person · Reporting owner
Shaughnessy Timothy S
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Senior Vice President | November 06, 2014 | November 07, 2014 |
| VONAGE HOLDINGS CORPVG · Entity 125236 | Chief Financial Officer | August 17, 2020 | August 27, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTERNATIONAL BUSINESS MACHINES CORP
Report date November 06, 2014 · Filed November 07, 2014
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,242 |
Reported balance
After 2014-11-06 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2014-11-06 · Grant · Acquired 16 · Balance 2,242 F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. |
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Indirectspouse | 361 |
Reported balance
After 2014-11-06 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2014-11-06 · Grant · Acquired 3 · Balance 361 F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F4: Phantom stock units became distributable to the reporting person's spouse under the IBM Excess 401(k) Plus Plan upon her separation from the company. The spouse's phantom stock units will be distributed annually in equal installments over a five-year period, which began in February 2014. F5: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.
F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.
F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.
F4: Phantom stock units became distributable to the reporting person's spouse under the IBM Excess 401(k) Plus Plan upon her separation from the company. The spouse's phantom stock units will be distributed annually in equal installments over a five-year period, which began in February 2014.
F5: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
VONAGE HOLDINGS CORP
Report date August 17, 2020 · Filed August 27, 2020
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 18, 2009 Filed May 19, 2009 15:01 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $104.16 | $10,415.75 |
DisclosureSEC source: 0001181431-09-025626 · rrd243144.xml · nonDerivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,123.749 Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:13 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 526 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024219 · rrd242199.xml · derivative · entry 9 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 527 Underlying: Common Stock · 526 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:13 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 2,243 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024219 · rrd242199.xml · derivative · entry 8 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,486 Underlying: Common Stock · 2,243 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:13 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 2,224 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024219 · rrd242199.xml · derivative · entry 7 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,224 Underlying: Common Stock · 2,224 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:13 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 198 | $101.79 | $20,154.42 |
DisclosureSEC source: 0001181431-09-024219 · rrd242199.xml · nonDerivative · entry 6 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 2,029.474 F3 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:13 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 526 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024219 · rrd242199.xml · nonDerivative · entry 5 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 2,227.474 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:13 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,038 | $101.79 | $105,658.02 |
DisclosureSEC source: 0001181431-09-024219 · rrd242199.xml · nonDerivative · entry 4 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,895.749 Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:13 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,030 | $101.79 | $104,843.70 |
DisclosureSEC source: 0001181431-09-024219 · rrd242199.xml · nonDerivative · entry 3 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,933.749 Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:13 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 2,243 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024219 · rrd242199.xml · nonDerivative · entry 2 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,963.749 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:13 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 2,224 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024219 · rrd242199.xml · nonDerivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,720.749 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2009 Filed May 7, 2009 17:28 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 4 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-023321 · rrd241770.xml · derivative · entry 2 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 626 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F4 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 06, 2009 Filed May 7, 2009 17:28 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 23 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-023321 · rrd241770.xml · derivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,261 Underlying: Common Stock · 23 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 06, 2009 Filed Feb 9, 2009 15:45 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 4 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-007204 · rrd232455.xml · derivative · entry 2 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 622 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F4 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| February 06, 2009 Filed Feb 9, 2009 15:45 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 22 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-007204 · rrd232455.xml · derivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,239 Underlying: Common Stock · 22 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2009 Filed Feb 3, 2009 23:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 3,606 | $92.36 | $333,050.16 |
DisclosureSEC source: 0001181431-09-006225 · rrd231806.xml · nonDerivative · entry 2 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,256.374 Read SEC document |
| February 01, 2009 Filed Feb 3, 2009 23:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 10,696 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-006225 · rrd231806.xml · nonDerivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,862.374 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2006-2008) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| November 06, 2008 Filed Nov 7, 2008 17:47 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 4 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-060243 · rrd222619.xml · derivative · entry 2 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 619 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F4 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 06, 2008 Filed Nov 7, 2008 17:47 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 25 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-060243 · rrd222619.xml · derivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,218 Underlying: Common Stock · 25 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 31, 2008 Filed Sep 2, 2008 17:07 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 1,505 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-050926 · rrd217588.xml · derivative · entry 4 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,010 Underlying: Common Stock · 1,505 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| August 31, 2008 Filed Sep 2, 2008 17:07 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 653 | $122.81 | $80,194.93 |
DisclosureSEC source: 0001181431-08-050926 · rrd217588.xml · nonDerivative · entry 2 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,115.17 Read SEC document |
| August 31, 2008 Filed Sep 2, 2008 17:07 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 1,505 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-050926 · rrd217588.xml · nonDerivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,768.17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2008 Filed Aug 7, 2008 15:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 3 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-046701 · rrd215261.xml · derivative · entry 2 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 615 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F4 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 06, 2008 Filed Aug 7, 2008 15:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 17 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-046701 · rrd215261.xml · derivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,190 Underlying: Common Stock · 17 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| June 05, 2008 Filed Jun 6, 2008 17:02 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 6,025 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-037299 · rrd210075.xml · derivative · entry 2 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,025 Underlying: Common Stock · 6,025 shares Expires not disclosed F3 · derivative.exercise_price: These units have been deferred and are payable in the company's common stock upon the lapse of the restrictions after retirement. F3 · kind: These units have been deferred and are payable in the company's common stock upon the lapse of the restrictions after retirement. F3 · derivative.exercise_date: These units have been deferred and are payable in the company's common stock upon the lapse of the restrictions after retirement. F3 · derivative.expiration_date: These units have been deferred and are payable in the company's common stock upon the lapse of the restrictions after retirement. Read SEC document |
| June 05, 2008 Filed Jun 6, 2008 17:02 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 6,025 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-037299 · rrd210075.xml · derivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,025 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 19, 2008 Filed May 20, 2008 21:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 1,545 | $0.00 Strike: $104.71 | $0.00 |
DisclosureSEC source: 0001181431-08-032974 · rrd207598.xml · derivative · entry 32 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 0 Underlying: Common Stock · 1,545 shares Expires 2011-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 19, 2008 Filed May 20, 2008 21:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 955 | $0.00 Strike: $104.71 | $0.00 |
DisclosureSEC source: 0001181431-08-032974 · rrd207598.xml · derivative · entry 31 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 0 Underlying: Common Stock · 955 shares Expires 2011-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 19, 2008 Filed May 20, 2008 21:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 955 | $0.00 Strike: $104.71 | $0.00 |
DisclosureSEC source: 0001181431-08-032974 · rrd207598.xml · derivative · entry 30 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 955 shares Expires 2011-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| May 19, 2008 Filed May 20, 2008 21:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 26,996 | $0.00 Strike: $105.96 | $0.00 |
DisclosureSEC source: 0001181431-08-032974 · rrd207598.xml · derivative · entry 29 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,996 shares Expires 2014-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| May 19, 2008 Filed May 20, 2008 21:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 11,045 | $0.00 Strike: $104.71 | $0.00 |
DisclosureSEC source: 0001181431-08-032974 · rrd207598.xml · derivative · entry 28 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,045 shares Expires 2011-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| May 19, 2008 Filed May 20, 2008 21:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 1,545 | $104.71 | $161,776.95 |
DisclosureSEC source: 0001181431-08-032974 · rrd207598.xml · nonDerivative · entry 27 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 1,340.977 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · balance_after: This amount reflects the sale of 1,545 shares acquired by spouse upon the stock option exercise disclosed in Table II, which shares were sold as reflected above. F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 19, 2008 Filed May 20, 2008 21:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 955 | $104.71 | $99,998.05 |
DisclosureSEC source: 0001181431-08-032974 · rrd207598.xml · nonDerivative · entry 26 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: The amount shown above in column 5 (9,207.225 shares) includes 955 shares acquired by spouse upon the stock option exercise disclosed in Table II. F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 19, 2008 Filed May 20, 2008 21:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 30 | $128.20 | $3,846.00 |
DisclosureSEC source: 0001181431-08-032974 · rrd207598.xml · nonDerivative · entry 25 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,207.225 F3 · balance_after: The amount shown above in column 5 (9,207.225 shares) includes 955 shares acquired by spouse upon the stock option exercise disclosed in Table II. Read SEC document |
| May 19, 2008 Filed May 20, 2008 21:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $128.16 | $12,816.00 |
DisclosureSEC source: 0001181431-08-032974 · rrd207598.xml · nonDerivative · entry 24 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,237.225 Read SEC document |
| May 19, 2008 Filed May 20, 2008 21:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 500 | $128.15 | $64,075.00 |
DisclosureSEC source: 0001181431-08-032974 · rrd207598.xml · nonDerivative · entry 23 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,337.225 Read SEC document |
| May 19, 2008 Filed May 20, 2008 21:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 636 | $128.14 | $81,497.04 |
DisclosureSEC source: 0001181431-08-032974 · rrd207598.xml · nonDerivative · entry 22 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,837.225 Read SEC document |
| May 19, 2008 Filed May 20, 2008 21:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 7,700 | $128.13 | $986,601.00 |
DisclosureSEC source: 0001181431-08-032974 · rrd207598.xml · nonDerivative · entry 21 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,473.225 Read SEC document |
| May 19, 2008 Filed May 20, 2008 21:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $128.12 | $25,624.00 |
DisclosureSEC source: 0001181431-08-032974 · rrd207598.xml · nonDerivative · entry 20 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,173.225 Read SEC document |
| May 19, 2008 Filed May 20, 2008 21:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $128.11 | $25,622.00 |
DisclosureSEC source: 0001181431-08-032974 · rrd207598.xml · nonDerivative · entry 19 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,373.225 Read SEC document |
| May 19, 2008 Filed May 20, 2008 21:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 600 | $128.10 | $76,860.00 |
DisclosureSEC source: 0001181431-08-032974 · rrd207598.xml · nonDerivative · entry 18 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,573.225 Read SEC document |
| May 19, 2008 Filed May 20, 2008 21:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,000 | $128.09 | $256,180.00 |
DisclosureSEC source: 0001181431-08-032974 · rrd207598.xml · nonDerivative · entry 17 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,173.225 Read SEC document |
| May 19, 2008 Filed May 20, 2008 21:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 700 | $128.08 | $89,656.00 |
DisclosureSEC source: 0001181431-08-032974 · rrd207598.xml · nonDerivative · entry 16 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,173.225 Read SEC document |
| May 19, 2008 Filed May 20, 2008 21:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 300 | $128.06 | $38,418.00 |
DisclosureSEC source: 0001181431-08-032974 · rrd207598.xml · nonDerivative · entry 15 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,873.225 Read SEC document |
| May 19, 2008 Filed May 20, 2008 21:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 700 | $128.05 | $89,635.00 |
DisclosureSEC source: 0001181431-08-032974 · rrd207598.xml · nonDerivative · entry 14 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,173.225 Read SEC document |
| May 19, 2008 Filed May 20, 2008 21:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,600 | $128.04 | $332,904.00 |
DisclosureSEC source: 0001181431-08-032974 · rrd207598.xml · nonDerivative · entry 13 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,873.225 Read SEC document |
| May 19, 2008 Filed May 20, 2008 21:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 600 | $128.03 | $76,818.00 |
DisclosureSEC source: 0001181431-08-032974 · rrd207598.xml · nonDerivative · entry 12 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,473.225 Read SEC document |
| May 19, 2008 Filed May 20, 2008 21:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $128.01 | $12,801.00 |
DisclosureSEC source: 0001181431-08-032974 · rrd207598.xml · nonDerivative · entry 11 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,073.225 Read SEC document |
| May 19, 2008 Filed May 20, 2008 21:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $128.00 | $12,800.00 |
DisclosureSEC source: 0001181431-08-032974 · rrd207598.xml · nonDerivative · entry 10 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,173.225 Read SEC document |
| May 19, 2008 Filed May 20, 2008 21:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 300 | $127.98 | $38,394.00 |
DisclosureSEC source: 0001181431-08-032974 · rrd207598.xml · nonDerivative · entry 9 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,273.225 Read SEC document |
| May 19, 2008 Filed May 20, 2008 21:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,000 | $127.96 | $127,960.00 |
DisclosureSEC source: 0001181431-08-032974 · rrd207598.xml · nonDerivative · entry 8 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,573.225 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.