

Restricted Stock Units - 2021SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-02-01 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2022-02-01 · Exercise / conversion · Disposed 1,793 · Balance 0

F7: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.

F6: The restricted stock units vested 100% on the grant date, November 26, 2021. The restricted stock units were delivered upon change in control.

Filing footnotes · ownership attribution and instrument terms

F1: The restricted stock units vested 100% on the grant date, December 2, 2016. The restricted stock units were delivered upon change in control.

F2: The restricted stock units vested 100% on the grant date, December 1, 2017. The restricted stock units were delivered upon change in control.

F3: The restricted stock units vested 100% on the grant date, November 30, 2018. The restricted stock units were delivered upon change in control.

F4: The restricted stock units vested 100% on the grant date, November 29, 2019. The restricted stock units were delivered upon change in control.

F5: The restricted stock units vested 100% on the grant date, November 27, 2020. The restricted stock units were delivered upon change in control.

F6: The restricted stock units vested 100% on the grant date, November 26, 2021. The restricted stock units were delivered upon change in control.

F7: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 06, 2012 Filed Jun 14, 2012 15:59 UTC DEERE & CO DE · Entity 106 GiftMarket Priced Options · Derivative 10,041 $0.00 Strike: $88.82 $0.00
Disclosure

SEC source: 0000315189-12-000033 · primary_doc.xml · derivative · entry 6

Israel James · CIK 0001350112 · President,John Deere Financial

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 10,041

Underlying: Common Stock · 10,041 shares

Expires 2017-12-05

F3 · security: Gift of employee stock options to a family trust for the benefit of spouse and children.

F5 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 5, 2008, 2009 and 2010.

Read SEC document
June 06, 2012 Filed Jun 14, 2012 15:59 UTC DEERE & CO DE · Entity 106 GiftMarket Priced Options · Derivative 10,041 $0.00 Strike: $88.82 $0.00
Disclosure

SEC source: 0000315189-12-000033 · primary_doc.xml · derivative · entry 5

Israel James · CIK 0001350112 · President,John Deere Financial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,041

Underlying: Common Stock · 10,041 shares

Expires 2017-12-05

F3 · security: Gift of employee stock options to a family trust for the benefit of spouse and children.

F5 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 5, 2008, 2009 and 2010.

Read SEC document
June 06, 2012 Filed Jun 14, 2012 15:59 UTC DEERE & CO DE · Entity 106 GiftMarket Priced Options · Derivative 16,760 $0.00 Strike: $48.38 $0.00
Disclosure

SEC source: 0000315189-12-000033 · primary_doc.xml · derivative · entry 4

Israel James · CIK 0001350112 · President,John Deere Financial

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 16,760

Underlying: Common Stock · 16,760 shares

Expires 2016-12-06

F3 · security: Gift of employee stock options to a family trust for the benefit of spouse and children.

F4 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 6, 2007, 2008 and 2009

Read SEC document
June 06, 2012 Filed Jun 14, 2012 15:59 UTC DEERE & CO DE · Entity 106 GiftMarket Priced Options · Derivative 16,760 $0.00 Strike: $48.38 $0.00
Disclosure

SEC source: 0000315189-12-000033 · primary_doc.xml · derivative · entry 3

Israel James · CIK 0001350112 · President,John Deere Financial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,760

Underlying: Common Stock · 16,760 shares

Expires 2016-12-06

F3 · security: Gift of employee stock options to a family trust for the benefit of spouse and children.

F4 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 6, 2007, 2008 and 2009

Read SEC document
June 06, 2012 Filed Jun 14, 2012 15:59 UTC DEERE & CO DE · Entity 106 Gift$1 Par Common Stock 14,200 $0.00 $0.00
Disclosure

SEC source: 0000315189-12-000033 · primary_doc.xml · nonDerivative · entry 2

Israel James · CIK 0001350112 · President,John Deere Financial

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 19,601

F1 · security: Gift of shares to a family trust for the benefit of spouse and children.

F2 · balance_after: The reporting person also directly beneficially owns 35,843 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

Read SEC document
June 06, 2012 Filed Jun 14, 2012 15:59 UTC DEERE & CO DE · Entity 106 Gift$1 Par Common Stock 14,200 $0.00 $0.00
Disclosure

SEC source: 0000315189-12-000033 · primary_doc.xml · nonDerivative · entry 1

Israel James · CIK 0001350112 · President,John Deere Financial

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 5,401

F1 · security: Gift of shares to a family trust for the benefit of spouse and children.

Read SEC document
June 06, 2012 Filed Jun 18, 2012 15:15 UTC Amendment DEERE & CO DE · Entity 106 GiftMarket Priced Options · Derivative 17,021 $0.00 Strike: $52.25 $0.00
Disclosure

SEC source: 0000315189-12-000036 · primary_doc.xml · derivative · entry 1

Israel James · CIK 0001350112 · President,John Deere Financial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,787

Underlying: Common Stock · 17,021 shares

Expires 2019-12-09

F1 · security: Amendment to correct Number of derivative Securities Beneficially Owned Following Reported Transaction (column 9). Gift of employee stock options to a family trust previously reported on June 14, 2012.

F2 · derivative.exercise_date: The options became exercisable in two approximately equal installments on December 9, 2010 and December 9, 2011.

Read SEC document
December 14, 2011 Filed Dec 15, 2011 18:15 UTC DEERE & CO DE · Entity 106 GrantMarket Priced Options · Derivative 24,287 $0.00 Strike: $74.24 $0.00
Disclosure

SEC source: 0000315189-11-000056 · primary_doc.xml · derivative · entry 4

Israel James · CIK 0001350112 · President,John Deere Financial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,287

Underlying: Common Stock · 24,287 shares

Expires 2021-12-14

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F5 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 14, 2012, December 14, 2013, and December 14, 2014.

Read SEC document
December 14, 2011 Filed Dec 15, 2011 18:15 UTC DEERE & CO DE · Entity 106 Grant$1 Par Common Stock 5,259 $0.00 $0.00
Disclosure

SEC source: 0000315189-11-000056 · primary_doc.xml · nonDerivative · entry 3

Israel James · CIK 0001350112 · President,John Deere Financial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,843

F2 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations.

F3 · balance_after: Includes 35,843 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. The reporting person also indirectly beneficially owns 19,601 shares directly owned by a family trust.

Read SEC document
December 09, 2011 Filed Dec 15, 2011 18:15 UTC DEERE & CO DE · Entity 106 Gift$1 Par Common Stock 6,430 $0.00 $0.00
Disclosure

SEC source: 0000315189-11-000056 · primary_doc.xml · nonDerivative · entry 2

Israel James · CIK 0001350112 · President,John Deere Financial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,584

F1 · security: Represents a transfer of shares to a trust for the benefit of the reporting person and his spouse. Reporting person and spouse are co-trustees of the trust.

Read SEC document
December 06, 2011 Filed Dec 8, 2011 20:42 UTC DEERE & CO DE · Entity 106 Tax withholding$1 Par Common Stock 4,742 $78.14 $370,539.88
Disclosure

SEC source: 0000315189-11-000047 · primary_doc.xml · nonDerivative · entry 1

Israel James · CIK 0001350112 · President,John Deere Financial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,185

F1 · security: Exempt withholding of shares to satisfy tax withholding obligations upon conversion of restricted stock units to unrestricted shares.

F2 · balance_after: Includes 30,584 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

Read SEC document
March 22, 2011 Filed Dec 15, 2011 18:15 UTC DEERE & CO DE · Entity 106 Gift$1 Par Common Stock 13,171 $0.00 $0.00
Disclosure

SEC source: 0000315189-11-000056 · primary_doc.xml · nonDerivative · entry 1

Israel James · CIK 0001350112 · President,John Deere Financial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,014

F1 · security: Represents a transfer of shares to a trust for the benefit of the reporting person and his spouse. Reporting person and spouse are co-trustees of the trust.

Read SEC document
February 01, 2011 Filed Feb 1, 2011 16:15 UTC DEERE & CO DE · Entity 106 Exercise / conversionMarket Priced Options · Derivative 28,472 $0.00 Strike: $39.67 $0.00
Disclosure

SEC source: 0000315189-11-000007 · primary_doc.xml · derivative · entry 3

Israel James · CIK 0001350112 · President, John Deere Credit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,025

Underlying: Common Stock · 28,472 shares

Expires 2018-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 3 June 2010.

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 17, 2009, December 17, 2010 and December 17, 2011.

Read SEC document
February 01, 2011 Filed Feb 1, 2011 16:15 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 28,472 $92.00 $2,619,424.00
Disclosure

SEC source: 0000315189-11-000007 · primary_doc.xml · nonDerivative · entry 2

Israel James · CIK 0001350112 · President, John Deere Credit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,927

F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 3 June 2010.

F2 · balance_after: Includes 41,756 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

Read SEC document
February 01, 2011 Filed Feb 1, 2011 16:15 UTC DEERE & CO DE · Entity 106 Exercise / conversion$1 Par Common Stock 28,472 $39.67 $1,129,341.88
Disclosure

SEC source: 0000315189-11-000007 · primary_doc.xml · nonDerivative · entry 1

Israel James · CIK 0001350112 · President, John Deere Credit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 3 June 2010.

Read SEC document
December 08, 2010 Filed Dec 9, 2010 17:58 UTC DEERE & CO DE · Entity 106 GrantMarket Priced Options · Derivative 20,376 $0.00 Strike: $80.61 $0.00
Disclosure

SEC source: 0000315189-10-000046 · primary_doc.xml · derivative · entry 3

Israel James · CIK 0001350112 · President, John Deere Credit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,376

Underlying: Common Stock · 20,376 shares

Expires 2020-12-08

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F5 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 8, 2011, December 8, 2012, and December 8, 2013.

Read SEC document
December 08, 2010 Filed Dec 9, 2010 17:58 UTC DEERE & CO DE · Entity 106 Grant$1 Par Common Stock 4,624 $0.00 $0.00
Disclosure

SEC source: 0000315189-10-000046 · primary_doc.xml · nonDerivative · entry 2

Israel James · CIK 0001350112 · President, John Deere Credit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,927

F2 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan.

F3 · balance_after: Includes 41,756 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

Read SEC document
December 07, 2010 Filed Dec 9, 2010 17:58 UTC DEERE & CO DE · Entity 106 Tax withholding$1 Par Common Stock 4,906 $81.20 $398,367.20
Disclosure

SEC source: 0000315189-10-000046 · primary_doc.xml · nonDerivative · entry 1

Israel James · CIK 0001350112 · President, John Deere Credit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,303

F1 · security: Exempt withholding of shares to satisfy tax withholding obligations upon conversion of restricted stock units to unrestricted shares.

Read SEC document
September 01, 2010 Filed Sep 1, 2010 16:22 UTC DEERE & CO DE · Entity 106 Exercise / conversionMarket Priced Options · Derivative 12,948 $0.00 Strike: $34.44 $0.00
Disclosure

SEC source: 0000315189-10-000033 · primary_doc.xml · derivative · entry 3

Israel James · CIK 0001350112 · President, John Deere Credit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,948 shares

Expires 2015-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 3 June 2010.

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

Read SEC document
September 01, 2010 Filed Sep 1, 2010 16:22 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 12,948 $66.00 $854,568.00
Disclosure

SEC source: 0000315189-10-000033 · primary_doc.xml · nonDerivative · entry 2

Israel James · CIK 0001350112 · President, John Deere Credit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,209

F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 3 June 2010.

F2 · balance_after: Includes 50,210 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

Read SEC document
September 01, 2010 Filed Sep 1, 2010 16:22 UTC DEERE & CO DE · Entity 106 Exercise / conversion$1 Par Common Stock 12,948 $34.44 $445,929.12
Disclosure

SEC source: 0000315189-10-000033 · primary_doc.xml · nonDerivative · entry 1

Israel James · CIK 0001350112 · President, John Deere Credit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 3 June 2010.

Read SEC document
December 09, 2009 Filed Dec 10, 2009 21:05 UTC DEERE & CO DE · Entity 106 GrantMarket Priced Options · Derivative 50,808 $0.00 Strike: $52.25 $0.00
Disclosure

SEC source: 0000315189-09-000041 · primary_doc.xml · derivative · entry 3

Israel James · CIK 0001350112 · President, John Deere Credit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,808

Underlying: Common Stock · 50,808 shares

Expires 2019-12-09

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F5 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 9, 2010, December 9, 2011 and December 9, 2012.

Read SEC document
December 09, 2009 Filed Dec 10, 2009 21:05 UTC DEERE & CO DE · Entity 106 Grant$1 Par Common Stock 5,101 $0.00 $0.00
Disclosure

SEC source: 0000315189-09-000041 · primary_doc.xml · nonDerivative · entry 2

Israel James · CIK 0001350112 · President, John Deere Credit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,078

F2 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan.

F3 · balance_after: Includes 50,210 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

Read SEC document
December 08, 2009 Filed Dec 10, 2009 21:05 UTC DEERE & CO DE · Entity 106 Tax withholding$1 Par Common Stock 2,818 $52.58 $148,170.44
Disclosure

SEC source: 0000315189-09-000041 · primary_doc.xml · nonDerivative · entry 1

Israel James · CIK 0001350112 · President, John Deere Credit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,977

F1 · security: Exempt withholding shares to satisfy tax withholding obligations upon conversion of restricted stock units to unrestricted shares.

Read SEC document
December 08, 2009 Filed Dec 21, 2009 16:47 UTC Amendment DEERE & CO DE · Entity 106 Tax withholding$1 Par Common Stock 3,687 $52.58 $193,862.46
Disclosure

SEC source: 0000315189-09-000046 · primary_doc.xml · nonDerivative · entry 1

Israel James · CIK 0001350112 · President, John Deere Credit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,209

F1 · security: Amendment to revise the number of shares withheld to satisfy exempt tax withholding obligations upon conversion of restricted stock units to unrestricted shares.

F1 · shares: Amendment to revise the number of shares withheld to satisfy exempt tax withholding obligations upon conversion of restricted stock units to unrestricted shares.

F2 · balance_after: Includes 50,210 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

Read SEC document
December 17, 2008 Filed Dec 19, 2008 18:37 UTC DEERE & CO DEERE & CO · Entity 106 GrantMarket Priced Options · Derivative 42,497 $0.00 Strike: $39.67 $0.00
Disclosure

SEC source: 0001104659-08-077531 · a4.xml · derivative · entry 2

Israel James · CIK 0001350112 · President, John Deere Credit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,497

Underlying: Common Stock · 42,497 shares

Expires 2018-12-17

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 17, 2009, December 17, 2010, and December 17, 2011.

Read SEC document
December 17, 2008 Filed Dec 19, 2008 18:37 UTC DEERE & CO DEERE & CO · Entity 106 Grant$1 Par Common Stock 14,165 $0.00 $0.00
Disclosure

SEC source: 0001104659-08-077531 · a4.xml · nonDerivative · entry 1

Israel James · CIK 0001350112 · President, John Deere Credit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,795

F1 · shares: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan.

F2 · balance_after: Includes 53,795 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

Read SEC document
December 10, 2007 Filed Dec 12, 2007 16:14 UTC DEERE & CO DE · Entity 106 Exercise / conversionMarket Priced Options · Derivative 10,752 $0.00 Strike: $34.69 $0.00
Disclosure

SEC source: 0000315189-07-000088 · primary_doc.xml · derivative · entry 3

Israel James · CIK 0001350112 · President, John Deere Credit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,752 shares

Expires 2014-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 4 June 2007.

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F5 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 8, 2005, December 8, 2006 and December 8, 2007.

Read SEC document
December 10, 2007 Filed Dec 12, 2007 16:14 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 10,752 $86.39 $928,865.28
Disclosure

SEC source: 0000315189-07-000088 · primary_doc.xml · nonDerivative · entry 2

Israel James · CIK 0001350112 · President, John Deere Credit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,162

F1 · security: References to Deere & Company common stock include associated preferred stock rights.

F2 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 4 June 2007.

F3 · balance_after: Includes 23,162 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

Read SEC document
December 10, 2007 Filed Dec 12, 2007 16:14 UTC DEERE & CO DE · Entity 106 Exercise / conversion$1 Par Common Stock 10,752 $34.69 $372,933.12
Disclosure

SEC source: 0000315189-07-000088 · primary_doc.xml · nonDerivative · entry 1

Israel James · CIK 0001350112 · President, John Deere Credit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,914

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: References to Deere & Company common stock include associated preferred stock rights.

F2 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 4 June 2007.

Read SEC document
December 07, 2007 Filed Dec 7, 2007 20:17 UTC DEERE & CO DE · Entity 106 Exercise / conversionMarket Priced Options · Derivative 12,948 $0.00 Strike: $34.44 $0.00
Disclosure

SEC source: 0000315189-07-000083 · primary_doc.xml · derivative · entry 5

Israel James · CIK 0001350112 · President, John Deere Credit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,948

Underlying: Common Stock · 12,948 shares

Expires 2015-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 4 June 2007.

F5 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F7 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 7, 2006,2007 and 2008.

Read SEC document
December 07, 2007 Filed Dec 7, 2007 20:17 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 12,948 $89.46 $1,158,328.08
Disclosure

SEC source: 0000315189-07-000083 · primary_doc.xml · nonDerivative · entry 3

Israel James · CIK 0001350112 · President, John Deere Credit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,162

F1 · security: References to Deere & Company common stock include associated preferred stock rights.

F3 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 4 June 2007.

F4 · balance_after: Includes 23,162 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

Read SEC document
December 07, 2007 Filed Dec 7, 2007 20:17 UTC DEERE & CO DE · Entity 106 Exercise / conversion$1 Par Common Stock 12,948 $34.44 $445,929.12
Disclosure

SEC source: 0000315189-07-000083 · primary_doc.xml · nonDerivative · entry 2

Israel James · CIK 0001350112 · President, John Deere Credit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,110

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: References to Deere & Company common stock include associated preferred stock rights.

F3 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 4 June 2007.

Read SEC document
December 05, 2007 Filed Dec 7, 2007 20:17 UTC DEERE & CO DE · Entity 106 GrantMarket Priced Options · Derivative 20,082 $0.00 Strike: $88.82 $0.00
Disclosure

SEC source: 0000315189-07-000083 · primary_doc.xml · derivative · entry 4

Israel James · CIK 0001350112 · President, John Deere Credit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,082

Underlying: Common Stock · 20,082 shares

Expires 2017-12-05

F5 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F6 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 5, 2008, December 5, 2009, and December 5, 2010.

Read SEC document
December 05, 2007 Filed Dec 7, 2007 20:17 UTC DEERE & CO DE · Entity 106 Grant$1 Par Common Stock 6,694 $0.00 $0.00
Disclosure

SEC source: 0000315189-07-000083 · primary_doc.xml · nonDerivative · entry 1

Israel James · CIK 0001350112 · President, John Deere Credit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,162

F1 · security: References to Deere & Company common stock include associated preferred stock rights.

F2 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan.

Read SEC document
December 05, 2007 Filed Dec 19, 2007 15:31 UTC Amendment DEERE & CO DE · Entity 106 Grant$1 Par Common Stock 6,694 $0.00 $0.00
Disclosure

SEC source: 0000315189-07-000098 · primary_doc.xml · nonDerivative · entry 1

Israel James · CIK 0001350112 · President, John Deere Credit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,630

F2 · shares: Previously reported grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan.

F1 · balance_after: On December 3, 2007, the common stock of Deere & Company split 2-for-1, resulting in the reporting person's ownership of 16,468 additional shares of common stock. These shares were inadvertently omitted from the original Form 4 and one subsequently filed Form 4. The total amount includes 39,630 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

Read SEC document
May 14, 2007 Filed May 14, 2007 15:49 UTC DEERE & CO DE · Entity 106 Exercise / conversionMarket Priced Options · Derivative 4,100 $0.00 Strike: $69.37 $0.00
Disclosure

SEC source: 0000315189-07-000031 · primary_doc.xml · derivative · entry 6

Israel James · CIK 0001350112 · President, John Deere Credit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,376

Underlying: Common Stock · 4,100 shares

Expires 2014-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 24 May 2006.

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F5 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 8, 2005, 2006 and 2007.

Read SEC document
May 14, 2007 Filed May 14, 2007 15:49 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 4,100 $120.00 $492,000.00
Disclosure

SEC source: 0000315189-07-000031 · primary_doc.xml · nonDerivative · entry 4

Israel James · CIK 0001350112 · President, John Deere Credit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,468

F1 · security: References to Deere & Company common stock include associated preferred stock rights.

F2 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 24 May 2006.

F3 · balance_after: Includes 16,468 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

Read SEC document
May 14, 2007 Filed May 14, 2007 15:49 UTC DEERE & CO DE · Entity 106 Exercise / conversion$1 Par Common Stock 4,100 $69.37 $284,417.00
Disclosure

SEC source: 0000315189-07-000031 · primary_doc.xml · nonDerivative · entry 3

Israel James · CIK 0001350112 · President, John Deere Credit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,568

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: References to Deere & Company common stock include associated preferred stock rights.

F2 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 24 May 2006.

Read SEC document
May 11, 2007 Filed May 14, 2007 15:49 UTC DEERE & CO DE · Entity 106 Exercise / conversionMarket Priced Options · Derivative 6,813 $0.00 Strike: $69.37 $0.00
Disclosure

SEC source: 0000315189-07-000031 · primary_doc.xml · derivative · entry 5

Israel James · CIK 0001350112 · President, John Deere Credit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,476

Underlying: Common Stock · 6,813 shares

Expires 2014-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 24 May 2006.

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F5 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 8, 2005, 2006 and 2007.

Read SEC document
May 11, 2007 Filed May 14, 2007 15:49 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 6,813 $120.00 $817,560.00
Disclosure

SEC source: 0000315189-07-000031 · primary_doc.xml · nonDerivative · entry 2

Israel James · CIK 0001350112 · President, John Deere Credit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,468

F1 · security: References to Deere & Company common stock include associated preferred stock rights.

F2 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 24 May 2006.

Read SEC document
May 11, 2007 Filed May 14, 2007 15:49 UTC DEERE & CO DE · Entity 106 Exercise / conversion$1 Par Common Stock 6,813 $69.37 $472,617.81
Disclosure

SEC source: 0000315189-07-000031 · primary_doc.xml · nonDerivative · entry 1

Israel James · CIK 0001350112 · President, John Deere Credit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,281

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: References to Deere & Company common stock include associated preferred stock rights.

F2 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 24 May 2006.

Read SEC document
February 06, 2007 Filed Feb 7, 2007 16:41 UTC DEERE & CO DE · Entity 106 Exercise / conversionMarket Priced Options · Derivative 6,670 $0.00 Strike: $68.88 $0.00
Disclosure

SEC source: 0000315189-07-000008 · primary_doc.xml · derivative · entry 3

Israel James · CIK 0001350112 · President, John Deere Credit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,948

Underlying: Common Stock · 6,670 shares

Expires 2015-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 24 May 2006.

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F5 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 7, 2006,2007 and 2008.

Read SEC document
February 06, 2007 Filed Feb 7, 2007 16:41 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 6,670 $105.00 $700,350.00
Disclosure

SEC source: 0000315189-07-000008 · primary_doc.xml · nonDerivative · entry 2

Israel James · CIK 0001350112 · President, John Deere Credit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,468

F1 · security: References to Deere & Company common stock include associated preferred stock rights.

F2 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 24 May 2006.

F3 · balance_after: Includes 16,468 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

Read SEC document
February 06, 2007 Filed Feb 7, 2007 16:41 UTC DEERE & CO DE · Entity 106 Exercise / conversion$1 Par Common Stock 6,670 $68.88 $459,429.60
Disclosure

SEC source: 0000315189-07-000008 · primary_doc.xml · nonDerivative · entry 1

Israel James · CIK 0001350112 · President, John Deere Credit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: References to Deere & Company common stock include associated preferred stock rights.

F2 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 24 May 2006.

F3 · balance_after: Includes 16,468 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

Read SEC document
February 01, 2007 Filed Feb 1, 2007 17:37 UTC DEERE & CO DE · Entity 106 Exercise / conversionMarket Priced Options · Derivative 19,689 $0.00 Strike: $61.64 $0.00
Disclosure

SEC source: 0000315189-07-000004 · primary_doc.xml · derivative · entry 3

Israel James · CIK 0001350112 · President, John Deere Credit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,689 shares

Expires 2013-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 24 May 2006.

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F5 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 10, 2004, 2005 and 2006.

Read SEC document
February 01, 2007 Filed Feb 1, 2007 17:37 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 19,689 $102.00 $2,008,278.00
Disclosure

SEC source: 0000315189-07-000004 · primary_doc.xml · nonDerivative · entry 2

Israel James · CIK 0001350112 · President, John Deere Credit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,468

F1 · security: References to Deere & Company common stock include associated preferred stock rights.

F2 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 24 May 2006.

F3 · balance_after: Includes 16,468 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

Read SEC document
February 01, 2007 Filed Feb 1, 2007 17:37 UTC DEERE & CO DE · Entity 106 Exercise / conversion$1 Par Common Stock 19,689 $61.64 $1,213,629.96
Disclosure

SEC source: 0000315189-07-000004 · primary_doc.xml · nonDerivative · entry 1

Israel James · CIK 0001350112 · President, John Deere Credit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: References to Deere & Company common stock include associated preferred stock rights.

F2 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 24 May 2006.

F3 · balance_after: Includes 16,468 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

Read SEC document
December 06, 2006 Filed Dec 8, 2006 17:02 UTC DEERE & CO DE · Entity 106 GrantMarket Priced Options · Derivative 16,760 $0.00 Strike: $96.75 $0.00
Disclosure

SEC source: 0001104659-06-080380 · a4.xml · derivative · entry 2

Israel James · CIK 0001350112 · President, John Deere Credit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,760

Underlying: Common Stock · 16,760 shares

Expires 2016-12-06

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F5 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 6, 2007, December 6, 2008 and December 6, 2009.

Read SEC document
December 06, 2006 Filed Dec 8, 2006 17:02 UTC DEERE & CO DE · Entity 106 Grant$1 Par common Stock 5,586 $0.00 $0.00
Disclosure

SEC source: 0001104659-06-080380 · a4.xml · nonDerivative · entry 1

Israel James · CIK 0001350112 · President, John Deere Credit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,468

F1 · security: References to Deere & Company common stock include associated preferred stock rights.

F2 · shares: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan.

F3 · balance_after: Includes 16,468 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.