person · Reporting owner
Shaughnessy Timothy S
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Senior Vice President | November 06, 2014 | November 07, 2014 |
| VONAGE HOLDINGS CORPVG · Entity 125236 | Chief Financial Officer | August 17, 2020 | August 27, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTERNATIONAL BUSINESS MACHINES CORP
Report date November 06, 2014 · Filed November 07, 2014
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,242 |
Reported balance
After 2014-11-06 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2014-11-06 · Grant · Acquired 16 · Balance 2,242 F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. |
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Indirectspouse | 361 |
Reported balance
After 2014-11-06 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2014-11-06 · Grant · Acquired 3 · Balance 361 F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F4: Phantom stock units became distributable to the reporting person's spouse under the IBM Excess 401(k) Plus Plan upon her separation from the company. The spouse's phantom stock units will be distributed annually in equal installments over a five-year period, which began in February 2014. F5: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.
F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.
F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.
F4: Phantom stock units became distributable to the reporting person's spouse under the IBM Excess 401(k) Plus Plan upon her separation from the company. The spouse's phantom stock units will be distributed annually in equal installments over a five-year period, which began in February 2014.
F5: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
VONAGE HOLDINGS CORP
Report date August 17, 2020 · Filed August 27, 2020
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 08, 2010 Filed May 10, 2010 21:06 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 375 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-025503 · rrd274892.xml · nonDerivative · entry 5 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 2,280.608 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 08, 2010 Filed May 10, 2010 21:06 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,104 | $122.19 | $134,892.24 |
DisclosureSEC source: 0001181431-10-025503 · rrd274892.xml · nonDerivative · entry 4 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,870.272 Read SEC document |
| May 08, 2010 Filed May 10, 2010 21:06 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,023 | $122.19 | $124,995.26 |
DisclosureSEC source: 0001181431-10-025503 · rrd274892.xml · nonDerivative · entry 3 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,974.272 Read SEC document |
| May 08, 2010 Filed May 10, 2010 21:06 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 2,422 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-025503 · rrd274892.xml · nonDerivative · entry 2 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,997.272 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2010 Filed May 10, 2010 21:06 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 2,243 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-025503 · rrd274892.xml · nonDerivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,575.272 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2010 Filed May 7, 2010 17:55 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 4 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-025121 · rrd274749.xml · derivative · entry 2 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 636 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F4 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 06, 2010 Filed May 7, 2010 17:55 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 23 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-025121 · rrd274749.xml · derivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,334 Underlying: Common Stock · 23 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 11, 2010 Filed Feb 12, 2010 20:51 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 10,000 | $122.40 | $1,224,000.00 |
DisclosureSEC source: 0001181431-10-008761 · rrd266124.xml · nonDerivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,177.965 Read SEC document |
| February 08, 2010 Filed Feb 9, 2010 15:46 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 3 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-007496 · rrd265414.xml · derivative · entry 2 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 633 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F4 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| February 08, 2010 Filed Feb 9, 2010 15:46 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 20 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-007496 · rrd265414.xml · derivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,313 Underlying: Common Stock · 20 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2010 Filed Feb 2, 2010 22:13 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 12,063 | $123.88 | $1,494,304.13 |
DisclosureSEC source: 0001181431-10-006011 · rrd264619.xml · nonDerivative · entry 2 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,177.965 Read SEC document |
| February 01, 2010 Filed Feb 2, 2010 22:13 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 28,174 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-006011 · rrd264619.xml · nonDerivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,240.965 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2007-2009) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| November 24, 2009 Filed Nov 25, 2009 20:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 22,791 | $0.00 Strike: $101.33 | $0.00 |
DisclosureSEC source: 0001181431-09-053746 · rrd258260.xml · derivative · entry 12 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,791 shares Expires 2015-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| November 24, 2009 Filed Nov 25, 2009 20:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 4,500 | $127.55 | $573,975.00 |
DisclosureSEC source: 0001181431-09-053746 · rrd258260.xml · nonDerivative · entry 10 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,031.749 Read SEC document |
| November 24, 2009 Filed Nov 25, 2009 20:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 700 | $127.54 | $89,278.00 |
DisclosureSEC source: 0001181431-09-053746 · rrd258260.xml · nonDerivative · entry 9 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,531.749 Read SEC document |
| November 24, 2009 Filed Nov 25, 2009 20:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 3,600 | $127.53 | $459,108.00 |
DisclosureSEC source: 0001181431-09-053746 · rrd258260.xml · nonDerivative · entry 8 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,231.749 Read SEC document |
| November 24, 2009 Filed Nov 25, 2009 20:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,100 | $127.52 | $140,272.00 |
DisclosureSEC source: 0001181431-09-053746 · rrd258260.xml · nonDerivative · entry 7 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,831.749 Read SEC document |
| November 24, 2009 Filed Nov 25, 2009 20:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,900 | $127.51 | $242,269.00 |
DisclosureSEC source: 0001181431-09-053746 · rrd258260.xml · nonDerivative · entry 6 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,931.749 Read SEC document |
| November 24, 2009 Filed Nov 25, 2009 20:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,925 | $127.49 | $372,908.25 |
DisclosureSEC source: 0001181431-09-053746 · rrd258260.xml · nonDerivative · entry 5 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,831.749 Read SEC document |
| November 24, 2009 Filed Nov 25, 2009 20:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 950 | $127.48 | $121,106.00 |
DisclosureSEC source: 0001181431-09-053746 · rrd258260.xml · nonDerivative · entry 4 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,756.749 Read SEC document |
| November 24, 2009 Filed Nov 25, 2009 20:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,600 | $127.47 | $331,422.00 |
DisclosureSEC source: 0001181431-09-053746 · rrd258260.xml · nonDerivative · entry 3 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,706.749 Read SEC document |
| November 24, 2009 Filed Nov 25, 2009 20:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 4,516 | $127.46 | $575,609.36 |
DisclosureSEC source: 0001181431-09-053746 · rrd258260.xml · nonDerivative · entry 2 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,306.749 Read SEC document |
| November 24, 2009 Filed Nov 25, 2009 20:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 22,791 | $101.33 | $2,309,412.03 |
DisclosureSEC source: 0001181431-09-053746 · rrd258260.xml · nonDerivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,822.749 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 06, 2009 Filed Nov 9, 2009 16:07 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 3 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-050455 · rrd256615.xml · derivative · entry 2 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 631 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F4 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 06, 2009 Filed Nov 9, 2009 16:07 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 19 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-050455 · rrd256615.xml · derivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,295 Underlying: Common Stock · 19 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 31, 2009 Filed Sep 1, 2009 19:16 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 1,505 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-042008 · rrd252043.xml · derivative · entry 4 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,505 Underlying: Common Stock · 1,505 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| August 31, 2009 Filed Sep 1, 2009 19:16 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 697 | $117.50 | $81,897.50 |
DisclosureSEC source: 0001181431-09-042008 · rrd252043.xml · nonDerivative · entry 2 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,031.749 Read SEC document |
| August 31, 2009 Filed Sep 1, 2009 19:16 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 1,505 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-042008 · rrd252043.xml · nonDerivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,728.749 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2009 Filed Aug 21, 2009 15:25 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 5,000 | $119.00 | $595,000.00 |
DisclosureSEC source: 0001181431-09-040624 · rrd251203.xml · nonDerivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,223.749 Read SEC document |
| August 06, 2009 Filed Aug 7, 2009 17:27 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 3 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-038424 · rrd250158.xml · derivative · entry 2 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 628 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F4 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 06, 2009 Filed Aug 7, 2009 17:27 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 20 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-038424 · rrd250158.xml · derivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,277 Underlying: Common Stock · 20 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| June 08, 2009 Filed Jun 9, 2009 20:38 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 1,112 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-029735 · rrd245453.xml · derivative · entry 1 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 1,112 Underlying: Common Stock · 1,112 shares Expires not disclosed F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 278 of these units on 06/08/2010, for 278 of these units on 06/08/2011, for 278 of these units on 06/08/2012, and for the remaining 278 of these units on 06/08/2013. F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 278 of these units on 06/08/2010, for 278 of these units on 06/08/2011, for 278 of these units on 06/08/2012, and for the remaining 278 of these units on 06/08/2013. F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 278 of these units on 06/08/2010, for 278 of these units on 06/08/2011, for 278 of these units on 06/08/2012, and for the remaining 278 of these units on 06/08/2013. F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 278 of these units on 06/08/2010, for 278 of these units on 06/08/2011, for 278 of these units on 06/08/2012, and for the remaining 278 of these units on 06/08/2013. F2 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 18, 2009 Filed May 19, 2009 15:01 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 700 | $104.40 | $73,080.00 |
DisclosureSEC source: 0001181431-09-025626 · rrd243144.xml · nonDerivative · entry 19 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,223.749 Read SEC document |
| May 18, 2009 Filed May 19, 2009 15:01 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 300 | $104.40 | $31,318.50 |
DisclosureSEC source: 0001181431-09-025626 · rrd243144.xml · nonDerivative · entry 18 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,923.749 Read SEC document |
| May 18, 2009 Filed May 19, 2009 15:01 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,976 | $104.39 | $206,274.64 |
DisclosureSEC source: 0001181431-09-025626 · rrd243144.xml · nonDerivative · entry 17 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,223.749 Read SEC document |
| May 18, 2009 Filed May 19, 2009 15:01 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 300 | $104.39 | $31,315.50 |
DisclosureSEC source: 0001181431-09-025626 · rrd243144.xml · nonDerivative · entry 16 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,199.749 Read SEC document |
| May 18, 2009 Filed May 19, 2009 15:01 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 600 | $104.38 | $62,628.00 |
DisclosureSEC source: 0001181431-09-025626 · rrd243144.xml · nonDerivative · entry 15 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,499.749 Read SEC document |
| May 18, 2009 Filed May 19, 2009 15:01 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 300 | $104.37 | $31,311.00 |
DisclosureSEC source: 0001181431-09-025626 · rrd243144.xml · nonDerivative · entry 14 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,099.749 Read SEC document |
| May 18, 2009 Filed May 19, 2009 15:01 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $104.36 | $20,872.00 |
DisclosureSEC source: 0001181431-09-025626 · rrd243144.xml · nonDerivative · entry 13 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,399.749 Read SEC document |
| May 18, 2009 Filed May 19, 2009 15:01 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 12 | $104.35 | $1,252.20 |
DisclosureSEC source: 0001181431-09-025626 · rrd243144.xml · nonDerivative · entry 12 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,599.749 Read SEC document |
| May 18, 2009 Filed May 19, 2009 15:01 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $104.35 | $10,434.75 |
DisclosureSEC source: 0001181431-09-025626 · rrd243144.xml · nonDerivative · entry 11 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,611.749 Read SEC document |
| May 18, 2009 Filed May 19, 2009 15:01 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,400 | $104.35 | $146,083.00 |
DisclosureSEC source: 0001181431-09-025626 · rrd243144.xml · nonDerivative · entry 10 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,711.749 Read SEC document |
| May 18, 2009 Filed May 19, 2009 15:01 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,800 | $104.34 | $187,812.00 |
DisclosureSEC source: 0001181431-09-025626 · rrd243144.xml · nonDerivative · entry 9 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,111.749 Read SEC document |
| May 18, 2009 Filed May 19, 2009 15:01 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $104.33 | $10,433.00 |
DisclosureSEC source: 0001181431-09-025626 · rrd243144.xml · nonDerivative · entry 8 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,911.749 Read SEC document |
| May 18, 2009 Filed May 19, 2009 15:01 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 900 | $104.32 | $93,888.00 |
DisclosureSEC source: 0001181431-09-025626 · rrd243144.xml · nonDerivative · entry 7 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,011.749 Read SEC document |
| May 18, 2009 Filed May 19, 2009 15:01 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 300 | $104.32 | $31,294.50 |
DisclosureSEC source: 0001181431-09-025626 · rrd243144.xml · nonDerivative · entry 6 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,911.749 Read SEC document |
| May 18, 2009 Filed May 19, 2009 15:01 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 12 | $104.18 | $1,250.16 |
DisclosureSEC source: 0001181431-09-025626 · rrd243144.xml · nonDerivative · entry 5 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,211.749 Read SEC document |
| May 18, 2009 Filed May 19, 2009 15:01 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $104.18 | $10,417.75 |
DisclosureSEC source: 0001181431-09-025626 · rrd243144.xml · nonDerivative · entry 4 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,223.749 Read SEC document |
| May 18, 2009 Filed May 19, 2009 15:01 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 300 | $104.17 | $31,249.50 |
DisclosureSEC source: 0001181431-09-025626 · rrd243144.xml · nonDerivative · entry 3 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,323.749 Read SEC document |
| May 18, 2009 Filed May 19, 2009 15:01 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 500 | $104.16 | $52,080.00 |
DisclosureSEC source: 0001181431-09-025626 · rrd243144.xml · nonDerivative · entry 2 Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,623.749 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.