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person · Reporting owner

Israel James

Disclosed activity across 2 companies

Tapewire entity
16557
SEC CIK
0001350112

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DEERE & CODE · Entity 106President, Worldwide FinancialJanuary 29, 2014January 31, 2014

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DEERE & CO

Report date January 29, 2014 · Filed January 31, 2014

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
$1 Par Common StockSEC Table I · non-derivativeDirect45,442 Reported balance After 2014-01-29 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2014-01-29 · Gift · Disposed 3,851 · Balance 45,442

F1: Transfer of shares to a trust account for the benefit of the reporting person and his spouse.

F2: Includes 45,442 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

$1 Par Common StockSEC Table I · non-derivativeIndirectBy Trust9,252 Reported balance After 2014-01-29 transaction · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · 2014-01-29 · Gift · Acquired 3,851 · Balance 9,252

F1: Transfer of shares to a trust account for the benefit of the reporting person and his spouse.

$1 Par Common StockSEC Table I · non-derivativeIndirectBy Trust14,200 Reported balance Holding disclosure · report date 2014-01-29 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 14,200

F3: Shares held by family trust for the benefit of reporting person's spouse and children.

Filing footnotes · ownership attribution and instrument terms

F1: Transfer of shares to a trust account for the benefit of the reporting person and his spouse.

F2: Includes 45,442 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

F3: Shares held by family trust for the benefit of reporting person's spouse and children.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Great Western Bancorp, Inc.

Report date February 01, 2022 · Filed February 03, 2022

Section 16 reporting ended · disclosed 2022-02-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect11,606 Ending reported balance After 2022-02-01 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2022-02-01 · Exercise / conversion · Acquired 1,522 · Balance 1,522

F1: The restricted stock units vested 100% on the grant date, December 2, 2016. The restricted stock units were delivered upon change in control.

Row 2 · 2022-02-01 · Exercise / conversion · Acquired 1,461 · Balance 2,983

F2: The restricted stock units vested 100% on the grant date, December 1, 2017. The restricted stock units were delivered upon change in control.

Row 3 · 2022-02-01 · Exercise / conversion · Acquired 1,608 · Balance 4,591

F3: The restricted stock units vested 100% on the grant date, November 30, 2018. The restricted stock units were delivered upon change in control.

Row 4 · 2022-02-01 · Exercise / conversion · Acquired 1,746 · Balance 6,337

F4: The restricted stock units vested 100% on the grant date, November 29, 2019. The restricted stock units were delivered upon change in control.

Row 5 · 2022-02-01 · Exercise / conversion · Acquired 3,476 · Balance 9,813

F5: The restricted stock units vested 100% on the grant date, November 27, 2020. The restricted stock units were delivered upon change in control.

Row 6 · 2022-02-01 · Exercise / conversion · Acquired 1,793 · Balance 11,606

F6: The restricted stock units vested 100% on the grant date, November 26, 2021. The restricted stock units were delivered upon change in control.

Restricted Stock Units - 2016SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-02-01 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2022-02-01 · Exercise / conversion · Disposed 1,522 · Balance 0

F7: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.

F1: The restricted stock units vested 100% on the grant date, December 2, 2016. The restricted stock units were delivered upon change in control.

Restricted Stock Units - 2017SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-02-01 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2022-02-01 · Exercise / conversion · Disposed 1,461 · Balance 0

F7: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.

F2: The restricted stock units vested 100% on the grant date, December 1, 2017. The restricted stock units were delivered upon change in control.

Restricted Stock Units - 2018SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-02-01 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2022-02-01 · Exercise / conversion · Disposed 1,608 · Balance 0

F7: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.

F3: The restricted stock units vested 100% on the grant date, November 30, 2018. The restricted stock units were delivered upon change in control.

Restricted Stock Units - 2019SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-02-01 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2022-02-01 · Exercise / conversion · Disposed 1,746 · Balance 0

F7: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.

F4: The restricted stock units vested 100% on the grant date, November 29, 2019. The restricted stock units were delivered upon change in control.

Restricted Stock Units - 2020SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-02-01 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2022-02-01 · Exercise / conversion · Disposed 3,476 · Balance 0

F7: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.

F5: The restricted stock units vested 100% on the grant date, November 27, 2020. The restricted stock units were delivered upon change in control.

Restricted Stock Units - 2021SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-02-01 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2022-02-01 · Exercise / conversion · Disposed 1,793 · Balance 0

F7: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.

F6: The restricted stock units vested 100% on the grant date, November 26, 2021. The restricted stock units were delivered upon change in control.

Filing footnotes · ownership attribution and instrument terms

F1: The restricted stock units vested 100% on the grant date, December 2, 2016. The restricted stock units were delivered upon change in control.

F2: The restricted stock units vested 100% on the grant date, December 1, 2017. The restricted stock units were delivered upon change in control.

F3: The restricted stock units vested 100% on the grant date, November 30, 2018. The restricted stock units were delivered upon change in control.

F4: The restricted stock units vested 100% on the grant date, November 29, 2019. The restricted stock units were delivered upon change in control.

F5: The restricted stock units vested 100% on the grant date, November 27, 2020. The restricted stock units were delivered upon change in control.

F6: The restricted stock units vested 100% on the grant date, November 26, 2021. The restricted stock units were delivered upon change in control.

F7: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2022 Filed Feb 3, 2022 17:22 UTC Great Western Bancorp, Inc. GWB · Entity 130810 Exercise / conversionRestricted Stock Units - 2021 · Derivative 1,793 $0.00 $0.00
Disclosure

SEC source: 0001613665-22-000010 · wf-form4_164392690683096.xml · derivative · entry 12

Israel James · CIK 0001350112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 1,793 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.

F6 · derivative.exercise_date: The restricted stock units vested 100% on the grant date, November 26, 2021. The restricted stock units were delivered upon change in control.

F6 · derivative.expiration_date: The restricted stock units vested 100% on the grant date, November 26, 2021. The restricted stock units were delivered upon change in control.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 17:22 UTC Great Western Bancorp, Inc. GWB · Entity 130810 Exercise / conversionRestricted Stock Units - 2020 · Derivative 3,476 $0.00 $0.00
Disclosure

SEC source: 0001613665-22-000010 · wf-form4_164392690683096.xml · derivative · entry 11

Israel James · CIK 0001350112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 3,476 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.

F5 · derivative.exercise_date: The restricted stock units vested 100% on the grant date, November 27, 2020. The restricted stock units were delivered upon change in control.

F5 · derivative.expiration_date: The restricted stock units vested 100% on the grant date, November 27, 2020. The restricted stock units were delivered upon change in control.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 17:22 UTC Great Western Bancorp, Inc. GWB · Entity 130810 Exercise / conversionRestricted Stock Units - 2019 · Derivative 1,746 $0.00 $0.00
Disclosure

SEC source: 0001613665-22-000010 · wf-form4_164392690683096.xml · derivative · entry 10

Israel James · CIK 0001350112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 1,746 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.

F4 · derivative.exercise_date: The restricted stock units vested 100% on the grant date, November 29, 2019. The restricted stock units were delivered upon change in control.

F4 · derivative.expiration_date: The restricted stock units vested 100% on the grant date, November 29, 2019. The restricted stock units were delivered upon change in control.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 17:22 UTC Great Western Bancorp, Inc. GWB · Entity 130810 Exercise / conversionRestricted Stock Units - 2018 · Derivative 1,608 $0.00 $0.00
Disclosure

SEC source: 0001613665-22-000010 · wf-form4_164392690683096.xml · derivative · entry 9

Israel James · CIK 0001350112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 1,608 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.

F3 · derivative.exercise_date: The restricted stock units vested 100% on the grant date, November 30, 2018. The restricted stock units were delivered upon change in control.

F3 · derivative.expiration_date: The restricted stock units vested 100% on the grant date, November 30, 2018. The restricted stock units were delivered upon change in control.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 17:22 UTC Great Western Bancorp, Inc. GWB · Entity 130810 Exercise / conversionRestricted Stock Units - 2017 · Derivative 1,461 $0.00 $0.00
Disclosure

SEC source: 0001613665-22-000010 · wf-form4_164392690683096.xml · derivative · entry 8

Israel James · CIK 0001350112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 1,461 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.

F2 · derivative.exercise_date: The restricted stock units vested 100% on the grant date, December 1, 2017. The restricted stock units were delivered upon change in control.

F2 · derivative.expiration_date: The restricted stock units vested 100% on the grant date, December 1, 2017. The restricted stock units were delivered upon change in control.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 17:22 UTC Great Western Bancorp, Inc. GWB · Entity 130810 Exercise / conversionRestricted Stock Units - 2016 · Derivative 1,522 $0.00 $0.00
Disclosure

SEC source: 0001613665-22-000010 · wf-form4_164392690683096.xml · derivative · entry 7

Israel James · CIK 0001350112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 1,522 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.

F1 · derivative.exercise_date: The restricted stock units vested 100% on the grant date, December 2, 2016. The restricted stock units were delivered upon change in control.

F1 · derivative.expiration_date: The restricted stock units vested 100% on the grant date, December 2, 2016. The restricted stock units were delivered upon change in control.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 17:22 UTC Great Western Bancorp, Inc. GWB · Entity 130810 Exercise / conversionCommon Stock, par value $0.01 per share 1,793 $0.00 $0.00
Disclosure

SEC source: 0001613665-22-000010 · wf-form4_164392690683096.xml · nonDerivative · entry 6

Israel James · CIK 0001350112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · date: The restricted stock units vested 100% on the grant date, November 26, 2021. The restricted stock units were delivered upon change in control.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 17:22 UTC Great Western Bancorp, Inc. GWB · Entity 130810 Exercise / conversionCommon Stock, par value $0.01 per share 3,476 $0.00 $0.00
Disclosure

SEC source: 0001613665-22-000010 · wf-form4_164392690683096.xml · nonDerivative · entry 5

Israel James · CIK 0001350112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · date: The restricted stock units vested 100% on the grant date, November 27, 2020. The restricted stock units were delivered upon change in control.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 17:22 UTC Great Western Bancorp, Inc. GWB · Entity 130810 Exercise / conversionCommon Stock, par value $0.01 per share 1,746 $0.00 $0.00
Disclosure

SEC source: 0001613665-22-000010 · wf-form4_164392690683096.xml · nonDerivative · entry 4

Israel James · CIK 0001350112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · date: The restricted stock units vested 100% on the grant date, November 29, 2019. The restricted stock units were delivered upon change in control.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 17:22 UTC Great Western Bancorp, Inc. GWB · Entity 130810 Exercise / conversionCommon Stock, par value $0.01 per share 1,608 $0.00 $0.00
Disclosure

SEC source: 0001613665-22-000010 · wf-form4_164392690683096.xml · nonDerivative · entry 3

Israel James · CIK 0001350112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · date: The restricted stock units vested 100% on the grant date, November 30, 2018. The restricted stock units were delivered upon change in control.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 17:22 UTC Great Western Bancorp, Inc. GWB · Entity 130810 Exercise / conversionCommon Stock, par value $0.01 per share 1,461 $0.00 $0.00
Disclosure

SEC source: 0001613665-22-000010 · wf-form4_164392690683096.xml · nonDerivative · entry 2

Israel James · CIK 0001350112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · date: The restricted stock units vested 100% on the grant date, December 1, 2017. The restricted stock units were delivered upon change in control.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 17:22 UTC Great Western Bancorp, Inc. GWB · Entity 130810 Exercise / conversionCommon Stock, par value $0.01 per share 1,522 $0.00 $0.00
Disclosure

SEC source: 0001613665-22-000010 · wf-form4_164392690683096.xml · nonDerivative · entry 1

Israel James · CIK 0001350112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,522

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: The restricted stock units vested 100% on the grant date, December 2, 2016. The restricted stock units were delivered upon change in control.

Read SEC document
November 26, 2021 Filed Nov 29, 2021 17:38 UTC Great Western Bancorp, Inc. GWB · Entity 130810 GrantRestricted Stock Units - 2021 · Derivative 1,793 $0.00 $0.00
Disclosure

SEC source: 0001613665-21-000066 · wf-form4_163822547791081.xml · derivative · entry 6

Israel James · CIK 0001350112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,793

Underlying: Common Stock, par value $0.01 per share · 1,793 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.

F7 · derivative.exercise_date: The restricted stock units vested 100% on the grant date, November 26, 2021. The restricted stock units have no expiration date.

F7 · derivative.expiration_date: The restricted stock units vested 100% on the grant date, November 26, 2021. The restricted stock units have no expiration date.

Read SEC document
November 27, 2020 Filed Nov 30, 2020 16:50 UTC Great Western Bancorp, Inc. GWB · Entity 130810 GrantRestricted Stock Units - 2020 · Derivative 3,476 $0.00 $0.00
Disclosure

SEC source: 0001613665-20-000105 · wf-form4_160677299828966.xml · derivative · entry 5

Israel James · CIK 0001350112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,476

Underlying: Common Stock, par value $0.01 per share · 3,476 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.

F6 · derivative.exercise_date: The restricted stock units vested 100% on the grant date, November 27, 2020. The restricted stock units have no expiration date.

F6 · derivative.expiration_date: The restricted stock units vested 100% on the grant date, November 27, 2020. The restricted stock units have no expiration date.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 17:26 UTC Great Western Bancorp, Inc. GWB · Entity 130810 GrantRestricted Stock Units - 2019 · Derivative 1,746 $0.00 $0.00
Disclosure

SEC source: 0001613665-19-000076 · wf-form4_157541196927283.xml · derivative · entry 4

Israel James · CIK 0001350112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,746

Underlying: Common Stock, par value $0.01 per share · 1,746 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.

F5 · derivative.exercise_date: The restricted stock units vested 100% on the grant date, November 29, 2019. The restricted stock units have no expiration date.

F5 · derivative.expiration_date: The restricted stock units vested 100% on the grant date, November 29, 2019. The restricted stock units have no expiration date.

Read SEC document
November 30, 2018 Filed Dec 4, 2018 17:23 UTC Great Western Bancorp, Inc. GWB · Entity 130810 GrantRestricted Stock Units - 2018 · Derivative 1,608 $0.00 $0.00
Disclosure

SEC source: 0001613665-18-000104 · wf-form4_154396216310955.xml · derivative · entry 3

Israel James · CIK 0001350112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,608

Underlying: Common Stock, par value $0.01 per share · 1,608 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.

F4 · derivative.exercise_date: The restricted stock units vested 100% on the grant date, November 30, 2018. The restricted stock units have no expiration date.

F4 · derivative.expiration_date: The restricted stock units vested 100% on the grant date, November 30, 2018. The restricted stock units have no expiration date.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 17:55 UTC Great Western Bancorp, Inc. GWB · Entity 130810 GrantRestricted Stock Units - 2017 · Derivative 1,461 $0.00 $0.00
Disclosure

SEC source: 0001613665-17-000116 · wf-form4_151251453697459.xml · derivative · entry 2

Israel James · CIK 0001350112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,461

Underlying: Common Stock, par value $0.01 per share · 1,461 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.

F3 · derivative.exercise_date: The restricted stock units vested 100% on the grant date, December 1, 2017. The restricted stock units have no expiration date.

F3 · derivative.expiration_date: The restricted stock units vested 100% on the grant date, December 1, 2017. The restricted stock units have no expiration date.

Read SEC document
December 02, 2016 Filed Dec 6, 2016 17:10 UTC Great Western Bancorp, Inc. GWB · Entity 130810 GrantRestricted Stock Units - 2016 · Derivative 1,522 $0.00 $0.00
Disclosure

SEC source: 0001613665-16-000285 · wf-form4_148106222664415.xml · derivative · entry 1

Israel James · CIK 0001350112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,522

Underlying: Common Stock, par value $0.01 per share · 1,522 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.

F2 · derivative.exercise_date: The restricted stock units vest 100% on the grant date, December 2, 2016. The restricted stock units have no expiration date.

F2 · derivative.expiration_date: The restricted stock units vest 100% on the grant date, December 2, 2016. The restricted stock units have no expiration date.

Read SEC document
January 29, 2014 Filed Jan 31, 2014 16:20 UTC DEERE & CO DE · Entity 106 Gift$1 Par Common Stock 3,851 $0.00 $0.00
Disclosure

SEC source: 0000315189-14-000004 · primary_doc.xml · nonDerivative · entry 2

Israel James · CIK 0001350112 · President, Worldwide Financial

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 9,252

F1 · security: Transfer of shares to a trust account for the benefit of the reporting person and his spouse.

Read SEC document
January 29, 2014 Filed Jan 31, 2014 16:20 UTC DEERE & CO DE · Entity 106 Gift$1 Par Common Stock 3,851 $0.00 $0.00
Disclosure

SEC source: 0000315189-14-000004 · primary_doc.xml · nonDerivative · entry 1

Israel James · CIK 0001350112 · President, Worldwide Financial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,442

F1 · security: Transfer of shares to a trust account for the benefit of the reporting person and his spouse.

F2 · balance_after: Includes 45,442 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

Read SEC document
December 11, 2013 Filed Dec 12, 2013 20:03 UTC DEERE & CO DE · Entity 106 GrantMarket Priced Options · Derivative 23,099 $0.00 Strike: $87.46 $0.00
Disclosure

SEC source: 0000315189-13-000055 · primary_doc.xml · derivative · entry 3

Israel James · CIK 0001350112 · President, Worldwide Financial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,099

Underlying: Common Stock · 23,099 shares

Expires 2023-12-11

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 11, 2014, December 11, 2015, and December 11, 2016.

Read SEC document
December 11, 2013 Filed Dec 12, 2013 20:03 UTC DEERE & CO DE · Entity 106 Grant$1 Par Common Stock 4,667 $0.00 $0.00
Disclosure

SEC source: 0000315189-13-000055 · primary_doc.xml · nonDerivative · entry 1

Israel James · CIK 0001350112 · President, Worldwide Financial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,293

F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations.

F2 · balance_after: Includes 45,442 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

Read SEC document
December 08, 2013 Filed Dec 10, 2013 18:52 UTC DEERE & CO DE · Entity 106 Tax withholding$1 Par Common Stock 3,547 $85.39 $302,878.33
Disclosure

SEC source: 0000315189-13-000046 · primary_doc.xml · nonDerivative · entry 2

Israel James · CIK 0001350112 · President, Worldwide Financial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,626

F2 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of performance stock units for unrestricted shares.

F3 · balance_after: Includes 40,775 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
December 08, 2013 Filed Dec 10, 2013 18:52 UTC DEERE & CO DE · Entity 106 Grant$1 Par Common Stock 7,398 $0.00 $0.00
Disclosure

SEC source: 0000315189-13-000046 · primary_doc.xml · nonDerivative · entry 1

Israel James · CIK 0001350112 · President, Worldwide Financial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,173

F1 · security: Execmpt settlement under Rule 16b-3 of performance stock units for stock with vesting based on revenue growth.

Read SEC document
January 29, 2013 Filed Jan 30, 2013 22:16 UTC DEERE & CO DE · Entity 106 Exercise / conversionMarket Priced Options · Derivative 17,021 $0.00 Strike: $52.25 $0.00
Disclosure

SEC source: 0000315189-13-000011 · primary_doc.xml · derivative · entry 6

Israel James · CIK 0001350112 · President, Worldwide Financial

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 17,021 shares

Expires 2019-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by a family trust on 22 August 2012.

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F5 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 9, 2010, 2011 and 2012.

Read SEC document
January 29, 2013 Filed Jan 30, 2013 22:16 UTC DEERE & CO DE · Entity 106 Exercise / conversionMarket Priced Options · Derivative 33,787 $0.00 Strike: $52.25 $0.00
Disclosure

SEC source: 0000315189-13-000011 · primary_doc.xml · derivative · entry 5

Israel James · CIK 0001350112 · President, Worldwide Financial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,787 shares

Expires 2019-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by reporting person on 22 August 2012.

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F5 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 9, 2010, 2011 and 2012.

Read SEC document
January 29, 2013 Filed Jan 30, 2013 22:16 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 17,021 $95.00 $1,616,995.00
Disclosure

SEC source: 0000315189-13-000011 · primary_doc.xml · nonDerivative · entry 4

Israel James · CIK 0001350112 · President, Worldwide Financial

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 19,601

F2 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by a family trust on 22 August 2012.

Read SEC document
January 29, 2013 Filed Jan 30, 2013 22:16 UTC DEERE & CO DE · Entity 106 Exercise / conversion$1 Par Common Stock 17,021 $52.25 $889,347.25
Disclosure

SEC source: 0000315189-13-000011 · primary_doc.xml · nonDerivative · entry 3

Israel James · CIK 0001350112 · President, Worldwide Financial

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 36,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by a family trust on 22 August 2012.

Read SEC document
January 29, 2013 Filed Jan 30, 2013 22:16 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 33,787 $95.00 $3,209,765.00
Disclosure

SEC source: 0000315189-13-000011 · primary_doc.xml · nonDerivative · entry 2

Israel James · CIK 0001350112 · President, Worldwide Financial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,775

F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by reporting person on 22 August 2012.

F3 · balance_after: Includes 40,775 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

Read SEC document
January 29, 2013 Filed Jan 30, 2013 22:16 UTC DEERE & CO DE · Entity 106 Exercise / conversion$1 Par Common Stock 33,787 $52.25 $1,765,370.75
Disclosure

SEC source: 0000315189-13-000011 · primary_doc.xml · nonDerivative · entry 1

Israel James · CIK 0001350112 · President, Worldwide Financial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by reporting person on 22 August 2012.

Read SEC document
December 12, 2012 Filed Dec 13, 2012 18:16 UTC DEERE & CO DE · Entity 106 GrantMarket Priced Options · Derivative 25,130 $0.00 Strike: $86.36 $0.00
Disclosure

SEC source: 0000315189-12-000061 · primary_doc.xml · derivative · entry 2

Israel James · CIK 0001350112 · President, Worldwide Financial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,130

Underlying: Common Stock · 25,130 shares

Expires 2022-12-12

F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 12, 2013, December 12, 2014, and December 12, 2015.

Read SEC document
December 12, 2012 Filed Dec 13, 2012 18:16 UTC DEERE & CO DE · Entity 106 Grant$1 Par Common Stock 4,932 $0.00 $0.00
Disclosure

SEC source: 0000315189-12-000061 · primary_doc.xml · nonDerivative · entry 1

Israel James · CIK 0001350112 · President, Worldwide Financial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,775

F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations.

F2 · balance_after: Includes 40,775 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. The reporting person also indirectly beneficially owns 19,601 shares directly owned by a family trust.

Read SEC document
November 27, 2012 Filed Nov 29, 2012 18:04 UTC DEERE & CO DE · Entity 106 Exercise / conversionMarket Priced Options · Derivative 16,760 $0.00 Strike: $48.38 $0.00
Disclosure

SEC source: 0000315189-12-000054 · primary_doc.xml · derivative · entry 12

Israel James · CIK 0001350112 · President,John Deere Financial

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 16,760 shares

Expires 2016-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by a family trust on 22 August 2012.

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F6 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 6, 2007, 2008 and 2009.

Read SEC document
November 27, 2012 Filed Nov 29, 2012 18:04 UTC DEERE & CO DE · Entity 106 Exercise / conversionMarket Priced Options · Derivative 7,013 $0.00 Strike: $39.67 $0.00
Disclosure

SEC source: 0000315189-12-000054 · primary_doc.xml · derivative · entry 11

Israel James · CIK 0001350112 · President,John Deere Financial

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 7,013 shares

Expires 2018-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by a family trust on 22 August 2012.

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F5 · derivative.exercise_date: The options became exercisable on December 17, 2011.

Read SEC document
November 27, 2012 Filed Nov 29, 2012 18:04 UTC DEERE & CO DE · Entity 106 Exercise / conversionMarket Priced Options · Derivative 16,760 $0.00 Strike: $48.38 $0.00
Disclosure

SEC source: 0000315189-12-000054 · primary_doc.xml · derivative · entry 10

Israel James · CIK 0001350112 · President,John Deere Financial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,760 shares

Expires 2016-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by reporting person on 22 August 2012.

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F6 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 6, 2007, 2008 and 2009.

Read SEC document
November 27, 2012 Filed Nov 29, 2012 18:04 UTC DEERE & CO DE · Entity 106 Exercise / conversionMarket Priced Options · Derivative 7,012 $0.00 Strike: $39.67 $0.00
Disclosure

SEC source: 0000315189-12-000054 · primary_doc.xml · derivative · entry 9

Israel James · CIK 0001350112 · President,John Deere Financial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,012 shares

Expires 2018-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by reporting person on 22 August 2012.

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F5 · derivative.exercise_date: The options became exercisable on December 17, 2011.

Read SEC document
November 27, 2012 Filed Nov 29, 2012 18:04 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 16,760 $85.01 $1,424,700.56
Disclosure

SEC source: 0000315189-12-000054 · primary_doc.xml · nonDerivative · entry 8

Israel James · CIK 0001350112 · President,John Deere Financial

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 19,601

F2 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by a family trust on 22 August 2012.

Read SEC document
November 27, 2012 Filed Nov 29, 2012 18:04 UTC DEERE & CO DE · Entity 106 Exercise / conversion$1 Par Common Stock 16,760 $48.38 $810,765.00
Disclosure

SEC source: 0000315189-12-000054 · primary_doc.xml · nonDerivative · entry 7

Israel James · CIK 0001350112 · President,John Deere Financial

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 36,361

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by a family trust on 22 August 2012.

Read SEC document
November 27, 2012 Filed Nov 29, 2012 18:04 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 7,013 $84.20 $590,494.60
Disclosure

SEC source: 0000315189-12-000054 · primary_doc.xml · nonDerivative · entry 6

Israel James · CIK 0001350112 · President,John Deere Financial

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 19,601

F2 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by a family trust on 22 August 2012.

Read SEC document
November 27, 2012 Filed Nov 29, 2012 18:04 UTC DEERE & CO DE · Entity 106 Exercise / conversion$1 Par Common Stock 7,013 $39.67 $278,170.65
Disclosure

SEC source: 0000315189-12-000054 · primary_doc.xml · nonDerivative · entry 5

Israel James · CIK 0001350112 · President,John Deere Financial

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 26,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by a family trust on 22 August 2012.

Read SEC document
November 27, 2012 Filed Nov 29, 2012 18:04 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 16,760 $85.01 $1,424,717.32
Disclosure

SEC source: 0000315189-12-000054 · primary_doc.xml · nonDerivative · entry 4

Israel James · CIK 0001350112 · President,John Deere Financial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,843

F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by reporting person on 22 August 2012.

F3 · balance_after: Includes 35,843 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.

Read SEC document
November 27, 2012 Filed Nov 29, 2012 18:04 UTC DEERE & CO DE · Entity 106 Exercise / conversion$1 Par Common Stock 16,760 $48.38 $810,765.00
Disclosure

SEC source: 0000315189-12-000054 · primary_doc.xml · nonDerivative · entry 3

Israel James · CIK 0001350112 · President,John Deere Financial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,603

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by reporting person on 22 August 2012.

Read SEC document
November 27, 2012 Filed Nov 29, 2012 18:04 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 7,012 $84.20 $590,410.40
Disclosure

SEC source: 0000315189-12-000054 · primary_doc.xml · nonDerivative · entry 2

Israel James · CIK 0001350112 · President,John Deere Financial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,843

F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by reporting person on 22 August 2012.

Read SEC document
November 27, 2012 Filed Nov 29, 2012 18:04 UTC DEERE & CO DE · Entity 106 Exercise / conversion$1 Par Common Stock 7,012 $39.67 $278,130.98
Disclosure

SEC source: 0000315189-12-000054 · primary_doc.xml · nonDerivative · entry 1

Israel James · CIK 0001350112 · President,John Deere Financial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by reporting person on 22 August 2012.

Read SEC document
June 06, 2012 Filed Jun 14, 2012 15:59 UTC DEERE & CO DE · Entity 106 GiftMarket Priced Options · Derivative 6,927 $0.00 Strike: $80.61 $0.00
Disclosure

SEC source: 0000315189-12-000033 · primary_doc.xml · derivative · entry 12

Israel James · CIK 0001350112 · President,John Deere Financial

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 6,927

Underlying: Common Stock · 6,927 shares

Expires 2020-12-08

F3 · security: Gift of employee stock options to a family trust for the benefit of spouse and children.

Read SEC document
June 06, 2012 Filed Jun 14, 2012 15:59 UTC DEERE & CO DE · Entity 106 GiftMarket Priced Options · Derivative 6,927 $0.00 Strike: $80.61 $0.00
Disclosure

SEC source: 0000315189-12-000033 · primary_doc.xml · derivative · entry 11

Israel James · CIK 0001350112 · President,John Deere Financial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,449

Underlying: Common Stock · 6,927 shares

Expires 2020-12-08

F3 · security: Gift of employee stock options to a family trust for the benefit of spouse and children.

Read SEC document
June 06, 2012 Filed Jun 14, 2012 15:59 UTC DEERE & CO DE · Entity 106 GiftMarket Priced Options · Derivative 17,021 $0.00 Strike: $52.25 $0.00
Disclosure

SEC source: 0000315189-12-000033 · primary_doc.xml · derivative · entry 10

Israel James · CIK 0001350112 · President,John Deere Financial

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 17,021

Underlying: Common Stock · 17,021 shares

Expires 2019-12-09

F3 · security: Gift of employee stock options to a family trust for the benefit of spouse and children.

F7 · derivative.exercise_date: The options became exercisable in two approximately equal installments on December 9, 2010 and 2011.

Read SEC document
June 06, 2012 Filed Jun 14, 2012 15:59 UTC DEERE & CO DE · Entity 106 GiftMarket Priced Options · Derivative 17,021 $0.00 Strike: $52.25 $0.00
Disclosure

SEC source: 0000315189-12-000033 · primary_doc.xml · derivative · entry 9

Israel James · CIK 0001350112 · President,John Deere Financial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,020

Underlying: Common Stock · 17,021 shares

Expires 2019-12-09

F3 · security: Gift of employee stock options to a family trust for the benefit of spouse and children.

F7 · derivative.exercise_date: The options became exercisable in two approximately equal installments on December 9, 2010 and 2011.

Read SEC document
June 06, 2012 Filed Jun 14, 2012 15:59 UTC DEERE & CO DE · Entity 106 GiftMarket Priced Options · Derivative 7,013 $0.00 Strike: $39.67 $0.00
Disclosure

SEC source: 0000315189-12-000033 · primary_doc.xml · derivative · entry 8

Israel James · CIK 0001350112 · President,John Deere Financial

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 7,013

Underlying: Common Stock · 7,013 shares

Expires 2018-12-17

F3 · security: Gift of employee stock options to a family trust for the benefit of spouse and children.

F6 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 17, 2009, 2010 and 2011.

Read SEC document
June 06, 2012 Filed Jun 14, 2012 15:59 UTC DEERE & CO DE · Entity 106 GiftMarket Priced Options · Derivative 7,013 $0.00 Strike: $39.67 $0.00
Disclosure

SEC source: 0000315189-12-000033 · primary_doc.xml · derivative · entry 7

Israel James · CIK 0001350112 · President,John Deere Financial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,012

Underlying: Common Stock · 7,013 shares

Expires 2018-12-17

F3 · security: Gift of employee stock options to a family trust for the benefit of spouse and children.

F6 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 17, 2009, 2010 and 2011.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.