Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ENERGY FOCUS, INC/DEEFOI · Entity 7723 | Director | June 20, 2018 | June 22, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ENERGY FOCUS, INC/DE
Report date June 20, 2018 · Filed June 22, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,169 |
Reported balance
After 2018-06-20 transaction · row 1
1 source rowRow 1 · 2018-06-20 · Exercise / conversion · Acquired 3,169 · Balance 3,169 F1: Restricted stock units convert into Common Stock on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2018-06-21 | Direct | 3,169 |
Reported balance
After 2018-06-20 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-06-20 · Exercise / conversion · Disposed 3,169 · Balance 3,169 F2: Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock. F1: Restricted stock units convert into Common Stock on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 15,000 |
Reported balance
After 2018-06-20 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-06-20 · Grant · Acquired 15,000 · Balance 15,000 F2: Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock. F1: Restricted stock units convert into Common Stock on a one-for-one basis. F3: The Restricted Stock Units fully vest on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into Common Stock on a one-for-one basis.
F2: Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock.
F3: The Restricted Stock Units fully vest on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 20, 2018 Filed Jun 22, 2018 22:54 UTC | ENERGY FOCUS, INC/DE EFOI · Entity 7723 | GrantRestricted Stock Units · Derivative | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000924168-18-000053 · wf-form4_152970807873360.xml · derivative · entry 3 RISHI SATISH · CIK 0001219137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock. F1 · price: Restricted stock units convert into Common Stock on a one-for-one basis. F3 · derivative.exercise_date: The Restricted Stock Units fully vest on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date. F3 · derivative.expiration_date: The Restricted Stock Units fully vest on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date. Read SEC document |
| June 20, 2018 Filed Jun 22, 2018 22:54 UTC | ENERGY FOCUS, INC/DE EFOI · Entity 7723 | Exercise / conversionRestricted Stock Units · Derivative | 3,169 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000924168-18-000053 · wf-form4_152970807873360.xml · derivative · entry 2 RISHI SATISH · CIK 0001219137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,169 Underlying: Common Stock · 3,169 shares Expires 2018-06-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock. F1 · price: Restricted stock units convert into Common Stock on a one-for-one basis. Read SEC document |
| June 20, 2018 Filed Jun 22, 2018 22:54 UTC | ENERGY FOCUS, INC/DE EFOI · Entity 7723 | Exercise / conversionCommon Stock | 3,169 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000924168-18-000053 · wf-form4_152970807873360.xml · nonDerivative · entry 1 RISHI SATISH · CIK 0001219137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,169 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Common Stock on a one-for-one basis. Read SEC document |
| April 16, 2018 Filed Apr 17, 2018 22:11 UTC | ENERGY FOCUS, INC/DE EFOI · Entity 7723 | GrantRestricted Stock Units · Derivative | 3,169 | $0.00 | $0.00 |
DisclosureSEC source: 0000924168-18-000024 · wf-form4_152400302097103.xml · derivative · entry 1 RISHI SATISH · CIK 0001219137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,169 Underlying: Common Stock · 3,169 shares Expires 2018-06-21 F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock. F2 · derivative.exercise_date: The Restricted Stock Units fully vest on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.