Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CONOCOPHILLIPSCOP · Entity 658 | Director · Chairman | December 10, 2003 | September 29, 2004 |
| EXPAND ENERGY CorpCHK · Entity 3213 | Director | December 21, 2018 | December 26, 2018 |
| UNION PACIFIC CORPUNP · Entity 2854 | Director | April 01, 2014 | April 02, 2014 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CONOCOPHILLIPS
Report date December 10, 2003 · Filed September 29, 2004 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 71,912 |
Last balance in matching sequence
After 2003-12-10 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2003-12-10 · Exercise / conversion · Acquired 22,754 · Balance 94,666 Row 2 · 2003-12-10 · Tax withholding · Disposed 22,754 · Balance 71,912 |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.50 · Expires 2004-03-03 | Direct | 0 |
Reported balance
After 2003-12-10 transaction · row 5
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 5 · 2003-12-10 · Exercise / conversion · Disposed 66,826 · Balance 0 F2: The reporting person elected to defer receipt of 44,072 shares of common stock issuable upon exercise of his option, resulting in the accrual to his account of 44,072 stock units. |
| Stock UnitsSEC Table II · derivative / convertible security | Direct | 253,951 |
Reported balance
After 2003-12-10 transaction · row 6
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 6 · 2003-12-10 · Exercise / conversion · Acquired 44,072 · Balance 253,951 F3: 1-for-1 F4: The stock units become payable, at the election of the executive officer, upon the earlier of (i) retirement or (ii) a date in the future designated by the executive officer. F5: This amendment is being filed to correct the number of stock units owned by the reporting person from 253,963 to 253,951 following the reported transaction . The difference was due to an error in calculation. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 22,716 |
Reported balance
Holding disclosure · report date 2003-12-10 · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · Balance 22,716 F1: The shares are held by Dunham Management Trust, a revocable grantor trust. |
| Common StockSEC Table I · non-derivative | IndirectBy ConocoPhillips Savings Plan | 306 |
Reported balance
Holding disclosure · report date 2003-12-10 · row 4
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 4 · Balance 306 |
Filing footnotes · ownership attribution and instrument terms
F1: The shares are held by Dunham Management Trust, a revocable grantor trust.
F2: The reporting person elected to defer receipt of 44,072 shares of common stock issuable upon exercise of his option, resulting in the accrual to his account of 44,072 stock units.
F3: 1-for-1
F4: The stock units become payable, at the election of the executive officer, upon the earlier of (i) retirement or (ii) a date in the future designated by the executive officer.
F5: This amendment is being filed to correct the number of stock units owned by the reporting person from 253,963 to 253,951 following the reported transaction . The difference was due to an error in calculation.
EXPAND ENERGY Corp
Report date December 21, 2018 · Filed December 26, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,347,375 |
Reported balance
After 2018-12-21 transaction · row 1
1 source rowRow 1 · 2018-12-21 · Purchase · Acquired 2,100,000 · Balance 9,347,375 F1: This transaction was executed in multiple trades at prices ranging from $1.92 to $2.00. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $1.92 to $2.00. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
UNION PACIFIC CORP
Report date April 01, 2014 · Filed April 02, 2014
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 19,511 |
Reported balance
After 2014-04-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2014-04-01 · Grant · Acquired 266 · Balance 19,511 F1: Distribution ratio for Phantom Stock Units is 1:1. F2: Phantom Stock Units are payable in cash only commencing at retirement. |
Filing footnotes · ownership attribution and instrument terms
F1: Distribution ratio for Phantom Stock Units is 1:1.
F2: Phantom Stock Units are payable in cash only commencing at retirement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 30, 2007 Filed Jan 31, 2007 19:13 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,850 | $0.00 Strike: $96.98 | $0.00 |
DisclosureSEC source: 0000100885-07-000029 · edgardoc.xml · derivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,850 Underlying: Common Stock · 1,850 shares Expires 2017-01-30 Read SEC document |
| January 03, 2007 Filed Jan 4, 2007 20:20 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 134 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-07-000008 · edgardoc.xml · derivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,151 Underlying: Common Stock · 134 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| October 02, 2006 Filed Oct 2, 2006 23:45 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 142 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-06-000212 · edgardoc.xml · derivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,017 Underlying: Common Stock · 142 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| July 03, 2006 Filed Jul 5, 2006 17:28 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 134 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-06-000158 · edgardoc.xml · derivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,875 Underlying: Common Stock · 134 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| April 03, 2006 Filed Apr 4, 2006 15:27 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 130 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-06-000121 · edgardoc.xml · derivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,741 Underlying: Common Stock · 130 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| January 26, 2006 Filed Jan 27, 2006 16:28 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 2,100 | $0.00 Strike: $86.05 | $0.00 |
DisclosureSEC source: 0000100885-06-000031 · edgardoc.xml · derivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,100 Underlying: Common Stock · 2,100 shares Expires 2016-01-26 Read SEC document |
| January 03, 2006 Filed Jan 4, 2006 20:14 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 154 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-06-000013 · edgardoc.xml · derivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,611 Underlying: Common Stock · 154 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| October 04, 2005 Filed Oct 4, 2005 18:27 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 171 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-05-000239 · edgardoc.xml · derivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,457 Underlying: Common Stock · 171 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| July 01, 2005 Filed Jul 5, 2005 16:03 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 187 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-05-000206 · edgardoc.xml · derivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,286 Underlying: Common Stock · 187 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| April 01, 2005 Filed Apr 4, 2005 19:18 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 175 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-05-000184 · edgardoc.xml · derivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,099 Underlying: Common Stock · 175 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| January 27, 2005 Filed Jan 28, 2005 23:16 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 3,050 | $0.00 Strike: $59.12 | $0.00 |
DisclosureSEC source: 0000100885-05-000077 · edgardoc.xml · derivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,050 Underlying: Common Stock · 3,050 shares Expires 2015-01-27 Read SEC document |
| January 03, 2005 Filed Jan 4, 2005 19:22 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 180 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-05-000013 · edgardoc.xml · derivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,924 Underlying: Common Stock · 180 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| October 01, 2004 Filed Oct 4, 2004 18:24 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 204 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-04-000188 · edgardoc.xml · derivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,744 Underlying: Common Stock · 204 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| July 20, 2004 Filed Jul 22, 2004 19:49 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 652.085 | $79.25 | $51,680.34 |
DisclosureSEC source: 0001292850-04-000012 · edgar.xml · derivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,587.41 Underlying: Common Stock · 652.085 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| July 15, 2004 Filed Jul 19, 2004 23:21 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantRestricted Stock | 85,214 | $0.00 | $0.00 |
DisclosureSEC source: 0001292850-04-000003 · edgar.xml · nonDerivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,884 F1 · date: The transaction date is the date on which the final action of the Issuer's Board of Directors necessary to authorize the transaction occurred. F2 · kind: Represents payouts under the Performance Share Plan for Performance Periods I and II on a prorated basis reflecting the number of months of employment relative to the three-year plan periods, performance to date and recognition of other contributions to the Company. Delivery will not occur prior to the reporting person's retirement date of October 1, 2004. Read SEC document |
| July 01, 2004 Filed Jul 6, 2004 18:17 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 202 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-04-000167 · edgardoc.xml · derivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,540 Underlying: Common Stock · 202 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 18:27 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 200 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-04-000138 · edgardoc.xml · derivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,338 Underlying: Common Stock · 200 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| March 02, 2004 Filed Mar 4, 2004 21:20 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (right to buy) · Derivative | 1,499 | $0.00 Strike: $66.72 | $0.00 |
DisclosureSEC source: 0001234266-04-000098 · edgar.xml · derivative · entry 5 DUNHAM ARCHIE W · CIK 0001192053 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,499 shares Expires 2004-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2004 Filed Mar 4, 2004 21:20 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 1,450 | $69.79 | $101,195.50 |
DisclosureSEC source: 0001234266-04-000098 · edgar.xml · nonDerivative · entry 2 DUNHAM ARCHIE W · CIK 0001192053 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,865 Read SEC document |
| March 02, 2004 Filed Mar 4, 2004 21:20 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 1,499 | $66.72 | $100,013.28 |
DisclosureSEC source: 0001234266-04-000098 · edgar.xml · nonDerivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,315 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2004 Filed Feb 11, 2004 00:36 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Options (right to buy) · Derivative | 372,600 | $0.00 Strike: $65.62 | $0.00 |
DisclosureSEC source: 0001234266-04-000072 · edgar.xml · derivative · entry 4 DUNHAM ARCHIE W · CIK 0001192053 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 372,600 Underlying: Common Stock · 372,600 shares Expires 2014-02-08 F3 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 8, 2005. Read SEC document |
| February 08, 2004 Filed Feb 11, 2004 00:36 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantCommon Stock | 24,876 | $0.00 | $0.00 |
DisclosureSEC source: 0001234266-04-000072 · edgar.xml · nonDerivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,788 F1 · shares: The shares acquired consist of restricted stock. Read SEC document |
| January 29, 2004 Filed Jan 30, 2004 20:33 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 2,750 | $0.00 Strike: $65.10 | $0.00 |
DisclosureSEC source: 0000100885-04-000070 · edgardoc.xml · derivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,750 Underlying: Common Stock · 2,750 shares Expires 2014-01-29 Read SEC document |
| January 20, 2004 Filed Jan 23, 2004 01:25 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 924.373 | $66.42 | $61,396.85 |
DisclosureSEC source: 0001234266-04-000038 · edgar.xml · derivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 924.373 Underlying: Common Stock · 924.373 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| January 13, 2004 Filed Jan 15, 2004 21:34 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (right to buy) · Derivative | 132,491 | $0.00 Strike: $30.95 | $0.00 |
DisclosureSEC source: 0001234266-04-000013 · edgar.xml · derivative · entry 9 DUNHAM ARCHIE W · CIK 0001192053 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 132,491 shares Expires 2006-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 13, 2004 Filed Jan 15, 2004 21:34 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (right to buy) · Derivative | 133,160 | $0.00 Strike: $27.34 | $0.00 |
DisclosureSEC source: 0001234266-04-000013 · edgar.xml · derivative · entry 8 DUNHAM ARCHIE W · CIK 0001192053 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 133,160 shares Expires 2005-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 13, 2004 Filed Jan 15, 2004 21:34 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (right to buy) · Derivative | 2,001 | $0.00 Strike: $49.95 | $0.00 |
DisclosureSEC source: 0001234266-04-000013 · edgar.xml · derivative · entry 7 DUNHAM ARCHIE W · CIK 0001192053 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,001 shares Expires 2005-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 13, 2004 Filed Jan 15, 2004 21:34 UTC | CONOCOPHILLIPS COP · Entity 658 | SaleCommon Stock | 267,652 | $65.92 | $17,643,619.84 |
DisclosureSEC source: 0001234266-04-000013 · edgar.xml · nonDerivative · entry 4 DUNHAM ARCHIE W · CIK 0001192053 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,912 Read SEC document |
| January 13, 2004 Filed Jan 15, 2004 21:34 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 132,491 | $30.95 | $4,100,596.45 |
DisclosureSEC source: 0001234266-04-000013 · edgar.xml · nonDerivative · entry 3 DUNHAM ARCHIE W · CIK 0001192053 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,564 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 13, 2004 Filed Jan 15, 2004 21:34 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 133,160 | $27.33 | $3,639,262.80 |
DisclosureSEC source: 0001234266-04-000013 · edgar.xml · nonDerivative · entry 2 DUNHAM ARCHIE W · CIK 0001192053 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,073 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 13, 2004 Filed Jan 15, 2004 21:34 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 2,001 | $49.95 | $99,949.95 |
DisclosureSEC source: 0001234266-04-000013 · edgar.xml · nonDerivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,913 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2004 Filed Jan 5, 2004 20:37 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 171 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-04-000012 · edgardoc.xml · derivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,138 Underlying: Common Stock · 171 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| December 19, 2003 Filed Dec 22, 2003 16:29 UTC | CONOCOPHILLIPS COP · Entity 658 | OtherPhantom Stock · Derivative | 5,034 | $63.58 | $320,061.72 |
DisclosureSEC source: 0001234248-03-000002 · edgar.xml · derivative · entry 2 DUNHAM ARCHIE W · CIK 0001192053 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,034 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: Each share of phantom stock entitles the reporting person to receive a cash payment equal to the closing price of a share of ConocoPhillips common stock as reported on the NYSE on the date of payment. The reporting person can elect to receive these payments in up to 10 annual installments, with the first installment paid either (i) on the date of retirement or (ii) on the first business day of any of the five calendar years following retirement. F3 · derivative.expiration_date: Each share of phantom stock entitles the reporting person to receive a cash payment equal to the closing price of a share of ConocoPhillips common stock as reported on the NYSE on the date of payment. The reporting person can elect to receive these payments in up to 10 annual installments, with the first installment paid either (i) on the date of retirement or (ii) on the first business day of any of the five calendar years following retirement. Read SEC document |
| December 18, 2003 Filed Dec 22, 2003 16:29 UTC | CONOCOPHILLIPS COP · Entity 658 | OtherStock Units · Derivative | 47,510 | $63.97 | $3,039,214.70 |
DisclosureSEC source: 0001234248-03-000002 · edgar.xml · derivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 47,510 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: The stock units become payable in cash at the election of the executive officer, upon the earlier of (i) retirement or (ii) a date in the future designated by the executive officer. F2 · derivative.expiration_date: The stock units become payable in cash at the election of the executive officer, upon the earlier of (i) retirement or (ii) a date in the future designated by the executive officer. Read SEC document |
| December 10, 2003 Filed Dec 12, 2003 19:15 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Units · Derivative | 44,072 | $20.50 | $903,476.00 |
DisclosureSEC source: 0001234266-03-000127 · edgar.xml · derivative · entry 6 DUNHAM ARCHIE W · CIK 0001192053 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,963 Underlying: Common Stock · 44,072 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: 1-for-1 F4 · derivative.exercise_date: The stock units become payable, at the election of the executive officer, upon the earlier of (i) retirement or (ii) a date in the future designated by the executive officer. F4 · derivative.expiration_date: The stock units become payable, at the election of the executive officer, upon the earlier of (i) retirement or (ii) a date in the future designated by the executive officer. Read SEC document |
| December 10, 2003 Filed Dec 12, 2003 19:15 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (right to buy) · Derivative | 66,826 | $0.00 Strike: $20.50 | $0.00 |
DisclosureSEC source: 0001234266-03-000127 · edgar.xml · derivative · entry 5 DUNHAM ARCHIE W · CIK 0001192053 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 66,826 shares Expires 2004-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.underlying: The reporting person elected to defer receipt of 44,072 shares of common stock issuable upon exercise of his option, resulting in the accrual to his account of 44,072 stock units. Read SEC document |
| December 10, 2003 Filed Dec 12, 2003 19:15 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 22,754 | $59.91 | $1,363,192.14 |
DisclosureSEC source: 0001234266-03-000127 · edgar.xml · nonDerivative · entry 2 DUNHAM ARCHIE W · CIK 0001192053 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,912 Read SEC document |
| December 10, 2003 Filed Dec 12, 2003 19:15 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 22,754 | $20.50 | $466,457.00 |
DisclosureSEC source: 0001234266-03-000127 · edgar.xml · nonDerivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2003 Filed Sep 29, 2004 21:36 UTC Amendment | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Units · Derivative | 44,072 | $20.50 | $903,476.00 |
DisclosureSEC source: 0001234266-04-000214 · edgar.xml · derivative · entry 6 DUNHAM ARCHIE W · CIK 0001192053 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,951 Underlying: Common Stock · 44,072 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: 1-for-1 F4 · derivative.exercise_date: The stock units become payable, at the election of the executive officer, upon the earlier of (i) retirement or (ii) a date in the future designated by the executive officer. F4 · derivative.expiration_date: The stock units become payable, at the election of the executive officer, upon the earlier of (i) retirement or (ii) a date in the future designated by the executive officer. F5 · balance_after: This amendment is being filed to correct the number of stock units owned by the reporting person from 253,963 to 253,951 following the reported transaction . The difference was due to an error in calculation. Read SEC document |
| December 10, 2003 Filed Sep 29, 2004 21:36 UTC Amendment | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (right to buy) · Derivative | 66,826 | $0.00 Strike: $20.50 | $0.00 |
DisclosureSEC source: 0001234266-04-000214 · edgar.xml · derivative · entry 5 DUNHAM ARCHIE W · CIK 0001192053 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 66,826 shares Expires 2004-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.underlying: The reporting person elected to defer receipt of 44,072 shares of common stock issuable upon exercise of his option, resulting in the accrual to his account of 44,072 stock units. Read SEC document |
| December 10, 2003 Filed Sep 29, 2004 21:36 UTC Amendment | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 22,754 | $59.91 | $1,363,192.14 |
DisclosureSEC source: 0001234266-04-000214 · edgar.xml · nonDerivative · entry 2 DUNHAM ARCHIE W · CIK 0001192053 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,912 Read SEC document |
| December 10, 2003 Filed Sep 29, 2004 21:36 UTC Amendment | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 22,754 | $20.50 | $466,457.00 |
DisclosureSEC source: 0001234266-04-000214 · edgar.xml · nonDerivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 04, 2003 Filed Oct 7, 2003 20:35 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 44,282 | $0.00 | $0.00 |
DisclosureSEC source: 0001234266-03-000069 · edgar.xml · derivative · entry 2 DUNHAM ARCHIE W · CIK 0001192053 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,282 Underlying: Common Stock · 44,282 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · kind: This report is being filed to report the change in payout currency from stock to cash for the stock units held by the reporting person as a result of the transfer of the stock unit balances from one deferred compensation plan of ConocoPhillips to a different deferred compensation plan of ConocoPhillips. F4 · derivative.exercise_date: The stock units become payable in cash at the election of the executive officer, upon the earlier of (i) retirement or (ii) a date in the future designated by the executive officer. F4 · derivative.expiration_date: The stock units become payable in cash at the election of the executive officer, upon the earlier of (i) retirement or (ii) a date in the future designated by the executive officer. Read SEC document |
| October 04, 2003 Filed Oct 7, 2003 20:35 UTC | CONOCOPHILLIPS COP · Entity 658 | Disposition to issuerStock Units · Derivative | 44,282 | $0.00 | $0.00 |
DisclosureSEC source: 0001234266-03-000069 · edgar.xml · derivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,335 Underlying: Common Stock · 44,282 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · kind: This report is being filed to report the change in payout currency from stock to cash for the stock units held by the reporting person as a result of the transfer of the stock unit balances from one deferred compensation plan of ConocoPhillips to a different deferred compensation plan of ConocoPhillips. F3 · derivative.exercise_date: The stock units become payable in ConocoPhillips stock at the election of the executive officer, upon the earlier of (i) retirement or (ii) a date in the future designated by the executive officer. F3 · derivative.expiration_date: The stock units become payable in ConocoPhillips stock at the election of the executive officer, upon the earlier of (i) retirement or (ii) a date in the future designated by the executive officer. Read SEC document |
| October 01, 2003 Filed Oct 2, 2003 20:30 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 200 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-03-000058 · edgardoc.xml · derivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,967 Underlying: Common Stock · 200 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| September 02, 2003 Filed Sep 4, 2003 21:21 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 55 | $56.84 | $3,126.20 |
DisclosureSEC source: 0001234266-03-000055 · edgar.xml · derivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,852 Underlying: Common Stock · 55 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock entitles the reporting person to receive a cash payment equal to the closing price of a share of ConocoPhillips common stock as reported on the NYSE on the date of payment. The reporting person can elect to receive these payments in up to 15 annual installments, with the first installment paid either (i) on the date of retirement or (ii) on the first business day of any of the five calendar years following retirement. F1 · derivative.exercise_date: Each share of phantom stock entitles the reporting person to receive a cash payment equal to the closing price of a share of ConocoPhillips common stock as reported on the NYSE on the date of payment. The reporting person can elect to receive these payments in up to 15 annual installments, with the first installment paid either (i) on the date of retirement or (ii) on the first business day of any of the five calendar years following retirement. F1 · derivative.expiration_date: Each share of phantom stock entitles the reporting person to receive a cash payment equal to the closing price of a share of ConocoPhillips common stock as reported on the NYSE on the date of payment. The reporting person can elect to receive these payments in up to 15 annual installments, with the first installment paid either (i) on the date of retirement or (ii) on the first business day of any of the five calendar years following retirement. Read SEC document |
| July 21, 2003 Filed Jul 23, 2003 22:50 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 676 | $53.59 Strike: $0.00 | $36,226.84 |
DisclosureSEC source: 0001234266-03-000018 · edgar.xml · derivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,797 Underlying: Common Stock · 676 shares Expires 1988-08-08 F1 · derivative.exercise_price: Each share of phantom stock entitles the reporting person to receive a cash payment equal to the closing price of a share of ConocoPhillips common stock as reported on the NYSE on the date of payment. The reporting person can elect to receive these payments in up to 15 annual installments, with the first installment paid either (i) on the date of retirement or (ii) on the first business day of any of the five calendar years following retirement. F1 · derivative.exercise_date: Each share of phantom stock entitles the reporting person to receive a cash payment equal to the closing price of a share of ConocoPhillips common stock as reported on the NYSE on the date of payment. The reporting person can elect to receive these payments in up to 15 annual installments, with the first installment paid either (i) on the date of retirement or (ii) on the first business day of any of the five calendar years following retirement. F1 · derivative.expiration_date: Each share of phantom stock entitles the reporting person to receive a cash payment equal to the closing price of a share of ConocoPhillips common stock as reported on the NYSE on the date of payment. The reporting person can elect to receive these payments in up to 15 annual installments, with the first installment paid either (i) on the date of retirement or (ii) on the first business day of any of the five calendar years following retirement. Read SEC document |
| July 01, 2003 Filed Jul 3, 2003 12:48 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantPhantom Stock · Derivative | 201 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-03-000031 · edgardoc.xml · derivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,767 Underlying: Common Stock · 201 shares Expires 1988-08-08 F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. (This footnote applies to both dates in Column 6 of Table II, "Date Exercisable" and "Expiration Date".) Read SEC document |
| June 02, 2003 Filed Jun 4, 2003 19:28 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 51 | $55.04 Strike: $0.00 | $2,807.04 |
DisclosureSEC source: 0001234250-03-000039 · edgar.xml · derivative · entry 1 DUNHAM ARCHIE W · CIK 0001192053 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,121 Underlying: Common Stock · 51 shares Expires 1988-08-08 F1 · derivative.exercise_price: Each share of phantom stock entitles the reporting person to receive a cash payment equal to the closing price of a share of ConocoPhillips common stock as reported on the NYSE on the date of payment. The reporting person can elect to receive these payments in up to 15 annual installments, with the first installment paid either (i) on the date of retirement or (ii) on the first business day of any of the five calendar years following retirement. F1 · derivative.exercise_date: Each share of phantom stock entitles the reporting person to receive a cash payment equal to the closing price of a share of ConocoPhillips common stock as reported on the NYSE on the date of payment. The reporting person can elect to receive these payments in up to 15 annual installments, with the first installment paid either (i) on the date of retirement or (ii) on the first business day of any of the five calendar years following retirement. F1 · derivative.expiration_date: Each share of phantom stock entitles the reporting person to receive a cash payment equal to the closing price of a share of ConocoPhillips common stock as reported on the NYSE on the date of payment. The reporting person can elect to receive these payments in up to 15 annual installments, with the first installment paid either (i) on the date of retirement or (ii) on the first business day of any of the five calendar years following retirement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.