Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DEERE & CODE · Entity 106 | President, Worldwide Financial | January 29, 2014 | January 31, 2014 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DEERE & CO
Report date January 29, 2014 · Filed January 31, 2014
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| $1 Par Common StockSEC Table I · non-derivative | Direct | 45,442 |
Reported balance
After 2014-01-29 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2014-01-29 · Gift · Disposed 3,851 · Balance 45,442 F1: Transfer of shares to a trust account for the benefit of the reporting person and his spouse. F2: Includes 45,442 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. |
| $1 Par Common StockSEC Table I · non-derivative | IndirectBy Trust | 9,252 |
Reported balance
After 2014-01-29 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2014-01-29 · Gift · Acquired 3,851 · Balance 9,252 F1: Transfer of shares to a trust account for the benefit of the reporting person and his spouse. |
| $1 Par Common StockSEC Table I · non-derivative | IndirectBy Trust | 14,200 |
Reported balance
Holding disclosure · report date 2014-01-29 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 14,200 F3: Shares held by family trust for the benefit of reporting person's spouse and children. |
Filing footnotes · ownership attribution and instrument terms
F1: Transfer of shares to a trust account for the benefit of the reporting person and his spouse.
F2: Includes 45,442 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.
F3: Shares held by family trust for the benefit of reporting person's spouse and children.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Great Western Bancorp, Inc.
Report date February 01, 2022 · Filed February 03, 2022
Section 16 reporting ended · disclosed 2022-02-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 11,606 |
Ending reported balance
After 2022-02-01 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2022-02-01 · Exercise / conversion · Acquired 1,522 · Balance 1,522 F1: The restricted stock units vested 100% on the grant date, December 2, 2016. The restricted stock units were delivered upon change in control. Row 2 · 2022-02-01 · Exercise / conversion · Acquired 1,461 · Balance 2,983 F2: The restricted stock units vested 100% on the grant date, December 1, 2017. The restricted stock units were delivered upon change in control. Row 3 · 2022-02-01 · Exercise / conversion · Acquired 1,608 · Balance 4,591 F3: The restricted stock units vested 100% on the grant date, November 30, 2018. The restricted stock units were delivered upon change in control. Row 4 · 2022-02-01 · Exercise / conversion · Acquired 1,746 · Balance 6,337 F4: The restricted stock units vested 100% on the grant date, November 29, 2019. The restricted stock units were delivered upon change in control. Row 5 · 2022-02-01 · Exercise / conversion · Acquired 3,476 · Balance 9,813 F5: The restricted stock units vested 100% on the grant date, November 27, 2020. The restricted stock units were delivered upon change in control. Row 6 · 2022-02-01 · Exercise / conversion · Acquired 1,793 · Balance 11,606 F6: The restricted stock units vested 100% on the grant date, November 26, 2021. The restricted stock units were delivered upon change in control. |
| Restricted Stock Units - 2016SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-02-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2022-02-01 · Exercise / conversion · Disposed 1,522 · Balance 0 F7: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc. F1: The restricted stock units vested 100% on the grant date, December 2, 2016. The restricted stock units were delivered upon change in control. |
| Restricted Stock Units - 2017SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-02-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2022-02-01 · Exercise / conversion · Disposed 1,461 · Balance 0 F7: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc. F2: The restricted stock units vested 100% on the grant date, December 1, 2017. The restricted stock units were delivered upon change in control. |
| Restricted Stock Units - 2018SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-02-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2022-02-01 · Exercise / conversion · Disposed 1,608 · Balance 0 F7: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc. F3: The restricted stock units vested 100% on the grant date, November 30, 2018. The restricted stock units were delivered upon change in control. |
| Restricted Stock Units - 2019SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-02-01 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2022-02-01 · Exercise / conversion · Disposed 1,746 · Balance 0 F7: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc. F4: The restricted stock units vested 100% on the grant date, November 29, 2019. The restricted stock units were delivered upon change in control. |
| Restricted Stock Units - 2020SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-02-01 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2022-02-01 · Exercise / conversion · Disposed 3,476 · Balance 0 F7: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc. F5: The restricted stock units vested 100% on the grant date, November 27, 2020. The restricted stock units were delivered upon change in control. |
| Restricted Stock Units - 2021SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-02-01 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2022-02-01 · Exercise / conversion · Disposed 1,793 · Balance 0 F7: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc. F6: The restricted stock units vested 100% on the grant date, November 26, 2021. The restricted stock units were delivered upon change in control. |
Filing footnotes · ownership attribution and instrument terms
F1: The restricted stock units vested 100% on the grant date, December 2, 2016. The restricted stock units were delivered upon change in control.
F2: The restricted stock units vested 100% on the grant date, December 1, 2017. The restricted stock units were delivered upon change in control.
F3: The restricted stock units vested 100% on the grant date, November 30, 2018. The restricted stock units were delivered upon change in control.
F4: The restricted stock units vested 100% on the grant date, November 29, 2019. The restricted stock units were delivered upon change in control.
F5: The restricted stock units vested 100% on the grant date, November 27, 2020. The restricted stock units were delivered upon change in control.
F6: The restricted stock units vested 100% on the grant date, November 26, 2021. The restricted stock units were delivered upon change in control.
F7: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 21, 2006 Filed Nov 22, 2006 16:25 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 16,899 | $0.00 Strike: $45.80 | $0.00 |
DisclosureSEC source: 0000315189-06-000068 · primary_doc.xml · derivative · entry 6 Israel James · CIK 0001350112 · President, John Deere Credit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,899 shares Expires 2012-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 24 May 2006. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 11, 2003, 2004 and 2005. Read SEC document |
| November 21, 2006 Filed Nov 22, 2006 16:25 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 3,258 | $0.00 Strike: $56.50 | $0.00 |
DisclosureSEC source: 0000315189-06-000068 · primary_doc.xml · derivative · entry 5 Israel James · CIK 0001350112 · President, John Deere Credit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,258 shares Expires 2007-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 24 May 2006. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. Read SEC document |
| November 21, 2006 Filed Nov 22, 2006 16:25 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 16,899 | $95.00 | $1,605,405.00 |
DisclosureSEC source: 0000315189-06-000068 · primary_doc.xml · nonDerivative · entry 4 Israel James · CIK 0001350112 · President, John Deere Credit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,882 F1 · security: References to Deere & Company common stock include associated preferred stock rights. F2 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 24 May 2006. F3 · balance_after: Includes 10,882 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| November 21, 2006 Filed Nov 22, 2006 16:25 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 16,899 | $45.80 | $773,974.20 |
DisclosureSEC source: 0000315189-06-000068 · primary_doc.xml · nonDerivative · entry 3 Israel James · CIK 0001350112 · President, John Deere Credit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: References to Deere & Company common stock include associated preferred stock rights. F2 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 24 May 2006. Read SEC document |
| November 21, 2006 Filed Nov 22, 2006 16:25 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 3,258 | $95.00 | $309,510.00 |
DisclosureSEC source: 0000315189-06-000068 · primary_doc.xml · nonDerivative · entry 2 Israel James · CIK 0001350112 · President, John Deere Credit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,882 F1 · security: References to Deere & Company common stock include associated preferred stock rights. F2 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 24 May 2006. Read SEC document |
| November 21, 2006 Filed Nov 22, 2006 16:25 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 3,258 | $56.50 | $184,077.00 |
DisclosureSEC source: 0000315189-06-000068 · primary_doc.xml · nonDerivative · entry 1 Israel James · CIK 0001350112 · President, John Deere Credit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,140 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: References to Deere & Company common stock include associated preferred stock rights. F2 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 24 May 2006. Read SEC document |
| February 23, 2006 Filed Feb 23, 2006 20:54 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 16,133 | $0.00 Strike: $42.30 | $0.00 |
DisclosureSEC source: 0000315189-06-000022 · primary_doc.xml · derivative · entry 9 Israel James · CIK 0001350112 · President,John Deere Credit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,133 shares Expires 2011-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares. F5 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. Read SEC document |
| February 23, 2006 Filed Feb 23, 2006 20:54 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 2,593 | $0.00 Strike: $42.69 | $0.00 |
DisclosureSEC source: 0000315189-06-000022 · primary_doc.xml · derivative · entry 8 Israel James · CIK 0001350112 · President,John Deere Credit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,593 shares Expires 2006-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares. F5 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. Read SEC document |
| February 23, 2006 Filed Feb 23, 2006 20:54 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 16,133 | $78.31 | $1,263,375.23 |
DisclosureSEC source: 0000315189-06-000022 · primary_doc.xml · nonDerivative · entry 7 Israel James · CIK 0001350112 · President,John Deere Credit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,882 F1 · security: References to Deere & Company common stock include associated preferred stock rights. F3 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares. F4 · ownership.direct: Includes 10,882 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| February 23, 2006 Filed Feb 23, 2006 20:54 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 16,133 | $42.30 | $682,425.90 |
DisclosureSEC source: 0000315189-06-000022 · primary_doc.xml · nonDerivative · entry 6 Israel James · CIK 0001350112 · President,John Deere Credit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,015 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: References to Deere & Company common stock include associated preferred stock rights. F3 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares. Read SEC document |
| February 23, 2006 Filed Feb 23, 2006 20:54 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 126 | $78.45 | $9,884.70 |
DisclosureSEC source: 0000315189-06-000022 · primary_doc.xml · nonDerivative · entry 5 Israel James · CIK 0001350112 · President,John Deere Credit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,882 F1 · security: References to Deere & Company common stock include associated preferred stock rights. F3 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares. Read SEC document |
| February 23, 2006 Filed Feb 23, 2006 20:54 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 126 | $42.69 | $5,378.94 |
DisclosureSEC source: 0000315189-06-000022 · primary_doc.xml · nonDerivative · entry 4 Israel James · CIK 0001350112 · President,John Deere Credit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,008 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: References to Deere & Company common stock include associated preferred stock rights. F3 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares. Read SEC document |
| February 23, 2006 Filed Feb 23, 2006 20:54 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 2,467 | $78.31 | $193,190.77 |
DisclosureSEC source: 0000315189-06-000022 · primary_doc.xml · nonDerivative · entry 3 Israel James · CIK 0001350112 · President,John Deere Credit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,882 F1 · security: References to Deere & Company common stock include associated preferred stock rights. F3 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares. Read SEC document |
| February 23, 2006 Filed Feb 23, 2006 20:54 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 2,467 | $42.69 | $105,316.23 |
DisclosureSEC source: 0000315189-06-000022 · primary_doc.xml · nonDerivative · entry 2 Israel James · CIK 0001350112 · President,John Deere Credit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,349 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: References to Deere & Company common stock include associated preferred stock rights. F3 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares. Read SEC document |
| February 21, 2006 Filed Feb 23, 2006 20:54 UTC | DEERE & CO DE · Entity 106 | Other$1 Par Common Stock | 1,689 | $77.67 | $131,184.63 |
DisclosureSEC source: 0000315189-06-000022 · primary_doc.xml · nonDerivative · entry 1 Israel James · CIK 0001350112 · President,John Deere Credit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,882 F1 · security: References to Deere & Company common stock include associated preferred stock rights. F2 · security: Exempt discretionary transfer out of the issuer's 401(K) plan stock fund. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.